13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 5,931 holding rows worth $140,775,240,000.
- Accession
- 0000948046-14-000057
- Filer
- CIK 948046
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,093 entries on the cover page, a total value of $140,775,240,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,775,240,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 228,584 | $1,709,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 164,360 | $1,707,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 34,124 | $1,707,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 519,152 | $1,707,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 20,653 | $1,706,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 39,796 | $1,706,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 67,900 | $1,706,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 53,283 | $1,704,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 239,711 | $1,701,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 157,586 | $1,693,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 171,710 | $1,691,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 91,764 | $1,686,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 241,528 | $1,685,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 931,479 | $1,682,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 91,551 | $1,681,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 25,470 | $1,681,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 43,592 | $1,676,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 19,262 | $1,675,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 42,666 | $1,673,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 93,822 | $1,672,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 42,267 | $1,667,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 42,520 | $1,662,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 54,189 | $1,660,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 52,300 | $1,660,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 157,222 | $1,655,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 95,652 | $1,652,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 216,464 | $1,651,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 96,624 | $1,649,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 61,924 | $1,645,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 81,079 | $1,645,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 50,231 | $1,644,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAS7 | CNV | 1,000,000 | $1,640,000 | thousands by filing date | principal |
| REXNORD CORP | 76169B102 | COMMON STOCK | 56,596 | $1,639,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 69,199 | $1,639,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 32,803 | $1,633,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 294,107 | $1,631,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 27,588 | $1,628,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 56,150 | $1,627,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 1,065,000 | $1,624,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 46,983 | $1,623,000 | thousands by filing date | |
| MERGEWORTHRX CORP | 58952R106 | COM | 200,790 | $1,620,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 158,266 | $1,618,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 24,451 | $1,604,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 536,193 | $1,603,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 45,787 | $1,602,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 26,262 | $1,602,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 59,389 | $1,599,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 456,018 | $1,596,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 25,120 | $1,592,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 84,868 | $1,589,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 95,801 | $1,587,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 59,375 | $1,585,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 57,547 | $1,572,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 37,024 | $1,571,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 405,397 | $1,571,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 121,237 | $1,566,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 38,711 | $1,565,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 80,679 | $1,563,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 34,302 | $1,562,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 118,482 | $1,561,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 57,146 | $1,559,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 22,662 | $1,557,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 127,354 | $1,557,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 55,806 | $1,556,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 103,375 | $1,554,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 37,941 | $1,548,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 378,382 | $1,546,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 102,959 | $1,544,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 77,488 | $1,538,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 82,703 | $1,536,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 27,000 | $1,536,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 351,737 | $1,533,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 43,378 | $1,531,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 75,787 | $1,531,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 20,207 | $1,527,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 126,068 | $1,521,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 2,551 | $1,519,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 19,218 | $1,518,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 97,280 | $1,513,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 33,635 | $1,510,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 495,053 | $1,509,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 330,797 | $1,508,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 1,505,000 | $1,506,000 | thousands by filing date | principal |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 1,262,168 | $1,501,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 177,252 | $1,501,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 30,799 | $1,497,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 135,500 | $1,494,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 49,741 | $1,491,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 31,231 | $1,491,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 142,987 | $1,491,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 49,113 | $1,489,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 84,297 | $1,488,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 18,570 | $1,486,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 20,269 | $1,484,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 1,044,000 | $1,484,000 | thousands by filing date | principal |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 790,000 | $1,482,000 | thousands by filing date | principal |
| QUAKER HOUGHTON | 747316107 | COM | 18,804 | $1,481,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 32,537 | $1,478,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 54,198 | $1,475,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 54,250 | $1,469,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 34,792 | $1,469,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 51,077 | $1,468,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 44,799 | $1,468,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 27,162 | $1,461,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 23,536 | $1,460,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 86,087 | $1,457,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 194,174 | $1,457,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 27,663 | $1,451,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 35,192 | $1,449,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 116,473 | $1,449,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 38,098 | $1,449,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 261,231 | $1,447,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 55,790 | $1,446,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 67,300 | $1,446,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 104,982 | $1,445,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 52,170 | $1,437,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 18,738 | $1,437,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 47,397 | $1,436,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 14,966 | $1,435,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 42,502 | $1,435,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,150,000 | $1,429,000 | thousands by filing date | principal |
