13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2013-12-31, filed 2014-02-24, with 5,851 holding rows worth $139,106,013,000.
- Accession
- 0000948046-14-000045
- Filer
- CIK 948046
- Filed
- 2014-02-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, amendment of type restatement, 17,152 entries on the cover page, a total value of $139,106,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,106,013,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NIMBLE STORAGE INC | 65440R101 | COM | 6,000 | $271,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 19,052 | $270,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 33,504 | $270,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 19,721 | $270,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 11,324 | $270,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 21,353 | $270,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,422 | $269,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 360,631 | $268,000 | thousands by filing date | put |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 14,579 | $268,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 5,253 | $267,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 116,811 | $267,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 7,973 | $267,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 300,000 | $267,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 11,857 | $266,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 10,895 | $266,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 9,346 | $266,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 28,008 | $266,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 17,114 | $266,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 20,000 | $266,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 15,438 | $264,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 11,142 | $264,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,651 | $264,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 10,739 | $264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 6,744 | $263,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,094 | $263,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 7,342 | $263,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 35,160 | $262,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,400 | $262,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 250,000 | $262,000 | thousands by filing date | principal |
| PHI INC-NON VOTING | 69336T205 | COM | 6,041 | $261,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 36,137 | $261,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,606 | $260,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,333 | $260,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 3,952 | $260,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,440 | $259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,680 | $259,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 5,540 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 6,519 | $258,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 20,560 | $257,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 14,800 | $257,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 21,648 | $257,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,990 | $256,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 18,765 | $256,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 34,105 | $256,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 12,100 | $256,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 14,202 | $255,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 15,415 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,408 | $255,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 11,763 | $255,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 23,476 | $255,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 3,715 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,161 | $254,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 15,983 | $254,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 18,947 | $254,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 25,000 | $254,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 51,000 | $253,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 154,904 | $253,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 15,145 | $253,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 5,062 | $252,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 21,786 | $252,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 11,473 | $252,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 78,226 | $251,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 45,175 | $250,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 14,866 | $250,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 44,584 | $249,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 8,781 | $248,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 19,325 | $248,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 20,562 | $248,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 13,796 | $248,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 51,700 | $248,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,725 | $247,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,726 | $247,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 13,462 | $247,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 29,035 | $247,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 20,008 | $246,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 5,710 | $246,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 14,776 | $246,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 23,296 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 5,500 | $246,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 211,000 | $246,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 8,427 | $244,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 39,882 | $244,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 8,010 | $244,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 14,177 | $244,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P176 | ROGRS ENH ETNS | 10,636 | $244,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 26,339 | $243,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 22,921 | $243,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 19,141 | $242,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 16,060 | $242,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 30,115 | $242,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,175 | $241,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 25,249 | $241,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 10,022 | $240,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 11,554 | $240,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 4,591 | $240,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,749 | $239,000 | thousands by filing date | |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 9,788 | $239,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 18,420 | $238,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 68,575 | $238,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 230,000 | $238,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,166 | $237,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 5,534 | $237,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 11,761 | $237,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 65,514 | $237,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 10,739 | $237,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 39,931 | $237,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,299 | $236,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 44,812 | $235,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 20,107 | $235,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 25,596 | $234,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 52,462 | $234,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 23,760 | $234,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,424 | $233,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 7,839 | $233,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 8,625 | $232,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 12,093 | $232,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,150 | $231,000 | thousands by filing date | call |
| MULTI-COLOR | 625383104 | COM | 6,142 | $231,000 | thousands by filing date | |
| AAR CORP | 000361AK1 | NOTE 1.625% 3/0 | 230,000 | $231,000 | thousands by filing date | principal |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $230,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 192,333 | $230,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 38,401 | $230,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 6,493 | $229,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 12,445 | $229,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 7,817 | $229,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 48,272 | $229,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 15,311 | $228,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 13,634 | $228,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 98,255 | $227,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,609 | $226,000 | thousands by filing date | call |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 51,500 | $226,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 86,248 | $226,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,652 | $223,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 14,300 | $223,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 11,000 | $223,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 67,917 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,701 | $222,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 18,892 | $222,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 29,159 | $222,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 25,251 | $221,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 6,123 | $221,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 16,095 | $220,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 9,527 | $220,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,531 | $219,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 12,813 | $219,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 8,062 | $219,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,202 | $218,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 18,007 | $217,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 8,789 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,000 | $217,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 41,000 | $217,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 8,200 | $217,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 1,694 | $216,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 170,000 | $215,000 | thousands by filing date | principal |
