13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-06-30, filed 2020-04-21, with 5,431 holding rows worth $200,800,774,000.
- Accession
- 0000948046-20-000075
- Filer
- CIK 948046
- Filed
- 2020-04-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, amendment of type new holdings, 21,882 entries on the cover page, a total value of $200,800,774,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $200,800,774,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 243,709 | $3,844,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 448,218 | $3,837,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 45,299 | $3,829,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 67,385 | $3,829,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 4,000,000 | $3,828,000 | thousands by filing date | principal |
| CARBONITE INC | 141337105 | COM | 109,340 | $3,816,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 91,603 | $3,813,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 283,203 | $3,809,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 204,500 | $3,803,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 241,061 | $3,797,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 112,758 | $3,797,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 68,462 | $3,796,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 115,381 | $3,796,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 253,013 | $3,795,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,856,000 | $3,795,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,000,000 | $3,794,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 7,217,000 | $3,791,000 | thousands by filing date | principal |
| Zagg, Inc. | 98884U108 | COM | 219,047 | $3,789,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 3,996,000 | $3,789,000 | thousands by filing date | principal |
| OUTFRONT MEDIA INC | 69007J106 | COM | 194,612 | $3,786,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 339,556 | $3,786,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 231,969 | $3,782,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 89,460 | $3,781,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 48,029 | $3,781,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 93,568 | $3,771,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 153,724 | $3,768,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 12,175 | $3,740,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 46,220 | $3,736,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 106,125 | $3,735,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 4,219,000 | $3,715,000 | thousands by filing date | principal |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 230,337 | $3,709,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 228,958 | $3,700,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 57,775 | $3,696,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 3,740,000 | $3,684,000 | thousands by filing date | principal |
| MTS SYSTEMS CORP | 553777103 | COM | 69,715 | $3,671,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 368,455 | $3,666,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 75,779 | $3,664,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 3,215,000 | $3,664,000 | thousands by filing date | principal |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 106,317 | $3,654,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 161,605 | $3,641,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 3,500,000 | $3,636,000 | thousands by filing date | principal |
| PERFICIENT INC | 71375U101 | COM | 137,583 | $3,627,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 157,089 | $3,627,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 77,596 | $3,621,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 213,802 | $3,603,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 68,587 | $3,598,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,277,646 | $3,591,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 143,316 | $3,589,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 128,313 | $3,580,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 228,418 | $3,580,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 121,767 | $3,579,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 406,602 | $3,577,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 588,125 | $3,577,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 422,349 | $3,574,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 63,773 | $3,571,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 29,410 | $3,569,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 120,802 | $3,561,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 44,286 | $3,540,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 124,110 | $3,538,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 141,903 | $3,534,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 615,566 | $3,528,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 125,792 | $3,528,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,500,000 | $3,528,000 | thousands by filing date | principal |
| ISHARES INC | 464286103 | MSCI AUST ETF | 155,696 | $3,521,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 220,260 | $3,509,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 54,084 | $3,496,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 154,368 | $3,494,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $3,484,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462102 | COM | 85,171 | $3,483,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 75,107 | $3,477,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 72,384 | $3,475,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 183,506 | $3,473,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 110,051 | $3,472,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 345,000 | $3,472,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 166,535 | $3,467,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 157,294 | $3,462,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 76,875 | $3,459,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 90,821 | $3,458,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 84,739 | $3,450,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 112,534 | $3,449,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 252,273 | $3,431,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 102,023 | $3,428,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 89,043 | $3,416,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 200,196 | $3,408,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 439,405 | $3,406,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 63,651 | $3,405,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 108,357 | $3,403,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,825,000 | $3,401,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 381,554 | $3,396,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 443,716 | $3,394,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 251,199 | $3,392,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 163,630 | $3,391,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 125,942 | $3,388,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 307,761 | $3,381,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 3,232,000 | $3,378,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 3,169,000 | $3,368,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 345,359 | $3,360,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 156,639 | $3,359,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 466,421 | $3,358,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 25,000 | $3,357,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 142,788 | $3,350,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 151,606 | $3,345,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 445,608 | $3,342,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 156,646 | $3,341,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 63,965 | $3,335,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 620,855 | $3,328,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,073,400 | $3,328,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 92,536 | $3,327,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 90,867 | $3,326,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 101,567 | $3,321,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 833,270 | $3,320,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 72,833 | $3,318,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 191,713 | $3,317,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 451,201 | $3,316,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 33,959 | $3,307,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 267,855 | $3,307,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 52,240 | $3,305,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 168,785 | $3,299,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 275,548 | $3,293,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 199,772 | $3,278,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 118,853 | $3,262,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 114,107 | $3,258,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 123,616 | $3,254,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 91,491 | $3,245,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 463,333 | $3,244,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,595 | $3,238,000 | thousands by filing date | put |