| YADKIN FINANCIAL CORP | 984305102 | COM | 66,743 | $1,428,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 44,675 | $1,425,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 9,143 | $1,422,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 51,079 | $1,421,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 50,299 | $1,421,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 200,053 | $1,418,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 17,290 | $1,418,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 222,773 | $1,411,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 51,946 | $1,404,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 44,135 | $1,402,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 22,465 | $1,402,000 | thousands by filing date | |
| QUARTET MERGER CORP | 747717304 | UNIT 11/01/2015T | 138,000 | $1,399,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 99,193 | $1,397,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 293,575 | $1,397,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 37,413 | $1,395,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 73,632 | $1,390,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 19,859 | $1,390,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 54,828 | $1,386,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 250,537 | $1,382,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 31,815 | $1,377,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 35,959 | $1,375,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 27,405 | $1,373,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 51,884 | $1,373,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 53,711 | $1,369,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 262,764 | $1,368,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 194,236 | $1,367,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 50,368 | $1,366,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 41,082 | $1,363,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 17,556 | $1,363,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 188,783 | $1,362,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 33,499 | $1,361,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 32,432 | $1,357,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 40,320 | $1,357,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 16,100 | $1,353,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 55,719 | $1,353,000 | thousands by filing date | |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 950,000 | $1,351,000 | thousands by filing date | principal |
| NIC INC | 62914B100 | COM | 69,970 | $1,350,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 365,242 | $1,350,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 116,712 | $1,347,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 79,000 | $1,346,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 56,760 | $1,344,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 73,598 | $1,343,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 1,250,000 | $1,343,000 | thousands by filing date | principal |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 31,338 | $1,337,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 234,238 | $1,334,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 18,819 | $1,330,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 32,203 | $1,329,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 75,520 | $1,329,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 56,086 | $1,324,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 48,909 | $1,324,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 62,440 | $1,323,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 32,249 | $1,321,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 18,186 | $1,319,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 58,257 | $1,315,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 631,606 | $1,313,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 88,188 | $1,313,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,000,000 | $1,313,000 | thousands by filing date | principal |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 39,875 | $1,312,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 40,392 | $1,310,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 191,050 | $1,310,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 111,350 | $1,310,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 29,827 | $1,309,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 85,418 | $1,309,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 58,373 | $1,305,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 31,498 | $1,305,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 460,819 | $1,298,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 77,380 | $1,291,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 44,588 | $1,288,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 97,588 | $1,288,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,000,000 | $1,288,000 | thousands by filing date | principal |
| CIRCOR INTL INC | 17273K109 | COM | 17,572 | $1,287,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 24,980 | $1,285,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 29,191 | $1,283,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 21,071 | $1,282,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 18,692 | $1,279,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 9,388 | $1,278,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 10,000 | $1,274,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 13,050 | $1,272,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,211,000 | $1,271,000 | thousands by filing date | principal |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 1,025,000 | $1,271,000 | thousands by filing date | principal |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 56,972 | $1,265,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 40,000 | $1,265,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 55,876 | $1,261,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y272 | DL FTSE BEA 3X | 34,100 | $1,261,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 50,325 | $1,260,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 79,871 | $1,258,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 73,865 | $1,258,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 990,000 | $1,256,000 | thousands by filing date | principal |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 70,135 | $1,255,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 7,239 | $1,253,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 85,552 | $1,252,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 242,408 | $1,252,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 82,566 | $1,247,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 78,468 | $1,245,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 104,800 | $1,245,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 272,123 | $1,245,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 56,572 | $1,244,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 138,909 | $1,243,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 117,359 | $1,241,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 163,258 | $1,241,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 22,507 | $1,239,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 82,619 | $1,236,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 71,389 | $1,235,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 16,793 | $1,235,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 37,042 | $1,230,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 34,549 | $1,226,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 52,981 | $1,221,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 32,994 | $1,220,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 31,303 | $1,220,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 12,843 | $1,218,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 64,452 | $1,218,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 48,164 | $1,218,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 61,186 | $1,215,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 57,846 | $1,214,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 135,518 | $1,213,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 23,808 | $1,213,000 | thousands by filing date | |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 375,000 | $1,213,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 206,985 | $1,212,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 51,091 | $1,211,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 20,556 | $1,207,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 118,565 | $1,205,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 33,073 | $1,204,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 1,180,000 | $1,202,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 47,013 | $1,201,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 66,025 | $1,199,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 22,133 | $1,199,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 