13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 5,931 holding rows worth $140,775,240,000.
- Accession
- 0000948046-14-000057
- Filer
- CIK 948046
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,093 entries on the cover page, a total value of $140,775,240,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,775,240,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46429B259 | FINANCIALS SEC | 151,240 | $7,875,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 288,378 | $7,837,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 369,676 | $7,836,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 130,366 | $7,824,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 90,393 | $7,820,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 103,614 | $7,805,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 166,812 | $7,804,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 248,938 | $7,796,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 167,511 | $7,794,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 63,486 | $7,785,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 431,761 | $7,783,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 733,613 | $7,783,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 236,794 | $7,780,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 110,070 | $7,775,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 239,119 | $7,761,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 180,893 | $7,754,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 56,160 | $7,749,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 122,167 | $7,743,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 291,747 | $7,742,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 562,306 | $7,713,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 10,956 | $7,709,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 61,060 | $7,700,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 286,400 | $7,694,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 420,369 | $7,688,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 386,406 | $7,679,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 115,360 | $7,678,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 175,256 | $7,668,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 204,351 | $7,660,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 185,665 | $7,627,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 838,743 | $7,615,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 106,137 | $7,596,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 124,477 | $7,587,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 257,911 | $7,555,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 545,353 | $7,535,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 805,583 | $7,508,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W506 | PWRSHR DB GERM | 306,631 | $7,503,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 123,639 | $7,493,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 5,525,000 | $7,453,000 | thousands by filing date | principal |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 346,045 | $7,439,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 150,000 | $7,429,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 62,690 | $7,428,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 946,901 | $7,422,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 134,501 | $7,413,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 317,798 | $7,404,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 417,699 | $7,401,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 6,449 | $7,396,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 130,359 | $7,395,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 323,538 | $7,392,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 799,131 | $7,381,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 101,579 | $7,363,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 119,916 | $7,347,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 210,965 | $7,341,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 189,711 | $7,333,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 269,080 | $7,288,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 506,800 | $7,276,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 201,754 | $7,268,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 611,092 | $7,264,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 7,150,000 | $7,207,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055107 | COM | 183,531 | $7,206,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 122,550 | $7,190,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 69,329 | $7,141,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 306,737 | $7,140,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 140,625 | $7,138,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 132,577 | $7,133,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 98,784 | $7,113,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 245,005 | $7,107,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 5,192,000 | $7,107,000 | thousands by filing date | principal |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 360,589 | $7,106,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P203 | UNIT 02/19/2019 | 704,268 | $7,077,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 185,411 | $7,075,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 68,003 | $7,065,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 143,625 | $7,041,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 101,329 | $7,035,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 96,105 | $7,020,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 552,527 | $7,018,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 299,209 | $7,012,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 150,537 | $7,011,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,696,941 | $7,007,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 82,921 | $7,001,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 405,338 | $6,994,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 256,098 | $6,993,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 162,463 | $6,986,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 211,632 | $6,970,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 120,462 | $6,930,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 93,356 | $6,928,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 277,518 | $6,925,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 912,967 | $6,898,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 343,824 | $6,896,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 809,752 | $6,874,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 164,427 | $6,865,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 523,242 | $6,864,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 4,717,000 | $6,862,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 152,704 | $6,854,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 170,739 | $6,841,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 180,833 | $6,811,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 210,133 | $6,810,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 157,431 | $6,796,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 3,419,000 | $6,786,000 | thousands by filing date | principal |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 716,451 | $6,776,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 307,262 | $6,764,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 274,411 | $6,762,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 383,148 | $6,749,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 237,003 | $6,734,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 981,728 | $6,733,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 177,638 | $6,725,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 118,899 | $6,714,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 132,668 | $6,709,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 351,907 | $6,689,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 61,986 | $6,688,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 150,826 | $6,680,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 61,192 | $6,669,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 7,055,000 | $6,638,000 | thousands by filing date | principal |
