13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 5,931 holding rows worth $140,775,240,000.
- Accession
- 0000948046-14-000057
- Filer
- CIK 948046
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,093 entries on the cover page, a total value of $140,775,240,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,775,240,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,963 | $11,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 3,309 | $11,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 7,380 | $11,000 | thousands by filing date | put |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,430 | $11,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,719 | $11,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 12,052 | $11,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 989 | $11,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 6,555 | $11,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 416 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 30,083 | $11,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 1,530 | $11,000 | thousands by filing date | call |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 1,434 | $11,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 5,085 | $11,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 4,734 | $11,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,420 | $11,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,100 | $11,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 6,400 | $11,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 16,651 | $11,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 827 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 420 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 2,000 | $11,000 | thousands by filing date | put |
| Trunkbow Intl Holdings | 89818A102 | COM | 7,821 | $11,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 1,912 | $11,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 600 | $11,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 731 | $11,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 1,616 | $11,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 820 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 9,800 | $11,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 4,208 | $10,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 14,536 | $10,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 900 | $10,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,420 | $10,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 2,673 | $10,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,085 | $10,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 1,275,706 | $10,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 1,414 | $10,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,600 | $10,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 3,167 | $10,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 1,400 | $10,000 | thousands by filing date | call |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 954 | $10,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,786 | $10,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,104 | $10,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 2,284 | $10,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 729 | $10,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 7,000 | $10,000 | thousands by filing date | put |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 1,000 | $10,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 2,017 | $10,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 300 | $10,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 600 | $10,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 11,000 | $10,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 2,141 | $10,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 781 | $10,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 2,434 | $10,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,000 | $10,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,906 | $9,000 | thousands by filing date | call |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 100 | $9,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,317 | $9,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,850 | $9,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 8,440 | $9,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 10,507 | $9,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 391 | $9,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 907 | $9,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 809 | $9,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 619 | $9,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $9,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,750 | $9,000 | thousands by filing date | put |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 504 | $9,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 500 | $9,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 2,603 | $9,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 2,950 | $9,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 3,500 | $9,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 7,450 | $9,000 | thousands by filing date | call |
| Tremor Video | 89484Q100 | Common Stock | 2,235 | $9,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 1,000 | $9,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 3,571 | $9,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 8,221 | $9,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 20,773 | $9,000 | thousands by filing date | call |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 7,221 | $9,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 5,619 | $9,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,676 | $8,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 5,172 | $8,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 1,232 | $8,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 284 | $8,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,268 | $8,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,700 | $8,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,608 | $8,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 288 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 5,700 | $8,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 785 | $8,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 576 | $8,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,514 | $8,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 410 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 145 | $8,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 400 | $8,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 600 | $8,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,151 | $8,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 11,000 | $8,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,932 | $8,000 | thousands by filing date | call |
| BROADCOM CORP | 111320107 | CL A | 2,300 | $8,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 813 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 67 | $8,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 2,300 | $8,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 925 | $8,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 3,395 | $8,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 400 | $8,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 3,023 | $8,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 727 | $7,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 16,590 | $7,000 | thousands by filing date | put |
| LENNOX INTL INC COM | 526107107 | Stock | 300 | $7,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 637 | $7,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 869 | $7,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 1,900 | $7,000 | thousands by filing date | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 700 | $7,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 603 | $7,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,152 | $7,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 161 | $7,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,815 | $7,000 | thousands by filing date | call |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 351 | $7,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,045 | $7,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 3,150 | $7,000 | thousands by filing date | put |
| FAMILY DLR STORES INC | 307000109 | COM | 2,032 | $7,000 | thousands by filing date | put |
| Transition Therapeutics, Inc. | 893716209 | COM | 901 | $7,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 1,434 | $7,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 500 | $7,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 910 | $7,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 3,500 | $7,000 | thousands by filing date | put |
| USA TRUCK INC | 902925106 | COM | 500 | $7,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $7,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 300 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 5,000 | $7,000 | thousands by filing date | put |
| BAXANO SURGICAL | 071773105 | COM | 7,366 | $7,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,068 | $6,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 13,750 | $6,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 450 | $6,000 | thousands by filing date | call |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 253 | $6,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,337 | $6,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 1,593 | $6,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 3,339 | $6,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 570 | $6,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 8,876 | $6,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 5,098 | $6,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 6,818 | $6,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 3,951 | $6,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,200 | $6,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 900 | $6,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 14,600 | $6,000 | thousands by filing date | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 500 | $6,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,000 | $6,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 4,046 | $6,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 598 | $6,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 3,089 | $6,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,630 | $6,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 1,571 | $6,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 148 | $6,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 600 | $6,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 400 | $6,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 3,255 | $6,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,750 | $6,000 | thousands by filing date | call |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 1,020 | $6,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 1,623 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 100 | $6,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 200 | $6,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 662 | $6,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 500 | $6,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 800 | $6,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 2,083 | $6,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 800 | $6,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 763 | $6,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,500 | $5,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 3,412 | $5,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,500 | $5,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 1,915 | $5,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 5,045 | $5,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,410 | $5,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 1,063 | $5,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,431 | $5,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 750 | $5,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,766 | $5,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 6,125 | $5,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,992 | $5,000 | thousands by filing date | put |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 100 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 225 | $5,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 23,426,068 | $5,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 1,424 | $5,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 386 | $5,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 400 | $5,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $5,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 1,000 | $5,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,275 | $5,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 531 | $5,000 | thousands by filing date | call |
| FULL HSE RESORTS INC | 359678109 | COM | 2,713 | $5,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 200 | $5,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 900 | $5,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 700 | $5,000 | thousands by filing date | put |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 513 | $5,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 8,303 | $5,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 1,460 | $5,000 | thousands by filing date | call |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 2,190 | $5,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 685 | $5,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 1,000 | $5,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 461 | $5,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 7,313 | $5,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 357 | $5,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 167 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 3,000 | $5,000 | thousands by filing date | put |
| HAMPDEN BANCORP INC | 40867E107 | COM | 343 | $5,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 203 | $5,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 500 | $5,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 431 | $5,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 2,000 | $5,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 3,749 | $5,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,567 | $4,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 918 | $4,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,650 | $4,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 1,537 | $4,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 5,199 | $4,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 3,325 | $4,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 15,857 | $4,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 3,175 | $4,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 16,702 | $4,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,386 | $4,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 1,536 | $4,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,336 | $4,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 3,933 | $4,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,000 | $4,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 10,816 | $4,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 750 | $4,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 800 | $4,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,264 | $4,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 1,310 | $4,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,020 | $4,000 | thousands by filing date | put |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 600 | $4,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 70 | $4,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 700 | $4,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,100 | $4,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 1,134 | $4,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 422 | $4,000 | thousands by filing date | call |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,987 | $4,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 761 | $4,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 3,000 | $4,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 100 | $4,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,715 | $4,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | put |
| DENISON MINES CORP | 91688T104 | COM | 2,500 | $4,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,739 | $4,000 | thousands by filing date | call |
| LINKEDIN CORP | 53578A108 | COM | 250 | $4,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 4,856 | $4,000 | thousands by filing date | put |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 500 | $4,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 3,339 | $4,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 4,928 | $4,000 | thousands by filing date | call |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 300 | $4,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,800 | $4,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 800 | $4,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 1,274 | $4,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 286 | $4,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 957 | $4,000 | thousands by filing date | |
| SONDE RES CORP COM NPV | 835426206 | Stock | 9,000 | $4,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 1,179 | $4,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 923 | $3,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 4,402 | $3,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,000 | $3,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 4,750 | $3,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 3,164 | $3,000 | thousands by filing date | put |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 28 | $3,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 25 | $3,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,365 | $3,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 187 | $3,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 1,250 | $3,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 427 | $3,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 400 | $3,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 250 | $3,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,127 | $3,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 1,550 | $3,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 300 | $3,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,060 | $3,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 281 | $3,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 1,500 | $3,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 550 | $3,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,314 | $3,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,000 | $3,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,536 | $3,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 1,413 | $3,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 3,130 | $3,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,500 | $3,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,500 | $3,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 1,616 | $3,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 36 | $3,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 670 | $3,000 | thousands by filing date | call |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,190 | $3,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,537 | $3,000 | thousands by filing date | put |
| INNODATA INC | 457642205 | COM NEW | 1,300 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 952 | $3,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 53 | $3,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 518 | $3,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,352 | $3,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,033 | $3,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 2,065 | $3,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 247 | $3,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 500 | $3,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 500 | $3,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 400 | $3,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 8,115 | $3,000 | thousands by filing date | call |
| LINKEDIN CORP | 53578A108 | COM | 100 | $3,000 | thousands by filing date | put |
| MEDIVATION INC | 58501N101 | COM | 974 | $3,000 | thousands by filing date | call |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 1,300 | $3,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 8,792 | $3,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,638 | $3,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 1,036 | $3,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 3,900 | $3,000 | thousands by filing date | call |
| DIGIRAD CORP | 253827109 | COM | 1,090 | $3,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 728 | $3,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 1,484 | $3,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,547 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 221 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 2,700 | $3,000 | thousands by filing date | put |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 194 | $3,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 222 | $3,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 972 | $3,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y123 | SHS | 2,730 | $3,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G110 | *W EXP 99/99/999 | 23,264 | $3,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 960 | $3,000 | thousands by filing date | call |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 2,000 | $3,000 | thousands by filing date | |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 8,102 | $3,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526401 | COM NEW ADDED | 2,184 | $3,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R108 | COM | 300 | $3,000 | thousands by filing date | |
