13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-06-30, filed 2020-04-21, with 5,431 holding rows worth $200,800,774,000.
- Accession
- 0000948046-20-000075
- Filer
- CIK 948046
- Filed
- 2020-04-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, amendment of type new holdings, 21,882 entries on the cover page, a total value of $200,800,774,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $200,800,774,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 47,699 | $1,886,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 30,814 | $1,884,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 62,113 | $1,881,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,057 | $1,879,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 103,338 | $1,875,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 130,296 | $1,868,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 72,795 | $1,868,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 99,724 | $1,861,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 93,790 | $1,855,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 93,412 | $1,855,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 391,772 | $1,849,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 27,156 | $1,848,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 83,140 | $1,841,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 176,834 | $1,839,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 40,938 | $1,832,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 273,558 | $1,830,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 104,323 | $1,827,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 135,960 | $1,825,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 19,680 | $1,824,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 15,200 | $1,824,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 142,338 | $1,822,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 40,506 | $1,818,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 775,119 | $1,813,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 75,427 | $1,809,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 53,288 | $1,807,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 69,905 | $1,801,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 103,007 | $1,801,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,344,130 | $1,801,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 81,435 | $1,800,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 50,073 | $1,800,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 113,090 | $1,798,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 39,306 | $1,797,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 176,173 | $1,797,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 48,447 | $1,792,000 | thousands by filing date | put |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 978,000 | $1,782,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 5,189 | $1,780,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 550,232 | $1,777,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 57,512 | $1,775,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 317,850 | $1,774,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 41,999 | $1,772,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 45,406 | $1,772,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 1,874,000 | $1,771,000 | thousands by filing date | principal |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 157,184 | $1,769,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 278,374 | $1,767,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 35,696 | $1,764,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 59,102 | $1,764,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 122,123 | $1,750,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 186,661 | $1,749,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 137,266 | $1,747,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 450,167 | $1,747,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 14,893 | $1,746,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 30,494 | $1,744,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 329,238 | $1,744,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 203,423 | $1,743,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 60,836 | $1,740,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 149,319 | $1,740,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 44,295 | $1,739,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 70,971 | $1,736,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 19,386 | $1,735,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 90,709 | $1,734,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 290,297 | $1,727,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 109,917 | $1,725,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 135,563 | $1,722,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 54,558 | $1,721,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 1,331,000 | $1,721,000 | thousands by filing date | principal |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 117,180 | $1,708,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 125,578 | $1,701,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 54,774 | $1,698,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 26,951 | $1,698,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 287,488 | $1,697,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 61,552 | $1,693,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 42,434 | $1,691,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 124,297 | $1,690,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 51,042 | $1,687,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 161,790 | $1,685,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 57,390 | $1,684,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 120,158 | $1,682,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 94,793 | $1,681,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 45,687 | $1,679,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 48,115 | $1,676,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 89,747 | $1,676,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 45,119 | $1,671,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 48,860 | $1,670,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 36,028 | $1,668,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 63,402 | $1,664,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 53,195 | $1,663,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 36,725 | $1,663,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 70,568 | $1,663,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 70,320 | $1,662,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 45,904 | $1,659,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 39,547 | $1,659,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 49,305 | $1,659,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 142,711 | $1,657,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,675,000 | $1,656,000 | thousands by filing date | principal |
| PDVWIRELESS INC | 69290R104 | COM | 66,218 | $1,652,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 87,088 | $1,651,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 116,939 | $1,643,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 105,400 | $1,642,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 37,277 | $1,635,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 461,034 | $1,632,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 597,951 | $1,632,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 193,082 | $1,630,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 110,060 | $1,628,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 162,695 | $1,623,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 13,787 | $1,616,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 39,277 | $1,615,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 109,892 | $1,614,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 50,566 | $1,613,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 26,216 | $1,613,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 98,878 | $1,607,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 88,134 | $1,604,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 81,841 | $1,603,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 123,544 | $1,600,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 144,401 | $1,600,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 196,010 | $1,594,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 55,762 | $1,593,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 42,534 | $1,588,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 51,499 | $1,579,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7,972 | $1,578,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 14,244 | $1,569,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 194,124 | $1,568,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 