| ADECOAGRO S A | L00849106 | COM | 813,383 | $6,635,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 309,167 | $6,629,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 458,519 | $6,606,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 60,300 | $6,603,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 140,500 | $6,600,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 170,470 | $6,594,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 136,504 | $6,577,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 268,147 | $6,548,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 69,614 | $6,528,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 80,214 | $6,521,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 164,907 | $6,518,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 127,455 | $6,512,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 64,763 | $6,489,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 425,435 | $6,487,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 118,765 | $6,478,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 93,418 | $6,471,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 462,330 | $6,470,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 343,977 | $6,469,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 136,983 | $6,454,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 805,125 | $6,448,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 89,320 | $6,441,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 1,909,088 | $6,432,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 302,930 | $6,428,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 443,846 | $6,386,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 2,325,000 | $6,358,000 | thousands by filing date | principal |
| NEOGEN CORP | 640491106 | COM | 141,409 | $6,355,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 1,541,507 | $6,350,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 85,179 | $6,349,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 99,786 | $6,337,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 673,843 | $6,333,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 423,583 | $6,327,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 84,662 | $6,326,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 462,930 | $6,322,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 487,851 | $6,312,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 188,494 | $6,305,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 247,402 | $6,288,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 213,691 | $6,283,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 317,884 | $6,265,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 146,805 | $6,251,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 690,058 | $6,231,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,324,956 | $6,226,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 137,447 | $6,224,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 508,137 | $6,219,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 145,794 | $6,214,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 670,443 | $6,207,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 281,538 | $6,197,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 273,076 | $6,184,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 151,988 | $6,177,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 131,216 | $6,173,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 150,112 | $6,169,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,284,553 | $6,165,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 695,991 | $6,144,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 237,577 | $6,110,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,404,920 | $6,109,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 226,324 | $6,100,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 674,997 | $6,087,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 889,991 | $6,086,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 143,170 | $6,069,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 212,784 | $6,064,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 554,224 | $6,050,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 108,428 | $6,044,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 240,396 | $6,035,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 251,969 | $6,030,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 818,782 | $6,007,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 148,035 | $6,007,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 309,444 | $6,005,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 75,131 | $5,987,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 274,090 | $5,972,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 113,827 | $5,971,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 5,520,000 | $5,967,000 | thousands by filing date | principal |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 339,205 | $5,959,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 119,501 | $5,950,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 61,064 | $5,941,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 356,459 | $5,919,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 78,093 | $5,917,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 121,578 | $5,915,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 7,205,000 | $5,915,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 363,846 | $5,911,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 180,696 | $5,905,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 217,852 | $5,888,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 180,542 | $5,883,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 514,233 | $5,862,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 474,733 | $5,857,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 165,456 | $5,853,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 171,610 | $5,850,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 4,104,000 | $5,848,000 | thousands by filing date | principal |
| JABIL INC COM | 466313103 | Stock | 324,189 | $5,833,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 103,256 | $5,824,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 57,322 | $5,818,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 67,334 | $5,818,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 126,451 | $5,815,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 460,309 | $5,803,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 47,753 | $5,801,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 205,607 | $5,795,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,355,436 | $5,786,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 164,086 | $5,763,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 947,067 | $5,756,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 1,183,605 | $5,752,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 2,288,000 | $5,748,000 | thousands by filing date | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 534,110 | $5,741,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 564,244 | $5,731,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 151,732 | $5,724,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 281,928 | $5,717,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 381,096 | $5,716,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 321,815 | $5,712,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 86,303 | $5,711,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 126,521 | $5,703,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 109,030 | $5,690,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 1,212,444 | $5,685,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 195,647 | $5,674,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 239,929 | $5,673,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 302,622 | $5,661,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 117,150 | $5,654,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 406,756 | $5,648,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 86,602 | $5,646,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 253,610 | $5,642,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,599,255 | $5,628,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,001,669 | $5,608,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 127,715 | $5,606,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 197,921 | $5,605,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 99,035 | $5,603,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 66,313 | $5,601,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 159,983 | $5,599,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 326,454 | $5,595,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 448,485 | $5,583,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 141,972 | $5,559,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 1,000,303 | $5,551,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 158,850 | $5,548,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 400,609 | $5,543,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 60,904 | $5,536,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,006,677 | $5,536,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 86,117 | $5,532,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 403,523 | $5,528,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 183,887 | $5,507,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 253,917 | $5,507,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 50,070 | $5,504,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 120,174 | $5,501,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 599,521 | $5,491,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 189,659 | $5,487,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 22,785 | $5,484,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 242,328 | $5,476,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 414,502 | $5,471,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 2,875,000 | $5,468,000 | thousands by filing date | principal |
