13F-HR filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 1,653 holding rows worth $198,196,000.
- Accession
- 0000950123-13-008564
- Filer
- CIK 910316
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,660 entries on the cover page, a total value of $198,196,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $198,196,000 with VALUE read as thousands by filing date, 13F file number 028-15121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 1,325 | $48,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,435 | $47,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 527 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 871 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 5,000 | $47,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,062 | $47,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,550 | $47,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 463 | $46,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,140 | $46,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,326 | $46,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 4,377 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 1,539 | $46,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 3,442 | $46,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 743 | $45,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 625 | $45,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 287 | $45,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,405 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 1,214 | $45,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 602 | $45,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,753 | $45,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 933 | $45,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 2,200 | $45,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,865 | $45,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 5,380 | $45,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 1,900 | $45,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 6,095 | $45,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,211 | $44,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 959 | $44,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,932 | $44,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,903 | $44,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 803 | $44,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 945 | $44,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 392 | $43,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,416 | $43,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 375 | $43,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 547 | $43,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 568 | $43,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,719 | $43,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 2,940 | $43,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 2,711 | $43,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,510 | $43,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 877 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 871 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,175 | $42,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,136 | $42,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,250 | $42,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 2,473 | $42,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 449 | $42,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 1,900 | $42,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 943 | $41,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 725 | $41,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,620 | $41,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,420 | $41,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 2,947 | $41,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,020 | $40,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 7,146 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 948 | $40,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 524 | $39,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,652 | $39,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 293 | $39,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 666 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 818 | $39,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,975 | $39,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,725 | $39,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,535 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,090 | $39,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 1,200 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 2,127 | $39,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 514 | $38,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,019 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 647 | $38,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 600 | $38,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 803 | $38,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 707 | $37,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,625 | $37,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 1,738 | $37,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,466 | $37,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,036 | $36,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,078 | $36,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 753 | $36,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 2,297 | $36,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 3,140 | $36,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 481 | $36,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,435 | $36,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 919 | $36,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 3,450 | $36,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 339 | $36,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 454 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 343 | $35,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,765 | $35,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 2,991 | $35,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 902 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 1,005 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 319 | $34,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,075 | $34,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 5,150 | $34,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 3,123 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 2,810 | $34,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 547 | $33,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 312 | $33,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 2,600 | $33,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 299 | $33,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,839 | $33,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 793 | $33,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 2,000 | $33,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 441 | $32,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 586 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 294 | $32,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,750 | $32,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,174 | $32,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,150 | $32,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 536 | $32,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 757 | $32,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 360 | $32,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 856 | $32,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 744 | $32,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 10,000 | $32,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 1,526 | $32,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 755 | $31,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 328 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 800 | $31,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,718 | $31,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 544 | $31,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,761 | $31,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 556 | $31,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 369 | $31,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 990 | $31,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 516 | $31,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 678 | $31,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 500 | $31,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 442 | $30,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 390 | $30,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 740 | $30,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 500 | $30,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 341 | $30,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,127 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,450 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 719 | $30,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,365 | $30,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,700 | $30,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 500 | $30,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 2,074 | $30,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 512 | $30,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 800 | $30,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 483 | $30,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 570 | $30,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 2,065 | $30,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 1,892 | $30,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 581 | $29,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 453 | $29,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 821 | $29,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 642 | $29,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 644 | $29,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 860 | $29,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 309 | $29,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 650 | $29,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 302 | $29,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 426 | $29,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 381 | $28,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 282 | $28,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,940 | $28,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 778 | $28,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 220 | $28,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,263 | $28,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 480 | $28,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 505 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 472 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 428 | $28,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 750 | $28,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 935 | $28,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,500 | $28,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,000 | $28,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,090 | $27,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 407 | $27,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 149 | $27,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,707 | $27,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 550 | $27,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 2,500 | $27,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 297 | $27,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 2,150 | $27,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 909 | $27,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 3,343 | $27,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 775 | $26,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 332 | $26,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,225 | $26,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 391 | $26,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,405 | $26,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,162 | $26,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 650 | $26,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,550 | $26,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 393 | $26,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 995 | $26,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,461 | $26,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 344 | $26,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 3,100 | $26,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 315 | $26,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 670 | $25,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 614 | $25,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 470 | $25,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 566 | $25,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 457 | $25,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 497 | $25,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,219 | $25,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 310 | $25,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 380 | $25,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,400 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 300 | $25,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 666 | $25,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 500 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,000 | $25,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 598 | $25,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 457 | $25,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 308 | $24,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 232 | $24,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 550 | $24,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 400 | $24,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,986 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 775 | $24,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 460 | $24,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,126 | $24,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,534 | $24,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 19,000 | $24,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 579 | $24,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 185 | $24,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 463 | $24,000 | thousands by filing date | |
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| United Parcel Service,Inc. Class B | 911312106 | COM | 253 | $23,000 | thousands by filing date | |
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| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 362 | $23,000 | thousands by filing date | |
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| TRIANGLE CAP CORP | 895848109 | COM | 800 | $23,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,984 | $23,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 873 | $23,000 | thousands by filing date | |
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| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 20,000 | $23,000 | thousands by filing date | |
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| HCA Healthcare Inc | 40412C101 | COM | 522 | $22,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 393 | $22,000 | thousands by filing date | |
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| UNITED NAT FOODS INC COM | 911163103 | Stock | 322 | $22,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 400 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 981 | $22,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 420 | $22,000 | thousands by filing date | |
