13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 5,403 holding rows worth $141,600,149,000.
- Accession
- 0000948046-16-000189
- Filer
- CIK 948046
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 18,755 entries on the cover page, a total value of $141,600,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,600,149,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALAVO GROWERS INC | 128246105 | COM | 53,417 | $3,578,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 109,810 | $3,567,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 230,404 | $3,566,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 89,256 | $3,561,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 128,075 | $3,559,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 3,543,000 | $3,557,000 | thousands by filing date | principal |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 228,894 | $3,553,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 83,199 | $3,544,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 183,171 | $3,537,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 121,886 | $3,532,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 77,901 | $3,529,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 178,642 | $3,510,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 53,711 | $3,509,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 98,834 | $3,508,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,179,000 | $3,506,000 | thousands by filing date | principal |
| SKYWEST INC COM | 830879102 | Stock | 132,366 | $3,500,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 106,420 | $3,497,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 68,053 | $3,492,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 453,973 | $3,490,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 178,495 | $3,481,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 234,185 | $3,466,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 260,737 | $3,450,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 834,141 | $3,445,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 127,305 | $3,435,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 284,018 | $3,434,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 4,064 | $3,420,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 73,338 | $3,408,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 546,805 | $3,404,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 3,819,000 | $3,394,000 | thousands by filing date | principal |
| CVR ENERGY, INC. | 12662P108 | COM | 219,064 | $3,393,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 854,149 | $3,389,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 91,294 | $3,387,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,651,000 | $3,386,000 | thousands by filing date | principal |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 218,100 | $3,380,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 2,227,000 | $3,377,000 | thousands by filing date | principal |
| PRIVATEBANCORP INC | 742962103 | COM | 76,647 | $3,372,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 146,718 | $3,368,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 118,466 | $3,365,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 106,979 | $3,364,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 119,410 | $3,355,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 135,076 | $3,352,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 36,156 | $3,350,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 116,397 | $3,348,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 309,922 | $3,347,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 288,644 | $3,332,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 200,723 | $3,329,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 66,001 | $3,327,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 233,013 | $3,321,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 707,108 | $3,321,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 190,090 | $3,312,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 221,300 | $3,312,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 107,773 | $3,309,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 201,576 | $3,307,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,698,000 | $3,304,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,396,524 | $3,295,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 866,716 | $3,291,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 100,646 | $3,288,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 119,716 | $3,286,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 198,905 | $3,255,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 37,159 | $3,246,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 259,216 | $3,243,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 99,156 | $3,238,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 47,112 | $3,237,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 111,993 | $3,233,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 70,208 | $3,227,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 2,936,000 | $3,219,000 | thousands by filing date | principal |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 950,384 | $3,211,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 75,648 | $3,206,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 240,972 | $3,196,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 167,662 | $3,189,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 243,700 | $3,185,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 102,412 | $3,179,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 35,120 | $3,173,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 34,784 | $3,162,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 181,345 | $3,157,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 136,550 | $3,154,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 76,758 | $3,152,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 409,808 | $3,151,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 3,200,000 | $3,150,000 | thousands by filing date | principal |
| INTELIQUENT INC | 45825N107 | COM | 158,371 | $3,148,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 61,558 | $3,138,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 68,140 | $3,118,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 199,323 | $3,115,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 32,843 | $3,112,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 140,651 | $3,108,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 146,302 | $3,097,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 151,968 | $3,096,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,038,907 | $3,095,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 2,792,000 | $3,078,000 | thousands by filing date | principal |
| CROCS INC COM | 227046109 | Stock | 272,709 | $3,075,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 136,737 | $3,075,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 345,375 | $3,075,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 67,278 | $3,071,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 263,262 | $3,071,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 114,049 | $3,068,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 64,159 | $3,060,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 322,937 | $3,059,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 133,050 | $3,058,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 56,380 | $3,043,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 392,502 | $3,041,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 328,268 | $3,040,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 97,628 | $3,027,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 109,348 | $3,024,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 96,976 | $3,023,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 148,268 | $3,016,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 56,200 | $3,014,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 164,439 | $3,014,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 181,065 | $2,997,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 46,725 | $2,996,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 148,213 | $2,996,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 192,123 | $2,994,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 233,409 | $2,988,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 105,091 | $2,982,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 79,985 | $2,979,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 74,934 | $2,974,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 47,169 | $2,974,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 176,885 | $2,966,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 998,839 | $2,966,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,637,000 | $2,947,000 | thousands by filing date | principal |
