13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 5,403 holding rows worth $141,600,149,000.
- Accession
- 0000948046-16-000189
- Filer
- CIK 948046
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 18,755 entries on the cover page, a total value of $141,600,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,600,149,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,637,000 | $1,734,000 | thousands by filing date | principal |
| PGT INNOVATIONS INC | 69336V101 | COM | 168,290 | $1,732,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 75,326 | $1,727,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 13,530 | $1,725,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 123,877 | $1,724,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 56,887 | $1,722,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 36,104 | $1,719,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 52,702 | $1,718,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 70,136 | $1,713,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 940,000 | $1,711,000 | thousands by filing date | call |
| EXAR CORP | 300645108 | COMMON STOCK | 212,444 | $1,709,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 23,625 | $1,706,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 59,642 | $1,704,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,724,000 | $1,703,000 | thousands by filing date | principal |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 27,396 | $1,698,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 69,321 | $1,692,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 285,909 | $1,684,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 368,551 | $1,682,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 1,719,000 | $1,682,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,903,000 | $1,681,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 53,343 | $1,678,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 59,466 | $1,678,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 76,969 | $1,677,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 67,946 | $1,676,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 7,250 | $1,675,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 238,006 | $1,670,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 20,007 | $1,663,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,794,000 | $1,660,000 | thousands by filing date | principal |
| ENCORE WIRE CORP | 292562105 | COM | 44,528 | $1,658,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 1,746,000 | $1,658,000 | thousands by filing date | principal |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 26,398 | $1,653,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 100,716 | $1,653,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 50,722 | $1,652,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 183,144 | $1,650,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $1,650,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 2,750,000 | $1,650,000 | thousands by filing date | principal |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 182,973 | $1,642,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 129,996 | $1,642,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 87,901 | $1,638,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 59,873 | $1,636,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 117,502 | $1,629,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 245,450 | $1,628,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 125,278 | $1,628,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 55,754 | $1,624,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 53,147 | $1,623,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 87,680 | $1,621,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 119,418 | $1,620,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 1,869,000 | $1,620,000 | thousands by filing date | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 93,438 | $1,618,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 660,769 | $1,618,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 26,443 | $1,617,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 1,577,000 | $1,615,000 | thousands by filing date | principal |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 92,695 | $1,614,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 488,992 | $1,612,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 98,273 | $1,611,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 48,012 | $1,607,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 112,597 | $1,605,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 142,608 | $1,603,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 76,256 | $1,601,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 34,030 | $1,599,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 59,249 | $1,598,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 34,621 | $1,596,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 955,000 | $1,595,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,633,000 | $1,591,000 | thousands by filing date | put |
| MEETME INC | 585141104 | COM | 298,393 | $1,589,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 50,411 | $1,583,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 203,937 | $1,579,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 341,646 | $1,577,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 16,735 | $1,577,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 58,684 | $1,577,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 150,900 | $1,575,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 69,377 | $1,575,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 74,130 | $1,574,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 37,184 | $1,573,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 3,903 | $1,572,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 262,020 | $1,563,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 34,371 | $1,561,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 20,088 | $1,561,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 157,571 | $1,559,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 294,980 | $1,559,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 16,659 | $1,558,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 44,303 | $1,555,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,530,000 | $1,555,000 | thousands by filing date | principal |
| VIRTU FINL INC | 928254101 | CL A | 86,344 | $1,553,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 48,062 | $1,552,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 284,518 | $1,552,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 39,581 | $1,552,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 444,415 | $1,551,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 45,560 | $1,548,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 61,606 | $1,547,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,511,000 | $1,547,000 | thousands by filing date | principal |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 118,126 | $1,538,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 50,000 | $1,535,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 199,236 | $1,535,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 227,099 | $1,534,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 167,331 | $1,533,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 195,742 | $1,528,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 196,483 | $1,527,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 110,804 | $1,527,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 38,014 | $1,525,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 22,812 | $1,517,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 95,975 | $1,516,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 30,366 | $1,513,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 43,670 | $1,513,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 97,560 | $1,513,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 52,819 | $1,505,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 208,100 | $1,505,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 49,496 | $1,503,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 2,000,000 | $1,500,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 115,945 | $1,500,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 201,547 | $1,496,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 157,724 | $1,496,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 75,408 | $1,494,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 101,267 | $1,492,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,214 | $1,487,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 38,592 | $1,486,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 30,737 | $1,486,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 260,000 | $1,482,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 38,138 | $1,481,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 183,537 | $1,478,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 47,128 | $1,474,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 80,396 | $1,472,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 43,257 | $1,468,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 72,034 | $1,467,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,171,000 | $1,467,000 | thousands by filing date | principal |