89,638 | $1,568,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 36,137 | $1,567,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 131,693 | $1,563,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 55,279 | $1,562,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 71,814 | $1,561,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 94,351 | $1,561,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 146,436 | $1,559,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 54,729 | $1,555,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 25,537 | $1,549,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 65,411 | $1,547,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 117,534 | $1,546,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 234,963 | $1,541,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 135,000 | $1,540,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 69,922 | $1,538,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 65,890 | $1,525,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 117,025 | $1,525,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 30,474 | $1,522,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 120,825 | $1,508,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 336,333 | $1,507,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 69,616 | $1,504,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 44,066 | $1,503,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 150,000 | $1,502,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 30,400 | $1,500,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 23,853 | $1,496,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 180,709 | $1,491,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 46,645 | $1,487,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 24,015 | $1,487,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 7,036 | $1,485,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 72,078 | $1,485,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 853,432 | $1,484,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 77,302 | $1,477,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 8,972 | $1,475,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,500,000 | $1,471,000 | thousands by filing date | principal |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 91,565 | $1,470,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 116,412 | $1,467,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 92,963 | $1,465,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 81,440 | $1,462,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 111,787 | $1,462,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 111,345 | $1,460,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 56,149 | $1,459,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 30,356 | $1,457,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 45,979 | $1,456,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 204,315 | $1,455,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 57,869 | $1,448,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 109,629 | $1,447,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 100,264 | $1,444,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 42,091 | $1,442,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 73,338 | $1,442,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 142,600 | $1,436,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 603,108 | $1,435,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 82,515 | $1,433,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 58,146 | $1,427,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 221,567 | $1,427,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 18,671 | $1,427,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 110,474 | $1,425,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 27,124 | $1,423,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 30,874 | $1,423,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 61,539 | $1,421,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 54,032 | $1,420,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 64,889 | $1,415,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 65,166 | $1,414,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 11,000 | $1,411,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E802 | DLY RGNAL BKS 3X | 57,680 | $1,410,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 25,547 | $1,408,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 69,526 | $1,408,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 35,624 | $1,408,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 55,993 | $1,405,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 182,609 | $1,400,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 168,327 | $1,400,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 73,553 | $1,399,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 62,762 | $1,394,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 90,657 | $1,393,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 26,082 | $1,391,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 50,296 | $1,387,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 58,648 | $1,387,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 75,069 | $1,385,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 28,815 | $1,382,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 1,343,000 | $1,382,000 | thousands by filing date | principal |
| ORBOTECH LTD | M75253100 | ORD | 22,341 | $1,381,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 129,029 | $1,377,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 76,644 | $1,376,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 313,157 | $1,376,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 43,745 | $1,376,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 60,937 | $1,374,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 400,207 | $1,373,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,097,993 | $1,372,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 66,238 | $1,368,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,360,000 | $1,365,000 | thousands by filing date | principal |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 113,349 | $1,364,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 39,152 | $1,361,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 300,727 | $1,359,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 93,178 | $1,358,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 80,718 | $1,356,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 45,355 | $1,356,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 85,968 | $1,355,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 28,311 | $1,353,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 48,905 | $1,353,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 17,838 | $1,348,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 38,482 | $1,347,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 37,937 | $1,346,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 48,554 | $1,345,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 130,577 | $1,344,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 484,540 | $1,342,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 338 | $1,340,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 28,812 | $1,337,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 105,729 | $1,334,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 289,426 | $1,332,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 136,203 | $1,331,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,166 | $1,330,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 155,671 | $1,328,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 37,975 | $1,328,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 15,818 | $1,327,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 41,332 | $1,327,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 304,021 | $1,326,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 861,000 | $1,326,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 6,790 | $1,325,000 | thousands by filing date | call |