41,100 | $1,197,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 42,516 | $1,196,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 21,922 | $1,196,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 53,053 | $1,192,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 22,983 | $1,187,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 38,269 | $1,185,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 247,074 | $1,183,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 42,882 | $1,183,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 60,004 | $1,181,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 45,115 | $1,179,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 369,313 | $1,174,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 375,000 | $1,174,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424103 | COM | 31,565 | $1,170,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 17,811 | $1,163,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 46,682 | $1,163,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 34,200 | $1,160,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 30,213 | $1,158,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 50,059 | $1,158,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 47,270 | $1,157,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 90,031 | $1,157,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 34,557 | $1,157,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 18,727 | $1,156,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 20,418 | $1,156,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 137,600 | $1,149,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 47,280 | $1,147,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 31,499 | $1,145,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,145,000 | thousands by filing date | principal |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 60,000 | $1,141,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 33,939 | $1,140,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 57,257 | $1,138,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 152,488 | $1,135,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 39,345 | $1,134,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 12,849 | $1,131,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 23,278 | $1,128,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 50,972 | $1,123,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 27,600 | $1,122,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 10,970 | $1,121,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 24,603 | $1,121,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 20,672 | $1,121,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 53,933 | $1,119,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 1,100,000 | $1,119,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 485,000 | $1,114,000 | thousands by filing date | principal |
| VANTAGE DRILLING COMPANY | G93205AA3 | NOTE 7.875% 9/0 | 1,000,000 | $1,113,000 | thousands by filing date | principal |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 111,913 | $1,112,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 71,833 | $1,110,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 349,268 | $1,110,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 197,828 | $1,109,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 38,117 | $1,107,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 10,212 | $1,105,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 85,916 | $1,104,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 76,003 | $1,103,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 12,085 | $1,098,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 20,308 | $1,097,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 47,701 | $1,097,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 77,280 | $1,097,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 715,000 | $1,097,000 | thousands by filing date | principal |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 45,702 | $1,095,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 17,178 | $1,094,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 68,598 | $1,090,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 22,849 | $1,090,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 16,117 | $1,089,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 139,070 | $1,088,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 96,386 | $1,086,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 21,698 | $1,080,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 55,259 | $1,078,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 38,520 | $1,078,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 86,343 | $1,077,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 42,774 | $1,075,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 98,392 | $1,073,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 32,218 | $1,070,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 33,623 | $1,068,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 21,840 | $1,067,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 56,227 | $1,067,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 41,259 | $1,063,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 29,902 | $1,062,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 260,124 | $1,062,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 1,000,000 | $1,060,000 | thousands by filing date | principal |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 102,263 | $1,060,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 354,818 | $1,060,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 48,611 | $1,059,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 52,189 | $1,059,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 173,473 | $1,059,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 1,050,000 | $1,056,000 | thousands by filing date | principal |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 55,564 | $1,054,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 106,364 | $1,052,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 30,497 | $1,051,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 70,558 | $1,051,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 67,473 | $1,050,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 401 | $1,050,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 58,970 | $1,050,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 53,191 | $1,039,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 73,318 | $1,036,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 28,842 | $1,031,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 555,458 | $1,027,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 41,533 | $1,025,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 35,151 | $1,024,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 39,163 | $1,023,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 35,192 | $1,022,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 167,338 | $1,022,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 210,925 | $1,022,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 92,798 | $1,020,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 123,398 | $1,016,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 46,837 | $1,013,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 98,998 | $1,011,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 33,252 | $1,010,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,355 | $1,010,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 75,978 | $1,010,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 348,233 | $1,009,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 140,464 | $1,001,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 354,950 | $1,000,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 45,437 | $1,000,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 36,692 | $999,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 56,163 | $997,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 103,662 | $994,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 26,416 | $992,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 33,640 | $992,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 38,723 | $991,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 54,663 | $989,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 49,233 | $987,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 73,401 | $987,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 47,748 | $986,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 93,221 | $985,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 48,795 | $985,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 42,475 | $983,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 60,334 | $979,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 58,847 | $979,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 13,749 | $977,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 135,876 | $977,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 28,970 | $976,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 390,785 | $976,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 147,158 | $975,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 1,030,000 | $974,000 | thousands by filing date | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 61,920 | $972,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 21,648 | $972,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 18,369 | $970,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 574,000 | $970,000 | thousands by filing date | principal |