| QUESTAR CORP | 748356102 | COM | 229,418 | $5,454,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 888,137 | $5,452,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 247,828 | $5,451,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 92,469 | $5,449,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 100,158 | $5,446,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 317,029 | $5,443,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 84,897 | $5,438,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 245,941 | $5,427,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 165,766 | $5,423,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 214,704 | $5,417,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 362,827 | $5,416,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 68,148 | $5,413,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 173,029 | $5,408,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 57,783 | $5,390,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 222,184 | $5,381,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 63,088 | $5,362,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 76,493 | $5,357,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 576,615 | $5,354,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 127,385 | $5,345,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,450,000 | $5,341,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256B101 | COM | 202,169 | $5,339,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 219,039 | $5,329,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 181,862 | $5,319,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 38,824 | $5,318,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 305,153 | $5,315,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 110,349 | $5,307,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 232,893 | $5,306,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 246,347 | $5,305,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 154,361 | $5,301,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 82,015 | $5,298,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 198,679 | $5,291,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 194,441 | $5,274,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 144,544 | $5,258,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 158,290 | $5,254,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 174,354 | $5,249,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 74,448 | $5,247,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 180,314 | $5,241,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 620,773 | $5,232,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 276,833 | $5,226,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 113,807 | $5,225,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 63,804 | $5,223,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 62,436 | $5,220,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 83,380 | $5,218,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 135,510 | $5,216,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 40,306 | $5,199,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 204,136 | $5,195,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 131,788 | $5,189,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 42,421 | $5,182,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 125,847 | $5,164,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 174,438 | $5,160,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W308 | DB JAP GOV BD | 242,974 | $5,134,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 145,072 | $5,123,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 353,904 | $5,117,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 2,677,789 | $5,113,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 142,164 | $5,105,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 107,310 | $5,098,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 50,000 | $5,090,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 419,341 | $5,090,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 442,538 | $5,066,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 299,685 | $5,055,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 137,223 | $5,055,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 263,380 | $4,977,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 50,000 | $4,964,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 76,600 | $4,960,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 49,260 | $4,955,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 584,278 | $4,930,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 533,670 | $4,930,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 45,597 | $4,915,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 247,676 | $4,908,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 75,415 | $4,897,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 117,000 | $4,877,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 838,980 | $4,865,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 165,408 | $4,854,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 87,487 | $4,852,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 359,486 | $4,852,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 741,701 | $4,849,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 540,096 | $4,849,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 76,645 | $4,841,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1,838,290 | $4,834,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 164,394 | $4,826,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 496,593 | $4,816,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 12,311 | $4,810,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 142,075 | $4,810,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 46,104 | $4,799,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 458,015 | $4,785,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4,076 | $4,780,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 65,703 | $4,769,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 264,009 | $4,767,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 3,200,000 | $4,742,000 | thousands by filing date | principal |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 155,268 | $4,735,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 161,943 | $4,726,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 50,000 | $4,726,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 164,159 | $4,717,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 389,273 | $4,716,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 182,574 | $4,716,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 50,000 | $4,705,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 177,326 | $4,700,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 99,826 | $4,698,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W209 | DB 3X JAP GOV BD | 197,420 | $4,698,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 52,338 | $4,690,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 98,345 | $4,682,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 127,464 | $4,670,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 144,381 | $4,665,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 113,752 | $4,651,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 135,897 | $4,651,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 97,366 | $4,648,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 27,113 | $4,642,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 191,516 | $4,641,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 54,108 | $4,640,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 363,415 | $4,633,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 50,000 | $4,632,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 117,498 | $4,625,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 115,846 | $4,624,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 181,296 | $4,615,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 30,321 | $4,601,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151204 | UNIT | 437,661 | $4,599,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 586,643 | $4,597,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 47,272 | $4,595,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 64,335 | $4,595,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 447,650 | $4,592,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 207,979 | $4,575,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 245,910 | $4,575,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 160,441 | $4,574,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 712,507 | $4,574,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 477,512 | $4,573,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 153,263 | $4,570,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 40,416 | $4,567,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 107,667 | $4,551,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 179,762 | $4,549,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 50,000 | $4,547,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 58,553 | $4,538,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 53,305 | $4,529,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 127,169 | $4,518,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 355,649 | $4,515,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 3,427,000 | $4,503,000 | thousands by filing date | principal |
