13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 3,637 holding rows worth $57,059,439,000.
- Accession
- 0000950123-13-009822
- Filer
- CIK 927971
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 9,610 entries on the cover page, a total value of $57,059,439,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,059,439,000 with VALUE read as thousands by filing date, 13F file number 028-07640. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK NA
- included managerBMO ASSET MANAGEMENT CORP
- included managerSTOKER OSTLER WEALTH ADVISORS, INC
- included managerBMO NESBITT BURNS INC
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC
- included managerBMO ASSET MANAGEMENT INC
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerBMO HARRIS FINANCIAL ADVISORS, INC
- included managerBMO INVESTOR LINE INC
- included managerBANK OF MONTREAL IRELAND PLC
- included managerPYRFORD INTERNATIONAL LTD
- included managerBMO CAPITAL MARKETS CORP
- included managerBMO DELAWARE TRUST COMPANY
- included managerLLOYD GEORGE MANAGEMENT
- included managerNORTH STAR TRUST COMPANY
- included managerTAPLIN CANIDA & HABACHT LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DENBURY RES INC | 247916208 | COM NEW | 43,735 | $805,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 12,868 | $804,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 18,173 | $804,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 13,485 | $804,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 11,341 | $802,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 10,447 | $801,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 13,710 | $801,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12,026 | $799,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 18,100 | $799,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 26,635 | $796,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 44,100 | $796,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 43,733 | $795,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 16,276 | $790,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 47,752 | $788,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 9,088 | $786,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 43,934 | $786,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 9,600 | $785,000 | thousands by filing date | put |
| SILVERCREST MINES INC | 828365106 | COMMON | 443,360 | $785,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 10,760 | $784,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 29,020 | $781,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 28,790 | $778,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 14,912 | $778,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,000 | $777,000 | thousands by filing date | call |
| TOWERS WATSON & CO | 891894107 | CL A | 7,245 | $775,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 29,699 | $774,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 305,918 | $774,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,040 | $770,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 125,218 | $770,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 15,000 | $769,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 20,000 | $768,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 46,290 | $767,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 20,745 | $763,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 35,000 | $763,000 | thousands by filing date | put |
| iShares U.S. Financials ETF | 464287788 | SHS | 10,410 | $762,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 13,711 | $762,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 27,677 | $762,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 15,366 | $762,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 7,180 | $760,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 17,356 | $760,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 6,901 | $758,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 36,096 | $754,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,883,480 | $754,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 134,100 | $754,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 6,300 | $753,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 16,140 | $753,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 18,107 | $752,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 48,464 | $751,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 14,982 | $750,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 55,000 | $748,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 15,029 | $748,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 24,576 | $746,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 9,179 | $745,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 37,914 | $744,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 15,865 | $742,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 41,100 | $741,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 12,661 | $737,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 31,826 | $736,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 7,000 | $735,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 9,010 | $735,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 50,000 | $735,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 22,737 | $733,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 19,210 | $733,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 27,700 | $733,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 36,316 | $733,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 15,000 | $730,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 35,547 | $730,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 77,900 | $720,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 7,087 | $719,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,311 | $719,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 8,880 | $718,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 48,933 | $718,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 31,300 | $716,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 60,000 | $715,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 25,688 | $714,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 44,266 | $711,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 100,000 | $709,000 | thousands by filing date | call |
| CAPELLA EDUCATION CO | 139594105 | COM | 12,491 | $706,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 23,078 | $704,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 51,092 | $702,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 18,773 | $695,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 13,918 | $693,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 45,214 | $693,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 21,640 | $693,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 18,626 | $683,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 14,540 | $683,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 28,263 | $683,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 287,651 | $681,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 58,700 | $680,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 58,700 | $680,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 20,707 | $680,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 54,276 | $680,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 11,567 | $679,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 22,399 | $679,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 17,309 | $678,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 35,700 | $676,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 45,496 | $671,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 24,699 | $671,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 85,280 | $670,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 24,441 | $668,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 90,222 | $668,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 8,517 | $667,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 9,200 | $664,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 6,077 | $662,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 40,000 | $660,000 | thousands by filing date | put |
| FULLER H B CO COM | 359694106 | Stock | 14,612 | $660,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 20,258 | $657,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 28,757 | $657,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 69,569 | $657,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 10,333 | $655,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 265,898 | $654,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 135,367 | $654,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 14,403 | $652,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 61,800 | $652,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,760 | $650,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 20,000 | $649,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 50,300 | $649,000 | thousands by filing date | call |
| VCA ANTECH INC | 918194101 | COM | 23,529 | $646,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 27,240 | $645,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 5,421 | $643,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 14,503 | $642,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 47,071 | $641,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,012 | $641,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,500 | $640,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 68,031 | $639,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 39,676 | $638,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 20,000 | $637,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 13,919 | $637,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 23,795 | $635,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 23,900 | $634,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 14,628 | $634,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 14,039 | $634,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 55,120 | $634,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 49,689 | $633,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 17,444 | $631,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 25,136 | $630,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 17,500 | $623,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 7,686 | $622,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 20,000 | $622,000 | thousands by filing date | put |