| MAXLINEAR INC | 57776J100 | COM | 20,545 | $214,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 19,740 | $214,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 16,990 | $214,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 6,745 | $214,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 22,061 | $213,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 12,447 | $213,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,951 | $213,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 15,134 | $213,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 220,000 | $213,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 14,001 | $213,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 6,000 | $212,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,598 | $212,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 8,781 | $212,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 81,696 | $212,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 56,295 | $212,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 5,539 | $211,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 17,961 | $211,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $210,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 7,507 | $210,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 8,850 | $210,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 6,000 | $209,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 7,567 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 6,816 | $208,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 11,572 | $208,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 54,499 | $208,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 10,906 | $207,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 9,800 | $207,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 53,010 | $206,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 3,939 | $206,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 19,741 | $206,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 15,368 | $205,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 15,600 | $205,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 8,346 | $204,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 11,343 | $204,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,660 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 6,632 | $203,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 26,038 | $203,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 5,104 | $202,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 10,619 | $202,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 4,500 | $202,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 16,700 | $202,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 11,290 | $201,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 17,700 | $201,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 59,405 | $201,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 11,463 | $200,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,316 | $199,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 32,235 | $199,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAF0 | NOTE 2.500%12/1 | 145,000 | $199,000 | thousands by filing date | principal |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 5,825 | $198,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 9,853 | $198,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 12,340 | $198,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 8,601 | $198,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 11,130 | $197,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4,996 | $197,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 12,511 | $197,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 6,530 | $196,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 24,529 | $195,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 6,762 | $194,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 7,150 | $193,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 96,777 | $193,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 6,857 | $192,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,477 | $192,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 10,650 | $191,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 17,257 | $191,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,625 | $190,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 6,984 | $188,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 17,960 | $188,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 9,492 | $188,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,320 | $188,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 9,810 | $187,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,339 | $187,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 145,298 | $187,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 15,381 | $187,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 70,099 | $187,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,812 | $186,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 11,680 | $186,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 10,920 | $185,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 5,574 | $184,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 21,432 | $184,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 829 | $184,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 9,895 | $184,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 169,000 | $183,000 | thousands by filing date | principal |
| XO GROUP INC | 983772104 | COM | 12,389 | $183,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 40,001 | $183,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 8,767 | $182,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 2,743 | $180,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,862 | $180,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 9,915 | $180,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 700,439 | $180,000 | thousands by filing date | principal |
| SYMMETRY MEDICAL INC | 871546206 | COM | 18,003 | $180,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 5,950 | $179,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 42,592 | $179,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 23,408 | $179,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 17,822 | $179,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 36,977 | $179,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 8,480 | $179,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,450 | $178,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,219 | $178,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,910 | $178,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 8,958 | $178,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 170,000 | $178,000 | thousands by filing date | principal |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,964 | $177,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7,430 | $177,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4,693 | $176,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 15,255 | $176,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 17,453 | $176,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 108,215 | $176,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 196,000 | $176,000 | thousands by filing date | principal |
| REALD INC | 75604L105 | COMMON STOCK | 20,572 | $175,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 6,145 | $174,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 11,576 | $174,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 12,088 | $174,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 79,803 | $174,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 9,048 | $173,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 7,809 | $172,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 8,623 | $171,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 21,237 | $171,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 162,000 | $171,000 | thousands by filing date | principal |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 11,597 | $170,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 15,902 | $170,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 130,000 | $169,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 170,000 | $169,000 | thousands by filing date | principal |
| Lifetime Brands Inc | 53222Q103 | COM | 10,718 | $168,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 8,622 | $168,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 4,347 | $168,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 97,934 | $168,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 6,748 | $168,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 9,848 | $168,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 67,588 | $168,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 21,796 | $167,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 6,991 | $167,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 26,689 | $167,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 5,700 | $167,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,663 | $166,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 9,324 | $166,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 45,539 | $166,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 27,645 | $165,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 38,190 | $165,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 37,302 | $165,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 8,894 | $165,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 25,093 | $164,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 7,095 | $163,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 10,800 | $163,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 60,084 | $163,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 8,620 | $163,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,202 | $162,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 3,850 | $162,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 6,877 | $162,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 21,978 | $162,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 7,550 | $162,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R101 | SHS | 20,500 | $162,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 6,076 | $161,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 7,585 | $160,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 2,917 | $160,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 16,543 | $160,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 13,324 | $160,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,981 | $159,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 7,438 | $159,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 9,009 | $159,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 6,250 | $158,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 20,773 | $157,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 11,759 | $157,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $157,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 44,294 | $156,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 6,002 | $156,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 6,919 | $156,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 9,089 | $156,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,686 | $155,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 9,100 | $155,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 2,096 | $155,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 8,970 | $155,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,021 | $154,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,525 | $154,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 7,612 | $154,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 5,650 | $153,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 23,722 | $153,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 13,579 | $153,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 12,900 | $153,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 30,531 | $153,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 12,448 | $153,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 240,000 | $153,000 | thousands by filing date | principal |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 27,811 | $152,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 6,042 | $152,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 7,806 | $152,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 150,000 | $152,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,500 | $151,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,255 | $151,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 5,394 | $151,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 8,596 | $151,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 215,000 | $151,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 5,030 | $151,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 11,876 | $151,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 14,721 | $150,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 18,478 | $150,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 19,403 | $150,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,310 | $149,000 | thousands by filing date | call |