| YRC WORLDWIDE INC | 984249607 | COM | 334,441 | $2,941,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 63,301 | $2,934,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 69,049 | $2,928,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 138,063 | $2,918,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 490,150 | $2,914,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 188,996 | $2,910,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 57,188 | $2,905,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 42,835 | $2,904,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,900,000 | $2,903,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 97,416 | $2,900,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 500,899 | $2,899,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 243,174 | $2,893,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 45,289 | $2,891,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 300,427 | $2,888,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 124,680 | $2,888,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 208,989 | $2,878,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 684,467 | $2,874,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,680,927 | $2,872,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 104,712 | $2,868,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 121,243 | $2,854,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 66,187 | $2,847,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 52,984 | $2,846,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 179,955 | $2,835,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 195,798 | $2,831,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 259,913 | $2,819,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,600,000 | $2,817,000 | thousands by filing date | principal |
| MSG NETWORK INC | 553573106 | CL A | 183,761 | $2,816,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,510,000 | $2,814,000 | thousands by filing date | principal |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 35,572 | $2,809,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 117,948 | $2,802,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 74,090 | $2,792,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 201,952 | $2,788,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 648,703 | $2,788,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 67,791 | $2,785,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 501,277 | $2,776,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 182,628 | $2,775,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 29,594 | $2,772,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,002 | $2,769,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 222,332 | $2,768,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 125,579 | $2,766,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 60,646 | $2,764,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 153,577 | $2,764,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 188,279 | $2,763,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 184,936 | $2,757,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 27,738 | $2,754,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 66,655 | $2,753,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 2,053,468 | $2,750,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 101,203 | $2,748,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 277,918 | $2,748,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 119,082 | $2,740,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 297,839 | $2,735,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 38,978 | $2,728,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 239,518 | $2,724,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 79,920 | $2,723,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 374,345 | $2,720,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 110,999 | $2,711,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 83,230 | $2,709,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 336,861 | $2,707,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,062,273 | $2,707,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 26,343 | $2,702,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 296,044 | $2,698,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 82,311 | $2,697,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 115,604 | $2,697,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 66,406 | $2,697,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 19,178 | $2,695,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 137,690 | $2,691,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 230,096 | $2,684,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 248,009 | $2,677,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 213,654 | $2,676,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 123,238 | $2,673,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 140,350 | $2,673,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 218,234 | $2,668,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 89,783 | $2,665,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 159,536 | $2,665,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,716 | $2,658,000 | thousands by filing date | call |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 116,399 | $2,649,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 563,116 | $2,641,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 86,961 | $2,638,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 239,229 | $2,637,000 | thousands by filing date | |
| OCLARO INC | 67555NAB3 | Bond | 1,000,000 | $2,633,000 | thousands by filing date | principal |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 176,036 | $2,630,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 62,641 | $2,630,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 103,583 | $2,625,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 185,751 | $2,625,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 144,315 | $2,621,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 81,049 | $2,620,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 100,655 | $2,620,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 67,501 | $2,617,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 2,485,000 | $2,615,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 35,819 | $2,614,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,187 | $2,613,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 300,649 | $2,613,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 141,277 | $2,613,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 107,806 | $2,608,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 2,332,000 | $2,601,000 | thousands by filing date | principal |
| IMPRIVATA INC | 45323J103 | Cmn | 185,827 | $2,601,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 143,830 | $2,594,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 167,299 | $2,591,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 2,798,000 | $2,591,000 | thousands by filing date | principal |
| FLEETMATICS GROUP PLC | G35569105 | COM | 59,731 | $2,586,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 217,245 | $2,586,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 22,615 | $2,584,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 151,183 | $2,584,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 156,612 | $2,582,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 2,433,000 | $2,582,000 | thousands by filing date | principal |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 461,207 | $2,577,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 83,382 | $2,576,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 479,277 | $2,573,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 46,188 | $2,568,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 44,607 | $2,565,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 106,048 | $2,556,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 147,077 | $2,556,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 2,899,000 | $2,556,000 | thousands by filing date | principal |
| HOME BANCSHARES INC COM | 436893200 | Stock | 129,145 | $2,555,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 73,094 | $2,553,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 83,004 | $2,536,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 72,450 | $2,535,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 222,422 | $2,533,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 56,972 | $2,528,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 21,197 | $2,525,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 120,161 | $2,524,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 98,727 | $2,522,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 41,594 | $2,522,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 222,275 | $2,515,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,143,000 | $2,514,000 | thousands by filing date | principal |