| CORESITE RLTY CORP | 21870Q105 | COM | 18,320 | $622,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 16,559 | $622,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 5,414 | $621,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,691 | $620,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 16,500 | $619,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 30,000 | $618,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 7,952 | $615,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 100,000 | $615,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 59,000 | $614,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 19,310 | $613,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 5,362 | $613,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 24,886 | $612,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 12,343 | $611,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 20,000 | $611,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 289,300 | $610,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 15,000 | $610,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 11,893 | $608,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 5,785 | $607,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 15,840 | $607,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 78,567 | $604,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 27,491 | $598,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 16,078 | $597,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 17,141 | $592,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 75,235 | $592,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 11,540 | $585,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 56,944 | $584,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 26,000 | $584,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 12,521 | $583,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 13,217 | $583,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 9,774 | $582,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 159,574 | $582,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 9,900 | $581,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 20,604 | $581,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 39,573 | $579,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 48,200 | $578,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 14,900 | $573,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 12,713 | $572,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 10,735 | $567,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 11,899 | $567,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 7,145 | $566,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 72,180 | $564,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 15,000 | $561,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 13,666 | $561,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 9,425 | $561,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 8,400 | $554,000 | thousands by filing date | put |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 14,949 | $554,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 9,799 | $553,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,000 | $546,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 20,000 | $545,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 37,062 | $545,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 10,525 | $541,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 19,816 | $540,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 11,982 | $538,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 22,913 | $537,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 120,000 | $535,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 11,700 | $535,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 40,028 | $534,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 5,381 | $534,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 13,019 | $532,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 17,965 | $531,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 51,699 | $528,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 131,500 | $525,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19,468 | $524,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 5,985 | $524,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 12,151 | $521,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 10,657 | $520,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 5,000 | $519,000 | thousands by filing date | put |
| MEDIVATION INC | 58501N101 | COM | 8,655 | $519,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 30,000 | $518,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 35,885 | $516,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 223,565 | $515,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 14,200 | $514,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 49,900 | $513,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,244 | $511,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 48,700 | $511,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 95,000 | $511,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 3,469 | $511,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 26,048 | $510,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 35,000 | $507,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,922 | $506,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 13,230 | $506,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 16,556 | $506,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 8,797 | $506,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 20,145 | $506,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,134 | $502,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 15,491 | $502,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 30,000 | $500,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 48,450 | $496,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5,000 | $494,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 27,900 | $494,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 46,500 | $493,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 6,500 | $493,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 9,755 | $492,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 742,366 | $492,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 14,697 | $491,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 864 | $490,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 8,533 | $490,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 6,738 | $489,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 10,685 | $488,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 4,050 | $488,000 | thousands by filing date | call |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 23,401 | $488,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,000 | $487,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 9,460 | $487,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 33,530 | $487,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 8,124 | $487,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 11,320 | $486,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 79,700 | $486,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 6,313 | $485,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 24,993 | $484,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 48,433 | $482,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,500 | $481,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 6,050 | $480,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 88,759 | $480,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 32,191 | $478,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 16,619 | $478,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,787 | $472,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 12,550 | $472,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 7,500 | $468,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 16,000 | $467,000 | thousands by filing date | put |
| KADANT INC | 48282T104 | COM | 13,870 | $466,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 30,000 | $465,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 23,445 | $464,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 5,786 | $463,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 4,500 | $460,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 114,886 | $456,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10,400 | $454,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 8,840 | $454,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 39,950 | $453,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,209 | $452,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 77,100 | $452,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,213 | $450,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 37,965 | $450,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 30,690 | $448,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 94,000 | $447,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 40,176 | $443,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 31,200 | $442,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 14,673 | $441,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 9,214 | $440,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 4,002 | $437,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 8,565 | $435,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 15,545 | $435,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 47,767 | $434,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 16,550 | $434,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 3,216 | $434,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 48,988 | $431,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 13,154 | $429,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 27,745 | $428,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 8,950 | $426,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 16,400 | $426,000 | thousands by filing date | call |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 140,900 | $424,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 19,664 | $421,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,600 | $420,000 | thousands by filing date | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 10,417 | $418,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 12,996 | $417,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 11,967 | $414,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 8,079 | $412,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 23,757 | $411,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,920 | $411,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 6,276 | $411,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 12,000 | $411,000 | thousands by filing date | put |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 16,000 | $409,000 | thousands by filing date | call |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 13,367 | $408,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 31,347 | $408,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 20,000 | $405,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 27,628 | $405,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 371 | $401,000 | thousands by filing date | principal |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 9,520 | $401,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 141,620 | $399,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 13,370 | $398,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 14,413 | $397,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 8,305 | $397,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 4,000 | $396,000 | thousands by filing date | put |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 30,000 | $396,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 8,370 | $394,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 4,694 | $391,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,495 | $390,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 10,428 | $388,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 16,184 | $388,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 51,896 | $386,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 12,842 | $382,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 13,477 | $382,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 24,592 | $379,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,710 | $378,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 10,000 | $375,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 15,024 | $375,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 11,243 | $373,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 83,891 | $372,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 7,482 | $370,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 14,730 | $370,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 9,871 | $368,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 8,147 | $367,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 40,642 | $367,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 26,000 | $365,000 | thousands by filing date | put |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 8,676 | $364,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 7,698 | $363,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 8,836 | $363,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,285 | $361,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 11,605 | $358,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 10,285 | $357,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 20,700 | $357,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 21,000 | $356,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 11,635 | $355,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 68,141 | $355,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,349 | $352,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 16,700 | $352,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 20,000 | $352,000 | thousands by filing date | call |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 12,575 | $351,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 33,500 | $350,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 12,686 | $349,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 5,569 | $346,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 14,390 | $346,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 7,891 | $345,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,591 | $344,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 9,891 | $342,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 5,580 | $337,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 15,929 | $337,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,200 | $333,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,000 | $331,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 14,336 | $330,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 14,235 | $328,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 18,500 | $328,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 8,773 | $327,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 10,936 | $326,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 6,710 | $324,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 13,380 | $324,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 8,289 | $323,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 6,704 | $322,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,826 | $322,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 7,483 | $322,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 52,778 | $322,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,680 | $319,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 64,900 | $318,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 12,657 | $317,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 19,020 | $315,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 10,031 | $315,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 16,000 | $315,000 | thousands by filing date | put |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 46,677 | $314,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,272 | $313,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 27,325 | $310,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 8,517 | $308,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 20,000 | $308,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 6,210 | $307,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 15,124 | $307,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 9,789 | $307,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 11,354 | $307,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,616 | $305,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 762,986 | $305,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 66,600 | $304,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 10,515 | $304,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,943 | $303,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 36,680 | $302,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,000 | $302,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 12,685 | $302,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 18,934 | $301,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 95,479 | $300,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,300 | $299,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 50,000 | $299,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 5,917 | $299,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 13,750 | $299,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 13,009 | $299,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 7,445 | $298,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 3,000 | $298,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,832 | $297,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 10,750 | $294,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 7,004 | $294,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 23,970 | $294,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 4,499 | $293,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 12,588 | $292,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 15,800 | $288,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 15,800 | $288,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 13,121 | $287,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 9,041 | $287,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 6,900 | $285,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,470 | $285,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,772 | $285,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,500 | $284,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 110,300 | $284,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 225,799 | $284,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,385 | $283,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,700 | $283,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 17,600 | $282,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 7,048 | $282,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,000 | $281,000 | thousands by filing date | put |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 3,859 | $281,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6,563 | $280,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 14,499 | $280,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 8,106 | $280,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,822 | $278,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,639 | $278,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 23,400 | $278,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 82,130 | $277,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 18,338 | $277,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 25,000 | $276,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 7,100 | $276,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 27,208 | $275,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 17,526 | $273,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 155,239 | $272,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 3,211 | $271,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 12,000 | $267,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 61,729 | $266,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 4,794 | $264,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 7,277 | $264,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 18,133 | $263,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,900 | $263,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 29,255 | $263,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 8,269 | $262,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 11,248 | $262,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 35,515 | $261,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 22,053 | $260,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 9,947 | $260,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 24,641 | $259,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 4,818 | $259,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 29,620 | $258,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 9,100 | $257,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 5,661 | $256,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 35,550 | $256,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 22,901 | $255,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 5,247 | $253,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,190 | $252,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 6,600 | $252,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,316 | $252,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 11,985 | $252,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 9,725 | $251,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 482 | $250,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 9,855 | $249,000 | thousands by filing date | principal |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 19,532 | $248,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 72,600 | $248,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 10,000 | $248,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,490 | $247,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 10,262 | $247,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 7,407 | $247,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 40,031 | $247,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 9,843 | $246,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 8,579 | $245,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,280 | $245,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 8,600 | $245,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,700 | $244,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,585 | $243,000 | thousands by filing date | call |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,400 | $243,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,530 | $243,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,467 | $243,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 3,410 | $243,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 7,894 | $242,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 5,600 | $242,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 7,500 | $241,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,438 | $240,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 16,425 | $240,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,589 | $239,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,500 | $239,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 18,000 | $239,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 208 | $237,000 | thousands by filing date | principal |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 8,488 | $237,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 5,135 | $237,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,910 | $235,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,528 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,135 | $235,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,050 | $234,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 77,879 | $234,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 11,588 | $233,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 16,151 | $232,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 10,349 | $231,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,964 | $230,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009822 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-000067 | base | 2014-01-08 | acceptance time not in the bulk data set |