| HALYARD HEALTH INC | 40650V100 | COM | 45,192 | $1,465,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 216,710 | $1,463,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 49,136 | $1,462,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 70,277 | $1,462,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 91,558 | $1,458,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 45,237 | $1,458,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 111,896 | $1,454,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 15,852 | $1,450,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 58,106 | $1,447,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 12,792 | $1,446,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 105,559 | $1,445,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 223,758 | $1,435,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 18,700 | $1,435,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 1,658,000 | $1,434,000 | thousands by filing date | principal |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 42,667 | $1,431,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 202,891 | $1,431,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 127,630 | $1,430,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 138,259 | $1,429,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 52,885 | $1,427,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 1,437,000 | $1,421,000 | thousands by filing date | principal |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 62,115 | $1,416,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 102,601 | $1,415,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 125,760 | $1,414,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 41,263 | $1,411,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 87,597 | $1,409,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 65,303 | $1,408,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 107,646 | $1,405,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 218,395 | $1,389,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 75,878 | $1,389,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,574,000 | $1,387,000 | thousands by filing date | principal |
| MERCURY SYS INC COM | 589378108 | Stock | 55,660 | $1,383,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 85,709 | $1,378,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 250,013 | $1,374,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,264 | $1,373,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 68,764 | $1,372,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 105,162 | $1,372,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 161,339 | $1,370,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 86,080 | $1,367,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 31,257 | $1,366,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 92,750 | $1,359,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 52,237 | $1,359,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 316,061 | $1,358,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 88,661 | $1,357,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 8,389 | $1,357,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 2,000,000 | $1,357,000 | thousands by filing date | principal |
| B COMMUNICATIONS LTD | M15629104 | SHS | 56,818 | $1,355,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 85,335 | $1,354,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 28,777 | $1,353,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 53,730 | $1,349,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 66,716 | $1,348,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 90,321 | $1,347,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 193,032 | $1,347,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 60,130 | $1,340,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 92,473 | $1,339,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 411,059 | $1,339,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 32,089 | $1,338,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 54,289 | $1,335,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 69,918 | $1,334,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 74,649 | $1,331,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 173,697 | $1,331,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 18,582 | $1,325,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 422,224 | $1,324,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 95,180 | $1,323,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 71,249 | $1,322,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 78,096 | $1,316,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 143,697 | $1,313,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 179,869 | $1,313,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 39,903 | $1,312,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 185,504 | $1,312,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 37,058 | $1,306,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 1,664,000 | $1,306,000 | thousands by filing date | principal |
| ASTEC INDS INC | 046224101 | COM | 23,256 | $1,304,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 283,945 | $1,304,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 35,579 | $1,300,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 65,327 | $1,297,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,664,000 | $1,296,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 257,416 | $1,292,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 102,865 | $1,291,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 39,053 | $1,289,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 29,304 | $1,287,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 76,244 | $1,286,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 157,760 | $1,286,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,284,000 | $1,286,000 | thousands by filing date | principal |
| TFS FINL CORP | 87240R107 | COM | 74,719 | $1,285,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 26,169 | $1,284,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 48,733 | $1,283,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,001 | $1,282,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 8,664 | $1,277,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 851,000 | $1,277,000 | thousands by filing date | principal |
| AEP INDUSTRIES INC | 001031103 | COM | 15,876 | $1,276,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 44,122 | $1,274,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 1,109,000 | $1,274,000 | thousands by filing date | principal |
| QIWI PLC | 74735M108 | SPON ADR REP B | 97,302 | $1,273,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 118,281 | $1,272,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 137,492 | $1,264,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,107,000 | $1,263,000 | thousands by filing date | principal |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 40,876 | $1,261,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 34,540 | $1,257,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 54,422 | $1,251,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 31,779 | $1,248,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 135,948 | $1,248,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 55,399 | $1,246,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 52,667 | $1,244,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 66,204 | $1,242,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 996,000 | $1,241,000 | thousands by filing date | principal |
| ZAFGEN INC | 98885E103 | COM | 207,485 | $1,241,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 829,000 | $1,240,000 | thousands by filing date | principal |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 48,569 | $1,236,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 101,926 | $1,236,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 15,537 | $1,232,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,099,762 | $1,231,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 92,271 | $1,225,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 54,027 | $1,224,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 29,363 | $1,222,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4,720 | $1,221,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 23,750 | $1,221,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 95,196 | $1,221,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 44,203 | $1,219,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 131,670 | $1,218,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 232,755 | $1,214,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 65,013 | $1,214,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 388,606 | $1,214,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,717,000 | $1,212,000 | thousands by filing date | principal |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 59,460 | $1,209,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,594 | $1,206,000 | thousands by filing date | put |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 132,800 | $1,206,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 93,394 | $1,206,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 20,046 | $1,205,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 310,577 | $1,204,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 43,191 | $1,201,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 47,805 | $1,200,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 13,601 | $1,199,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 223,654 | $1,199,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 59,317 | $1,198,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 1,334,000 | $1,197,000 | thousands by filing date | principal |
