13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2013-12-31, filed 2014-02-24, with 5,851 holding rows worth $139,106,013,000.
- Accession
- 0000948046-14-000045
- Filer
- CIK 948046
- Filed
- 2014-02-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, amendment of type restatement, 17,152 entries on the cover page, a total value of $139,106,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,106,013,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 123,104 | $3,351,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 123,924 | $3,350,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 75,006 | $3,347,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 43,200 | $3,344,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 110,122 | $3,335,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 171,493 | $3,335,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 55,303 | $3,331,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 77,823 | $3,324,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 367,681 | $3,317,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 113,301 | $3,291,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 649,278 | $3,283,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 75,463 | $3,274,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 593,996 | $3,266,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 129,560 | $3,262,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 173,075 | $3,259,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 203,433 | $3,257,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W225 | US INFLATN ETN | 72,700 | $3,249,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 113,019 | $3,231,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 496,358 | $3,225,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 36,263 | $3,210,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 339,223 | $3,198,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 168,708 | $3,197,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 50,000 | $3,190,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 355,652 | $3,189,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 52,623 | $3,182,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 179,378 | $3,181,000 | thousands by filing date | |
| PROSHARES TR | 74348A798 | CMN | 85,000 | $3,180,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 89,635 | $3,177,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 575,640 | $3,159,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 461,709 | $3,157,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 78,657 | $3,157,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 81,292 | $3,156,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 107,844 | $3,148,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 117,009 | $3,135,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 117,928 | $3,128,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 155,675 | $3,125,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 140,252 | $3,118,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 91,929 | $3,117,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 64,550 | $3,115,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 224,358 | $3,114,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 59,313 | $3,108,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 93,176 | $3,105,000 | thousands by filing date | |
| AQUASITION CORP | Y0192H103 | COM | 304,031 | $3,082,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 73,563 | $3,069,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 75,868 | $3,066,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 363,767 | $3,065,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 24,663 | $3,063,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 363,474 | $3,063,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 418,669 | $3,043,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 165,344 | $3,041,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 208,803 | $3,035,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 85,000 | $3,035,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 65,446 | $3,031,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 87,224 | $3,026,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 138,320 | $3,026,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 357,173 | $3,014,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 99,435 | $3,007,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 112,433 | $3,005,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 258,896 | $3,002,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 148,491 | $2,999,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 38,039 | $2,969,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 107,500 | $2,967,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 76,618 | $2,966,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 178,933 | $2,965,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 219,161 | $2,956,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 72,157 | $2,949,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 229,138 | $2,941,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 57,279 | $2,932,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 115,405 | $2,931,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 120,635 | $2,915,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 24,241 | $2,907,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 59,178 | $2,902,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 137,230 | $2,900,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 72,063 | $2,874,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 92,454 | $2,872,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 40,231 | $2,863,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 2,682,000 | $2,861,000 | thousands by filing date | principal |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 213,714 | $2,852,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 180,544 | $2,847,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 84,900 | $2,847,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 102,745 | $2,844,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 294,070 | $2,834,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 340,051 | $2,834,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 34,666 | $2,832,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 68,196 | $2,825,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 56,822 | $2,823,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 123,974 | $2,820,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 99,861 | $2,814,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 25,495 | $2,810,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 60,713 | $2,806,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 71,657 | $2,804,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 122,693 | $2,799,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 56,901 | $2,798,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 61,138 | $2,793,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 66,351 | $2,792,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 2,460,000 | $2,779,000 | thousands by filing date | principal |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 415,904 | $2,777,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 56,385 | $2,776,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 46,838 | $2,770,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 131,588 | $2,769,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 63,906 | $2,767,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 78,392 | $2,763,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 109,260 | $2,761,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 27,300 | $2,756,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 133,977 | $2,754,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 2,725,000 | $2,746,000 | thousands by filing date | principal |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 434,541 | $2,733,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 25,525 | $2,730,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 196,435 | $2,730,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 381,364 | $2,730,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 524,092 | $2,724,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 3,150,000 | $2,724,000 | thousands by filing date | principal |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 48,880 | $2,723,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 129,650 | $2,722,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 43,800 | $2,717,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 128,399 | $2,716,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 54,852 | $2,712,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 228,273 | $2,706,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 84,843 | $2,697,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 160,237 | $2,687,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 30,481 | $2,685,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 2,327,000 | $2,682,000 | thousands by filing date | principal |