| BRT APARTMENTS CORP | 055645303 | REIT | 103,906 | $1,325,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 277,734 | $1,322,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 2,621,653 | $1,321,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 33,856 | $1,320,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 23,740 | $1,317,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 48,884 | $1,312,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 135,101 | $1,311,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 87,561 | $1,305,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 93,107 | $1,305,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 86,219 | $1,302,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 50,190 | $1,297,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 66,305 | $1,294,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 69,109 | $1,293,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 975,000 | $1,293,000 | thousands by filing date | principal |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 54,731 | $1,291,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 302,871 | $1,287,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 88,456 | $1,285,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 27,193 | $1,283,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 361,549 | $1,283,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 71,196 | $1,282,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,642 | $1,281,000 | thousands by filing date | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 25,477 | $1,280,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 31,215 | $1,278,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 49,068 | $1,276,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 43,754 | $1,276,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 131,999 | $1,271,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 91,930 | $1,269,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 122,547 | $1,269,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 251,251 | $1,269,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 28,707 | $1,262,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 142,386 | $1,261,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 20,143 | $1,260,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 48,545 | $1,256,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 256,641 | $1,252,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 36,663 | $1,252,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 1,251,000 | $1,252,000 | thousands by filing date | principal |
| AGILYSYS INC | 00847J105 | COM | 80,546 | $1,249,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 61,562 | $1,247,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 33,543 | $1,245,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 40,521 | $1,243,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 65,500 | $1,241,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 61,032 | $1,240,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 147,417 | $1,239,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 39,184 | $1,238,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 38,910 | $1,238,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 47,776 | $1,236,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 88,604 | $1,232,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 37,276 | $1,228,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 30,672 | $1,228,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 58,498 | $1,227,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 65,456 | $1,222,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 19,233 | $1,219,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 335,830 | $1,216,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 112,183 | $1,212,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 50,000 | $1,211,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 423,260 | $1,206,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 68,888 | $1,205,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 100,431 | $1,204,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 131,215 | $1,203,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 112,832 | $1,202,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 116,500 | $1,202,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 126,431 | $1,201,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 91,079 | $1,199,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 24,499 | $1,197,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 32,074 | $1,196,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 42,580 | $1,195,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 64,217 | $1,192,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 36,281 | $1,190,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 122,581 | $1,190,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 97,993 | $1,189,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 58,153 | $1,188,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 150,264 | $1,187,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,160 | $1,185,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 70,307 | $1,183,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 49,787 | $1,181,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 86,646 | $1,179,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 31,251 | $1,179,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 9,675 | $1,178,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 76,562 | $1,175,000 | thousands by filing date | call |
| COMPUTER TASK GROUP INC | 205477102 | COM | 151,232 | $1,171,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 31,952 | $1,171,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 64,644 | $1,169,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 151,850 | $1,169,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 86,103 | $1,166,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 23,668 | $1,165,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 45,259 | $1,165,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 17,970 | $1,164,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 39,900 | $1,161,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 136,972 | $1,156,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 41,647 | $1,156,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 16,672 | $1,155,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 12,997 | $1,154,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 139,641 | $1,154,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 39,955 | $1,154,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 72,660 | $1,152,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 51,563 | $1,150,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 76,299 | $1,149,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 13,757 | $1,148,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 20,625 | $1,145,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 29,317 | $1,144,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 35,300 | $1,139,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 35,100 | $1,138,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 145,841 | $1,137,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 30,291 | $1,136,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 331,782 | $1,135,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 114,698 | $1,131,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 331,063 | $1,125,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 27,112 | $1,124,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 137,111 | $1,122,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 14,153 | $1,120,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 24,994 | $1,119,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 56,515 | $1,116,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 121,223 | $1,115,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 25,389 | $1,114,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 176,932 | $1,113,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,075,000 | $1,112,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 78,718 | $1,109,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 747,000 | $1,107,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 163,864 | $1,102,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 97,186 | $1,102,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 94,614 | $1,102,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 142,510 | $1,101,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,735 | $1,096,000 | thousands by filing date | put |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 92,900 | $1,096,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 85,694 | $1,093,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 12,472 | $1,091,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 10,459 | $1,090,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 149,275 | $1,090,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 25,000 | $1,090,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 85,964 | $1,087,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 28,152 | $1,077,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 986,000 | $1,076,000 | thousands by filing date | principal |
