13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 5,403 holding rows worth $141,600,149,000.
- Accession
- 0000948046-16-000189
- Filer
- CIK 948046
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 18,755 entries on the cover page, a total value of $141,600,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,600,149,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GP STRATEGIES CORP | 36225V104 | COM | 39,190 | $848,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 79,345 | $848,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 22,885 | $848,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 25,461 | $847,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 30,104 | $844,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 75,026 | $843,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 85,474 | $840,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 27,442 | $837,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 28,918 | $834,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,775 | $832,000 | thousands by filing date | call |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 60,393 | $830,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 87,754 | $829,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 14,950 | $828,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 50,280 | $827,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 54,129 | $825,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 63,826 | $825,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 147,543 | $823,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 33,153 | $822,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 38,393 | $818,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 18,383 | $818,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 43,010 | $815,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 914,000 | $815,000 | thousands by filing date | principal |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 133,850 | $812,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 54,875 | $811,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 99,675 | $811,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 804,000 | $811,000 | thousands by filing date | put |
| TEXAS | 882610108 | COMMON STOCK | 4,814 | $811,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 52,076 | $810,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 32,095 | $809,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 74,895 | $809,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 61,800 | $807,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 52,396 | $806,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 255,214 | $806,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 18,935 | $805,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 67,697 | $801,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 119,874 | $800,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 47,416 | $799,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 512,974 | $799,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 41,502 | $798,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 807,000 | $797,000 | thousands by filing date | principal |
| STATE NATIONAL. | 85711T305 | Common Stock | 75,778 | $797,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 74,174 | $796,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 41,931 | $795,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 28,946 | $792,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 105,514 | $792,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 67,505 | $790,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 784,000 | $789,000 | thousands by filing date | principal |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 116,761 | $789,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 46,792 | $788,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 99,252 | $784,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 69,571 | $783,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 31,124 | $782,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 17,437 | $780,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 196,690 | $778,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 103,028 | $777,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 63,792 | $776,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 800,000 | $773,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 601,000 | $770,000 | thousands by filing date | principal |
| OPUS BK IRVINE CALIF | 684000102 | COM | 22,544 | $760,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,785 | $755,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 69,633 | $753,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,070 | $752,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 703,000 | $752,000 | thousands by filing date | principal |
| LGI HOMES INC COM | 50187T106 | Stock | 23,537 | $749,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 34,170 | $749,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 28,330 | $748,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 37,768 | $744,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 232,678 | $742,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 30,813 | $741,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 28,712 | $737,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 36,172 | $736,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 56,461 | $735,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 35,911 | $730,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 51,515 | $727,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 56,018 | $726,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 32,813 | $724,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 142,585 | $724,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 54,434 | $723,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 19,804 | $722,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 32,062 | $722,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 718,000 | $721,000 | thousands by filing date | principal |
| Viacom Inc Cl A | 92553P102 | CL A | 15,510 | $718,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 45,016 | $717,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,100 | $716,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 666,000 | $716,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280102 | COM | 29,713 | $713,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,515 | $712,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 29,783 | $708,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 14,007 | $706,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,000,000 | $706,000 | thousands by filing date | principal |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 249,725 | $705,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 247,900 | $705,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 31,039 | $705,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 39,571 | $705,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 91,411 | $704,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 54,262 | $703,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 50,023 | $698,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 43,166 | $694,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 25,298 | $693,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 26,093 | $693,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 11,701 | $690,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 25,313 | $689,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 22,791 | $688,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 33,254 | $687,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 15,878 | $687,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 58,519 | $686,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 153,992 | $685,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 56,156 | $685,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 95,350 | $684,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 24,480 | $681,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 93,702 | $679,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 49,338 | $678,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 47,279 | $678,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 727,000 | $676,000 | thousands by filing date | principal |
| RICHMONT MINES INC | 76547T106 | COM | 73,358 | $675,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 22,226 | $675,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 91,683 | $674,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 146,108 | $673,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 36,377 | $671,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 41,031 | $671,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 98,067 | $671,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 75,172 | $670,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 28,897 | $668,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 713,000 | $668,000 | thousands by filing date | principal |
| RAVEN INDS INC COM | 754212108 | Stock | 35,221 | $666,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 573,000 | $666,000 | thousands by filing date | principal |
| KEMPER CORP COM | 488401100 | Stock | 21,550 | $665,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 652,000 | $661,000 | thousands by filing date | principal |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 85,517 | $660,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 74,102 | $657,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 39,800 | $657,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 612,000 | $657,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 15,200 | $656,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 41,324 | $656,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 15,456 | $654,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 166,804 | $653,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 704,000 | $652,000 | thousands by filing date | principal |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 27,353 | $651,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 47,805 | $651,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 186,993 | $650,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 313,129 | $650,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 43,131 | $646,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 30,013 | $642,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 37,838 | $640,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 311,187 | $640,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 43,235 | $637,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 107,099 | $636,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 128,187 | $634,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 54,144 | $632,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 44,600 | $631,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 19,850 | $631,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 588,000 | $630,000 | thousands by filing date | principal |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 48,396 | $628,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 31,714 | $627,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 19,541 | $624,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 60,682 | $621,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 47,591 | $621,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 25,485 | $620,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 99,396 | $620,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 63,985 | $620,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 45,162 | $619,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 10,422 | $617,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 75,569 | $617,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,554 | $616,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 102,655 | $616,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 16,499 | $616,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 143,670 | $616,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,820 | $615,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 12,978 | $615,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 50,190 | $608,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 12,439 | $606,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 646,000 | $606,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 5,392 | $606,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,829 | $604,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 542,000 | $603,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 42,026 | $601,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 28,930 | $601,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 481 | $600,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 55,284 | $600,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 5,738 | $600,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 63,313 | $599,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 33,281 | $598,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 80,937 | $597,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 42,483 | $595,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 488,568 | $594,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 16,917 | $593,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 23,739 | $592,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 202,000 | $592,000 | thousands by filing date | principal |
| AMERICAN VANGUARD CORP | 030371108 | COM | 39,148 | $590,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 12,142 | $589,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 10,035 | $588,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 84,916 | $588,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 54,352 | $587,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 110,393 | $586,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 15,631 | $586,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 236,848 | $585,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 49,485 | $585,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 34,841 | $585,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 64,428 | $581,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 31,970 | $580,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 33,348 | $580,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 35,947 | $578,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 43,559 | $576,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 31,986 | $575,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 23,832 | $574,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 124,904 | $572,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 21,315 | $570,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 43,031 | $570,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 32,451 | $569,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 89,665 | $569,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 45,158 | $569,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 84,598 | $567,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 137,552 | $566,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 26,835 | $565,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 48,138 | $565,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 77,075 | $564,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 199,003 | $563,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,061 | $562,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 22,300 | $561,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 12,540 | $560,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 43,585 | $559,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 26,007 | $558,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,859 | $557,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 54,650 | $557,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 51,479 | $556,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 105,927 | $555,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 25,173 | $554,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 37,650 | $554,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,713 | $551,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 33,377 | $549,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 82,137 | $549,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 84,582 | $547,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 2,609,135 | $547,000 | thousands by filing date | call |
| DTS INC | 23335C101 | COM | 20,614 | $544,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 44,360 | $544,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 80,531 | $543,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 24,930 | $543,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 16,299 | $543,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,277 | $542,000 | thousands by filing date | call |
| QLT INC | 746927102 | COMMON STOCK | 382,466 | $542,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 40,557 | $542,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 19,907 | $542,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 40,352 | $542,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 26,386 | $541,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 326,000 | $541,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 15,372 | $540,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 5,890 | $539,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 49,302 | $539,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 67,390 | $537,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 36,891 | $534,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 33,327 | $533,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 69,334 | $533,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 7,150 | $532,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,239,113 | $532,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 29,730 | $530,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 32,020 | $527,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 76,929 | $525,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 873,284 | $525,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 29,346 | $524,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 69,950 | $524,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 28,983 | $521,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,558 | $518,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 14,586 | $517,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 180 | $515,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 412,000 | $515,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,690 | $513,000 | thousands by filing date | put |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 25,700 | $513,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,463 | $510,000 | thousands by filing date | call |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 47,460 | $510,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 18,768 | $509,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 20,064 | $507,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 3,324 | $504,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 7,988 | $502,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 46,041 | $502,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 19,590 | $501,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 29,988 | $501,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 132,210 | $501,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,210 | $500,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 3,913 | $500,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 65,754 | $500,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 38,000 | $499,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 84,210 | $499,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 54,148 | $499,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 34,282 | $498,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 55,314 | $498,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 55,475 | $497,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 53,672 | $497,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 212,124 | $496,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 75,522 | $496,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 38,937 | $496,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 551,000 | $496,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 7,968 | $494,000 | thousands by filing date | put |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 180,000 | $494,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 408,000 | $492,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 17,126 | $490,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 8,324 | $490,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 85,500 | $489,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 66,429 | $489,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 47,679 | $489,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 19,028 | $489,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 469,000 | $487,000 | thousands by filing date | put |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 50,000 | $487,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 39,756 | $485,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 14,061 | $484,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 19,724 | $484,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 51,520 | $482,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 494,000 | $481,000 | thousands by filing date | principal |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 17,557 | $479,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 76,877 | $478,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 55,619 | $478,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 10,252 | $478,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 35,016 | $477,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 61,006 | $476,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 18,504 | $474,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 33,896 | $473,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 79,853 | $473,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 25,016 | $473,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 31,702 | $472,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 660 | $471,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 18,109 | $470,000 | thousands by filing date | call |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 29,100 | $468,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 37,794 | $468,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 18,742 | $468,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 16,502 | $467,000 | thousands by filing date | call |
