13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 4,297 holding rows worth $214,507,806,000.
- Accession
- 0000914208-13-000467
- Filer
- CIK 914208
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,678 entries on the cover page, a total value of $214,507,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $214,507,806,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Limited 028-06137
- included managerInvesco National Trust Company 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Limited 028-05683
- included managerInvesco Asset Management, S.A.
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Asset Management Ireland Limited
- included managerInvesco Kapitalanlagegesellschaft GmbH
- included managerStein Roe Investment Counsel, Inc. 028-06467
- included managerInvesco PowerShares Capital Management LLC 028-11936
- included managerInvesco PowerShares Capital Management Ireland Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Australia Ltd.
- included managerConcord Capital Ltd.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 474,700 | $8,830,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 649,815 | $8,824,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 326,422 | $8,771,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 1,471,553 | $8,770,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 335,571 | $8,762,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 189,223 | $8,736,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 281,824 | $8,682,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 320,596 | $8,679,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 676,088 | $8,661,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 155,701 | $8,651,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 123,856 | $8,642,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 124,631 | $8,638,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 336,250 | $8,618,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 176,738 | $8,616,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 159,927 | $8,557,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 92,976 | $8,530,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 157,617 | $8,527,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 204,035 | $8,447,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 171,420 | $8,444,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 948,941 | $8,435,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 7,040,000 | $8,426,000 | thousands by filing date | principal |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 316,238 | $8,412,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 342,515 | $8,398,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 253,925 | $8,371,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 5,420,000 | $8,354,000 | thousands by filing date | principal |
| OWENS-ILLINOIS (OI) CVT 144A 3 | 69073TAQ6 | CONVERT | 8,250,000 | $8,353,000 | thousands by filing date | principal |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 455,152 | $8,343,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 182,541 | $8,333,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 715,781 | $8,332,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 1,764,146 | $8,327,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 8,000,000 | $8,300,000 | thousands by filing date | principal |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 918,786 | $8,287,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 458,000 | $8,257,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 177,344 | $8,234,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 193,678 | $8,228,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 220,911 | $8,196,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 198,104 | $8,190,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 981,762 | $8,149,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 8,050,000 | $8,136,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520102 | COM | 562,648 | $8,136,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 738,531 | $8,116,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 445,320 | $8,065,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 700,800 | $8,059,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 30,687 | $8,057,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 244,386 | $8,038,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 268,948 | $8,037,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 606,369 | $8,035,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 459,320 | $8,006,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 556,053 | $8,002,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 198,089 | $7,983,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,755,360 | $7,981,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP CVT PF | 97650W207 | CONVERT | 147,300 | $7,970,000 | thousands by filing date | |
| SOLAZYME INC CVT (SZYM) 6.0 02 | 83415TAA9 | CONVERT | 6,000,000 | $7,965,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 528,870 | $7,949,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 468,553 | $7,941,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 917,385 | $7,926,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 256,689 | $7,919,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 559,802 | $7,918,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 481,873 | $7,912,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 322,000 | $7,902,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 115,296 | $7,891,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 7,000,000 | $7,875,000 | thousands by filing date | principal |
| SUNEDISON INC | 86732Y109 | COM | 963,019 | $7,869,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 389,005 | $7,866,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 300,788 | $7,865,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 450,276 | $7,839,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 322,856 | $7,832,000 | thousands by filing date | principal |
| STAG INDUSTRIAL INC | 85254J102 | COM | 391,218 | $7,805,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 463,942 | $7,804,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 202,883 | $7,794,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 823,554 | $7,725,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 598,439 | $7,708,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 240,487 | $7,686,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 321,638 | $7,681,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,428,480 | $7,643,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 319,060 | $7,638,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 455,437 | $7,634,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,667,714 | $7,629,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 380,129 | $7,613,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 967,049 | $7,611,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 425,187 | $7,610,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,000,897 | $7,597,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 624,556 | $7,595,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 237,695 | $7,592,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 98,808 | $7,579,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 6,000,000 | $7,571,000 | thousands by filing date | principal |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 291,817 | $7,570,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 67,524 | $7,563,000 | thousands by filing date | principal |