| RMR GROUP INC | 74967R106 | CL A | 13,705 | $1,075,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 278,965 | $1,075,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 48,041 | $1,074,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 966,622 | $1,073,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 46,623 | $1,073,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 285,345 | $1,073,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 134,928 | $1,072,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 76,280 | $1,071,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 137,866 | $1,068,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 50,772 | $1,066,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 751,000 | $1,064,000 | thousands by filing date | principal |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 32,072 | $1,062,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 43,238 | $1,061,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 74,045 | $1,058,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 95,747 | $1,053,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 75,714 | $1,051,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 32,991 | $1,049,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 32,964 | $1,048,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 28,021 | $1,048,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 74,580 | $1,048,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,073,000 | $1,048,000 | thousands by filing date | principal |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 22,472 | $1,047,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 307,783 | $1,046,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,375 | $1,044,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 222,510 | $1,044,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 37,305 | $1,042,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 34,573 | $1,039,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 75,875 | $1,038,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 974,000 | $1,038,000 | thousands by filing date | principal |
| SCORPIO BULKERS INC | Y7546A122 | COM | 146,092 | $1,038,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 23,700 | $1,036,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 30,512 | $1,031,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 61,765 | $1,030,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 25,428 | $1,029,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 139,500 | $1,029,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 13,016 | $1,023,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,876 | $1,023,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 52,860 | $1,023,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 100,000 | $1,019,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 55,800 | $1,018,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 44,470 | $1,018,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 53,741 | $1,015,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 28,558 | $1,010,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 143,948 | $1,007,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,646 | $1,005,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 20,987 | $1,003,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 51,347 | $1,003,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 136,368 | $1,001,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 37,070 | $1,001,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 35,000 | $1,000,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 98,414 | $1,000,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 34,542 | $998,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 201,309 | $997,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 199,408 | $997,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 20,034 | $996,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 371,979 | $996,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 57,600 | $996,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 40,930 | $995,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 452,177 | $995,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 110,899 | $993,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 96,917 | $992,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 62,000 | $990,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 51,348 | $989,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 53,884 | $987,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 58,061 | $987,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 700,000 | $987,000 | thousands by filing date | principal |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 232,195 | $987,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 250,163 | $986,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 88,340 | $985,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 173,673 | $983,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,394,467 | $983,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 20,447 | $982,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 266,068 | $982,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 33,518 | $982,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,463 | $980,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 30,444 | $979,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 40,554 | $979,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 28,757 | $976,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 237,634 | $974,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 20,731 | $973,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,998 | $972,000 | thousands by filing date | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 38,933 | $971,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 23,983 | $967,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 162,561 | $966,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 29,015 | $965,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 675,000 | $964,000 | thousands by filing date | principal |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 406,163 | $963,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 35,656 | $962,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 127,362 | $961,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 26,372 | $960,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 79,821 | $958,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 421,755 | $957,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 106,877 | $953,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 37,837 | $952,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 301,399 | $950,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 41,721 | $950,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 328,711 | $949,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,578 | $947,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 35,878 | $947,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 271,122 | $947,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 46,290 | $946,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 33,395 | $943,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 34,751 | $941,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 64,800 | $939,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 63,661 | $939,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 178,958 | $936,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 334,184 | $936,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 65,763 | $936,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 107,348 | $934,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 310,190 | $931,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,247 | $930,000 | thousands by filing date | put |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 72,038 | $929,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 30,992 | $928,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 24,100 | $927,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,000,000 | $927,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 42,220 | $927,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 41,652 | $924,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 950,000 | $922,000 | thousands by filing date | principal |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 399,091 | $922,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 140,775 | $921,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 597,000 | $921,000 | thousands by filing date | principal |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 54,255 | $920,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 226,629 | $919,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,727 | $915,000 | thousands by filing date | call |
| JERNIGAN CAP INC | 476405105 | COM | 47,969 | $914,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 40,830 | $913,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 450 | $912,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 24,237 | $912,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 13,499 | $910,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 125,550 | $909,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 91,154 | $907,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000096 | superseded | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-20-000075 | this filing | 2020-04-21 | acceptance time not in the bulk data set |