| CASA SYS INC | 14713L102 | COM | 198,240 | $3,237,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 320,472 | $3,236,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 79,050 | $3,234,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,137,320 | $3,229,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 178,555 | $3,224,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 76,329 | $3,221,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 92,541 | $3,221,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 58,713 | $3,220,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 81,767 | $3,214,000 | thousands by filing date | |
| IJH | 464287507 | COM | 16,491 | $3,212,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 84,015 | $3,205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 20,213 | $3,202,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 61,908 | $3,202,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 811,043 | $3,196,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 31,624 | $3,193,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 341,201 | $3,183,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 267,964 | $3,181,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,133,000 | $3,173,000 | thousands by filing date | principal |
| ANGIODYNAMICS INC | 03475V101 | COM | 142,598 | $3,171,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 133,274 | $3,170,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 228,449 | $3,164,000 | thousands by filing date | |
| CORSICANTO II DESIGNATED ACT | 220485AB2 | NOTE 3.500% 1/2 | 2,900,000 | $3,161,000 | thousands by filing date | principal |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 219,488 | $3,160,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 98,357 | $3,148,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 81,785 | $3,147,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 3,107,000 | $3,143,000 | thousands by filing date | principal |
| NEXA RES S A | L67359106 | COM | 266,200 | $3,133,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 305,300 | $3,129,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 46,711 | $3,121,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 159,149 | $3,117,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 215,403 | $3,111,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 466,137 | $3,109,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 83,976 | $3,107,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 55,944 | $3,102,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 227,168 | $3,090,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 60,139 | $3,070,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 37,850 | $3,065,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 190,245 | $3,058,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 58,813 | $3,058,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 80,033 | $3,057,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 23,023 | $3,052,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 38,927 | $3,052,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 300,000 | $3,042,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 50,803 | $3,025,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 94,758 | $3,022,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 82,602 | $3,021,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 53,527 | $3,021,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 235,491 | $3,021,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 109,459 | $3,016,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 554,474 | $3,016,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 247,166 | $3,008,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 210,135 | $2,996,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 325,610 | $2,996,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 132,577 | $2,995,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 39,469 | $2,986,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 185,924 | $2,981,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 68,504 | $2,979,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 77,959 | $2,978,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 35,689 | $2,976,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 96,547 | $2,976,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 50,589 | $2,974,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 340,690 | $2,961,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 141,491 | $2,960,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 327,031 | $2,956,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 64,973 | $2,947,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 3,000,000 | $2,947,000 | thousands by filing date | principal |
| FRESHPET INC COM | 358039105 | Stock | 107,280 | $2,945,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 182,892 | $2,944,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 638,581 | $2,938,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 103,102 | $2,933,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 119,110 | $2,923,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 79,077 | $2,922,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 301,483 | $2,910,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 227,052 | $2,907,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 7,592 | $2,904,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 73,471 | $2,903,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,503,234 | $2,901,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 286,054 | $2,898,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 2,400,000 | $2,892,000 | thousands by filing date | principal |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 269,394 | $2,891,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,077,090 | $2,876,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 231,795 | $2,874,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 577,522 | $2,870,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 449,001 | $2,869,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,011,052 | $2,851,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 1,871,000 | $2,842,000 | thousands by filing date | principal |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 68,206 | $2,841,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 94,621 | $2,839,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 98,321 | $2,838,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 287,143 | $2,837,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 192,160 | $2,834,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 52,827 | $2,831,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 166,009 | $2,830,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 62,899 | $2,824,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 34,053 | $2,822,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 142,085 | $2,822,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 269,678 | $2,820,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 212,790 | $2,819,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 53,254 | $2,815,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 2,897,000 | $2,808,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 337,121 | $2,798,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 13,152 | $2,790,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 337,852 | $2,784,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 58,468 | $2,773,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 77,529 | $2,768,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 210,973 | $2,763,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 60,000 | $2,762,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2,565,000 | $2,758,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405102 | COM | 345,247 | $2,753,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 121,370 | $2,753,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 319,972 | $2,748,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 162,598 | $2,748,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 123,883 | $2,747,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 165,063 | $2,744,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 70,931 | $2,738,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 173,080 | $2,734,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 251,440 | $2,731,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 28,260 | $2,730,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 56,611 | $2,729,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,326,000 | $2,720,000 | thousands by filing date | principal |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 