13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-06-30, filed 2020-04-21, with 5,431 holding rows worth $200,800,774,000.
- Accession
- 0000948046-20-000075
- Filer
- CIK 948046
- Filed
- 2020-04-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, amendment of type new holdings, 21,882 entries on the cover page, a total value of $200,800,774,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $200,800,774,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 378,246 | $367,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 11,058 | $367,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 292,931 | $366,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 71,021 | $364,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 982,783 | $364,000 | thousands by filing date | principal |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 72,700 | $363,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $362,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 152,177 | $362,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,622 | $361,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 17,783 | $361,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 350,000 | $361,000 | thousands by filing date | principal |
| STEADYMED LTD | M84920103 | SHS | 80,300 | $361,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,970 | $360,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 6,367 | $359,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 32,745 | $359,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 40,200 | $358,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 37,621 | $358,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 55,000 | $358,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 157,065 | $356,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 36,265 | $355,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 7,300 | $353,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 57,471 | $353,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 13,269 | $353,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 112,939 | $352,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 14,018 | $351,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 103,266 | $351,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 43,300 | $350,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 18,043 | $349,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 66,800 | $348,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 152,583 | $348,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 31,097 | $347,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 54,179 | $346,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 45,281 | $342,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 37,161 | $342,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 31,460 | $342,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 11,216 | $342,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 24,079 | $341,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 6,859 | $341,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 14,327 | $341,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 54,499 | $340,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 44,153 | $339,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 5,454 | $337,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 15,421 | $337,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 83,565 | $337,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,192 | $336,000 | thousands by filing date | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 22,861 | $335,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 18,981 | $334,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 45,300 | $333,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 90,000 | $333,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 17,591 | $333,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,111 | $330,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 115,607 | $330,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 4,204 | $330,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 2,487 | $329,000 | thousands by filing date | put |
| LUTHER BURBANK CORP | 550550107 | COM | 28,656 | $329,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 94,720 | $328,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 49,523 | $325,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 33,918 | $324,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 31,042 | $323,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,067 | $322,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 11,726 | $322,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 19,091 | $322,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 81,088 | $322,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 19,801 | $322,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 22,400 | $321,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 229,130 | $321,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 19,043 | $321,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 49,460 | $320,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 17,248 | $319,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 4,311 | $317,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 284 | $316,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 23,500 | $316,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 4,149 | $316,000 | thousands by filing date | put |
| Ocugen | 43358V109 | Common | 126,249 | $316,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 13,281 | $315,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 49,046 | $315,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 53,854 | $314,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 15,311 | $314,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 8,703 | $312,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 11,714 | $311,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 325,000 | $311,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,840 | $310,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 29,743 | $310,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 31,765 | $310,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 11,867 | $310,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 58,200 | $309,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,162 | $308,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 83,209 | $308,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 20,355 | $308,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 40,668 | $308,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 71,446 | $307,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 77,800 | $307,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 43,899 | $307,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 783 | $306,000 | thousands by filing date | call |
| OP BANCORP | 67109R109 | COMMON STOCK | 23,988 | $306,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,770 | $305,000 | thousands by filing date | put |
| BG STAFFING INC | 05544A109 | COM | 13,121 | $305,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 29,890 | $303,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 62,481 | $303,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 11,463 | $302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,200 | $301,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 12,972 | $301,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 7,105 | $301,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 29,291 | $301,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 34,480 | $301,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 313,000 | $301,000 | thousands by filing date | principal |
| NOODLES & CO | 65540B105 | COM CL A | 24,389 | $300,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 45,870 | $300,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,295 | $299,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,264 | $298,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 15,500 | $298,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,595 | $297,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 1,251 | $296,000 | thousands by filing date | put |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 10,000 | $296,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 16,377 | $296,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,089 | $295,000 | thousands by filing date | call |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 34,251 | $295,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 26,449 | $293,000 | thousands by filing date | put |
| JUPAI HLDGS LTD | 48205B107 | ADS | 15,500 | $293,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 8,589 | $292,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 27,200 | $292,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 73,892 | $290,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 63,720 | $290,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 13,130 | $290,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 20,045 | $290,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,220 | $289,000 | thousands by filing date | call |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 7,161 | $288,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 7,971 | $287,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 24,661 | $287,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,864 | $286,000 | thousands by filing date | call |
| SYNLOGIC INC | 87166L100 | COM | 29,217 | $286,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 20,400 | $285,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,836 | $282,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,100 | $282,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 54,218 | $282,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 253,000 | $282,000 | thousands by filing date | principal |
| MARCHEX INC | 56624R108 | CMN | 91,785 | $281,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 42,817 | $280,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 83,900 | $279,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 50,318 | $279,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 9,884 | $277,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 16,453 | $276,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 11,132 | $276,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 25,827 | $275,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 73,847 | $274,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 19,332 | $274,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 29,119 | $273,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 12,049 | $272,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 10,118 | $271,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 40,086 | $271,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 13,067 | $270,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,000 | $270,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 75,796 | $269,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,681 | $268,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,634 | $267,000 | thousands by filing date | put |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 5,499 | $267,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 21,193 | $266,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 55,966 | $266,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 27,566 | $265,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 116,040 | $265,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 64,352 | $264,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 16,796 | $263,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 142,120 | $262,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 37,239 | $262,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,532 | $261,000 | thousands by filing date | put |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 253,000 | $261,000 | thousands by filing date | principal |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 26,181 | $259,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 24,400 | $257,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 46,810 | $257,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 29,429 | $256,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 81,181 | $256,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,822 | $255,000 | thousands by filing date | call |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 9,004 | $254,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 51,446 | $254,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 35,662 | $254,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 85,162 | $253,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,833 | $253,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 30,079 | $253,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 39,786 | $253,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,381 | $252,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,177 | $252,000 | thousands by filing date | put |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 217,203 | $252,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 12,324 | $252,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 21,304 | $252,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 30,820 | $250,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 21,050 | $250,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 154,100 | $250,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 15,061 | $250,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 29,090 | $249,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 62,549 | $249,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 128,371 | $249,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 25,538 | $249,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,684 | $248,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 852 | $248,000 | thousands by filing date | call |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 28,669 | $248,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 94,033 | $247,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 37,039 | $247,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 14,902 | $247,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 30,556 | $243,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,698 | $242,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 28,014 | $242,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 27,855 | $242,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 14,399 | $242,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 28,941 | $240,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 21,643 | $240,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $240,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 128,733 | $239,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 68,842 | $238,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 77,453 | $237,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,092 | $236,000 | thousands by filing date | call |
| CARDLYTICS INC | 14161W105 | COM | 10,843 | $236,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 14,086 | $236,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 48,740 | $236,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 7,036 | $236,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 20,767 | $236,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 27,173 | $236,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 6,859 | $235,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 8,406 | $235,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 1,624 | $234,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 2,452 | $234,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 131,300 | $234,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,070 | $233,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 49,609 | $233,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,588 | $232,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 3,440 | $230,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,791 | $230,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 100,560 | $230,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 166,731 | $230,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 10,993 | $229,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 14,045 | $229,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,231 | $228,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 68,729 | $228,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 17,786 | $227,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 42,615 | $226,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 104,094 | $226,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 67,563 | $226,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,964 | $225,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,316 | $225,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $224,000 | thousands by filing date | principal |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 31,188 | $223,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 26,300 | $222,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 15,775 | $222,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,844 | $222,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,600 | $221,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 12,772 | $221,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 19,925 | $221,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 40,886 | $221,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 26,838 | $221,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,384 | $220,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 65,488 | $220,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 31,966 | $220,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 175,000 | $219,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 89,529 | $218,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,000 | $217,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 11,932 | $215,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 28,358 | $215,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 199,846 | $214,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,091 | $213,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,354 | $213,000 | thousands by filing date | put |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,146 | $213,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 9,930 | $213,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 6,361 | $212,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 20,401 | $212,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,937 | $211,000 | thousands by filing date | call |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 7,834 | $210,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 159,444 | $210,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 53,422 | $209,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $208,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 180,296 | $207,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 16,700 | $207,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 9,769 | $206,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 20,217 | $206,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 72,175 | $206,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 25,228 | $205,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 60,852 | $205,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,622 | $204,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,292 | $204,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 3,150 | $204,000 | thousands by filing date | put |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 7,240 | $204,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 171,297 | $204,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 5,500 | $204,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 9,851 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,069 | $202,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 43,829 | $202,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 25,653 | $201,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 125,000 | $200,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 4,248 | $199,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 11,697 | $199,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 9,112 | $199,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 25,167 | $199,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 12,530 | $198,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 86,000 | $198,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 66,240 | $197,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 91,272 | $197,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,875 | $196,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 54,302 | $196,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 9,807 | $195,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,982 | $194,000 | thousands by filing date | call |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,066 | $194,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 16,877 | $193,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 40,521 | $193,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 71,939 | $193,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,059 | $192,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 9,264 | $192,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 104,607 | $192,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,693 | $191,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,500 | $191,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 32,210 | $191,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 38,016 | $191,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 38,317 | $191,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 30,151 | $188,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,289 | $187,000 | thousands by filing date | call |
| COFFEE HLDG CO INC | 192176105 | COM | 34,361 | $186,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 6,170 | $186,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 18,410 | $186,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 34,170 | $185,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 39,822 | $185,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 41,022 | $185,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,333 | $184,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 8,871 | $184,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 12,574 | $184,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 2,500 | $183,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 2,500 | $183,000 | thousands by filing date | call |
| Jason Industries Inc | 471172106 | COMMON STOCK | 78,700 | $183,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 16,000 | $183,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 9,100 | $182,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 17,726 | $182,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 80,015 | $181,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 65,600 | $181,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 6,109 | $181,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,801 | $179,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,700 | $179,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 148,903 | $179,000 | thousands by filing date | call |
