13F-HR filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 1,653 holding rows worth $198,196,000.
- Accession
- 0000950123-13-008564
- Filer
- CIK 910316
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,660 entries on the cover page, a total value of $198,196,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $198,196,000 with VALUE read as thousands by filing date, 13F file number 028-15121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERSHEY CO COM | 427866108 | Stock | 100 | $9,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 130 | $9,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 150 | $9,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 200 | $9,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 280 | $9,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 203 | $9,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 70 | $9,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 300 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,000 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 450 | $9,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 43 | $9,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 295 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 118 | $9,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 289 | $9,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 124 | $9,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 239 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 126 | $9,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 273 | $9,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 583 | $9,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 46 | $9,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 82 | $9,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 500 | $9,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 160 | $9,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,759 | $9,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 109 | $9,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 377 | $9,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 109 | $9,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 375 | $9,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 235 | $9,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 146 | $9,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 226 | $9,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 545 | $9,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 1,450 | $9,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 197 | $9,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 140 | $9,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 300 | $9,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 108 | $9,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 1,178 | $9,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 75 | $8,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 300 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 200 | $8,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 58 | $8,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 129 | $8,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 960 | $8,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 100 | $8,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 103 | $8,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 200 | $8,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 198 | $8,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 189 | $8,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 200 | $8,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 110 | $8,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 66 | $8,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 32 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 400 | $8,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 96 | $8,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 121 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 400 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 100 | $8,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 90 | $8,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 120 | $8,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 103 | $8,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 122 | $8,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 99 | $8,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 200 | $8,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 500 | $8,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 145 | $8,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 291 | $8,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 2,000 | $8,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 338 | $8,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 215 | $8,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 100 | $7,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 65 | $7,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 440 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 150 | $7,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 158 | $7,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 101 | $7,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 180 | $7,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 227 | $7,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 244 | $7,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 234 | $7,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 150 | $7,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 395 | $7,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 293 | $7,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 43 | $7,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 97 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 268 | $7,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 470 | $7,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 118 | $7,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 165 | $7,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 603 | $7,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 109 | $7,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 238 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 406 | $7,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 350 | $7,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 304 | $7,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 213 | $7,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 150 | $7,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 270 | $7,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 241 | $7,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 372 | $7,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 277 | $7,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 1,650 | $7,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 475 | $7,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 1,000 | $7,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 1,800 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 250 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 112 | $7,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 300 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 150 | $6,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 125 | $6,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 155 | $6,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 159 | $6,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 176 | $6,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 40 | $6,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 253 | $6,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 150 | $6,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 77 | $6,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 75 | $6,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 150 | $6,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 84 | $6,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 240 | $6,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 115 | $6,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 650 | $6,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 147 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 163 | $6,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 82 | $6,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 508 | $6,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 354 | $6,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 129 | $6,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 100 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 75 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 100 | $6,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 300 | $6,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 628 | $6,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 200 | $6,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 95 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 260 | $6,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 100 | $6,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 400 | $6,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 489 | $6,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 110 | $6,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 53 | $6,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 205 | $6,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 161 | $6,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 170 | $6,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 90 | $6,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 113 | $6,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 199 | $6,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 600 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 156 | $6,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 2,000 | $6,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 300 | $6,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 2,000 | $6,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 239 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 72 | $5,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 300 | $5,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 94 | $5,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 59 | $5,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 100 | $5,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 112 | $5,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 277 | $5,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 340 | $5,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 70 | $5,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 63 | $5,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 250 | $5,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 250 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 100 | $5,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 140 | $5,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 142 | $5,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 88 | $5,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 115 | $5,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 80 | $5,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 500 | $5,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 184 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 50 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 200 | $5,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 350 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 362 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 129 | $5,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 161 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 151 | $5,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 200 | $5,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 200 | $5,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 26 | $5,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 50 | $5,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 834 | $5,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 132 | $5,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 93 | $5,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 205 | $5,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 116 | $5,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 92 | $5,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 162 | $5,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 579 | $5,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 500 | $5,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 98 | $5,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 200 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 31 | $5,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 111 | $5,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 120 | $5,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,000 | $5,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 546 | $5,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 2,000 | $5,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 500 | $5,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 95 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 146 | $5,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 96 | $5,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,000 | $5,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,000 | $5,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 4,000 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 261 | $5,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 500 | $5,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 388 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 483 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 220 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 150 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 446 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 185 | $5,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 183 | $5,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 34 | $4,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,000 | $4,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 67 | $4,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 400 | $4,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 50 | $4,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 34 | $4,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 59 | $4,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 100 | $4,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 60 | $4,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $4,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 55 | $4,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 100 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 42 | $4,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 89 | $4,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 71 | $4,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 25 | $4,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 200 | $4,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 131 | $4,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 250 | $4,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 150 | $4,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 400 | $4,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 286 | $4,000 | thousands by filing date | |
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| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 685 | $4,000 | thousands by filing date | |
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| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 70 | $4,000 | thousands by filing date | |
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| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
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| MEADWESTVACO CORP | 583334107 | COM | 96 | $4,000 | thousands by filing date | |
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| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 400 | $4,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 280 | $4,000 | thousands by filing date | |
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| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 99 | $4,000 | thousands by filing date | |
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| OMNICARE INC | 681904108 | COM | 74 | $4,000 | thousands by filing date | |
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| APOLLO GROUP INC | 037604105 | CL A | 170 | $4,000 | thousands by filing date | |
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| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 91 | $4,000 | thousands by filing date | |
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| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 202 | $3,000 | thousands by filing date | |
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| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 63 | $3,000 | thousands by filing date | |
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| Charles Schwab Corp | 808513105 | COM | 73 | $2,000 | thousands by filing date | |
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| PTC INC COM | 69370C100 | Stock | 60 | $2,000 | thousands by filing date | |
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| RLI CORP COM | 749607107 | Stock | 19 | $2,000 | thousands by filing date | |
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| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 21 | $2,000 | thousands by filing date | |
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| KEYCORP COM | 493267108 | Stock | 140 | $2,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 50 | $2,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 100 | $2,000 | thousands by filing date | |
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| CINEMARK HLDGS INC COM | 17243V102 | Stock | 76 | $2,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 66 | $2,000 | thousands by filing date | |
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| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 28 | $2,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 36 | $2,000 | thousands by filing date | |
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| WILLIAMS COS INC COM | 969457100 | Stock | 57 | $2,000 | thousands by filing date | |
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| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 50 | $2,000 | thousands by filing date | |
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| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 71 | $2,000 | thousands by filing date | |
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| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 25 | $2,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 36 | $2,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 16 | $2,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 70 | $2,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 114 | $2,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 75 | $2,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 69 | $2,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 26 | $2,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 60 | $2,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 16 | $2,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 71 | $2,000 | thousands by filing date | |
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| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 55 | $2,000 | thousands by filing date | |
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| Mallinckrodt Plc | G5785G107 | SHS | 43 | $2,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 130 | $2,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 55 | $2,000 | thousands by filing date | |
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| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 27 | $2,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 26 | $2,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 168 | $2,000 | thousands by filing date | |
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| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 25 | $2,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 52 | $2,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 32 | $2,000 | thousands by filing date | |
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| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 500 | $2,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 100 | $2,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 88 | $2,000 | thousands by filing date | |
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| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 62 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 131 | $2,000 | thousands by filing date | |
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| SPX CORP | 784635104 | COMMON STOCK | 21 | $2,000 | thousands by filing date | |
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| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,000 | $2,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 100 | $2,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 69 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 180 | $2,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 100 | $2,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 14 | $2,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 41 | $2,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 14 | $2,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 51 | $2,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 201 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 47 | $2,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 107 | $2,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 500 | $2,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 1,000 | $2,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 133 | $2,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 70 | $2,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 68 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 87 | $2,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 1,000 | $2,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,000 | $2,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 131 | $2,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 87 | $2,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 50 | $2,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 80 | $2,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 45 | $2,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-008564 | this filing | 2013-11-07 | acceptance time not in the bulk data set |