13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2013-12-31, filed 2014-02-24, with 5,851 holding rows worth $139,106,013,000.
- Accession
- 0000948046-14-000045
- Filer
- CIK 948046
- Filed
- 2014-02-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, amendment of type restatement, 17,152 entries on the cover page, a total value of $139,106,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,106,013,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HHGREGG INC | 42833L108 | COM | 41,542 | $579,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 31,371 | $578,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 8,122 | $577,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 33,788 | $577,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 152,410 | $577,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 39,282 | $576,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 69,298 | $575,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 9,496 | $575,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 6,420 | $574,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 187,253 | $574,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 76,262 | $571,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 29,623 | $570,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 21,085 | $570,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 483,527 | $569,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 49,601 | $569,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 28,264 | $568,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 25,082 | $567,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 30,468 | $567,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 8,355 | $566,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 7,606 | $565,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 33,166 | $564,000 | thousands by filing date | call |
| JBT MAREL CORPORATION | 477839104 | COM | 19,271 | $564,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 28,997 | $561,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 35,823 | $561,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 7,879 | $561,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 33,388 | $560,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 21,646 | $560,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 24,732 | $560,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 97,548 | $557,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 31,046 | $556,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,099 | $555,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 55,646 | $554,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 46,962 | $554,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 33,567 | $553,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 33,334 | $553,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 148,280 | $552,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 555,000 | $552,000 | thousands by filing date | principal |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 24,118 | $551,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 97,998 | $551,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 59,029 | $550,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 23,923 | $550,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 55,114 | $550,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 6,640 | $550,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 179,040 | $549,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 185,602 | $549,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 7,934 | $548,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 7,355 | $548,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 20,187 | $547,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 98,324 | $547,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 30,352 | $546,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 17,093 | $545,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 17,686 | $545,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 46,182 | $545,000 | thousands by filing date | |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 310,000 | $545,000 | thousands by filing date | principal |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 81,115 | $544,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 11,920 | $544,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 857,000 | $544,000 | thousands by filing date | principal |
| CRAY INC | 225223304 | COM NEW | 19,828 | $543,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 25,102 | $542,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 8,177 | $542,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 400,000 | $541,000 | thousands by filing date | principal |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 16,040 | $540,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 19,773 | $540,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 48,511 | $540,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 18,327 | $539,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 75,563 | $538,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 32,400 | $538,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 36,984 | $538,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,586 | $537,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 15,168 | $537,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 134,035 | $537,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 20,369 | $537,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11,302 | $536,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 259,211 | $536,000 | thousands by filing date | |
| MASTEC INC | 576323AM1 | NOTE 4.250%12/1 | 250,000 | $535,000 | thousands by filing date | principal |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 4,640 | $534,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 30,961 | $533,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 7,000 | $531,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 9,441 | $530,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 21,584 | $528,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 134,624 | $526,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 31,056 | $526,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 52,674 | $526,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 20,069 | $525,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 182,727 | $523,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 22,467 | $520,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 76,562 | $520,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 17,580 | $519,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 16,611 | $516,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 21,499 | $516,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 8,499 | $515,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 15,052 | $515,000 | thousands by filing date | |
| BARNES GROUP INC | 067806AD1 | BOND | 380,000 | $514,000 | thousands by filing date | principal |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 33,358 | $513,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 32,951 | $513,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 390,000 | $513,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 375,000 | $513,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 24,022 | $511,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 13,017 | $509,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 17,705 | $508,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 142,823 | $507,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 251,065 | $507,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 100,009 | $506,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 7,507 | $505,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 15,000 | $504,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 27,530 | $504,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 300,000 | $504,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 152,850 | $504,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 12,496 | $503,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 34,469 | $503,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 25,503 | $503,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 41,176 | $502,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 13,676 | $501,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 9,182 | $501,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 6,846 | $500,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 7,667 | $499,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 52,500 | $499,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 14,643 | $499,000 | thousands by filing date | |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 197,094 | $499,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 18,826 | $494,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,688 | $493,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 19,854 | $493,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 25,900 | $492,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 39,708 | $492,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 11,611 | $491,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 9,100 | $489,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 19,425 | $489,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 18,823 | $487,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,730 | $487,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 33,524 | $486,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 19,498 | $486,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 308,000 | $485,000 | thousands by filing date | principal |
| MEDLEY CAP CORP | 58503F106 | COM | 35,071 | $484,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 14,460 | $484,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 115,078 | $483,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 8,639 | $483,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 38,503 | $483,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 6,242 | $482,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 37,884 | $482,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 37,161 | $482,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 40,000 | $482,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 16,982 | $481,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 500,000 | $480,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 16,200 | $479,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8,226 | $479,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 14,614 | $479,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 14,984 | $478,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 112,776 | $478,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,956 | $478,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 35,730 | $478,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 20,684 | $478,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 350,000 | $477,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327R101 | COM | 8,962 | $476,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 19,560 | $476,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 27,750 | $475,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R127 | UNIT 99/99/9999 | 56,500 | $475,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 23,968 | $474,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694100 | COM | 49,000 | $474,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 12,893 | $473,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 22,950 | $473,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 12,014 | $473,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 6,908 | $472,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 10,956 | $471,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 30,000 | $471,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,260 | $470,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 17,549 | $470,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 89,629 | $470,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 23,333 | $469,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 26,634 | $468,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 9,940 | $468,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 27,337 | $468,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 26,729 | $468,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 35,293 | $465,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 20,143 | $465,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 7,827 | $464,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 9,625 | $463,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 15,188 | $462,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 30,801 | $462,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 13,858 | $462,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 51,600 | $461,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 74,576 | $461,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 17,086 | $460,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 33,383 | $458,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 23,371 | $457,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 14,319 | $457,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 16,365 | $457,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 29,199 | $457,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 31,218 | $456,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 15,974 | $456,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 12,920 | $455,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 12,500 | $453,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 12,104 | $451,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 600,000 | $450,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 26,285 | $445,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 11,284 | $445,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,627 | $444,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 30,170 | $443,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 11,923 | $443,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 24,909 | $443,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 265,000 | $442,000 | thousands by filing date | principal |
| AUDIOCODES LTD | M15342104 | ORD | 61,980 | $441,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 29,210 | $439,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $439,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 18,356 | $439,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 10,772 | $438,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 32,088 | $437,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 6,003 | $435,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 10,479 | $433,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 7,178 | $432,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 21,508 | $432,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 13,024 | $429,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 29,755 | $429,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 15,274 | $429,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 15,674 | $428,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 20,710 | $428,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 42,255 | $428,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 13,555 | $426,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 26,379 | $425,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 115,000 | $424,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 81,277 | $424,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 14,038 | $424,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 390,000 | $423,000 | thousands by filing date | principal |
| MATERIAL SCIENCES CORP | 576674105 | COM | 35,783 | $422,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 23,029 | $421,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 12,990 | $420,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 31,217 | $420,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,142 | $419,000 | thousands by filing date | |
| KOHLBERG CAPITAL CORP | 500233AB7 | BOND | 375,000 | $418,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 15,792 | $417,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 18,600 | $416,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 21,450 | $416,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 16,709 | $416,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 244,415 | $414,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 20,092 | $413,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 19,182 | $413,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 19,030 | $412,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 51,900 | $412,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 16,858 | $411,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 9,000 | $411,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 13,000 | $411,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 29,565 | $411,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 15,108 | $410,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 15,404 | $410,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 28,611 | $409,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 14,777 | $409,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772AQ6 | NOTE 5.500% 7/1 | 403,000 | $409,000 | thousands by filing date | principal |
| ELLIE MAE INC | 28849P100 | COM | 15,249 | $408,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 6,583 | $406,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 104,194 | $406,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 36,100 | $405,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 144,250 | $405,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 36,455 | $404,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 19,777 | $403,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 84,107 | $403,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 27,166 | $403,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 43,577 | $403,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 14,522 | $401,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 28,834 | $401,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 15,325 | $401,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 10,405 | $400,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 43,678 | $400,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 43,700 | $399,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 400,000 | $398,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400PAC6 | BOND | 380,000 | $398,000 | thousands by filing date | principal |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 10,954 | $397,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 12,842 | $397,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 33,811 | $396,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 32,330 | $396,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 11,580 | $396,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 20,846 | $395,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 29,937 | $395,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 9,098 | $395,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 18,842 | $395,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249AA0 | DEBT 6.000% 2/1 | 416,000 | $395,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AF8 | DBCV 6.750%10/1 | 220,000 | $394,000 | thousands by filing date | principal |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 13,065 | $393,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 62,212 | $393,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 8,317 | $393,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,440 | $392,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 33,000 | $392,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 12,184 | $392,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 15,674 | $391,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 65,648 | $391,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 24,366 | $389,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 15,716 | $389,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 842,306 | $389,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 230,000 | $388,000 | thousands by filing date | principal |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 29,887 | $387,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 31,942 | $386,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 6,141 | $386,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 66,633 | $386,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 345,000 | $386,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 9,618 | $385,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 25,602 | $385,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 41,395 | $384,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 28,693 | $384,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 9,357 | $383,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 13,220 | $382,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 400,000 | $382,000 | thousands by filing date | principal |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 29,372 | $381,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 4,551 | $379,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 20,900 | $378,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 14,926 | $377,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 54,627 | $377,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 15,883 | $376,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 340,000 | $376,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 10,126 | $375,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 28,500 | $372,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 14,039 | $372,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 49,506 | $372,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 81,977 | $372,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 14,160 | $371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 6,803 | $370,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 14,885 | $369,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 9,730 | $369,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 9,975 | $369,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 14,472 | $369,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 32,149 | $368,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 40,441 | $368,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 7,762 | $366,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 13,000 | $366,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 17,763 | $366,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 44,183 | $364,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 34,531 | $364,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 5,399 | $363,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 7,751 | $363,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 8,812 | $362,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 207,431 | $362,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 63,299 | $362,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 24,430 | $361,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 54,010 | $361,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 10,765 | $361,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 115,533 | $361,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 9,812 | $361,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 