13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 5,931 holding rows worth $140,775,240,000.
- Accession
- 0000948046-14-000057
- Filer
- CIK 948046
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,093 entries on the cover page, a total value of $140,775,240,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,775,240,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 22,740 | $163,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 170,000 | $163,000 | thousands by filing date | principal |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 18,632 | $163,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 22,453 | $162,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 6,250 | $162,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 15,862 | $161,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 8,300 | $161,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 17,658 | $160,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 50,000 | $160,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 2,131 | $159,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 32,861 | $159,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 26,220 | $159,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 22,519 | $159,000 | thousands by filing date | |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 100,000 | $159,000 | thousands by filing date | principal |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 11,219 | $158,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 8,039 | $158,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 29,580 | $158,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 190,970 | $158,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 4,431 | $157,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,309 | $156,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 5,202 | $156,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 6,008 | $156,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 17,092 | $156,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 9,800 | $156,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 13,639 | $156,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 42,482 | $155,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 9,882 | $155,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS-CW19 | 425886116 | W | 389,737 | $155,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,500 | $154,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 3,400 | $154,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 18,303 | $154,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $154,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 155,000 | $154,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 100,000 | $154,000 | thousands by filing date | principal |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 9,200 | $153,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 13,459 | $153,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 8,148 | $153,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 5,976 | $153,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 3,000 | $152,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 7,147 | $152,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 64,133 | $152,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 5,677 | $152,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 7,749 | $152,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 150,000 | $152,000 | thousands by filing date | principal |
| NUMEREX CORP -CL A | 67053A102 | CL A | 13,958 | $151,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 19,105 | $151,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 6,717 | $150,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 82,692 | $150,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 88,365 | $150,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 6,070 | $150,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 3,150 | $150,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 6,404 | $149,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 58,948 | $149,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 13,926 | $149,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,313 | $148,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 175,000 | $148,000 | thousands by filing date | principal |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 43,797 | $148,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,825 | $147,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 3,314 | $147,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 8,222 | $147,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 12,615 | $147,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 588,518 | $147,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 8,262 | $146,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,084 | $146,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 8,866 | $146,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,162 | $146,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 6,913 | $146,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 21,596 | $145,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 2,816 | $145,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERED | 457461AC5 | Bond | 132,000 | $145,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 119,652 | $144,000 | thousands by filing date | put |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 6,589 | $144,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,300 | $144,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 135,000 | $143,000 | thousands by filing date | principal |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 13,257 | $143,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 50,000 | $142,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 4,396 | $142,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 13,951 | $142,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 11,500 | $142,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 2,958 | $142,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 27,273 | $141,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 7,169 | $141,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 17,430 | $141,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 9,100 | $140,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,474 | $140,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 18,937 | $140,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 7,925 | $139,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 9,589 | $139,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 13,291 | $139,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 6,866 | $139,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 3,766 | $138,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,547 | $137,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,600 | $137,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 72,742 | $137,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 15,771 | $136,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 4,746 | $136,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 5,601 | $136,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 6,730 | $136,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,000 | $135,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,644 | $135,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 5,905 | $134,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 4,404 | $134,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 30,478 | $134,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 3,102 | $134,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 6,500 | $134,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 4,900 | $133,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 130,000 | $133,000 | thousands by filing date | principal |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 10,902 | $133,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 11,984 | $133,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,236 | $132,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,247 | $131,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,749 | $131,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 5,920 | $131,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 10,300 | $131,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 9,452 | $131,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 11,921 | $131,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 6,000 | $130,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 5,910 | $130,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 5,031 | $130,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 32,037 | $130,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 36,194 | $130,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 6,382 | $129,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 18,097 | $128,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,855 | $128,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 5,965 | $128,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 59,507 | $128,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 12,085 | $127,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 57,000 | $127,000 | thousands by filing date | principal |
| ORBCOMM INC | 68555P100 | COM | 18,506 | $126,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 9,085 | $126,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 25,642 | $126,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,902 | $125,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 31,582 | $125,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 5,100 | $125,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 102,504 | $125,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 8,355 | $125,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 12,751 | $124,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,350 | $124,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 11,649 | $124,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 5,871 | $123,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 3,688 | $123,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 17,869 | $122,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 7,998 | $122,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 16,065 | $122,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 10,134 | $122,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,517 | $121,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 2,749 | $121,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 4,575 | $121,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,344 | $120,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 5,335 | $120,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 18,928 | $120,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 30,923 | $120,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 6,070 | $120,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 6,174 | $120,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 31,383 | $119,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 10,318 | $119,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 8,279 | $119,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 101,800 | $119,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 7,400 | $118,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 5,700 | $117,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 14,529 | $117,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 4,650 | $117,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,163 | $116,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 6,050 | $116,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 3,900 | $116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,703 | $116,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 20,716 | $116,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 68,556 | $116,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 47,693 | $116,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 110,000 | $116,000 | thousands by filing date | principal |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 5,599 | $115,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 4,878 | $115,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 7,416 | $115,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,541 | $114,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 5,529 | $114,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,393 | $113,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 50,000 | $113,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 41,000 | $113,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 10,068 | $113,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 10,025 | $113,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 36,570 | $112,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 10,077 | $112,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 6,277 | $112,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 8,129 | $111,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 8,090 | $111,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 2,881 | $111,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 5,030 | $110,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 4,260 | $110,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 10,439 | $110,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 5,010 | $110,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 2,030 | $110,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 19,598 | $109,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 23,075 | $109,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 216,913 | $109,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 15,251 | $109,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 8,760 | $109,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 86,435 | $109,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 5,994 | $109,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,892 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,375 | $108,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,187 | $108,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 4,376 | $108,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 3,350 | $108,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 7,196 | $108,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 12,519 | $107,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,910 | $107,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 21,039 | $107,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 2,682 | $107,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 2,219 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,060 | $106,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4,535 | $106,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 14,144 | $106,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 4,277 | $106,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 3,094 | $106,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,050 | $106,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 15,759 | $106,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 14,266 | $106,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 15,734 | $106,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 5,885 | $105,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 695 | $105,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 31,605 | $105,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 3,975 | $105,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,199 | $104,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 23,312 | $104,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,850 | $103,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 7,217 | $103,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 4,771 | $103,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 2,878 | $103,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 25,637 | $103,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 12,063 | $102,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 4,867 | $102,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 48,281 | $102,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 100,000 | $102,000 | thousands by filing date | principal |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,200 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 2,000 | $101,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 2,250 | $101,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,511 | $100,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 5,863 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,202 | $100,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 2,100 | $100,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 3,298 | $100,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 2,653 | $99,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 12,437 | $99,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 6,886 | $99,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 3,851 | $98,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 22,571 | $98,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 4,353 | $98,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 45,058 | $98,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,804 | $97,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,570 | $97,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 5,985 | $97,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 61,798 | $97,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 4,146 | $96,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 4,314 | $96,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 7,901 | $96,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 16,229 | $96,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 5,186 | $96,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 9,130 | $96,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 2,688 | $96,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 8,623 | $95,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,927 | $95,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,899 | $95,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 7,368 | $95,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 8,921 | $95,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 33,200 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 3,100 | $94,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 144,300 | $94,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 11,764 | $94,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 4,584 | $94,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 1,600 | $93,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 8,649 | $92,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 3,865 | $92,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 4,898 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,700 | $91,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 3,950 | $91,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 58,122 | $91,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 8,515 | $91,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 30,322 | $91,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 5,040 | $91,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,642 | $90,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 10,130 | $90,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,799 | $90,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 5,781 | $90,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 13,112 | $90,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 68,725 | $89,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 3,976 | $89,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 7,689 | $89,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 27,374 | $89,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 114,852 | $89,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 15,002 | $89,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 36,200 | $89,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 23,484 | $88,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 3,500 | $88,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 3,373 | $88,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 2,700 | $87,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 4,905 | $87,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 31,835 | $87,000 | thousands by filing date | call |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 2,477 | $86,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 49,375 | $86,000 | thousands by filing date | put |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 6,777 | $86,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,730 | $86,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 1,100 | $86,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 20,000 | $86,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 500 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 5,875 | $85,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 7,150 | $85,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 11,914 | $85,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 6,628 | $85,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,697 | $84,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 188,907 | $84,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 5,163 | $84,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 7,119 | $84,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 16,402 | $84,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,256 | $83,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 21,320 | $83,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 64,355 | $83,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 16,620 | $83,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 7,412 | $83,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 4,825 | $82,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2,573 | $82,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 79,191 | $82,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,700 | $82,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,000 | $81,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 1,500 | $81,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 2,640 | $81,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 168,811 | $80,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 30,560 | $80,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 3,837 | $80,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 37,796 | $80,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 21,506 | $80,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 14,268 | $79,000 | thousands by filing date | put |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,200 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,225 | $79,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 11,350 | $79,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 14,289 | $79,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 3,133 | $79,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 10,162 | $78,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 17,179 | $78,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 4,104 | $78,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 5,273 | $78,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,995 | $77,000 | thousands by filing date | put |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 17,277 | $77,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 38,355 | $77,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 2,100 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,700 | $77,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 26,658 | $77,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 5,537 | $77,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 4,924 | $77,000 | thousands by filing date | |