| NEW JERSEY RES CORP | 646025106 | COM | 181,471 | $7,537,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 6,200,000 | $7,525,000 | thousands by filing date | principal |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 669,533 | $7,519,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 538,848 | $7,517,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 737,819 | $7,511,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 973,781 | $7,508,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 356,545 | $7,505,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 101,099 | $7,489,000 | thousands by filing date | |
| HOST HOTELS & RESORTS LPCVT2.5 | 44107TAG1 | CONVERT | 5,500,000 | $7,459,000 | thousands by filing date | principal |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 323,113 | $7,457,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 53,129 | $7,453,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 541,667 | $7,448,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,656,103 | $7,436,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 415,087 | $7,409,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 4,000,000 | $7,400,000 | thousands by filing date | principal |
| TUMI HLDGS INC | 89969Q104 | COM | 306,745 | $7,362,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 298,579 | $7,339,000 | thousands by filing date | |
| MEDICINES COMPANY CVT 144A 1.3 | 584688AB1 | CONVERT | 5,820,000 | $7,319,000 | thousands by filing date | principal |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 635,669 | $7,317,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 115,659 | $7,301,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 489,734 | $7,287,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 167,974 | $7,275,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 345,678 | $7,252,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,738,354 | $7,215,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 106,761 | $7,199,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 540,794 | $7,193,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 155,776 | $7,191,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 462,378 | $7,166,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,500,000 | $7,166,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 325,206 | $7,164,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 324,059 | $7,152,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 291,298 | $7,131,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 152,351 | $7,129,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 182,161 | $7,119,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 7,100,000 | $7,113,000 | thousands by filing date | principal |
| ANNIES INC | 03600T104 | COM | 166,326 | $7,109,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 132,203 | $7,102,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 148,583 | $7,069,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 202,141 | $7,051,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 481,171 | $7,030,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 434,577 | $7,022,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 124,586 | $7,012,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 6,000,000 | $7,010,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770V102 | COM | 238,082 | $6,992,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 302,714 | $6,989,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 436,612 | $6,986,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 139,833 | $6,971,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 114,317 | $6,959,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 122,027 | $6,954,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 408,838 | $6,951,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,712,182 | $6,933,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 389,941 | $6,918,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 174,050 | $6,904,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 82,042 | $6,874,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 305,868 | $6,858,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 81,345 | $6,856,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 200,850 | $6,849,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 681,476 | $6,842,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 282,064 | $6,832,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 3,900,000 | $6,832,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 200,000 | $6,830,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 345,818 | $6,820,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 261,526 | $6,818,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 634,929 | $6,813,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 362,400 | $6,802,000 | thousands by filing date | principal |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 806,858 | $6,793,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 731,848 | $6,769,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 947,245 | $6,763,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 86,676 | $6,749,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 711,143 | $6,735,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,980,000 | $6,731,000 | thousands by filing date | principal |
| PARK NATL CORP COM | 700658107 | Stock | 97,653 | $6,717,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 148,615 | $6,716,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 222,200 | $6,708,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 92,813 | $6,699,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 398,113 | $6,696,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 4,000,000 | $6,690,000 | thousands by filing date | principal |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 189,251 | $6,682,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 98,884 | $6,670,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 238,930 | $6,633,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 334,364 | $6,574,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 127,370 | $6,573,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 117,733 | $6,568,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 210,724 | $6,553,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 495,711 | $6,544,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 684,132 | $6,541,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 875,361 | $6,539,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 143,104 | $6,538,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,308,820 | $6,517,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 101,785 | $6,515,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 262,463 | $6,509,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 479,264 | $6,489,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 275,464 | $6,479,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 371,045 | $6,478,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 260,985 | $6,459,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 78,765 | $6,454,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 180,924 | $6,445,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 265,317 | $6,445,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 329,635 | $6,444,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 258,532 | $6,432,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 117,250 | $6,422,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 505,275 | $6,417,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 441,883 | $6,412,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 936,662 | $6,407,000 | thousands by filing date | principal |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 329,568 | $6,384,000 | thousands by filing date | |
