13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-06-30, filed 2020-04-21, with 5,431 holding rows worth $200,800,774,000.
- Accession
- 0000948046-20-000075
- Filer
- CIK 948046
- Filed
- 2020-04-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, amendment of type new holdings, 21,882 entries on the cover page, a total value of $200,800,774,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $200,800,774,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MENLO THERAPEUTICS INC | 586858102 | COM | 14,206 | $115,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,400 | $114,000 | thousands by filing date | put |
| LIMESTONE BANCORP INC | 53262L105 | COM | 7,529 | $114,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 12,154 | $113,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 18,300 | $113,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 8,135 | $113,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,111 | $112,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 103,907 | $112,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 15,499 | $112,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 14,824 | $111,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 47,500 | $111,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,000 | $111,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 30,769 | $111,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 673 | $110,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 630 | $110,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,076 | $109,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 23,941 | $109,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 45,276 | $109,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 935 | $108,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 21,770 | $108,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 17,100 | $108,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 26,500 | $108,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 8,100 | $107,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 509 | $106,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 90,942 | $106,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 33,774 | $106,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 55,564 | $106,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 417 | $105,000 | thousands by filing date | call |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 2,212 | $105,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 15,500 | $105,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 18,292 | $104,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 9,332 | $104,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,534 | $103,000 | thousands by filing date | call |
| WIDEPOINT CORP COMMON | 967590100 | COM | 188,000 | $103,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 36,339 | $103,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 24,701 | $103,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,090 | $103,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 85,714 | $103,000 | thousands by filing date | call |
| HARTE HANKS INC | 416196202 | COM | 9,171 | $102,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 9,088 | $102,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,449 | $101,000 | thousands by filing date | put |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 19,352 | $101,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 20,074 | $101,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 21,900 | $101,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,815 | $100,000 | thousands by filing date | call |
| DOCUSIGN INC COM | 256163106 | Stock | 1,874 | $100,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 14,662 | $100,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 51,438 | $100,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 227,672 | $100,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,893 | $99,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,300 | $99,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 4,709 | $99,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 12,268 | $99,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 281,545 | $99,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 5,223 | $99,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,500 | $98,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 772 | $98,000 | thousands by filing date | call |
| EMX RTY CORP | 26873J107 | COM | 96,218 | $98,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 13,100 | $98,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 11,638 | $98,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 16,446 | $97,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 52,862 | $97,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 2,951 | $96,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,637 | $96,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 2,246 | $96,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 70,196 | $96,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 9,099 | $95,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 25,038 | $95,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,500 | $94,000 | thousands by filing date | call |
| FIRST US BANCSHARES INC | 33744V103 | COM | 8,068 | $94,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 13,337 | $94,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 62,778 | $94,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 13,311 | $94,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 20,200 | $94,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 202,549 | $94,000 | thousands by filing date | call |
| MAJESCO | 56068V102 | COM | 15,307 | $94,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,171 | $93,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 6,070 | $93,000 | thousands by filing date | call |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 20,641 | $93,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 645 | $92,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,200 | $92,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 554 | $92,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 1,163 | $91,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 1,808 | $90,000 | thousands by filing date | call |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 9,000 | $90,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 21,746 | $90,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 999 | $89,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 850 | $89,000 | thousands by filing date | put |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 8,715 | $89,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 26,464 | $89,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 36,388 | $89,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 5,594 | $88,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 6,467 | $88,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 19,372 | $87,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,978 | $86,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,249 | $86,000 | thousands by filing date | call |
| CELLECTIS ADS | 15117K103 | COM | 3,026 | $86,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 500 | $85,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,113 | $85,000 | thousands by filing date | call |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 6,800 | $85,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 47,746 | $85,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 8,400 | $84,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 79,533 | $84,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 2,876 | $84,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 10,518 | $84,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 4,064 | $83,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,345 | $82,000 | thousands by filing date | put |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,733 | $82,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 5,200 | $82,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 5,200 | $82,000 | thousands by filing date | call |
| SOUND FINL BANCORP INC | 83607A100 | COM | 2,129 | $82,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 7,367 | $82,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 46,600 | $81,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,500 | $81,000 | thousands by filing date | call |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 27,880 | $81,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 4,100 | $81,000 | thousands by filing date | call |
| SUMMER INFANT INC | 865646103 | COMM STK | 58,300 | $81,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 956 | $81,000 | thousands by filing date | call |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 3,946 | $81,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,820 | $80,000 | thousands by filing date | put |
| KAMADA LTD | M6240T109 | SHS | 15,400 | $80,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 7,800 | $80,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 11,435 | $80,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,534 | $80,000 | thousands by filing date | call |
| OCEAN BIO-CHEM INC | 674631106 | COM | 22,261 | $80,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,592 | $79,000 | thousands by filing date | call |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 2,617 | $79,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,792 | $78,000 | thousands by filing date | call |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 180,292 | $78,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 13,803 | $78,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 1,768 | $78,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 361,844 | $77,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 90,624 | $77,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1,871 | $77,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 39,473 | $77,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 38,752 | $77,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,735 | $76,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 2,328 | $76,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,244 | $76,000 | thousands by filing date | call |
