13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2013-12-31, filed 2014-02-24, with 5,851 holding rows worth $139,106,013,000.
- Accession
- 0000948046-14-000045
- Filer
- CIK 948046
- Filed
- 2014-02-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, amendment of type restatement, 17,152 entries on the cover page, a total value of $139,106,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,106,013,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 1,657 | $36,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 2,000 | $36,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 2,000 | $36,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 40,000 | $36,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 33,121 | $35,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 555 | $35,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 3,700 | $35,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,500 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 575 | $35,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 1,400 | $35,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,694 | $35,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 1,280 | $35,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,841 | $35,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,300 | $35,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 290 | $35,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 27,250 | $34,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,533 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 400 | $34,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 3,706 | $34,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 90,005 | $34,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,284 | $34,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,650 | $34,000 | thousands by filing date | call |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,700 | $34,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 5,962 | $34,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 4,482 | $34,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 3,807 | $34,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 2,277 | $34,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 1,977 | $34,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 2,116 | $34,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 884 | $34,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,019 | $33,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 13,538 | $33,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,051 | $33,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,495 | $33,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,064 | $33,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 6,838 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,000 | $33,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,702 | $33,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 3,188 | $33,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,300 | $33,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 5,265 | $33,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 5,574 | $33,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 1,470 | $33,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,964 | $32,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15,843 | $32,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 4,910 | $32,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,487 | $32,000 | thousands by filing date | call |
| IMATION CORP | 45245A107 | COM | 6,965 | $32,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 1,600 | $32,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 1,000 | $32,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 19,216 | $32,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 20,180 | $32,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 23,700 | $32,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 45,000 | $32,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,700 | $31,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 145,731 | $31,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 350 | $31,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 1,774 | $31,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 715 | $31,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,151 | $31,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 3,107 | $31,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,030 | $31,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 12,584 | $31,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 2,000 | $31,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 1,640 | $31,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 5,000 | $31,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 16,891 | $31,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 2,888 | $31,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,397 | $31,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12,279 | $31,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 1,057 | $31,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 500 | $31,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 575 | $31,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,892 | $30,000 | thousands by filing date | call |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 3,428 | $30,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 5,252 | $30,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 14,479 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 600 | $30,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 670 | $30,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 14,614 | $29,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,670 | $29,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 360 | $29,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 17,184 | $29,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 4,519 | $29,000 | thousands by filing date | call |
| ESSA BANCORP INC COM | 29667D104 | Stock | 2,575 | $29,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 22,223 | $29,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 6,361 | $29,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 1,815 | $29,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 4,555 | $29,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 237 | $29,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 17,500 | $29,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 3,180 | $29,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 2,921 | $29,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 910 | $29,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 3,666 | $29,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 29,913 | $28,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 16,050 | $28,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 7,720 | $28,000 | thousands by filing date | call |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,500 | $28,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 12,817 | $28,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 1,050 | $28,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 1,469 | $28,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,362 | $27,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 331 | $27,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,000 | $27,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 5,709 | $27,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 23,038 | $27,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 3,572 | $27,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,573 | $27,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 4,205 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,000 | $27,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 3,734 | $27,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 6,304 | $27,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 5,178 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 500 | $27,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 36,807 | $27,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $27,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 3,901 | $27,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 23,000 | $27,000 | thousands by filing date | principal |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 650 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 6,000 | $27,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461456 | EGSHS E MKTS DIV | 1,400 | $27,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 242 | $26,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,731 | $26,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,586 | $26,000 | thousands by filing date | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 2,000 | $26,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,157 | $26,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,226 | $26,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 2,568 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 286 | $26,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 8,809 | $26,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 1,200 | $26,000 | thousands by filing date | call |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 1,102 | $26,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 6,843 | $26,000 | thousands by filing date | |
| Coastal Contacts, Inc. | 19044r207 | COM | 3,200 | $26,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 564 | $26,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 1,551 | $26,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 3,769 | $26,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 5,293 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,600 | $26,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490506 | UNIT 99/99/9999 | 2,600 | $26,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 1,651 | $26,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,406 | $25,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,117 | $25,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,819 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,049 | $25,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,406 | $25,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 2,289 | $25,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,095 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,272 | $25,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 2,941 | $25,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 3,454 | $25,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 900 | $25,000 | thousands by filing date | call |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,079 | $25,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 29,091 | $25,000 | thousands by filing date | put |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 7,095 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 500 | $25,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,109 | $25,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,000 | $25,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,381 | $25,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 2,997 | $25,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 1,971 | $25,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| RF MICRO DEVICES INC | 749941AJ9 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| ISRAMCO INC | 465141406 | COM | 197 | $25,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 7,210 | $25,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 3,501 | $25,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,168 | $24,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 300 | $24,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,151 | $24,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 38,849 | $24,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 500 | $24,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,362 | $24,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 2,100 | $24,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 7,500 | $24,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 5,297 | $24,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 1,423 | $24,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 26 | $24,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 23,000 | $24,000 | thousands by filing date | principal |