11,591 | $360,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 12,537 | $359,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 29,500 | $359,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 16,003 | $359,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 57,439 | $358,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 41,031 | $358,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 34,182 | $357,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 275,000 | $357,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 300,000 | $355,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 25,918 | $354,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 19,216 | $354,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 31,500 | $353,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 20,606 | $352,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 20,262 | $348,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 36,309 | $348,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 60,679 | $348,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 13,200 | $346,000 | thousands by filing date | |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 325,000 | $346,000 | thousands by filing date | principal |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 35,151 | $346,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 45,092 | $345,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 24,132 | $344,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 20,332 | $343,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 20,606 | $342,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 11,258 | $341,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 366,284 | $341,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,300 | $340,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 21,618 | $340,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 28,297 | $340,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 17,615 | $339,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 7,896 | $339,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 165,000 | $339,000 | thousands by filing date | principal |
| LUMOS NETWORKS CORP | 550283105 | COM | 16,109 | $338,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 45,100 | $337,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 28,226 | $337,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 10,790 | $336,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 300,000 | $336,000 | thousands by filing date | principal |
| BLUEBIRD BIO INC | 09609G100 | COM | 15,990 | $335,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 20,891 | $335,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 13,180 | $335,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 64,664 | $333,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 300,000 | $331,000 | thousands by filing date | principal |
| COCA COLA CONS INC | 191098102 | COM | 4,520 | $330,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 33,184 | $330,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 205,000 | $330,000 | thousands by filing date | principal |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 11,886 | $329,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 4,576 | $329,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 49,344 | $329,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 47,801 | $328,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 20,261 | $327,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 24,411 | $327,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 40,810 | $326,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 13,062 | $326,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,428 | $325,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 6,628 | $325,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 5,162 | $325,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 17,900 | $324,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 28,606 | $324,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 325,000 | $324,000 | thousands by filing date | principal |
| BLACKROCK MUN BD TR | 09249H104 | COM | 23,604 | $323,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 12,654 | $323,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 31,242 | $323,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 30,654 | $322,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 46,447 | $322,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 15,000 | $322,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 232,963 | $321,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 373,956 | $321,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 20,420 | $320,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 28,927 | $320,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,767 | $320,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 34,016 | $319,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 5,650 | $319,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 72,573 | $319,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 52,335 | $318,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 13,028 | $317,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 7,378 | $317,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 56,116 | $317,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 15,770 | $315,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 1,239,151 | $315,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 300,000 | $315,000 | thousands by filing date | principal |
| AMBARELLA INC | G037AX101 | SHS | 9,256 | $313,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,761 | $312,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 500,000 | $312,000 | thousands by filing date | principal |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 12,204 | $311,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 19,460 | $310,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 9,333 | $310,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERED | 457461AC5 | Bond | 282,000 | $310,000 | thousands by filing date | principal |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 9,000 | $309,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 25,552 | $308,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 19,500 | $307,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 11,450 | $307,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 9,453 | $307,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 25,477 | $306,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 12,270 | $306,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 275,000 | $306,000 | thousands by filing date | principal |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,829 | $305,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 14,934 | $305,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 9,901 | $304,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 7,822 | $303,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 3,716 | $303,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 11,952 | $302,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,796 | $301,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 16,800 | $301,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 8,584 | $299,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,711 | $299,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 58,164 | $299,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 40,816 | $299,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 10,000 | $299,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 4,100 | $298,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,104 | $298,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 15,485 | $298,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 33,089 | $297,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 34,100 | $297,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 99,099 | $296,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 23,172 | $296,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 6,796 | $293,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 11,436 | $293,000 | thousands by filing date | |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 155,000 | $293,000 | thousands by filing date | principal |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 19,570 | $292,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 10,850 | $292,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 6,811 | $292,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 8,340 | $292,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 8,523 | $291,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 127,000 | $291,000 | thousands by filing date | principal |
| HORSEHEAD HLDG CORP | 440694305 | COM | 18,050 | $291,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,750 | $290,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 10,234 | $290,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 24,687 | $290,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 14,911 | $289,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,346 | $288,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 8,039 | $287,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 85,128 | $286,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 14,579 | $286,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 238,749 | $285,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 47,750 | $285,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,534 | $285,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 5,279 | $284,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 54,902 | $284,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 24,186 | $284,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 28,111 | $284,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 38,358 | $284,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 645,550 | $283,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 31,185 | $283,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 9,520 | $282,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 38,244 | $282,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 7,854 | $281,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 59,061 | $281,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,341 | $279,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 7,215 | $279,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 208,500 | $279,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 5,000 | $279,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 9,860 | $279,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 13,754 | $278,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 18,009 | $276,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 25,511 | $276,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 6,021 | $275,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 110,033 | $275,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 24,988 | $273,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 15,000 | $273,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 7,628 | $273,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 50,165 | $273,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 690,000 | $273,000 | thousands by filing date | principal |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,258 | $272,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 5,022 | $272,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 73,861 | $272,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 49,018 | $271,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 12,065 | $271,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000025 | superseded | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-14-000045 | this filing | 2014-02-24 | acceptance time not in the bulk data set |