| DIANA SHIPPING INC | Y2066G104 | COM | 375,297 | $4,499,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 521,366 | $4,493,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 112,162 | $4,478,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R445 | MSCI EM QUALITY | 87,450 | $4,478,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 119,066 | $4,477,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 44,851 | $4,476,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 274,885 | $4,474,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 264,715 | $4,473,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 163,079 | $4,468,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 199,851 | $4,463,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 161,158 | $4,447,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 154,217 | $4,447,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 93,308 | $4,436,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 90,970 | $4,433,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 65,770 | $4,424,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 90,045 | $4,416,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 129,660 | $4,411,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 81,612 | $4,408,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 383,857 | $4,402,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 136,385 | $4,397,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 160,117 | $4,386,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 55,731 | $4,386,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 117,033 | $4,376,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 151,800 | $4,369,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 188,165 | $4,360,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 141,511 | $4,352,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 310,855 | $4,348,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 402,638 | $4,343,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 177,561 | $4,343,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R437 | MSCI IN QLT DI | 85,050 | $4,339,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 4,325,000 | $4,337,000 | thousands by filing date | principal |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 254,597 | $4,337,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,081,670 | $4,336,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 192,421 | $4,332,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 97,277 | $4,318,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 183,775 | $4,309,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 355,621 | $4,305,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 285,685 | $4,293,000 | thousands by filing date | |
| AMERICAN AIRLS GROUP INC | 02376R409 | PFD A MAND CV ADDED | 155,494 | $4,291,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 80,266 | $4,288,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,725,000 | $4,283,000 | thousands by filing date | principal |
| SLR INVESTMENT CORP | 83413U100 | COM | 196,468 | $4,278,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R452 | EM QUAL DIVID | 83,659 | $4,266,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 248,845 | $4,257,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 336,281 | $4,256,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 126,790 | $4,246,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 66,029 | $4,245,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 75,630 | $4,242,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 265,455 | $4,226,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 543,190 | $4,225,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 410,889 | $4,219,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 48,544 | $4,217,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 57,218 | $4,199,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 180,195 | $4,197,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 97,221 | $4,185,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 54,600 | $4,168,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 309,896 | $4,158,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 4,154,000 | $4,157,000 | thousands by filing date | principal |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 100,173 | $4,130,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 655,393 | $4,128,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 202,044 | $4,125,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 120,213 | $4,121,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 59,401 | $4,111,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 239,286 | $4,108,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 3,087,000 | $4,108,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 98,813 | $4,103,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 734,093 | $4,087,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 128,740 | $4,085,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 151,141 | $4,084,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 217,650 | $4,070,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 2,865,000 | $4,068,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 4,000,000 | $4,060,000 | thousands by filing date | principal |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 97,526 | $4,051,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 2,875,000 | $4,042,000 | thousands by filing date | principal |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 74,373 | $4,040,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 82,318 | $4,039,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 345,710 | $4,027,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 81,317 | $4,025,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 58,014 | $4,017,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 209,951 | $4,014,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 65,402 | $4,010,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 484,823 | $4,004,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 1,089,000 | $4,002,000 | thousands by filing date | principal |
| UTI WORLDWIDE INC | G87210103 | ORD | 377,915 | $4,001,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 2,500,000 | $4,000,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 89,538 | $3,999,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 67,300 | $3,986,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81,000 | $3,970,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 93,502 | $3,960,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 114,144 | $3,951,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 50,424 | $3,942,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 141,948 | $3,942,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 128,441 | $3,935,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 258,960 | $3,932,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 96,385 | $3,930,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 30,679 | $3,929,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 105,437 | $3,927,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 208,896 | $3,919,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 487,825 | $3,917,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 111,782 | $3,914,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 162,612 | $3,914,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W217 | US DEFLATION | 76,292 | $3,903,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 110,981 | $3,900,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 120,902 | $3,899,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 773,622 | $3,899,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 26,164 | $3,895,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 161,498 | $3,892,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 67,267 | $3,881,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 91,841 | $3,881,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 31,044 | $3,864,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000057 | this filing | 2014-05-15 | acceptance time not in the bulk data set |