| BLUE HILLS BANCORP INC | 095573101 | COM | 80,642 | $1,189,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 149,605 | $1,188,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 281,946 | $1,188,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 78,494 | $1,185,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 168,877 | $1,183,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 63,940 | $1,182,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,477 | $1,179,000 | thousands by filing date | put |
| SYNTEL INC | 87162H103 | COM | 26,059 | $1,178,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 32,440 | $1,176,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 101,064 | $1,176,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 96,233 | $1,176,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 23,820 | $1,174,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,343 | $1,171,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 131,544 | $1,168,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 7,514 | $1,166,000 | thousands by filing date | call |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 59,156 | $1,164,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 26,834 | $1,162,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 73,709 | $1,162,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 14,259 | $1,155,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 14,049 | $1,148,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 120,942 | $1,148,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 28,412 | $1,147,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 50,067 | $1,145,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 68,108 | $1,145,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 47,155 | $1,143,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 82,040 | $1,141,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 54,394 | $1,140,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 60,147 | $1,135,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 184,670 | $1,133,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 39,533 | $1,132,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,335 | $1,131,000 | thousands by filing date | put |
| INTRALINKS HLDGS INC | 46118H104 | COM | 174,493 | $1,131,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 210,576 | $1,125,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 305,541 | $1,124,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 197,007 | $1,119,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 41,048 | $1,119,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,180,000 | $1,119,000 | thousands by filing date | principal |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 20,029 | $1,118,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 79,094 | $1,117,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 1,116,000 | $1,113,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 17,063 | $1,108,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 157,582 | $1,105,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,092,000 | $1,105,000 | thousands by filing date | principal |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 647,161 | $1,105,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 113,136 | $1,104,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 174,820 | $1,103,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 26,843 | $1,103,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 11,909 | $1,099,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 51,503 | $1,097,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 110,607 | $1,097,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 10,159 | $1,096,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 36,085 | $1,095,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 169,557 | $1,095,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 1,800,000 | $1,095,000 | thousands by filing date | principal |
| 1347 CAP CORP | 68245V103 | COM | 118,334 | $1,095,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 29,356 | $1,094,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 27,990 | $1,094,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 17,268 | $1,093,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 136,903 | $1,093,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 94,237 | $1,091,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 73,614 | $1,091,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 39,540 | $1,084,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 91,149 | $1,083,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 59,278 | $1,083,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 171,858 | $1,080,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 137,142 | $1,078,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 108,500 | $1,077,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 638,436 | $1,077,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 47,610 | $1,076,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 56,921 | $1,072,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 39,269 | $1,070,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 167,613 | $1,070,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 74,228 | $1,068,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 79,928 | $1,065,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 70,180 | $1,061,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 18,798 | $1,060,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 96,625 | $1,060,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,644,976 | $1,060,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 40,656 | $1,058,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 71,287 | $1,057,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 72,485 | $1,056,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 223,992 | $1,052,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 71,721 | $1,051,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 141,160 | $1,051,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 164,346 | $1,050,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 30,146 | $1,046,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,046,000 | thousands by filing date | call |
| TIER REIT COM | 88650V208 | COM NEW | 68,203 | $1,043,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 118,751 | $1,042,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 33,594 | $1,040,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,135,000 | $1,040,000 | thousands by filing date | principal |
| NORTEL NETWORKS CORP | 656568AE2 | CONV BND | 1,200,000 | $1,039,000 | thousands by filing date | principal |
| TCP CAP CORP | 87238Q103 | COM | 67,917 | $1,037,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 16,240 | $1,036,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 87,948 | $1,036,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 72,141 | $1,036,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 39,709 | $1,031,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 126,345 | $1,031,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 58,500 | $1,031,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 48,092 | $1,030,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 77,022 | $1,030,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 45,066 | $1,029,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 79,200 | $1,029,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 43,846 | $1,028,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 189,235 | $1,026,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 38,808 | $1,023,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 32,945 | $1,022,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 154,695 | $1,022,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,990,000 | $1,022,000 | thousands by filing date | principal |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 155,962 | $1,022,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 17,938 | $1,020,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 28,298 | $1,020,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 162,532 | $1,020,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 23,579 | $1,017,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 20,667 | $1,013,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 68,662 | $1,013,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 377,691 | $1,013,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,035,000 | $1,008,000 | thousands by filing date | principal |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 79,535 | $1,006,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 100,723 | $1,006,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 17,589 | $1,004,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 52,487 | $1,004,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 53,003 | $1,004,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 29,689 | $1,002,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 49,725 | $1,001,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,025,000 | $1,001,000 | thousands by filing date | principal |
