13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 5,931 holding rows worth $140,775,240,000.
- Accession
- 0000948046-14-000057
- Filer
- CIK 948046
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,093 entries on the cover page, a total value of $140,775,240,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,775,240,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIQUIDITY SVCS INC | 53635B107 | COM | 31,842 | $828,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 62,708 | $827,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 30,175 | $826,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 113,890 | $825,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 39,945 | $824,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 25,352 | $822,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 26,537 | $819,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 40,202 | $819,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 108,669 | $814,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 26,211 | $811,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 74,255 | $811,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 9,610 | $810,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 31,274 | $809,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 950,000 | $809,000 | thousands by filing date | principal |
| COBIZ FINANCIAL INC | 190897108 | COM | 70,253 | $808,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 63,450 | $807,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 61,217 | $805,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,315,000 | $802,000 | thousands by filing date | principal |
| PEOPLES BANCORP INC | 709789101 | COM | 32,444 | $801,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 35,349 | $801,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 44,821 | $801,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 52,002 | $800,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 28,703 | $799,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 642,150 | $798,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 52,238 | $795,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 294,766 | $795,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 39,691 | $793,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 34,871 | $792,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 54,146 | $791,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 500,000 | $789,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 16,658 | $788,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 19,621 | $788,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 24,958 | $788,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 37,200 | $787,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 643,000 | $786,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404K106 | COM | 19,548 | $785,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 32,945 | $784,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 45,901 | $784,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 55,201 | $781,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 17,779 | $781,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 24,536 | $781,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 230,800 | $777,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 62,394 | $775,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 24,514 | $774,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 45,561 | $772,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 28,975 | $771,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 66,419 | $769,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 15,037 | $767,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 137,838 | $767,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 161,581 | $767,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 31,343 | $766,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 43,236 | $766,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 42,473 | $764,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 61,331 | $764,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 83,878 | $762,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 17,773 | $761,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 21,608 | $760,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 44,269 | $759,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 83,746 | $757,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 174,900 | $753,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 54,876 | $753,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 18,795 | $751,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 17,076 | $744,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 42,397 | $744,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 22,441 | $743,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 61,864 | $742,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 21,051 | $741,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 9,831 | $737,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 200,785 | $736,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 18,690 | $735,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 33,322 | $735,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 173,717 | $734,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 42,119 | $732,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 475,000 | $731,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 33,500 | $731,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 43,203 | $731,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 11,882 | $730,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 26,133 | $726,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 25,197 | $726,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 135,072 | $722,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 74,519 | $722,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 27,312 | $720,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 12,700 | $719,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 20,900 | $718,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 29,374 | $717,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 8,613 | $717,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 24,054 | $717,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 211,307 | $717,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 30,151 | $716,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 27,353 | $714,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,469 | $714,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 23,793 | $713,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 10,417 | $713,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 13,250 | $712,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 30,571 | $712,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 162,016 | $712,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 16,390 | $709,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 10,781 | $709,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 100,843 | $705,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 21,603 | $705,000 | thousands by filing date | |
| MASTEC INC | 576323AM1 | NOTE 4.250%12/1 | 250,000 | $703,000 | thousands by filing date | principal |
| SI FINL GROUP INC MD | 78425V104 | COM | 62,392 | $703,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 15,718 | $701,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 835,000 | $699,000 | thousands by filing date | principal |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 33,765 | $699,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 5,140 | $698,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 31,138 | $697,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 87,577 | $696,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 77,821 | $692,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 22,843 | $692,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 11,006 | $690,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 50,268 | $690,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 11,410 | $687,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 28,118 | $685,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 23,031 | $685,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 22,961 | $685,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,747 | $683,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 352,449 | $683,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 500,000 | $682,000 | thousands by filing date | principal |
| WESBANCO INC | 950810101 | COM | 21,435 | $681,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 25,619 | $679,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 7,983 | $677,000 | thousands by filing date | |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 310,000 | $677,000 | thousands by filing date | principal |
| NIMBLE STORAGE INC | 65440R101 | COM | 17,846 | $675,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 350,000 | $672,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400P201 | COM | 167,203 | $671,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 17,533 | $671,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 23,351 | $670,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 54,846 | $670,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 77,366 | $670,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 21,665 | $669,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 11,249 | $669,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 115,540 | $669,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 46,897 | $668,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 26,242 | $667,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 107,855 | $664,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 38,113 | $663,000 | thousands by filing date | |
| COGENT COMM GROUP INC | 19239VAB0 | NOTE 1.000% 6/1 | 660,000 | $663,000 | thousands by filing date | principal |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 728,000 | $663,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366J200 | COM | 25,377 | $662,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,272 | $661,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 7,787 | $659,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 45,586 | $659,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 190,501 | $658,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 9,945 | $657,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 108,731 | $657,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 16,763 | $657,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 35,490 | $657,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 66,923 | $656,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 32,675 | $655,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 27,121 | $655,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 36,014 | $654,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 71,584 | $652,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 52,319 | $652,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 59,088 | $652,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 23,090 | $651,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 97,193 | $650,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 18,342 | $650,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 49,398 | $649,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 45,082 | $648,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 39,707 | $648,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 21,983 | $648,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 51,260 | $648,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 18,418 | $647,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 13,794 | $646,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 24,918 | $646,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 432,864 | $646,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 24,954 | $644,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 40,913 | $644,000 | thousands by filing date | |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 40,000 | $644,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 45,023 | $643,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 16,562 | $643,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 30,167 | $642,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 414,490 | $641,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 30,282 | $641,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 53,711 | $640,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 39,588 | $638,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 33,038 | $638,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,335 | $637,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 11,251 | $636,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 35,648 | $636,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 277,950 | $636,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 144,442 | $636,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19,822 | $635,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 103,711 | $635,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 24,059 | $635,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 129,000 | $635,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 47,319 | $634,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 24,468 | $634,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 21,338 | $633,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 42,518 | $632,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 32,500 | $631,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 25,562 | $630,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 49,970 | $629,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 59,700 | $627,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 525,000 | $627,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 16,340 | $625,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 18,384 | $625,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 11,220 | $624,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 75,198 | $623,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 44,993 | $620,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,555 | $619,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 29,364 | $618,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 20,865 | $617,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 40,710 | $616,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 49,269 | $615,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 8,892 | $613,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 24,995 | $612,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 75,902 | $612,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 126,787 | $610,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 585,000 | $608,000 | thousands by filing date | principal |
| II VI INC | 902104108 | COM | 39,391 | $607,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 15,610 | $603,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 68,900 | $603,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 640,000 | $603,000 | thousands by filing date | principal |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 34,263 | $603,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 35,944 | $602,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 35,625 | $602,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 29,417 | $602,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 113,019 | $599,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 15,904 | $595,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,614 | $594,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 7,590 | $594,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 12,164 | $594,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 124,330 | $594,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 55,646 | $593,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 51,681 | $591,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 34,997 | $588,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 117,000 | $587,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 45,552 | $585,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 21,815 | $584,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 18,035 | $582,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 29,576 | $582,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 14,459 | $581,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 9,354 | $581,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 24,245 | $580,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 427,000 | $580,000 | thousands by filing date | principal |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 37,291 | $579,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 32,263 | $579,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 23,662 | $579,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 118,054 | $578,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 44,285 | $577,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 24,713 | $577,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 27,505 | $576,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 7,879 | $575,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 36,327 | $573,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 9,397 | $572,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 11,978 | $572,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 540,000 | $571,000 | thousands by filing date | principal |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 21,733 | $570,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 14,280 | $568,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 28,325 | $567,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 56,292 | $566,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 20,263 | $564,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 405,000 | $562,000 | thousands by filing date | principal |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 25,580 | $562,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 21,933 | $561,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 74,693 | $560,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 20,784 | $560,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 16,406 | $560,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 19,544 | $559,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 46,986 | $558,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 7,934 | $557,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 31,588 | $557,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 66,540 | $556,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 55,571 | $555,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 60,762 | $553,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 60,683 | $553,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 300,000 | $552,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 18,702 | $551,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 14,000 | $551,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 41,443 | $550,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 450,000 | $550,000 | thousands by filing date | principal |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 53,008 | $549,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 81,968 | $549,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 37,156 | $548,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 317,511 | $548,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 6,391 | $547,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 37,439 | $546,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 16,465 | $545,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 13,019 | $545,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 57,895 | $545,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 23,400 | $543,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 510,000 | $543,000 | thousands by filing date | principal |
| Knight Capital Group, Inc. | 48244B100 | common stock | 45,612 | $543,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 23,110 | $542,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 44,925 | $542,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 20,843 | $541,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 145,290 | $540,000 | thousands by filing date | put |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 40,000 | $540,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 29,626 | $537,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 35,678 | $535,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 76,562 | $535,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 30,838 | $530,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 37,656 | $528,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 7,006 | $528,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 157,648 | $528,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 22,724 | $527,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 9,173 | $527,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 20,775 | $527,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 59,478 | $526,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 41,609 | $526,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 24,770 | $525,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 39,881 | $522,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,740 | $521,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,928 | $520,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 30,471 | $519,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 90,400 | $519,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 9,159 | $518,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 29,888 | $518,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 48,454 | $516,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 57,888 | $515,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 60,029 | $515,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 42,382 | $515,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 108,723 | $515,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 35,386 | $514,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 18,977 | $514,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 22,421 | $513,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 74,494 | $513,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 8,121 | $512,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 6,256 | $512,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 41,118 | $512,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 12,280 | $511,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 23,160 | $510,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 25,900 | $509,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 21,855 | $509,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 141,136 | $509,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 8,292 | $508,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 246,000 | $508,000 | thousands by filing date | principal |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 11,781 | $507,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 238,152 | $507,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 6,164 | $505,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 9,419 | $504,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 44,979 | $504,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 18,371 | $503,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 17,397 | $501,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 270,339 | $499,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 152,850 | $498,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 223,050 | $497,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 17,956 | $496,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 174,292 | $495,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 38,503 | $494,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 11,342 | $493,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 35,391 | $493,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 350,000 | $493,000 | thousands by filing date | principal |