| NEWLEAD HOLDINGS LTD | G64626156 | SHS PAR $0.01 NW | 2,326 | $3,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 500 | $2,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 1,424 | $2,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 564 | $2,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 1,500 | $2,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 337 | $2,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,000 | $2,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 1,298 | $2,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,500 | $2,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 34 | $2,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,043 | $2,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 819 | $2,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 5,687 | $2,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 1,327 | $2,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,006 | $2,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 3,486 | $2,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 8,750 | $2,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,371 | $2,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 2,030 | $2,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,200 | $2,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 8,541 | $2,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 2,325 | $2,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 1,000 | $2,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 2,692 | $2,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 600 | $2,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,220 | $2,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 1,110 | $2,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 2,000 | $2,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 1,003 | $2,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 10,120 | $2,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 11,091 | $2,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 23,916 | $2,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884103 | COM | 500 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 300 | $2,000 | thousands by filing date | put |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 289 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 117 | $2,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 198 | $2,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 3,300 | $2,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 3,625 | $2,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 2,500 | $2,000 | thousands by filing date | call |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 2,500 | $2,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,000 | $2,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 2,834 | $2,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,589 | $2,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 93 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 745 | $2,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,032 | $2,000 | thousands by filing date | call |
| IF BANCORP INC | 44951J105 | COM | 182 | $2,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 1,600 | $2,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 2,000 | $2,000 | thousands by filing date | call |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 9,500 | $2,000 | thousands by filing date | call |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 1,099 | $2,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,000 | $2,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 1,000 | $2,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 87 | $2,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 1,053 | $2,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,600 | $2,000 | thousands by filing date | call |
| WI-LAN INC | 928972108 | COM | 686 | $2,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 571 | $2,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 2,075 | $2,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 800 | $2,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 2,113 | $2,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,673 | $2,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 481 | $2,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,774 | $2,000 | thousands by filing date | call |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 200 | $2,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 4,100 | $2,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 1,378 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 900 | $2,000 | thousands by filing date | put |
| NET ELEMENT INTL INC | 64111R102 | CMN | 934 | $2,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 2,800 | $2,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 1,200 | $2,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 99 | $2,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 135 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 100 | $2,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,246 | $1,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 1,000 | $1,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 500 | $1,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 500 | $1,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 103 | $1,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 235 | $1,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 772 | $1,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 14 | $1,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,250 | $1,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,500 | $1,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,250 | $1,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 1,185 | $1,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 693 | $1,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 75 | $1,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 641 | $1,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 8,000 | $1,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 1,000 | $1,000 | thousands by filing date | call |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 100 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,000 | $1,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 600 | $1,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 424 | $1,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 400 | $1,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,749 | $1,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 16,485 | $1,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 1,981 | $1,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 100 | $1,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 600 | $1,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 58 | $1,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 369 | $1,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,000 | $1,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 66 | $1,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 648 | $1,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 916 | $1,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 871 | $1,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 322 | $1,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 1,050 | $1,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,000 | $1,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 550 | $1,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 275 | $1,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 500 | $1,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 800 | $1,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 316 | $1,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 535 | $1,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 538 | $1,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 500 | $1,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 1,115 | $1,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,171 | $1,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 642 | $1,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 438 | $1,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 114 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,925 | $1,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,025 | $1,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,500 | $1,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 375 | $1,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 934 | $1,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 743 | $1,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 176 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 15 | $1,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 540 | $1,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 551 | $1,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 50,645 | $1,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 430 | $1,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,400 | $1,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 420 | $1,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 6,351 | $1,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 500 | $1,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 226 | $1,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 869 | $1,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 200 | $1,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 30 | $1,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 72 | $1,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,600 | $1,000 | thousands by filing date | call |
| SIGMA ALDRICH CORP | 826552101 | COM | 494 | $1,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 189 | $1,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 138 | $1,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 843 | $1,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,250 | $1,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 252 | $1,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 138 | $1,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 900 | $1,000 | thousands by filing date | call |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 83 | $1,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 112 | $1,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 811 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 100 | $1,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 1,182 | $1,000 | thousands by filing date | call |
| Community West Bancshares | 204157101 | Common Stock | 231 | $1,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 500 | $1,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 650 | $1,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 548 | $1,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 8,377 | $1,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 400 | $1,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 2,400 | $1,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,750 | $1,000 | thousands by filing date | call |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 300 | $1,000 | thousands by filing date | call |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,258 | $1,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,300 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000057 | this filing | 2014-05-15 | acceptance time not in the bulk data set |