| GMS INC | 36251C103 | COM | 20,991 | $466,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 32,371 | $465,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 95,451 | $464,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 43,934 | $463,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 33,107 | $462,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 17,888 | $461,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 397,777 | $460,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 57,926 | $460,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 230,994 | $459,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 60,941 | $459,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 581,000 | $459,000 | thousands by filing date | principal |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 42,665 | $458,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 125,798 | $458,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 63,078 | $456,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 47,340 | $456,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 16,110 | $454,000 | thousands by filing date | put |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 42,838 | $454,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 19,502 | $454,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 112,244 | $452,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 152,419 | $452,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 18,999 | $451,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 12,252 | $450,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 11,432 | $449,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 11,538 | $449,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 86,799 | $448,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 27,425 | $447,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 16,432 | $446,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,312 | $445,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 17,569 | $444,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 26,315 | $444,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 70,296 | $444,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 16,573 | $443,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 18,912 | $442,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 25,429 | $441,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 43,308 | $441,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 17,811 | $441,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,077 | $440,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 26,649 | $440,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 98,163 | $440,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 29,084 | $439,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 19,523 | $438,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 30,086 | $438,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 21,857 | $438,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 84,226 | $437,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 65,473 | $437,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 51,686 | $436,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 171,700 | $436,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 12,852 | $435,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 41,545 | $435,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 27,500 | $434,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 19,952,148 | $434,000 | thousands by filing date | principal |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 17,759 | $432,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 436,034 | $431,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 31,046 | $430,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 79,316 | $429,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 72,759 | $428,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 34,175 | $427,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 25,256 | $426,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 20,276 | $426,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 54,225 | $425,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 13,149 | $424,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,320 | $423,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 21,634 | $423,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 21,800 | $422,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 35,073 | $422,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 68,629 | $421,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 27,435 | $421,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 14,715 | $420,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 31,751 | $417,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 56,827 | $417,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 133,083 | $416,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 30,370 | $416,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 43,245 | $415,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,602 | $414,000 | thousands by filing date | call |
| SOTHERLY HOTELS INC | 83600C103 | COM | 73,455 | $414,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 78,968 | $414,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 26,865 | $413,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 15,351 | $413,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 37,500 | $412,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 311,353 | $410,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,768 | $408,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 37,933 | $406,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 16,662 | $405,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 25,834 | $403,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 60,000 | $402,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 10,399 | $401,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 13,706 | $401,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 60,403 | $400,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 42,243 | $400,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 65,776 | $397,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 9,288 | $397,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 178,995 | $396,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,970 | $394,000 | thousands by filing date | put |
| MARIN SOFTWARE INC | 56804T106 | COM | 168,173 | $394,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 20,733 | $394,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 59,314 | $391,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 62,827 | $390,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 36,710 | $388,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 336,000 | $388,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 7,245 | $387,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 17,060 | $387,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 359,000 | $387,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 20,835 | $386,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 114,446 | $386,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 28,182 | $386,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 242,708 | $385,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 239,000 | $385,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 70,268 | $384,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 27,908 | $383,000 | thousands by filing date | put |
| SUN BANCORP INC | 86663B201 | COM NEW | 18,657 | $383,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 49,347 | $382,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 32,064 | $381,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 329,000 | $380,000 | thousands by filing date | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 2,687 | $379,000 | thousands by filing date | put |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 17,590 | $377,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 28,611 | $377,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 21,316 | $376,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 27,100 | $374,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,480 | $373,000 | thousands by filing date | call |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 27,582 | $373,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 99,330 | $371,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 117,386 | $371,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 67,317 | $370,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 40,068 | $369,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 23,110,905 | $369,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 44,963 | $368,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 38,478 | $367,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 18,612 | $367,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 35,844 | $367,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 20,780 | $366,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 99,814 | $365,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 34,940 | $365,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 209,590 | $365,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 30,530 | $364,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 92,452 | $364,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 350,000 | $364,000 | thousands by filing date | principal |
| THIRD PT REINS LTD | G8827U100 | COM | 31,062 | $362,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 362,000 | $362,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 14,270 | $361,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 82,688 | $361,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,938 | $360,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 14,409 | $358,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 11,600 | $357,000 | thousands by filing date | put |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 30,952 | $357,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 9,068 | $357,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 47,542 | $357,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 81,145 | $357,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 17,325 | $355,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 16,505 | $355,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,702 | $354,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 29,289 | $353,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 32,555 | $352,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 42,950 | $351,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 14,400 | $349,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 208,033 | $349,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 12,077 | $349,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 31,490 | $349,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,322 | $347,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 12,603 | $347,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 115,974 | $347,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 21,943 | $345,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 96,564 | $345,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 191,996 | $345,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,139 | $344,000 | thousands by filing date | put |
| SILICOM LTD | M84116108 | ORD | 11,547 | $344,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 31,492 | $344,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 20,331 | $343,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 25,502 | $341,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 8,045 | $339,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,153 | $337,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 30,551 | $337,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 20,989 | $336,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 20,364 | $336,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 9,246 | $333,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 105,198 | $333,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 18,266 | $332,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000189 | this filing | 2016-08-15 | acceptance time not in the bulk data set |