| Cyber Security ETF | 26924G201 | Common | 2,051 | $76,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 25,766 | $76,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,742 | $75,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,512 | $75,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 41,388 | $75,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,592 | $74,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,702 | $74,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 6,406 | $74,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 26,880 | $74,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 78,968 | $74,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 37,866 | $74,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,141 | $73,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 1,088 | $73,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,566 | $73,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 30,859 | $73,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 8,546 | $73,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 18,200 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,751 | $72,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,747 | $72,000 | thousands by filing date | put |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 43,900 | $72,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,644 | $72,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,426 | $71,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,885 | $71,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 16,098 | $71,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 14,700 | $71,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 500 | $70,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,500 | $70,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 997 | $70,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 6,318 | $70,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 618 | $70,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 2,345 | $70,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 4,233 | $70,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 171,241 | $70,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 19,078 | $70,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 4,237 | $70,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,891 | $69,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 510 | $69,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 3,483 | $69,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 23,200 | $69,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 34,695 | $69,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 436 | $68,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 819 | $68,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,388 | $68,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 7,426 | $68,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,825 | $67,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 2,064 | $67,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,846 | $67,000 | thousands by filing date | put |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 81,354 | $67,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 7,620 | $67,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 482 | $66,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 848 | $66,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 5,019 | $66,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 5,298 | $66,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 7,152 | $66,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,152 | $65,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 4,776 | $65,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,707 | $65,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 854 | $65,000 | thousands by filing date | put |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 40,100 | $65,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 39,668 | $65,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 20,099 | $65,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 6,200 | $65,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 18,200 | $64,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 18,593 | $64,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 24,801 | $64,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 44,273 | $64,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 954 | $63,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,900 | $63,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 115,000 | $62,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,337 | $62,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 1,854 | $62,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 16,300 | $62,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 552 | $61,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,230 | $61,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 18,076 | $61,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 324 | $60,000 | thousands by filing date | call |
| ELECTROMED INC | 285409108 | COMMON STOCK | 11,000 | $60,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 750 | $60,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 740 | $60,000 | thousands by filing date | call |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 31,800 | $60,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 93,214 | $60,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 2,540 | $60,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,132 | $59,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 3,922 | $59,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,773 | $59,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,934 | $59,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 24,997 | $59,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 95,631 | $59,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 49,464 | $59,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 282 | $58,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 2,115 | $58,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,400 | $58,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 20,975 | $58,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 29,440 | $58,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 9,826 | $58,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 63,826 | $58,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 563 | $57,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,093 | $57,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 544 | $57,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,048 | $57,000 | thousands by filing date | call |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 20,781 | $57,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 19,200 | $57,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,051 | $57,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 23,400 | $57,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 3,000 | $57,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 800 | $56,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 163 | $56,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 14,504 | $56,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 26,500 | $56,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 2,805 | $56,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 8,338 | $56,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 8,700 | $56,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,702 | $55,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 3,600 | $55,000 | thousands by filing date | put |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,700 | $55,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 17,176 | $55,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 110,600 | $55,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 27,631 | $55,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 500 | $54,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,000 | $54,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 1,830 | $54,000 | thousands by filing date | call |
| UNITED BANCORP INC OHIO | 909911109 | COM | 4,000 | $54,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $54,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 72,600 | $54,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 9,514 | $54,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 3,800 | $54,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 217 | $53,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,000 | $53,000 | thousands by filing date | put |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,134 | $53,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 94,480 | $53,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 45,600 | $53,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 19,331 | $53,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 177 | $52,000 | thousands by filing date | call |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 13,485 | $52,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 12,600 | $52,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 210 | $51,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 614 | $51,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 500 | $51,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 700 | $51,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 5,194 | $51,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 19,844 | $50,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 57,531 | $50,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 26,721 | $50,000 | thousands by filing date | |
| BK TECHNOLOGIES INC | 09180A100 | COM | 13,469 | $50,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,118 | $49,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 500 | $49,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,600 | $49,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 1,261 | $49,000 | thousands by filing date | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,047 | $49,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 38,600 | $49,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 12,286 | $49,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 386 | $48,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,015 | $48,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 3,560 | $48,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 800 | $48,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,485 | $48,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 3,300 | $48,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 500 | $47,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 746 | $47,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 41,630 | $47,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 62,700 | $47,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 427 | $46,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 352 | $46,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 522 | $46,000 | thousands by filing date | put |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 2,700 | $46,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,208 | $46,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 7,900 | $46,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,900 | $46,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 13,311 | $46,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 524 | $45,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 822 | $45,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X867 | CMN | 1,300 | $45,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 2,800 | $45,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 900 | $45,000 | thousands by filing date | call |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 19,100 | $45,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 214 | $44,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 722 | $44,000 | thousands by filing date | put |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 410 | $44,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 1,530 | $44,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,166 | $44,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,785 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 2,406 | $44,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,022 | $44,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 29,237 | $44,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,021 | $44,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 30,661 | $44,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 700 | $44,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 10,347 | $44,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 6,600 | $44,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,323 | $43,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 2,900 | $43,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 19,457 | $43,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 900 | $43,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 17,000 | $43,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 227 | $42,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 956 | $42,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 2,357 | $42,000 | thousands by filing date | put |