| TESARO INC | 881569107 | COM | 95,060 | $2,681,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 115,200 | $2,674,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 2,500,000 | $2,665,000 | thousands by filing date | principal |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 116,841 | $2,648,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 29,615 | $2,646,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 168,063 | $2,643,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 2,474,000 | $2,641,000 | thousands by filing date | principal |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 87,998 | $2,632,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 99,577 | $2,623,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 39,941 | $2,612,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 16,479 | $2,612,000 | thousands by filing date | |
| PROSHARES TR II | 74347W494 | PROSHS ULT AUS | 82,507 | $2,609,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 101,990 | $2,608,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 126,583 | $2,607,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 183,385 | $2,605,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 21,673 | $2,602,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 148,162 | $2,600,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 1,156,590 | $2,600,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 62,281 | $2,598,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 46,207 | $2,588,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 99,940 | $2,585,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 73,048 | $2,581,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 55,328 | $2,581,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 89,588 | $2,578,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 110,131 | $2,574,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 117,886 | $2,563,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 228,536 | $2,561,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 156,804 | $2,561,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 179,386 | $2,559,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 74,684 | $2,553,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 173,559 | $2,550,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 72,090 | $2,549,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 30,457 | $2,548,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 282,341 | $2,540,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 160,546 | $2,531,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 36,075 | $2,527,000 | thousands by filing date | |
| DENDREON CORP | 24823QAB3 | NOTE 4.750% 6/1 | 2,550,000 | $2,519,000 | thousands by filing date | principal |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 17,835 | $2,516,000 | thousands by filing date | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 30,900 | $2,515,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 243,902 | $2,511,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 82,904 | $2,506,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 135,216 | $2,503,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 37,717 | $2,501,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 83,999 | $2,501,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 205,404 | $2,501,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 724,200 | $2,497,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 22,758 | $2,488,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 223,795 | $2,488,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 108,240 | $2,484,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 2,525,000 | $2,479,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 86,040 | $2,469,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 30,026 | $2,467,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 78,404 | $2,465,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 27,928 | $2,461,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 61,487 | $2,460,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 71,818 | $2,459,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $2,453,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 52,552 | $2,442,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151105 | COM | 249,800 | $2,435,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 106,012 | $2,434,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 79,134 | $2,428,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 26,698 | $2,427,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 126,267 | $2,417,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 239,556 | $2,417,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 81,863 | $2,407,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 118,876 | $2,403,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 90,143 | $2,400,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 127,423 | $2,388,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 84,238 | $2,382,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 86,629 | $2,377,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 29,741 | $2,376,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 133,811 | $2,375,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 97,830 | $2,372,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 26,518 | $2,363,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 313,193 | $2,358,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 101,865 | $2,354,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 32,296 | $2,343,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 108,333 | $2,338,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 94,836 | $2,334,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 115,038 | $2,333,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 54,743 | $2,326,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 100,274 | $2,325,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 128,994 | $2,322,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 328,477 | $2,319,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 130,000 | $2,311,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 75,789 | $2,308,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 193,123 | $2,307,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 82,986 | $2,306,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 748,526 | $2,303,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 149,000 | $2,299,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 205,504 | $2,297,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 186,013 | $2,294,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 225,144 | $2,291,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 124,812 | $2,288,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 96,764 | $2,284,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 46,874 | $2,280,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 119,583 | $2,277,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 35,153 | $2,274,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 31,037 | $2,268,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 262,626 | $2,252,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 72,517 | $2,247,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 288,622 | $2,241,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 58,370 | $2,235,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 35,965 | $2,234,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 199,044 | $2,233,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 35,528 | $2,225,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 84,805 | $2,223,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 219,464 | $2,214,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 114,071 | $2,209,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 96,152 | $2,208,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 56,739 | $2,205,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 188,991 | $2,204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 63,286 | $2,201,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 112,131 | $2,201,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 122,908 | $2,199,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 134,850 | $2,198,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 256,063 | $2,195,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 24,403 | $2,191,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 70,331 | $2,184,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 2,260,000 | $2,175,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 245,839 | $2,174,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 103,532 | $2,173,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 99,551 | $2,169,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490209 | SHS SER A | 213,761 | $2,161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 36,063 | $2,158,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 73,100 | $2,156,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 214,489 | $2,155,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 2,050,000 | $2,154,000 | thousands by filing date | principal |