| BIGLARI HLDGS INC | 08986R408 | CMN | 187 | $178,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 18,578 | $178,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 25,306 | $178,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $177,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 225,000 | $177,000 | thousands by filing date | principal |
| SMUCKER J M CO | 832696405 | COM NEW | 1,627 | $175,000 | thousands by filing date | put |
| CSP INC | 126389105 | CMN | 17,761 | $175,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 51,730 | $175,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 14,037 | $175,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,176 | $174,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 2,292 | $174,000 | thousands by filing date | call |
| ObsEva SA | H5861P103 | COM | 11,401 | $173,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 1,404 | $173,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 10,010 | $172,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 10,948 | $171,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,700 | $170,000 | thousands by filing date | call |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 75,707 | $170,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 41,268 | $169,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 9,668 | $169,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 15,566 | $168,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 10,200 | $168,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 29,421 | $166,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 5,819 | $166,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 61,040 | $165,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,850 | $164,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 8,228 | $164,000 | thousands by filing date | call |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 24,415 | $164,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 7,066 | $164,000 | thousands by filing date | call |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 7,100 | $164,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 57,626 | $164,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 36,298 | $163,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $163,000 | thousands by filing date | principal |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 67,228 | $163,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 14,757 | $163,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 3,346 | $162,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 105,360 | $162,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 22,170 | $161,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 6,855 | $160,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 23,000 | $160,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 28,159 | $159,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 46,930 | $159,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 97,753 | $159,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 140 | $158,000 | thousands by filing date | call |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 16,700 | $158,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 94,789 | $158,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,602 | $157,000 | thousands by filing date | put |
| LIMBACH HLDGS INC | 53263P105 | COM | 13,300 | $157,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 4,588 | $157,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 64,273 | $157,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 326 | $156,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 9,586 | $156,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 2,856 | $156,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 39,614 | $156,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 10,705 | $154,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 62,725 | $154,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,123 | $154,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 40,110 | $154,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 605 | $153,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 30,566 | $153,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,755 | $152,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 3,249 | $152,000 | thousands by filing date | put |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 40,543 | $152,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 43,578 | $152,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 18,197 | $151,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,403 | $150,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $150,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,000 | $150,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 11,362 | $150,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 71,600 | $150,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 100,000 | $150,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 1,347 | $149,000 | thousands by filing date | put |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 53,622 | $149,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,217 | $148,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176109 | COM | 14,211 | $148,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 3,799 | $148,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 29,418 | $148,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 648 | $147,000 | thousands by filing date | put |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 4,752 | $146,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,696 | $146,000 | thousands by filing date | put |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 69,613 | $146,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 9,374 | $145,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 23,709 | $145,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 9,679 | $145,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,500 | $144,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 3,000 | $143,000 | thousands by filing date | call |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 15,283 | $143,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,290 | $142,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 9,347 | $141,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 38,219 | $141,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 17,990 | $140,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 4,600 | $140,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 480 | $139,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 1,291 | $139,000 | thousands by filing date | call |
| Community West Bancshares | 204157101 | Common Stock | 11,748 | $139,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 26,200 | $139,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 100,700 | $139,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,210 | $138,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 7,172 | $137,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 83,805 | $137,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,508 | $136,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 17,219 | $136,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 8,559 | $136,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,603 | $135,000 | thousands by filing date | put |
| PRO DEX INC | 74265M205 | COMMON STOCK | 20,257 | $135,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 41,007 | $135,000 | thousands by filing date | put |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 15,708 | $134,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 60,596 | $133,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,664 | $132,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,250 | $132,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 18,950 | $132,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 29,500 | $132,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 24,652 | $132,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 6,672 | $132,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,570 | $131,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,436 | $131,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 17,600 | $131,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 122,487 | $131,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 41,400 | $130,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 47,107 | $130,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 130,000 | $129,000 | thousands by filing date | principal |
| CIM COML TR CORP | 125525105 | COM | 8,602 | $129,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 200,000 | $128,000 | thousands by filing date | call |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 2,204 | $127,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 68,400 | $126,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 48,544 | $126,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 127,360 | $126,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 897 | $125,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 1,197 | $125,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,703 | $125,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 61,861 | $125,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 672 | $125,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 46,765 | $125,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 13,579 | $125,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 2,250 | $124,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,078 | $124,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 10,081 | $124,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 22,670 | $124,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 15,300 | $124,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 32,239 | $123,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 2,836 | $122,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 18,768 | $122,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 68,954 | $122,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,250 | $121,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 10,274 | $121,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 5,722 | $121,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 5,000 | $121,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 12,400 | $121,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,475 | $120,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 165,973 | $120,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 36,309 | $120,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 8,393 | $120,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,714 | $119,000 | thousands by filing date | put |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 234,614 | $119,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 9,349 | $119,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 16,419 | $119,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 29,253 | $119,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 24,889 | $119,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,193 | $118,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,145 | $118,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 48,061 | $118,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 5,857 | $117,000 | thousands by filing date | call |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 92,599 | $117,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 5,116 | $117,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 23,943 | $117,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,341 | $115,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 2,546 | $115,000 | thousands by filing date | call |
| ARK RESTAURANTS CORP | 040712101 | COM | 4,600 | $115,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000096 | superseded | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-20-000075 | this filing | 2020-04-21 | acceptance time not in the bulk data set |