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| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 3,000 | $22,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 3,000 | $22,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,000 | $22,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,895 | $22,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 500 | $21,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 244 | $21,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,200 | $21,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,100 | $21,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 135 | $21,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 345 | $21,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 675 | $21,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 455 | $21,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,232 | $21,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 2,360 | $21,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 396 | $21,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 110 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 179 | $20,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 350 | $20,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 275 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 400 | $20,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,275 | $20,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 260 | $20,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 350 | $20,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,259 | $20,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 225 | $20,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 356 | $20,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 3,050 | $20,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 620 | $20,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 745 | $20,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 253 | $19,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,922 | $19,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 73 | $19,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 372 | $19,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 744 | $19,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 271 | $19,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 45 | $19,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 567 | $19,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 300 | $19,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 290 | $19,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 2,895 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 602 | $19,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 155 | $19,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 785 | $19,000 | thousands by filing date | |
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| PLUM CREEK TIMBER CO INC | 729251108 | COM | 414 | $19,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,600 | $19,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 300 | $19,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 12,000 | $19,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,455 | $19,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 96 | $19,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 1,500 | $19,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 590 | $18,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 332 | $18,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,101 | $18,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 92 | $18,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 356 | $18,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 170 | $18,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 350 | $18,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,673 | $18,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,666 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 604 | $18,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,155 | $18,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 950 | $18,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,861 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 328 | $18,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 358 | $17,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 265 | $17,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 298 | $17,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 340 | $17,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 162 | $17,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 15 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 152 | $17,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 500 | $17,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,712 | $17,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 217 | $17,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 867 | $17,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 380 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 800 | $17,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 9,430 | $17,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 1,000 | $17,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 51 | $16,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 610 | $16,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 263 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 125 | $16,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 403 | $16,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 204 | $16,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,382 | $16,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 350 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 500 | $16,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 550 | $16,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 800 | $16,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 314 | $16,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 500 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 700 | $16,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 262 | $15,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 671 | $15,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 950 | $15,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,755 | $15,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 376 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 550 | $15,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 300 | $15,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,038 | $15,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 2,127 | $15,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 180 | $15,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,000 | $15,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,475 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 289 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 260 | $15,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 450 | $15,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,550 | $15,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 1,250 | $15,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,025 | $15,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 825 | $15,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 300 | $15,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,000 | $15,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 1,168 | $15,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 263 | $15,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,173 | $15,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 1,400 | $15,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,625 | $15,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 210 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 260 | $15,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 160 | $14,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 860 | $14,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 146 | $14,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 32 | $14,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 200 | $14,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,254 | $14,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 169 | $14,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 614 | $14,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 211 | $14,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 82 | $14,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 359 | $14,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 340 | $14,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,208 | $14,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 610 | $14,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 989 | $14,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 253 | $14,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 157 | $14,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 900 | $14,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 141 | $14,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 1,000 | $14,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 608 | $14,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 2,000 | $14,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 810 | $14,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 522 | $13,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 465 | $13,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 260 | $13,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 200 | $13,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,960 | $13,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 309 | $13,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,005 | $13,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 750 | $13,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 63 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 261 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 112 | $13,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 580 | $13,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 650 | $13,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 387 | $13,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 179 | $13,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 140 | $13,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 188 | $13,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 271 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 599 | $13,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 1,963 | $13,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 1,000 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 440 | $13,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 693 | $13,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 289 | $12,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 300 | $12,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 138 | $12,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 200 | $12,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 500 | $12,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 215 | $12,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 787 | $12,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 277 | $12,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,300 | $12,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 224 | $12,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 200 | $12,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 900 | $12,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 750 | $12,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 250 | $12,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 225 | $12,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 200 | $12,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 350 | $12,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 646 | $12,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 1,980 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 100 | $12,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 138 | $11,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 150 | $11,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 425 | $11,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 218 | $11,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 192 | $11,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 221 | $11,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 91 | $11,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 105 | $11,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 210 | $11,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 210 | $11,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 67 | $11,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 264 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 273 | $11,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,384 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 555 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 420 | $11,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 204 | $11,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 295 | $11,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,030 | $11,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 166 | $11,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 375 | $11,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 500 | $11,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 650 | $11,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 11 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 115 | $11,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,128 | $11,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 501 | $11,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 200 | $11,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 150 | $11,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 189 | $11,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 300 | $11,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,000 | $11,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 400 | $11,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 453 | $11,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 241 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 400 | $11,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 543 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 400 | $11,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 333 | $11,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 100 | $10,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 379 | $10,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 156 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,000 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 410 | $10,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 277 | $10,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 500 | $10,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 800 | $10,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 220 | $10,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 60 | $10,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 132 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 150 | $10,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 670 | $10,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 300 | $10,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 150 | $10,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 241 | $10,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 3,064 | $10,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 110 | $10,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 825 | $10,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 390 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 423 | $10,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 742 | $10,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 183 | $10,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 127 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-008564 | this filing | 2013-11-07 | acceptance time not in the bulk data set |