| ASTA FUNDING INC | 046220109 | COM | 12,381 | $42,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 21,700 | $42,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,099 | $41,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 574 | $41,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 792 | $41,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 510 | $41,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,047 | $41,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 2,000 | $41,000 | thousands by filing date | put |
| KOSS CORP | 500692108 | COM | 17,500 | $41,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 13,234 | $41,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 295 | $40,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 575 | $40,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 544 | $40,000 | thousands by filing date | put |
| IF BANCORP INC | 44951J105 | COM | 1,663 | $40,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 550 | $39,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 1,500 | $39,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 300 | $39,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 9,287 | $39,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 4,751 | $39,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 76 | $38,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 362 | $38,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 13,042 | $38,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 24,483 | $38,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 15,928 | $38,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 11,341 | $38,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 9,311 | $38,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 40,000 | $38,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 387 | $37,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 432 | $37,000 | thousands by filing date | call |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 2,447 | $37,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 5,499 | $37,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 1,046 | $37,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 11,100 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 300 | $36,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 20,918 | $36,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 839 | $35,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $35,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $35,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 126 | $35,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,700 | $35,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 6,900 | $35,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 831 | $35,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 800 | $35,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 483 | $35,000 | thousands by filing date | put |
| STEWARDSHIP FINL CORP | 860326107 | COM | 2,993 | $35,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 15,927 | $35,000 | thousands by filing date | |
| ASV HLDGS INC | 00215L104 | COM | 6,000 | $35,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,359 | $34,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,145 | $34,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 300 | $34,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1,300 | $34,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 5,854 | $34,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 25,000 | $34,000 | thousands by filing date | call |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 6,100 | $34,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 520 | $33,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 1,441 | $33,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 6,000 | $33,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,650 | $33,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,019 | $33,000 | thousands by filing date | call |
| RADISYS CORP | 750459109 | COM | 47,711 | $33,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 500 | $32,000 | thousands by filing date | put |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,357 | $32,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,187 | $32,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 220 | $32,000 | thousands by filing date | call |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,665 | $32,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 5,948 | $32,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 8,840 | $32,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 25,000 | $32,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 168 | $31,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 1,850 | $31,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 320 | $31,000 | thousands by filing date | call |
| IMMUCELL CORP | 452525306 | COM PAR | 4,600 | $31,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 71,300 | $31,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 9,400 | $31,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 348 | $30,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 850 | $30,000 | thousands by filing date | put |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 3,000 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 646 | $30,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 1,234 | $30,000 | thousands by filing date | call |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,306 | $30,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 22,184 | $30,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 13,604 | $30,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 747 | $29,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 900 | $29,000 | thousands by filing date | call |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 346 | $29,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,962 | $29,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 14,583 | $29,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2,097 | $29,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,886 | $29,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,609 | $29,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 1,389 | $29,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 1,200 | $29,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 2,900 | $29,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 149 | $28,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 368 | $28,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 128 | $28,000 | thousands by filing date | call |
| ISHARES TR | 46432F834 | COM | 469 | $28,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 148 | $28,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 500 | $28,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 273 | $28,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 445 | $28,000 | thousands by filing date | put |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 33,900 | $28,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 286 | $28,000 | thousands by filing date | put |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 17,600 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 955 | $28,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 2,369 | $28,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 10,905 | $28,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 241 | $27,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 748 | $27,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,184 | $27,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 605 | $27,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 27,000 | $27,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 18,600 | $27,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,000 | $27,000 | thousands by filing date | call |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $27,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 6,155 | $27,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 62,514 | $27,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 750 | $26,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 500 | $26,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 39,400 | $26,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 875 | $26,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 967 | $26,000 | thousands by filing date | call |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 19,154 | $26,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 236 | $25,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 658 | $25,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,500 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 300 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 500 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 500 | $25,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 82,100 | $25,000 | thousands by filing date | |
| CHINA LENDING CORP | G21612109 | SHS | 8,300 | $25,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 800 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,071 | $24,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 16,596 | $24,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 20 | $23,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 246 | $23,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 637 | $23,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 626 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 690 | $23,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,250 | $23,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 2,985 | $23,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 17,800 | $23,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 17,010 | $23,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 17,553 | $23,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 150 | $22,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 400 | $22,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 852 | $22,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 1,267 | $22,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 500 | $22,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 4,629 | $22,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 500 | $22,000 | thousands by filing date | call |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 4,090 | $22,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 368 | $22,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 912 | $22,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 4,300 | $22,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 14,487 | $22,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 8,064 | $22,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 22,000 | $22,000 | thousands by filing date | principal |
| Stryker Corporation | 863667101 | COM | 125 | $21,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 580 | $21,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 375 | $21,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 500 | $21,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 200 | $21,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000096 | superseded | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-20-000075 | this filing | 2020-04-21 | acceptance time not in the bulk data set |