13F-HR filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 1,653 holding rows worth $198,196,000.
- Accession
- 0000950123-13-008564
- Filer
- CIK 910316
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,660 entries on the cover page, a total value of $198,196,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $198,196,000 with VALUE read as thousands by filing date, 13F file number 028-15121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $2,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 28 | $2,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,000 | $2,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 1,000 | $2,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 500 | $2,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 1,000 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 50 | $2,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 300 | $2,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 137 | $2,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 250 | $2,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,000 | $2,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 100 | $2,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 1,000 | $2,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 28 | $2,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 117 | $2,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 150 | $2,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 100 | $2,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 48 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 100 | $1,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 27 | $1,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 47 | $1,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 80 | $1,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 14 | $1,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 63 | $1,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 191 | $1,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 44 | $1,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 15 | $1,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 32 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 168 | $1,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 36 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 198 | $1,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 41 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 12 | $1,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 10 | $1,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 17 | $1,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 50 | $1,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 9 | $1,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 30 | $1,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 97 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 22 | $1,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 40 | $1,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 50 | $1,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 18 | $1,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 65 | $1,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 131 | $1,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 15 | $1,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 41 | $1,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 56 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 36 | $1,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 43 | $1,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 151 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 400 | $1,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 66 | $1,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 87 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 31 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 226 | $1,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 100 | $1,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 109 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 80 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 75 | $1,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 72 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 20 | $1,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 41 | $1,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 50 | $1,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 50 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 177 | $1,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 123 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 2,000 | $1,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 667 | $1,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 110 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 36 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,000 | $1,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 43 | $1,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 177 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 31 | $1,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 165 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,000 | $1,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,000 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 43 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 1,000 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 120 | $1,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 23 | $1,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 33 | $1,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,000 | $1,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 14 | $1,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 107 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 1,000 | $1,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 60 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 8 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 43 | $1,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 46 | $1,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 69 | $1,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 227 | $1,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 21 | $1,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 28 | $1,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 102 | $1,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 111 | $1,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 33 | $1,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 300 | $1,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,000 | $1,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 3,000 | $1,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 200 | $1,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 3,000 | $1,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 151 | $1,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 120 | $1,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 250 | $1,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 500 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 1,000 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 34 | $1,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 1,000 | $1,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 100 | $1,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 21 | $1,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Salesforce.com, Inc | 79466L302 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UMPQUA HOLDINGS | 904214103 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL COLLINS INC | 774341101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATMEL CORP | 049513104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAZA ENERGY CORP | 98919T100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZBB ENERGY CORP | 98876R204 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAEGIS INC | 233720101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-008564 | this filing | 2013-11-07 | acceptance time not in the bulk data set |