| AV HOMES INC | 00234PAB8 | BOND | 840,000 | $970,000 | thousands by filing date | principal |
| EQUINIX INC | 29444UAG1 | CNV | 587,000 | $966,000 | thousands by filing date | principal |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 22,407 | $965,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 21,482 | $963,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 21,140 | $962,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 21,256 | $960,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 22,400 | $959,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 87,747 | $958,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 261,202 | $958,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 817,561 | $955,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 47,517 | $954,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 63,097 | $952,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 21,519 | $951,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 31,533 | $950,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 71,777 | $950,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 87,202 | $948,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 220,522 | $948,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 33,127 | $947,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 35,448 | $946,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 773,000 | $944,000 | thousands by filing date | principal |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 33,320 | $943,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 52,307 | $939,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 1,253,000 | $939,000 | thousands by filing date | principal |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 57,179 | $938,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,580 | $935,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 925,000 | $933,000 | thousands by filing date | principal |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 8,339 | $932,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 456,475 | $931,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 15,700 | $931,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 875,000 | $931,000 | thousands by filing date | principal |
| STEPAN CO | 858586100 | COM | 14,422 | $930,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 38,420 | $930,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 10,145 | $925,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 12,972 | $925,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 1,030,000 | $925,000 | thousands by filing date | principal |
| RUCKUS WIRELESS INC | 781220108 | COM | 76,042 | $924,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 45,471 | $924,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 35,703 | $923,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 17,167 | $923,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 322,258 | $921,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 315,040 | $919,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 13,559 | $919,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 450,000 | $919,000 | thousands by filing date | principal |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 54,285 | $917,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 37,079 | $915,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 71,958 | $915,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 30,314 | $913,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 40,085 | $912,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 26,031 | $909,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 50,002 | $908,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 41,877 | $905,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 51,896 | $903,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 59,820 | $901,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 58,301 | $900,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 120,733 | $899,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 16,937 | $897,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 35,300 | $897,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 36,252 | $896,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 64,109 | $895,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 68,932 | $894,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 77,600 | $893,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 48,255 | $892,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 74,431 | $891,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 43,413 | $890,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 38,505 | $890,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 13,106 | $886,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 34,079 | $886,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 36,178 | $885,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 31,866 | $885,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 103,335 | $883,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 49,820 | $883,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 106,082 | $882,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 51,372 | $879,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 45,256 | $879,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 850,000 | $879,000 | thousands by filing date | principal |
| DSW INC-CLASS A | 23334L102 | CL A | 24,495 | $878,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 36,146 | $878,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 40,215 | $877,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 34,806 | $876,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 29,215 | $874,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 450,000 | $873,000 | thousands by filing date | principal |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 27,747 | $870,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 11,219 | $869,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 72,128 | $868,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 41,513 | $867,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 103,887 | $867,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 575,000 | $865,000 | thousands by filing date | principal |
| AMERISAFE INC | 03071H100 | COM | 19,703 | $864,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 39,470 | $863,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 115,268 | $863,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 55,670 | $863,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 81,978 | $861,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 93,789 | $859,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 605,000 | $859,000 | thousands by filing date | principal |
| UMB FINL CORP | 902788108 | COM | 13,269 | $857,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 32,994 | $856,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 79,129 | $854,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 34,396 | $854,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 40,067 | $853,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 32,957 | $852,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 67,095 | $852,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 359,701 | $851,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 29,217 | $848,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 64,163 | $845,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 83,327 | $844,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 117,040 | $843,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,563 | $842,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 26,442 | $839,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 63,511 | $838,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 59,696 | $836,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 94,486 | $834,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 101,692 | $834,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 50,412 | $833,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 44,169 | $833,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 27,715 | $832,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 775,000 | $832,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 24,929 | $829,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000057 | this filing | 2014-05-15 | acceptance time not in the bulk data set |