| AQUASITION CORP | Y0192H111 | *W EXP 99/99/999 | 297,831 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 2,740 | $76,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,574 | $76,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 4,195 | $76,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,700 | $76,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 12,838 | $76,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 750 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,645 | $75,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 7,073 | $75,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 20,586 | $75,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 3,862 | $75,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 229,400 | $75,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,630 | $74,000 | thousands by filing date | call |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,259 | $74,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 5,193 | $74,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 16,176 | $74,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 10,327 | $74,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 3,900 | $74,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 8,653 | $74,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 27,622 | $74,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 6,950 | $74,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 53,618 | $73,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,628 | $73,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 2,530 | $73,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 7,175 | $73,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 6,576 | $73,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 19,177 | $73,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 2,392 | $73,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 3,643 | $73,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 20,571 | $73,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 5,065 | $73,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,112 | $72,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,600 | $72,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 7,397 | $72,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 4,590 | $72,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 12,432 | $72,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,219 | $71,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 4,138 | $71,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3,900 | $71,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 3,620 | $71,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 5,462 | $71,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 4,651 | $71,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 22,067 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 2,730 | $71,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 54,457 | $70,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 27,200 | $70,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 3,879 | $70,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 4,269 | $70,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,600 | $70,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 9,216 | $70,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 4,655 | $70,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 670 | $69,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 25,667 | $69,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 3,868 | $69,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 8,003 | $69,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 2,045 | $69,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 6,145,813 | $68,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 7,236 | $68,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 2,100 | $68,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 4,800 | $68,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 70,000 | $68,000 | thousands by filing date | principal |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 3,700 | $67,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,000 | $67,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,595 | $67,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 11,825 | $67,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 11,366 | $67,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 8,159 | $67,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 21,665 | $67,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 51,760 | $67,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 13,951 | $67,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,558 | $66,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 3,670 | $66,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 16,879 | $66,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,296 | $66,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 6,346 | $66,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 12,224 | $66,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 14,269 | $66,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 1,800 | $66,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,000 | $66,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 16,000 | $66,000 | thousands by filing date | put |
| BMC Stock Holdings Inc | 86101X104 | COM | 3,306 | $66,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 6,460 | $65,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 2,250 | $65,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 28,069 | $65,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,847 | $65,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 20,328 | $65,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 2,600 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 4,500 | $64,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 3,465 | $64,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 13,846 | $64,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 4,390 | $64,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 3,195 | $64,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 19,583 | $64,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 6,500 | $63,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 5,858 | $63,000 | thousands by filing date | |
| 38259p508 | COM | 733 | $63,000 | thousands by filing date | put | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 10,372 | $63,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 22,722 | $63,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 2,500 | $63,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 815 | $62,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 5,650 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,200 | $62,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 2,259 | $62,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 4,420 | $62,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 7,918 | $62,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 7,570 | $62,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,357 | $61,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 8,985 | $61,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 7,992 | $61,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 8,431 | $61,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 2,400 | $61,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,397 | $61,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,736 | $61,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 8,783 | $61,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 9,800 | $60,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 8,264 | $60,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 811 | $60,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,000 | $60,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 3,424 | $60,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AE1 | DBCV 5.500%10/1 | 30,000 | $60,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 60,000 | $60,000 | thousands by filing date | principal |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 2,789 | $60,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 4,684 | $60,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 6,240 | $59,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 3,903 | $59,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 4,366 | $59,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,883 | $59,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 17,961 | $59,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 48,700 | $59,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 35,742 | $59,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 4,174 | $59,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 451 | $59,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,804 | $58,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 8,718 | $58,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 10,504 | $58,000 | thousands by filing date | call |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 2,696 | $58,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 15,499 | $58,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,487 | $58,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 19,924 | $58,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 1,743 | $58,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,515 | $57,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 14,861 | $57,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,275 | $57,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 116,305 | $57,000 | thousands by filing date | |
| Coastal Contacts, Inc. | 19044r207 | COM | 5,100 | $57,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 6,887 | $57,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,456 | $56,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 4,767 | $56,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 10,800 | $56,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 14,818 | $56,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 3,100 | $56,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 2,302 | $56,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000057 | this filing | 2014-05-15 | acceptance time not in the bulk data set |