38,957 | $2,717,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 53,346 | $2,714,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 22,695 | $2,714,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 41,549 | $2,714,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 148,170 | $2,712,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 141,535 | $2,711,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 100,455 | $2,707,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 147,456 | $2,706,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 94,310 | $2,706,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 214,262 | $2,704,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 606,923 | $2,700,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 189,484 | $2,697,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 142,670 | $2,693,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 117,301 | $2,692,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 137,040 | $2,692,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 212,449 | $2,688,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 176,136 | $2,688,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 115,405 | $2,677,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 118,700 | $2,670,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 26,041 | $2,669,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 153,100 | $2,662,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 195,454 | $2,660,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 233,217 | $2,658,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 81,906 | $2,657,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 148,748 | $2,654,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 337,654 | $2,651,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 129,245 | $2,650,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 52,679 | $2,646,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 101,353 | $2,646,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 133,859 | $2,644,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 92,963 | $2,640,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 114,163 | $2,637,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 50,505 | $2,631,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 75,063 | $2,628,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 66,872 | $2,622,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 138,916 | $2,611,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 190,607 | $2,606,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 227,659 | $2,600,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 165,521 | $2,592,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 193,288 | $2,588,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 66,192 | $2,586,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 84,453 | $2,584,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,670,000 | $2,583,000 | thousands by filing date | principal |
| KELLY SVCS INC | 488152208 | CL A | 114,916 | $2,580,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 135,063 | $2,573,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 90,314 | $2,573,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 202,903 | $2,571,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 151,086 | $2,567,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 24,668 | $2,559,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 42,631 | $2,557,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 764,664 | $2,546,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 328,980 | $2,546,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 2,550,000 | $2,544,000 | thousands by filing date | principal |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 250,000 | $2,538,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 73,164 | $2,530,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 268,494 | $2,527,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 404,590 | $2,525,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 193,711 | $2,524,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 99,298 | $2,523,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 84,732 | $2,516,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 50,496 | $2,506,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 106,608 | $2,502,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 100,000 | $2,502,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 50,000 | $2,500,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 513,421 | $2,496,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 55,357 | $2,493,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 140,079 | $2,485,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 158,304 | $2,485,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 101,778 | $2,483,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 57,145 | $2,479,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 81,914 | $2,473,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 137,566 | $2,470,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,450 | $2,465,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 32,681 | $2,464,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 32,989 | $2,456,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 250,660 | $2,456,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 174,520 | $2,450,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 68,293 | $2,448,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 136,901 | $2,445,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 69,151 | $2,445,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 53,200 | $2,439,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 52,002 | $2,439,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 65,854 | $2,433,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 89,290 | $2,431,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 84,714 | $2,431,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 109,738 | $2,430,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 157,136 | $2,429,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 192,429 | $2,425,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 13,044 | $2,420,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 586,109 | $2,403,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 115,298 | $2,381,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 305,223 | $2,381,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 213,744 | $2,374,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 84,059 | $2,373,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 47,065 | $2,370,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 131,736 | $2,363,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 102,479 | $2,357,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 97,099 | $2,354,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 370,193 | $2,351,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 190,470 | $2,350,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 766,746 | $2,347,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 22,065 | $2,344,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 705,709 | $2,343,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 46,633 | $2,340,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 42,525 | $2,334,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 305,750 | $2,333,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 61,611 | $2,333,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 289,598 | $2,329,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 18,746 | $2,325,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 38,380 | $2,324,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 55,271 | $2,320,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 137,209 | $2,313,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 71,024 | $2,308,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 395,166 | $2,308,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 36,381 | $2,301,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 449,415 | $2,301,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 68,507 | $2,288,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 153,552 | $2,279,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 92,305 | $2,272,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 43,027 | $2,271,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 95,675 | $2,265,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,305,000 | $2,262,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 115,797 | $2,257,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 121,726 | $2,256,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 83,329 | $2,254,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 80,443 | $2,253,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 66,057 | $2,233,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 113,151 | $2,223,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 110,607 | $2,221,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 61,458 | $2,213,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 134,328 | $2,211,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 18,756 | $2,210,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 93,803 | $2,204,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 248,971 | $2,204,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 105,579 | $2,199,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 394,108 | $2,195,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 438,126 | $2,191,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 44,067 | $2,190,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 106,350 | $2,190,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 217,843 | $2,190,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 60,760 | $2,185,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 56,230 | $2,170,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 94,923 | $2,170,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 36,617 | $2,169,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 31,497 | $2,168,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 175,152 | $2,165,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 74,703 | $2,161,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 127,682 | $2,158,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,975,000 | $2,158,000 | thousands by filing date | principal |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 368,858 | $2,157,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 148,147 | $2,155,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 184,923 | $2,153,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,088 | $2,150,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 123,737 | $2,149,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 122,144 | $2,149,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 68,368 | $2,147,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 370,825 | $2,147,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 36,601 | $2,139,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 291,034 | $2,139,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 49,103 | $2,134,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,200,000 | $2,133,000 | thousands by filing date | principal |
| Engility Holdings Inc | 29286C107 | COM | 69,636 | $2,133,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 182,055 | $2,130,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 208,513 | $2,129,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 56,553 | $2,117,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 94,755 | $2,114,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 63,980 | $2,114,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,926 | $2,112,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 169,477 | $2,110,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 74,569 | $2,100,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 379,813 | $2,100,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 117,888 | $2,098,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 36,636 | $2,098,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 630,787 | $2,095,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 276,297 | $2,092,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,092 | $2,089,000 | thousands by filing date | call |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 205,400 | $2,089,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 47,398 | $2,088,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 63,160 | $2,078,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 67,661 | $2,076,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 29,492 | $2,075,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 2,229,000 | $2,074,000 | thousands by filing date | principal |
| BANKFINANCIAL CORP | 06643P104 | COM | 117,444 | $2,072,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 94,590 | $2,058,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 24,283 | $2,057,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 216,187 | $2,052,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 206,668 | $2,052,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 111,784 | $2,050,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 210,967 | $2,046,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 200,644 | $2,042,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 157,542 | $2,041,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 106,173 | $2,039,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 283,226 | $2,039,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 269,396 | $2,033,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 146,726 | $2,025,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 171,349 | $2,022,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 58,480 | $2,021,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 91,700 | $2,019,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 175,308 | $2,018,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 110,117 | $2,015,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 81,144 | $2,014,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 53,404 | $2,009,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 124,183 | $2,004,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 758,193 | $2,002,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 77,393 | $2,001,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 25,261 | $2,000,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 27,515 | $2,000,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 567,882 | $1,999,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 121,709 | $1,996,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 153,320 | $1,996,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 279,051 | $1,995,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,633,000 | $1,995,000 | thousands by filing date | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 111,267 | $1,992,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 65,102 | $1,989,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 108,925 | $1,988,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 85,703 | $1,988,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 34,192 | $1,987,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 303,857 | $1,984,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 21,314 | $1,981,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 294,190 | $1,977,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,000,000 | $1,976,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 2,100,000 | $1,971,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 502,668 | $1,970,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,200,000 | $1,969,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 69,780 | $1,968,000 | thousands by filing date | call |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 44,453 | $1,965,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 37,396 | $1,962,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 185,494 | $1,962,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 72,225 | $1,962,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 126,275 | $1,957,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 188,110 | $1,956,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,860,000 | $1,954,000 | thousands by filing date | principal |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 126,477 | $1,953,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 45,498 | $1,953,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 122,178 | $1,949,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 13,069 | $1,940,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 9,953 | $1,935,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 226,897 | $1,931,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,921,000 | $1,930,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 110,151 | $1,928,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 60,754 | $1,926,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 334,303 | $1,925,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 130,600 | $1,925,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 154,159 | $1,924,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,503 | $1,913,000 | thousands by filing date | call |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 50,883 | $1,913,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 61,485 | $1,911,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 35,299 | $1,907,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 366,566 | $1,902,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 56,737 | $1,899,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 40,257 | $1,896,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 176,611 | $1,895,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 83,799 | $1,894,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 215,606 | $1,887,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000096 | superseded | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-20-000075 | this filing | 2020-04-21 | acceptance time not in the bulk data set |