| NANOSPHERE INC | 63009F105 | COM | 10,803 | $24,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,255 | $24,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 3,475 | $24,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 2,239 | $24,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 5,013 | $24,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,132 | $23,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 7,289 | $23,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 6,521 | $23,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,276 | $23,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,012 | $23,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 500 | $23,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,400 | $23,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,543 | $23,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,000 | $23,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 2,839 | $23,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 1,996 | $23,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 8,382 | $23,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 4,435 | $23,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 9,600 | $23,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 1,306 | $23,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,204 | $22,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 18,234 | $22,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 1,995 | $22,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,900 | $22,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,412 | $22,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 11,000 | $22,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 400 | $22,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 6,537 | $22,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 3,203 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 597 | $22,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490118 | *W EXP 99/99/999 | 89,749 | $22,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,992 | $21,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 19,439 | $21,000 | thousands by filing date | call |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 500 | $21,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,000 | $21,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,024 | $21,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,448 | $21,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,155 | $21,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 9,700 | $21,000 | thousands by filing date | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,650 | $21,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 1,500 | $21,000 | thousands by filing date | call |
| SPARK NETWORKS INC | 84651P100 | COM | 3,538 | $21,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 10,000 | $21,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 700 | $21,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 725 | $21,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 706 | $21,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 17,200 | $20,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,000 | $20,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 5,600 | $20,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427108 | cs | 2,028 | $20,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 9,081 | $20,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 4,871 | $20,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 63,000 | $20,000 | thousands by filing date | principal |
| QUICKLOGIC CORP | 74837P108 | COM | 5,100 | $20,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 5,853 | $20,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 14,598 | $20,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 1,587 | $20,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,400 | $20,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 6,300 | $20,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 3,397 | $20,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 675 | $20,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 250 | $20,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,079 | $20,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 1,600 | $19,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 12,257 | $19,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 571 | $19,000 | thousands by filing date | call |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 2,771 | $19,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 769 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 500 | $19,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 800 | $19,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 4,000 | $19,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 335 | $19,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,676 | $19,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 305 | $19,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 6,800 | $19,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,039 | $18,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 2,108 | $18,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 1,550 | $18,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 13,300 | $18,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,000 | $18,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,623 | $18,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,100 | $18,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,000 | $18,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 6,427 | $18,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 17,346 | $18,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 2,023 | $18,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 4,512 | $18,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 17,000 | $18,000 | thousands by filing date | principal |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 39,692 | $18,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1,601 | $18,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 563 | $18,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 200 | $18,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 20,000 | $18,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 10,000 | $18,000 | thousands by filing date | principal |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 1,000 | $18,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 400 | $18,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 500 | $18,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 17,000 | $18,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 44,201 | $17,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25,544 | $17,000 | thousands by filing date | call |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 2,415 | $17,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,400 | $17,000 | thousands by filing date | put |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,576 | $17,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2,056 | $17,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 11,500 | $17,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 32,840 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 400 | $17,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 22,776 | $17,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 5,765 | $17,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 1,000 | $17,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 500 | $17,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,351 | $16,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 19,750 | $16,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 2,750 | $16,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 2,800 | $16,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,789 | $16,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 22,763 | $16,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 218 | $16,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 2,370 | $16,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,221 | $16,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 6,558 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 403 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 293 | $16,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,941 | $16,000 | thousands by filing date | call |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 4,363 | $16,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,826 | $16,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 1,688 | $16,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,283 | $16,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 1,000 | $16,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 957 | $15,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,900 | $15,000 | thousands by filing date | put |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,020 | $15,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 443 | $15,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 650 | $15,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 11,743 | $15,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 1,117 | $15,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 7,716 | $15,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 2,200 | $15,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 761 | $15,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 3,402 | $15,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 800 | $15,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694118 | W | 25,240 | $15,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 400 | $14,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,047 | $14,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 214 | $14,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,108 | $14,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,379 | $14,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 700 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 750 | $14,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 7,450 | $14,000 | thousands by filing date | call |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 5,800 | $14,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 4,300 | $14,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 1,253 | $14,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 2,000 | $14,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,550 | $13,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,215 | $13,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,100 | $13,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 92 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 9,682 | $13,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 437 | $13,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 5,944 | $13,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 988 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 183 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 291 | $13,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 5,179 | $13,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 2,075 | $13,000 | thousands by filing date | call |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 500 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 1,000 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 3,000 | $13,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 876 | $12,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,315 | $12,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,616 | $12,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,632 | $12,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 900 | $12,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 580 | $12,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 400 | $12,000 | thousands by filing date | put |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,050 | $12,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 596 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 200 | $12,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 9,900 | $12,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 3,100 | $12,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 809 | $12,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 6,917 | $12,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 800 | $12,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 11,060 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 5,000 | $12,000 | thousands by filing date | put |
| BAXANO SURGICAL | 071773105 | COM | 13,051 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 600 | $12,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,398 | $11,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 9,327 | $11,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 5,530 | $11,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,714 | $11,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,401 | $11,000 | thousands by filing date | put |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 400 | $11,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 800 | $11,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | principal |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,500 | $11,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 11,910 | $11,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,845 | $11,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 180 | $11,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 1,210,644 | $11,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AT&T Inc | 00206R102 | COM | 3,500 | $10,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 6,002 | $10,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 1,054 | $10,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,321 | $10,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 49,769 | $10,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 16,118 | $10,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 300 | $10,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 974 | $10,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,430 | $10,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,890 | $10,000 | thousands by filing date | put |
| ESCALADE INC | 296056104 | COMMON STOCK | 901 | $10,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 2,550 | $10,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 3,742 | $10,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 760 | $10,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,693 | $10,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 3,297 | $10,000 | thousands by filing date | call |
| RADISYS CORP | 750459109 | COM | 4,618 | $10,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 800 | $10,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 1,327 | $10,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 2,102 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 2,000 | $10,000 | thousands by filing date | put |
| ALCO STORES INC | 001600105 | COM | 1,102 | $10,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 100 | $9,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,732 | $9,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 25,900 | $9,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 4,790 | $9,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 3,647 | $9,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 4,238 | $9,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 125 | $9,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,545 | $9,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 9,655 | $9,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $9,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 168 | $9,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,000 | $9,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 391 | $9,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 935 | $9,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 744 | $9,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 340 | $9,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 772 | $9,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,001 | $9,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,000 | $9,000 | thousands by filing date | call |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 640 | $9,000 | thousands by filing date | call |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 1,000 | $9,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 1,000 | $9,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 2,122 | $9,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 3,655 | $9,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 6,955 | $9,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,918 | $8,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 1,335 | $8,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 7,150 | $8,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,127 | $8,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,129 | $8,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 7,991 | $8,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 524 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 145 | $8,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 500 | $8,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 1,211 | $8,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 5,365 | $8,000 | thousands by filing date | call |
| COVIDIEN PLC | G2554F113 | SHS | 775 | $8,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 8,371 | $8,000 | thousands by filing date | put |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 8,148 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 6,000 | $8,000 | thousands by filing date | call |
| XYRATEX LTD | G98268108 | COM | 677 | $8,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 1,473 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 67 | $8,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 5,188 | $8,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 986 | $8,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 1,699 | $8,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 1,373 | $8,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 1,225 | $8,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,300 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 3,000 | $8,000 | thousands by filing date | put |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 2,286 | $8,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 25,848 | $7,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 1,063 | $7,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 14,800 | $7,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 1,358 | $7,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 29,800 | $7,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 583 | $7,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,162 | $7,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,723 | $7,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,377 | $7,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 800 | $7,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 550 | $7,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 6,962 | $7,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 862 | $7,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,000 | $7,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,800 | $7,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 662 | $7,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 161 | $7,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 28,748 | $7,000 | thousands by filing date | call |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 400 | $7,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 8,487 | $7,000 | thousands by filing date | put |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,825 | $7,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 15,378 | $7,000 | thousands by filing date | call |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 1,584 | $7,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 974 | $7,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 1,996 | $7,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 500 | $7,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 4,745 | $7,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 4,600 | $7,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 7,518 | $7,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 400 | $7,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 395 | $7,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 925 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A640 | COM | 9,800 | $7,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,421 | $7,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 580 | $7,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 688 | $7,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 544 | $7,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,525 | $6,000 | thousands by filing date | put |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 253 | $6,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 397 | $6,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,200 | $6,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 1,202 | $6,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,449 | $6,000 | thousands by filing date | call |
| LENNOX INTL INC COM | 526107107 | Stock | 300 | $6,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000025 | superseded | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-14-000045 | this filing | 2014-02-24 | acceptance time not in the bulk data set |