| Micron Technology, Inc. | 595112AP8 | CONV | 4,000,000 | $6,383,000 | thousands by filing date | principal |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 5,000,000 | $6,378,000 | thousands by filing date | principal |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 202,459 | $6,371,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 7,000,000 | $6,370,000 | thousands by filing date | principal |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 307,917 | $6,346,000 | thousands by filing date | |
| TIVO INC CVT 144A 4.0 03-16 | 888706AD0 | CONVERT | 5,000,000 | $6,341,000 | thousands by filing date | principal |
| VANTIV INC | 92210H105 | CL A | 228,510 | $6,307,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 120,635 | $6,286,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 178,726 | $6,279,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 473,099 | $6,273,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 891,095 | $6,273,000 | thousands by filing date | |
| AMERICAN EQUITY INV LIFE 3.5 1 | 025676AJ6 | CONVERT | 4,700,000 | $6,266,000 | thousands by filing date | principal |
| MIDDLESEX WTR CO | 596680108 | COM | 313,898 | $6,253,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 503,194 | $6,235,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 306,427 | $6,229,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 6,500,000 | $6,212,000 | thousands by filing date | principal |
| COINSTAR INC | 19259P300 | COM | 105,706 | $6,201,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,076,742 | $6,191,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 230,243 | $6,190,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 218,565 | $6,179,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 446,297 | $6,173,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 79,406 | $6,150,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 236,876 | $6,138,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 326,887 | $6,135,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 473,527 | $6,132,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 30,395 | $6,115,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 179,252 | $6,115,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 125,597 | $6,093,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,880,735 | $6,093,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 394,764 | $6,091,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 422,829 | $6,072,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 6,438,000 | $6,060,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 7,060,000 | $6,058,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 6,000,000 | $6,053,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 5,525,000 | $6,046,000 | thousands by filing date | principal |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,158,581 | $6,025,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 84,111 | $6,011,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 595,886 | $5,994,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 88,749 | $5,992,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 461,576 | $5,991,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 193,761 | $5,991,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 61,972 | $5,974,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 449,474 | $5,960,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 495,194 | $5,938,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 269,368 | $5,915,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 444,054 | $5,910,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 626,751 | $5,909,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 542,030 | $5,908,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 236,211 | $5,906,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 143,381 | $5,903,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 818,208 | $5,891,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 3,834,000 | $5,885,000 | thousands by filing date | principal |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 105,705 | $5,884,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 90,442 | $5,879,000 | thousands by filing date | |
| RAYONIER TRS HOLDINGS IN 144A | 75508AAD8 | CONVERT | 3,500,000 | $5,876,000 | thousands by filing date | principal |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 432,732 | $5,859,000 | thousands by filing date | principal |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 506,437 | $5,849,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 254,417 | $5,849,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 5,378,000 | $5,828,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,525,000 | $5,819,000 | thousands by filing date | principal |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 232,502 | $5,817,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 528,801 | $5,811,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 6,000,000 | $5,786,000 | thousands by filing date | principal |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 100,359 | $5,778,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 386,101 | $5,757,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 456,090 | $5,733,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 306,185 | $5,729,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 231,375 | $5,727,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 396,460 | $5,717,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 228,839 | $5,707,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 385,532 | $5,702,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 279,040 | $5,698,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 1,375,742 | $5,654,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 70,921 | $5,652,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 319,470 | $5,648,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 252,177 | $5,637,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 586,906 | $5,617,000 | thousands by filing date | |
| Post Holdings, Inc. | 737446203 | PFD CV | 50,000 | $5,594,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 5,500,000 | $5,593,000 | thousands by filing date | principal |
| PROCERA NETWORKS INC | 74269U203 | COM | 406,164 | $5,576,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 122,547 | $5,571,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 201,796 | $5,559,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 246,672 | $5,538,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 115,858 | $5,534,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 462,421 | $5,530,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 98,295 | $5,513,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 128,459 | $5,513,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 164,051 | $5,512,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 887,480 | $5,511,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 93,333 | $5,500,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 277,699 | $5,476,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 293,004 | $5,467,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 2,000,000 | $5,461,000 | thousands by filing date | principal |
| KEY ENERGY SVCS INC | 492914106 | COM | 915,880 | $5,449,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 4,750,000 | $5,448,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 291,085 | $5,447,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 541,266 | $5,445,000 | thousands by filing date | principal |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 413,904 | $5,438,000 | thousands by filing date | principal |