| LAKELAND FINL CORP | 511656100 | COM | 12,265 | $492,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 81,294 | $490,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 51,451 | $490,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 398,358 | $489,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 10,595 | $489,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 23,101 | $489,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 30,053 | $488,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 480,000 | $488,000 | thousands by filing date | principal |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 7,232 | $486,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 30,832 | $486,000 | thousands by filing date | |
| CMS ENERGY CORP | 125896BD1 | CNV | 225,000 | $486,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 10,129 | $485,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 13,009 | $484,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 33,524 | $484,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 15,000 | $484,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694100 | COM | 50,200 | $484,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 50,200 | $483,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 25,285 | $482,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 105,173 | $481,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,260 | $480,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 17,152 | $480,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 41,563 | $480,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 28,339 | $480,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 13,681 | $479,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 27,119 | $478,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 260,000 | $478,000 | thousands by filing date | principal |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 20,322 | $477,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 19,828 | $475,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 86,828 | $474,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 368,775 | $474,000 | thousands by filing date | |
| Cal Dive International | 12802TAB7 | CONV BOND | 495,000 | $474,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 226,877 | $473,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 23,500 | $472,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 38,083 | $472,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 24,839 | $471,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 20,864 | $471,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 26,477 | $469,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 6,994 | $469,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 14,422 | $469,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 46,488 | $469,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 36,665 | $468,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 59,658 | $468,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 16,823 | $467,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 18,744 | $465,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 98,196 | $464,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 43,000 | $463,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 14,050 | $461,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 5,920 | $461,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 17,057 | $459,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 19,167 | $458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 6,514 | $457,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 8,883 | $457,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 18,609 | $456,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 14,356 | $456,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 31,218 | $454,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 30,000 | $454,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 11,189 | $453,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 7,253 | $450,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 12,284 | $449,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 11,729 | $449,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 27,964 | $448,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 9,852 | $446,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 62,947 | $445,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 8,931 | $444,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 33,000 | $444,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 12,203 | $441,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 244,052 | $441,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 35,261 | $441,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 204,775 | $440,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 31,499 | $440,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 33,199 | $438,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 105,845 | $437,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 23,333 | $437,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 32,117 | $436,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 210,102 | $436,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 9,846 | $435,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 6,003 | $434,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 7,779 | $433,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 32,386 | $433,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 37,036 | $433,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 37,455 | $433,000 | thousands by filing date | |
| KOHLBERG CAPITAL CORP | 500233AB7 | BOND | 375,000 | $433,000 | thousands by filing date | principal |
| WEIS MKTS INC COM | 948849104 | Stock | 8,759 | $431,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 31,320 | $431,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,711 | $430,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 11,504 | $429,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 115,000 | $428,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 18,610 | $427,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 18,564 | $427,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 62,000 | $427,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 8,543 | $427,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 14,589 | $426,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 625,600 | $425,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 47,658 | $424,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 16,928 | $422,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 523,420 | $422,000 | thousands by filing date | principal |
| WAUSAU PAPER CORP | 943315101 | COM | 33,155 | $422,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 9,208 | $419,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 65,857 | $418,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 13,482 | $417,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 34,514 | $417,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 27,511 | $417,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 15,343 | $417,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 14,567 | $416,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,426 | $416,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 400,000 | $416,000 | thousands by filing date | principal |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $415,000 | thousands by filing date | |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 80,000 | $414,000 | thousands by filing date | principal |
| B COMMUNICATIONS LTD | M15629104 | SHS | 25,135 | $414,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 36,005 | $413,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 57,257 | $412,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 31,418 | $411,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 9,990 | $411,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 40,448 | $411,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 14,509 | $411,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 19,929 | $410,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 35,074 | $410,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 165,000 | $410,000 | thousands by filing date | principal |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 15,325 | $408,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 21,839 | $408,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 37,336 | $408,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 58,950 | $407,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 23,768 | $407,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 15,514 | $407,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 5,878 | $407,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 21,378 | $406,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 114,844 | $406,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,759 | $405,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 32,302 | $405,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 23,321 | $404,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 18,950 | $403,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 39,939 | $403,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 110,837 | $403,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 40,889 | $402,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 15,684 | $402,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,789 | $401,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AF8 | DBCV 6.750%10/1 | 220,000 | $400,000 | thousands by filing date | principal |
| DYNAMIC MATLS CORP | 267888105 | COM | 21,060 | $400,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 29,500 | $399,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 14,038 | $399,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 36,114 | $399,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,835 | $398,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 18,162 | $398,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 55,685 | $396,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 5,100 | $394,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 6,335 | $394,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 104,213 | $394,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,207 | $392,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 90,175 | $392,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 40,597 | $389,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 645,040 | $389,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 19,823 | $388,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 31,112 | $388,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 18,051 | $387,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 28,500 | $385,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000057 | this filing | 2014-05-15 | acceptance time not in the bulk data set |