| INTERFACE INC | 458665304 | COM | 164,834 | $2,512,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 155,548 | $2,510,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 277,974 | $2,508,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 348,547 | $2,507,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,136,000 | $2,507,000 | thousands by filing date | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 207,456 | $2,503,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 199,679 | $2,501,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 94,133 | $2,495,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 63,988 | $2,494,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 264,807 | $2,493,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 111,157 | $2,490,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 93,687 | $2,489,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 186,145 | $2,484,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 90,320 | $2,483,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 2,523,000 | $2,474,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 126,834 | $2,471,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 1,037,000 | $2,471,000 | thousands by filing date | principal |
| OUTFRONT MEDIA INC | 69007J106 | COM | 102,139 | $2,467,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,217,000 | $2,465,000 | thousands by filing date | principal |
| MORNINGSTAR INC COM | 617700109 | Stock | 30,067 | $2,456,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 61,552 | $2,456,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 158,709 | $2,455,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 46,067 | $2,454,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 421,196 | $2,453,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 46,448 | $2,444,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 159,322 | $2,442,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 421,388 | $2,438,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 551,233 | $2,436,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 75,649 | $2,432,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 110,471 | $2,425,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 341,256 | $2,424,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 73,122 | $2,420,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 30,689 | $2,412,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 148,322 | $2,412,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 371,531 | $2,406,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 52,643 | $2,396,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,003,513 | $2,396,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 63,006 | $2,387,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 114,865 | $2,386,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 71,643 | $2,381,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 377,264 | $2,376,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 98,058 | $2,375,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 138,476 | $2,373,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 683,547 | $2,371,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 241,706 | $2,365,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 71,655 | $2,365,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 63,149 | $2,364,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 152,149 | $2,362,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 228,184 | $2,362,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 299,497 | $2,356,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 88,172 | $2,355,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 91,869 | $2,349,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 128,420 | $2,346,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 96,331 | $2,335,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 39,115 | $2,331,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 39,002 | $2,331,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 90,079 | $2,328,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 253,220 | $2,327,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 85,610 | $2,321,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 175,824 | $2,321,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 77,421 | $2,320,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 256,446 | $2,320,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 69,750 | $2,319,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 2,400,000 | $2,312,000 | thousands by filing date | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 86,104 | $2,303,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 4,011,000 | $2,300,000 | thousands by filing date | principal |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 371,185 | $2,299,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 2,348,000 | $2,299,000 | thousands by filing date | principal |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 122,769 | $2,295,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 57,523 | $2,294,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 181,857 | $2,292,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 177,756 | $2,287,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 66,618 | $2,284,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 42,418 | $2,284,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 134,322 | $2,283,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 95,523 | $2,277,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 485,183 | $2,260,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 73,899 | $2,257,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 95,511 | $2,252,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 2,301,000 | $2,246,000 | thousands by filing date | principal |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 219,848 | $2,241,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 116,504 | $2,235,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 99,627 | $2,232,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 30,071 | $2,230,000 | thousands by filing date | call |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 291,071 | $2,229,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 165,757 | $2,226,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 168,659 | $2,224,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 128,306 | $2,224,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 959,171 | $2,223,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 213,568 | $2,223,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 171,143 | $2,214,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 551,860 | $2,211,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 515,498 | $2,204,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 222,867 | $2,200,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 145,477 | $2,192,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 386,356 | $2,189,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 645,207 | $2,186,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 132,833 | $2,174,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 32,943 | $2,172,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 57,789 | $2,171,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 26,901 | $2,169,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 196,962 | $2,165,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 27,225 | $2,164,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 111,342 | $2,164,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 2,240,000 | $2,158,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 161,232 | $2,155,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 98,535 | $2,155,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 37,300 | $2,153,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 28,805 | $2,136,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 277,621 | $2,131,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 142,984 | $2,127,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 215,852 | $2,118,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 2,134,000 | $2,114,000 | thousands by filing date | principal |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,519,595 | $2,111,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 85,168 | $2,107,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 64,354 | $2,098,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 40,687 | $2,098,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 353,850 | $2,097,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 68,100 | $2,094,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 633,505 | $2,094,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 139,119 | $2,088,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 975,794 | $2,088,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 121,645 | $2,083,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 167,330 | $2,081,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 28,769 | $2,080,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 113,555 | $2,080,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 118,325 | $2,075,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 132,039 | $2,071,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 169,979 | $2,067,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 142,605 | $2,067,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 