| CREDIT SUISSE GRP GUERNSEY I | G25320AQ8 | DEBT 7.875% 2/2 | 1,000,000 | $1,001,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 23,595 | $999,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 66,342 | $999,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 75,178 | $999,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 99,800 | $999,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 45,837 | $998,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 95,978 | $998,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,021,000 | $997,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 1,000,000 | $995,000 | thousands by filing date | principal |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 75,900 | $993,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 124,481 | $992,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,093,000 | $991,000 | thousands by filing date | principal |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 112,565 | $989,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 55,652 | $989,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 68,667 | $989,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 45,120 | $988,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 185,020 | $987,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 97,386 | $987,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 21,675 | $986,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 11,883 | $985,000 | thousands by filing date | call |
| Engility Holdings Inc | 29286C107 | COM | 46,753 | $985,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 14,877 | $983,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,467 | $980,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 8,071 | $978,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 121,535 | $976,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 64,218 | $975,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 1,711,000 | $972,000 | thousands by filing date | principal |
| BANCFIRST CORP | 05945F103 | COM | 16,123 | $971,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 51,650 | $971,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 18,984 | $970,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 83,163 | $970,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 86,335 | $968,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 999,000 | $968,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 67,284 | $966,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 67,498 | $964,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 67,034 | $962,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 59,030 | $961,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 187,100 | $961,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 74,865 | $960,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,015,000 | $958,000 | thousands by filing date | principal |
| EPIZYME INC | 29428V104 | COM | 93,576 | $957,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 157,045 | $956,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 51,529 | $956,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 57,309 | $956,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 36,581 | $950,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 78,909 | $949,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 102,897 | $949,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 180,928 | $948,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 52,409 | $948,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 44,357 | $947,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 55,726 | $947,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 70,499 | $945,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 83,575 | $944,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 77,340 | $944,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 983,000 | $942,000 | thousands by filing date | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 75,803 | $941,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 61,132 | $941,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 70,055 | $939,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,750 | $937,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 163,233 | $936,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 105,618 | $933,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 18,050 | $932,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 883,000 | $929,000 | thousands by filing date | put |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 983,430 | $925,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 438,762 | $924,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 34,033 | $922,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 3,682,743 | $920,000 | thousands by filing date | principal |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 180,084 | $919,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 134,635 | $918,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 26,337 | $917,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 204,444 | $916,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 40,512 | $914,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 76,900 | $912,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 47,764 | $910,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 1,000,000 | $910,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 33,661 | $905,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 43,280 | $903,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 66,302 | $903,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 65,169 | $901,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 99,558 | $900,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 41,286 | $892,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 309,000 | $891,000 | thousands by filing date | principal |
| LHC GROUP | 50187A107 | COM | 20,525 | $887,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 89,233 | $886,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 875,000 | $885,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 25,597 | $884,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 74,967 | $884,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 63,421 | $884,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 51,750 | $881,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 31,450 | $880,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 47,907 | $879,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 75,156 | $878,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 63,100 | $876,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 294,216 | $876,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 45,929 | $875,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 21,737 | $874,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 118,119 | $874,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 1,075,000 | $869,000 | thousands by filing date | principal |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 20,116 | $868,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 65,693 | $868,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 85,413 | $868,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 33,056 | $867,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 35,800 | $866,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 30,671 | $864,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 36,634 | $861,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 27,847 | $860,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 32,719 | $859,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 33,075 | $854,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 43,158 | $853,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 51,110 | $852,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 31,343 | $852,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 388,095 | $852,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 57,233 | $849,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 653,457 | $848,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000189 | this filing | 2016-08-15 | acceptance time not in the bulk data set |