| PROCERA NETWORKS INC | 74269U203 | COM | 9,993 | $149,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,430 | $148,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 21,132 | $148,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 47,544 | $148,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 175,000 | $148,000 | thousands by filing date | principal |
| NUMEREX CORP -CL A | 67053A102 | CL A | 11,553 | $148,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,825 | $147,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 9,076 | $147,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 102,942 | $147,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 10,013 | $147,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 10,605 | $146,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 11,360 | $146,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 200,000 | $146,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 11,004 | $146,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,293 | $145,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 16,820 | $145,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 10,945 | $145,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 2,900 | $145,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 35,350 | $145,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 14,820 | $145,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 103,000 | $145,000 | thousands by filing date | principal |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 33,563 | $144,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 135,000 | $144,000 | thousands by filing date | principal |
| REVLON INC | 761525609 | OPT | 5,771 | $143,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 11,171 | $143,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 7,894 | $143,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 5,156 | $143,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 71,068 | $142,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 31,088 | $142,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 2,900 | $142,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 15,000 | $142,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,569 | $141,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 7,925 | $141,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,897 | $141,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 7,500 | $141,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 6,450 | $140,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 17,547 | $140,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 180,700 | $140,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 4,308 | $139,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AK4 | NOTE 10.000% 6/0 DELETED | 440,000 | $139,000 | thousands by filing date | principal |
| BANRO CORP | 066800103 | COM | 249,488 | $138,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 3,969 | $137,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 5,101 | $137,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 60,936 | $137,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 7,904 | $136,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 18,761 | $136,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 130,000 | $136,000 | thousands by filing date | principal |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 43,901 | $136,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 62,530 | $135,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 21,872 | $135,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 9,100 | $135,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 7,225 | $135,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 34,616 | $135,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 6,655 | $135,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 67,792 | $135,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 15,901 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 2,845 | $134,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 4,900 | $134,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 23,927 | $134,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 11,683 | $134,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 4,622 | $134,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 6,015 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 5,400 | $133,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 10,347 | $133,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 8,906 | $132,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 5,315 | $132,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 35,546 | $132,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 29,330 | $132,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 12,800 | $131,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 3,400 | $130,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,144 | $129,000 | thousands by filing date | call |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 6,655 | $129,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,589 | $129,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,880 | $129,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 5,420 | $129,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 281,800 | $129,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 37,901 | $129,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 10,125 | $129,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 9,438 | $129,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 12,475 | $128,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 20,000 | $128,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 19,463 | $128,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 4,290 | $127,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 39,318 | $127,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 13,824 | $127,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 5,031 | $127,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,950 | $126,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 7,000 | $126,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,504 | $126,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,840 | $126,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 25,322 | $126,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 13,566 | $126,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 85,050 | $126,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,199 | $125,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,400 | $125,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 11,895 | $125,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 122,000 | $125,000 | thousands by filing date | principal |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,579 | $124,000 | thousands by filing date | |
| COSTA INC | 22149T102 | CL A | 5,729 | $124,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5,685 | $123,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 3,278 | $123,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 6,000 | $123,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 15,300 | $123,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 95,385 | $122,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 57,708 | $122,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 11,602 | $122,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 3,395 | $122,000 | thousands by filing date | |
| 38259p508 | COM | 2,197 | $122,000 | thousands by filing date | put | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,800 | $122,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 8,289 | $122,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 7,549 | $121,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 6,251 | $121,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,065 | $121,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 31,453 | $121,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 16,161 | $121,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,931 | $120,000 | thousands by filing date | call |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 8,975 | $120,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 8,170 | $120,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 13,037 | $120,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 10,000 | $120,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,762 | $119,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 7,290 | $119,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,685 | $119,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,743 | $118,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 7,575 | $118,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 75,300 | $118,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 5,910 | $118,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 12,916 | $118,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,458 | $117,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,650 | $117,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,270 | $117,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 9,063 | $117,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 998 | $117,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 35,203 | $117,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 40,406 | $117,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 12,563 | $116,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 17,269 | $116,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 6,611 | $116,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 13,406 | $116,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 1,553 | $116,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 63,998 | $116,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 24,399 | $116,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 18,222 | $115,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 18,500 | $115,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,583 | $115,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 6,617 | $115,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 7,857 | $115,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 37,963 | $115,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 98,344 | $115,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 2,485 | $115,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000025 | superseded | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-14-000045 | this filing | 2014-02-24 | acceptance time not in the bulk data set |