| GRANITE CONSTR INC COM | 387328107 | Stock | 61,503 | $2,150,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 86,809 | $2,150,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 52,978 | $2,145,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 189,895 | $2,145,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 44,635 | $2,144,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 113,236 | $2,144,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 26,890 | $2,140,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 145,242 | $2,137,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 206,644 | $2,136,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 244,936 | $2,133,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 60,749 | $2,131,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 22,887 | $2,129,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 143,237 | $2,122,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 98,384 | $2,116,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 27,975 | $2,104,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 64,348 | $2,102,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 117,579 | $2,102,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 65,590 | $2,098,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 212,688 | $2,096,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 70,981 | $2,095,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 108,133 | $2,093,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 1,737,000 | $2,090,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 536797103 | Stock | 30,067 | $2,084,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 612,914 | $2,083,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 35,391 | $2,074,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 48,656 | $2,073,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 622,242 | $2,053,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 115,294 | $2,052,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 101,649 | $2,051,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 64,892 | $2,046,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 127,490 | $2,045,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 40,981 | $2,036,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 61,842 | $2,035,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 32,311 | $2,035,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 62,338 | $2,032,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 42,456 | $2,031,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 58,244 | $2,024,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 215,626 | $2,020,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 34,874 | $2,019,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 295,998 | $2,017,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 43,885 | $2,005,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 74,011 | $2,001,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 58,065 | $2,000,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 297,423 | $1,998,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 81,792 | $1,998,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 395,170 | $1,995,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 158,483 | $1,994,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 46,958 | $1,992,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 210,800 | $1,992,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 356,930 | $1,987,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 102,401 | $1,985,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 124,518 | $1,971,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 65,740 | $1,958,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 235,291 | $1,938,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 2,166,000 | $1,931,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 94,618 | $1,926,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 190,029 | $1,924,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 113,113 | $1,921,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 145,175 | $1,921,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 25,525 | $1,919,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 73,088 | $1,919,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 92,414 | $1,919,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 69,654 | $1,908,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 80,924 | $1,906,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 47,305 | $1,903,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 274,659 | $1,902,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 281,782 | $1,895,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 68,779 | $1,885,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 169,620 | $1,877,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 335,306 | $1,877,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 36,882 | $1,870,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 950,000 | $1,866,000 | thousands by filing date | principal |
| CAI INTERNATIONAL INC | 12477X106 | COM | 79,122 | $1,864,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 726,482 | $1,859,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 74,644 | $1,858,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R207 | UNIT | 172,837 | $1,857,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 17,616 | $1,856,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 65,955 | $1,850,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 45,935 | $1,847,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 157,926 | $1,846,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 53,328 | $1,843,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 151,720 | $1,836,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 116,000 | $1,834,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 40,290 | $1,828,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 238,181 | $1,821,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 384,135 | $1,820,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 260,382 | $1,819,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 73,479 | $1,816,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 44,885 | $1,809,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 535,544 | $1,809,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 33,949 | $1,808,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 40,800 | $1,802,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 55,930 | $1,798,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 61,120 | $1,796,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 49,601 | $1,791,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 246,113 | $1,791,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 22,281 | $1,788,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 30,476 | $1,784,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 47,752 | $1,782,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 123,496 | $1,780,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 700,000 | $1,775,000 | thousands by filing date | principal |
| OPEN TEXT CORP COM | 683715106 | Stock | 19,293 | $1,772,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 111,801 | $1,772,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 107,576 | $1,768,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 331,382 | $1,764,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 100,693 | $1,757,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 72,101 | $1,750,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 135,812 | $1,749,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 52,300 | $1,729,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 15,721 | $1,722,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 55,000 | $1,706,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 53,105 | $1,699,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 185,416 | $1,699,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 22,580 | $1,694,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAS7 | CNV | 1,310,000 | $1,684,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240M108 | COM | 102,867 | $1,683,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 63,449 | $1,681,000 | thousands by filing date | |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 1,000,000 | $1,679,000 | thousands by filing date | principal |
| LITTELFUSE INC COM | 537008104 | Stock | 18,078 | $1,678,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 111,498 | $1,670,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 204,431 | $1,667,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 255,097 | $1,662,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 232,949 | $1,659,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 171,710 | $1,657,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 56,807 | $1,652,000 | thousands by filing date | |