| GENTHERM INC | 37253A103 | COM | 292,048 | $5,423,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 172,845 | $5,409,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 66,419 | $5,400,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 143,019 | $5,399,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 110,683 | $5,398,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 88,026 | $5,380,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,000,000 | $5,359,000 | thousands by filing date | principal |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 181,983 | $5,343,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 5,000,000 | $5,334,000 | thousands by filing date | principal |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 6,500,000 | $5,326,000 | thousands by filing date | principal |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 189,377 | $5,324,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 5,878,000 | $5,323,000 | thousands by filing date | principal |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 304,952 | $5,300,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 91,334 | $5,290,000 | thousands by filing date | |
| Cliff Natural Resources, Inc. | 18683k408 | PFD | 297,700 | $5,281,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 425,331 | $5,278,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 371,889 | $5,277,000 | thousands by filing date | principal |
| IHS INC | 451734107 | CL A | 50,529 | $5,274,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 435,486 | $5,265,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 60,492 | $5,259,000 | thousands by filing date | |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 2,500,000 | $5,259,000 | thousands by filing date | principal |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 213,266 | $5,245,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 3,000,000 | $5,244,000 | thousands by filing date | principal |
| SMITHFIELD FOODS INC | 832248108 | COM | 160,117 | $5,243,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 387,755 | $5,239,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 68,934 | $5,235,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 154,215 | $5,235,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 193,120 | $5,235,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 391,160 | $5,234,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 309,711 | $5,231,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 185,203 | $5,222,000 | thousands by filing date | |
| Ares Capital Corp | 04010LAH6 | conv | 5,000,000 | $5,219,000 | thousands by filing date | principal |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 398,169 | $5,212,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 512,552 | $5,207,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 334,786 | $5,200,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 290,479 | $5,197,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 390,930 | $5,192,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 139,597 | $5,191,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 75,289 | $5,174,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 234,702 | $5,173,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 200,185 | $5,155,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 168,995 | $5,153,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 5,500,000 | $5,143,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 4,850,000 | $5,129,000 | thousands by filing date | principal |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 344,489 | $5,123,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 303,630 | $5,101,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 5,000,000 | $5,100,000 | thousands by filing date | principal |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 75,803 | $5,094,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 130,386 | $5,087,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 205,644 | $5,068,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 196,927 | $5,047,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 627,398 | $5,038,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 162,188 | $5,028,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 124,943 | $5,020,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 96,112 | $5,018,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 388,712 | $5,018,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 138,192 | $5,007,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 803,321 | $4,980,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 250,257 | $4,978,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 72,980 | $4,977,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 165,497 | $4,975,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 334,072 | $4,974,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 161,051 | $4,970,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 325,581 | $4,966,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 373,431 | $4,963,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 206,382 | $4,957,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 587,166 | $4,956,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 101,435 | $4,955,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 169,158 | $4,951,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 152,023 | $4,945,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 229,087 | $4,932,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 87,028 | $4,931,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 71,891 | $4,928,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 554,813 | $4,904,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 124,156 | $4,877,000 | thousands by filing date | |
| CHARM COMMUNICATIONS INC | 16112R101 | ADR SHS CL A | 1,077,793 | $4,872,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 96,759 | $4,869,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 317,002 | $4,856,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 113,454 | $4,849,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 96,104 | $4,846,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 309,081 | $4,846,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 495,667 | $4,838,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 257,560 | $4,830,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 248,740 | $4,815,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 36,415 | $4,803,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 344,154 | $4,801,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 3,734,210 | $4,784,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 320,240 | $4,778,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 150,611 | $4,776,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 215,788 | $4,764,000 | thousands by filing date | principal |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 356,724 | $4,762,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 389,223 | $4,760,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 696,138 | $4,734,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 29,237 | $4,733,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 123,653 | $4,721,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 287,551 | $4,716,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 309,120 | $4,714,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 108,497 | $4,708,000 | thousands by filing date | |
| LUFKIN INDS INC | 549764108 | COM | 53,147 | $4,701,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 120,649 | $4,699,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 43,461 | $4,681,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 456,633 | $4,671,000 | thousands by filing date | |
| LENNAR CORP CVT 2 12-01-20 144 | 526057BC7 | CONVERT | 3,500,000 | $4,651,000 | thousands by filing date | principal |