25,035 | $2,066,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 84,218 | $2,065,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 28,976 | $2,061,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 71,838 | $2,054,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 68,697 | $2,052,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 795,775 | $2,051,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 146,359 | $2,050,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 317,991 | $2,037,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 243,903 | $2,033,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 60,123 | $2,029,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 217,354 | $2,027,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 71,771 | $2,023,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 54,761 | $2,022,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 72,733 | $2,011,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,281,449 | $2,010,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 70,280 | $2,006,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 104,501 | $2,005,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 251,546 | $2,005,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 225,926 | $2,004,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 260,026 | $2,003,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 43,891 | $2,000,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 89,819 | $1,995,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 18,768 | $1,994,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,202,000 | $1,994,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 108,403 | $1,993,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 110,307 | $1,990,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 160,219 | $1,989,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 16,945 | $1,988,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 80,364 | $1,988,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 108,308 | $1,986,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 190,892 | $1,983,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 738,176 | $1,976,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 80,998 | $1,969,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 212,529 | $1,968,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 419,168 | $1,965,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 143,184 | $1,962,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 71,533 | $1,958,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 97,341 | $1,957,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 75,036 | $1,956,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 284,577 | $1,956,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 342,125 | $1,956,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 163,100 | $1,953,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 69,428 | $1,945,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 63,058 | $1,940,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 50,988 | $1,938,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 67,721 | $1,937,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 31,416 | $1,937,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 31,385 | $1,934,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 479,912 | $1,933,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 96,975 | $1,932,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 125,872 | $1,930,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 118,595 | $1,926,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 208,399 | $1,924,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 184,872 | $1,924,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 51,292 | $1,923,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 67,119 | $1,923,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,734,000 | $1,918,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,325,000 | $1,917,000 | thousands by filing date | principal |
| NAVIGATORS GROUP INC | 638904102 | COM | 20,797 | $1,911,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 60,808 | $1,909,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 165,940 | $1,907,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 117,206 | $1,902,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 131,804 | $1,902,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 2,005,000 | $1,902,000 | thousands by filing date | principal |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 92,033 | $1,897,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 146,421 | $1,895,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 38,457 | $1,893,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 132,060 | $1,890,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 107,465 | $1,886,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 37,009 | $1,885,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 26,002 | $1,884,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 298,106 | $1,883,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 288,507 | $1,877,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 86,642 | $1,877,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,437 | $1,871,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 68,408 | $1,871,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 31,393 | $1,867,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,930,000 | $1,861,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 18,125 | $1,858,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 2,468,000 | $1,858,000 | thousands by filing date | principal |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 111,401 | $1,856,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 67,761 | $1,855,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 123,294 | $1,851,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 81,081 | $1,850,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 68,719 | $1,848,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,724,000 | $1,847,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 52,333 | $1,846,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,726,000 | $1,846,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 40,411 | $1,844,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 77,171 | $1,840,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 3,650,000 | $1,840,000 | thousands by filing date | principal |
| COLONY STARWOOD | 19625X102 | Common Stock | 60,377 | $1,834,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,060,000 | $1,833,000 | thousands by filing date | principal |
| DERMIRA INC | 24983L104 | COM | 62,568 | $1,827,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 57,980 | $1,824,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 31,823 | $1,818,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 137,908 | $1,812,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 99,617 | $1,811,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 88,751 | $1,801,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 192,294 | $1,788,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 191,437 | $1,781,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 1,535,000 | $1,779,000 | thousands by filing date | principal |
| UNITIL CORP COM | 913259107 | Stock | 41,687 | $1,777,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 163,372 | $1,774,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 114,054 | $1,773,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 55,026 | $1,773,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 109,853 | $1,772,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 29,287 | $1,767,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 1,445,000 | $1,765,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916503 | COM NEW | 203,131 | $1,764,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 163,909 | $1,761,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 99,444 | $1,759,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 35,654 | $1,758,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 130,374 | $1,757,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 70,471 | $1,756,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 70,070 | $1,755,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 89,745 | $1,753,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,705,000 | $1,752,000 | thousands by filing date | principal |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 42,293 | $1,750,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 56,482 | $1,749,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 46,331 | $1,744,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 45,621 | $1,743,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 119,304 | $1,738,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,441,000 | $1,738,000 | thousands by filing date | principal |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 118,334 | $1,736,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 60,215 | $1,735,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000189 | this filing | 2016-08-15 | acceptance time not in the bulk data set |