| MERGEWORTHRX CORP | 58952R106 | COM | 202,288 | $1,644,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 61,364 | $1,642,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 20,636 | $1,637,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 46,334 | $1,636,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 82,404 | $1,634,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 75,865 | $1,630,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 134,932 | $1,619,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 57,984 | $1,618,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 154,623 | $1,618,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 39,026 | $1,612,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 39,192 | $1,611,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,650,000 | $1,610,000 | thousands by filing date | principal |
| FXCM INC | 302693106 | COM | 90,321 | $1,610,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 255,391 | $1,606,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 154,412 | $1,604,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 354,065 | $1,603,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 66,018 | $1,601,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 38,827 | $1,597,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 51,462 | $1,597,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 126,525 | $1,596,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 18,214 | $1,594,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 102,490 | $1,591,000 | thousands by filing date | |
| STEWART INFO SVCS 6% CB 10/15/2014-REGISTERED | 860372AB7 | Bond | 625,000 | $1,591,000 | thousands by filing date | principal |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 337,333 | $1,584,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 41,314 | $1,580,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 32,613 | $1,579,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 32,011 | $1,568,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 117,979 | $1,567,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 35,284 | $1,561,000 | thousands by filing date | |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 1,055,000 | $1,545,000 | thousands by filing date | principal |
| ALBANY INTL CORP | 012348108 | CL A | 43,022 | $1,544,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 83,120 | $1,544,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 33,763 | $1,542,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 27,639 | $1,542,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 53,818 | $1,539,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 15,041 | $1,535,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 58,806 | $1,534,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 80,161 | $1,530,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 72,360 | $1,527,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 118,401 | $1,522,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 74,027 | $1,521,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 78,736 | $1,520,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 138,000 | $1,520,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 160,261 | $1,519,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 129,197 | $1,513,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 94,956 | $1,511,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,210,000 | $1,503,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 45,128 | $1,502,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 86,151 | $1,502,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 62,370 | $1,497,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 40,000 | $1,496,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 192,039 | $1,495,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 53,545 | $1,492,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 12,000 | $1,489,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 162,451 | $1,487,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 169,874 | $1,477,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 111,165 | $1,476,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 18,924 | $1,475,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 18,254 | $1,473,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 43,084 | $1,472,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 315,427 | $1,472,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 74,796 | $1,467,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 26,189 | $1,465,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 46,607 | $1,464,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 36,142 | $1,463,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 6,038 | $1,459,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 100,611 | $1,458,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 75,321 | $1,458,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 60,996 | $1,458,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 13,990 | $1,450,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 137,600 | $1,449,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 27,807 | $1,448,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 36,204 | $1,447,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 80,701 | $1,445,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 507,649 | $1,444,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 119,359 | $1,444,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 74,881 | $1,443,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 1,030,000 | $1,442,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 67,900 | $1,442,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 95,713 | $1,438,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 62,484 | $1,437,000 | thousands by filing date | |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 375,000 | $1,436,000 | thousands by filing date | principal |
| VOLCANO CORPORATION | 928645100 | COM | 65,237 | $1,423,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 203,090 | $1,423,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 117,553 | $1,419,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 51,243 | $1,415,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 24,948 | $1,411,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 488,195 | $1,409,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 83,525 | $1,402,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 77,034 | $1,401,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 64,004 | $1,398,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 113,088 | $1,398,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 78,826 | $1,394,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 61,392 | $1,394,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 189,129 | $1,394,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 44,349 | $1,390,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 85,810 | $1,389,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 89,231 | $1,388,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 69,850 | $1,388,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 31,368 | $1,387,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 58,947 | $1,386,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 119,308 | $1,381,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 869,260 | $1,381,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 34,331 | $1,373,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 77,341 | $1,369,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 353,831 | $1,365,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 1,025,000 | $1,356,000 | thousands by filing date | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,338 | $1,353,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 9,177 | $1,349,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,100,000 | $1,347,000 | thousands by filing date | principal |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 167,711 | $1,345,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 77,311 | $1,344,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 49,796 | $1,343,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 27,023 | $1,341,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 111,180 | $1,340,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 45,133 | $1,337,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 1,350,000 | $1,336,000 | thousands by filing date | principal |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 31,962 | $1,335,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 59,565 | $1,334,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 111,743 | $1,333,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 78,766 | $1,332,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 23,585 | $1,331,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 124,838 | $1,331,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 115,014 | $1,331,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 73,907 | $1,330,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000025 | superseded | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-14-000045 | this filing | 2014-02-24 | acceptance time not in the bulk data set |