| KIOR INC - CL A | 497217109 | CL A | 808,458 | $4,616,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 178,055 | $4,612,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 336,123 | $4,597,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 45,959 | $4,590,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 630,584 | $4,584,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 670,485 | $4,573,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 590,903 | $4,568,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 241,848 | $4,566,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 2,750,000 | $4,563,000 | thousands by filing date | principal |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 218,781 | $4,552,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 105,724 | $4,549,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 155,172 | $4,544,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 367,576 | $4,543,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 128,872 | $4,531,000 | thousands by filing date | |
| TW TELECOM INC | 887319AC5 | CNV | 3,000,000 | $4,524,000 | thousands by filing date | principal |
| CONTINENTAL RES INC | 212015101 | COM | 52,201 | $4,493,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 497,050 | $4,479,000 | thousands by filing date | |
| VISHAY INTERTECHN INC CVT 144A | 928298AJ7 | CONVERT | 5,000,000 | $4,478,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 205,850 | $4,470,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 337,213 | $4,468,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 175,612 | $4,462,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 36,929 | $4,459,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 472,304 | $4,449,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM | 136069564 | CONVERT | 185,467 | $4,443,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 422,029 | $4,439,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 102,098 | $4,427,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 241,936 | $4,420,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 97,810 | $4,416,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 232,531 | $4,415,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 473,064 | $4,408,000 | thousands by filing date | |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 3,182,000 | $4,391,000 | thousands by filing date | principal |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 431,315 | $4,382,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 72,046 | $4,381,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 4,000,000 | $4,365,000 | thousands by filing date | principal |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 50,680 | $4,353,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 296,830 | $4,351,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 88,999 | $4,332,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 245,958 | $4,292,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 82,689 | $4,291,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 382,452 | $4,291,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 67,397 | $4,278,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,005,878 | $4,275,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 107,049 | $4,266,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 329,140 | $4,259,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 105,214 | $4,255,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 55,805 | $4,250,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 184,345 | $4,249,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 53,004 | $4,244,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 288,229 | $4,243,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 155,327 | $4,222,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 50,567 | $4,222,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 111,553 | $4,219,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 279,626 | $4,211,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 42,271 | $4,185,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 93,685 | $4,182,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 237,675 | $4,174,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 212,798 | $4,171,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 269,328 | $4,169,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 286,444 | $4,162,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 172,688 | $4,155,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 164,803 | $4,137,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 293,588 | $4,128,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 3,216,831 | $4,118,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 126,382 | $4,107,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 217,597 | $4,067,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 232,351 | $4,065,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 304,362 | $4,060,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 132,047 | $4,060,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 198,268 | $4,057,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 383,532 | $4,048,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 100,157 | $4,046,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 268,094 | $4,029,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 204,892 | $4,022,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 248,402 | $4,022,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 175,746 | $4,021,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 196,695 | $4,013,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 150,000 | $4,010,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 51,344 | $4,009,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 91,419 | $3,981,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 162,242 | $3,955,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 25,709 | $3,950,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 50,975 | $3,949,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 335,387 | $3,931,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 4,100,000 | $3,910,000 | thousands by filing date | principal |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 112,764 | $3,907,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 1,351,187 | $3,905,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 58,859 | $3,903,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 194,974 | $3,903,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 296,607 | $3,898,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 287,986 | $3,894,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 121,178 | $3,891,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 80,929 | $3,888,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 212,572 | $3,887,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 48,655 | $3,867,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 230,098 | $3,861,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 82,006 | $3,844,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 80,558 | $3,827,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 95,321 | $3,823,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 67,671 | $3,821,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 352,598 | $3,816,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 3,250,000 | $3,811,000 | thousands by filing date | principal |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 276,016 | $3,809,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 49,995 | $3,789,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 2,250,000 | $3,786,000 | thousands by filing date | principal |
| RPC INC | 749660106 | COMMON STOCK | 273,600 | $3,778,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 80,828 | $3,771,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-13-000467 | this filing | 2013-08-14 | acceptance time not in the bulk data set |