13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 4,297 holding rows worth $214,507,806,000.
- Accession
- 0000914208-13-000467
- Filer
- CIK 914208
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,678 entries on the cover page, a total value of $214,507,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $214,507,806,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Limited 028-06137
- included managerInvesco National Trust Company 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Limited 028-05683
- included managerInvesco Asset Management, S.A.
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Asset Management Ireland Limited
- included managerInvesco Kapitalanlagegesellschaft GmbH
- included managerStein Roe Investment Counsel, Inc. 028-06467
- included managerInvesco PowerShares Capital Management LLC 028-11936
- included managerInvesco PowerShares Capital Management Ireland Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Australia Ltd.
- included managerConcord Capital Ltd.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DANA INC | 235825205 | COM | 1,382,601 | $26,628,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 701,493 | $26,573,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,098,552 | $26,442,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 809,778 | $26,423,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 600,496 | $26,272,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,238,003 | $26,245,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 682,215 | $26,224,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,362,120 | $26,207,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 669,664 | $26,150,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 607,983 | $25,851,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 3,457,872 | $25,796,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 20,599,000 | $25,749,000 | thousands by filing date | principal |
| RED HAT INC | 756577102 | COM | 537,882 | $25,722,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 627,122 | $25,712,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,466,115 | $25,643,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 4,536,388 | $25,584,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 36,750,000 | $25,518,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,370,656 | $25,081,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 14,900,000 | $25,013,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 1,453,773 | $25,005,000 | thousands by filing date | |
| ENERGY TRANSFER L P LP | 30064K105 | COM | 737,821 | $24,879,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,114,071 | $24,861,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 967,421 | $24,843,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 483,550 | $24,835,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 154,536 | $24,791,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,108,435 | $24,718,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 2,256,567 | $24,551,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,800,192 | $24,550,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 587,904 | $24,421,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 683,475 | $24,174,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 2,270,351 | $24,156,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 7,210,255 | $24,082,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 328,767 | $24,066,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 777,956 | $24,056,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 366,398 | $24,014,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 970,238 | $23,964,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,632,180 | $23,960,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 387,225 | $23,946,000 | thousands by filing date | |
| EMC Corp. | 268648AL6 | CONV | 16,200,000 | $23,936,000 | thousands by filing date | principal |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 20,650,000 | $23,838,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 24,159,000 | $23,827,000 | thousands by filing date | principal |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 31,688,000 | $23,766,000 | thousands by filing date | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 673,684 | $23,761,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 673,761 | $23,690,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 329,420 | $23,636,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 773,869 | $23,635,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 741,276 | $23,564,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 339,141 | $23,356,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 523,518 | $23,223,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 774,068 | $23,183,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,752,698 | $22,872,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 361,714 | $22,857,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 3,421,519 | $22,789,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 273,483 | $22,738,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 584,585 | $22,679,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 290,943 | $22,546,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,045,048 | $22,469,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 609,608 | $22,330,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,649,791 | $22,272,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 953,185 | $22,265,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,671,623 | $22,233,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,647,812 | $22,206,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,238,772 | $22,187,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,583,254 | $22,164,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 169,668 | $22,038,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,005,464 | $22,010,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,061,568 | $21,964,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 1,321,575 | $21,859,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 583,529 | $21,824,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 3,749,591 | $21,748,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,252,728 | $21,697,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 349,400 | $21,695,000 | thousands by filing date | |
| FLUOR CVT BOND ENHD TRST 144A | 21255CAA9 | CONVERT | 10,000,000 | $21,657,000 | thousands by filing date | principal |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,493,157 | $21,561,000 | thousands by filing date | principal |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 248,193 | $21,541,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 2,862,731 | $21,528,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 470,193 | $21,524,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 384,369 | $21,420,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 328,591 | $21,385,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 704,051 | $21,346,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,757,620 | $21,250,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 367,236 | $21,244,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 469,379 | $21,184,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 411,903 | $21,118,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 471,327 | $21,115,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 458,899 | $21,109,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 513,553 | $21,091,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 187,649 | $21,055,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 389,824 | $21,046,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 669,558 | $20,817,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 174,616 | $20,798,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 14,550,000 | $20,716,000 | thousands by filing date | principal |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 251,388 | $20,696,000 | thousands by filing date | |
| BOSTON PROPERTIE LP CVT 3.625 | 10112RAM6 | CONVERT | 20,000,000 | $20,663,000 | thousands by filing date | principal |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,345,088 | $20,659,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 895,043 | $20,578,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,226,485 | $20,494,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,943,530 | $20,465,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 464,545 | $20,421,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 2,544,611 | $20,306,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 19,705,000 | $20,296,000 | thousands by filing date | principal |
| INTREPID POTASH INC | 46121Y102 | COM | 1,061,513 | $20,221,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 924,368 | $20,188,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,197,591 | $20,179,000 | thousands by filing date | |
| ARES CAP CORP CVT 5.75 144A 02 | 04010LAA1 | CONVERT | 18,425,000 | $20,129,000 | thousands by filing date | principal |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 3,717,322 | $20,111,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 425,861 | $20,087,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 708,468 | $19,887,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 785,087 | $19,753,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,375,674 | $19,672,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,583,426 | $19,660,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 230,356 | $19,650,000 | thousands by filing date | |
| ALCOA CVT BOND ENHD TRST 144A | 21255BAA1 | CONVERT | 15,000,000 | $19,554,000 | thousands by filing date | principal |
| Inergy, LP | 456615103 | LTD | 1,210,161 | $19,386,000 | thousands by filing date | |
| AFFILIATED MANAGERS 3.950/15/38 | 008252AL2 | NOTE | 15,025,000 | $19,326,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 237,663 | $19,311,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,256,218 | $19,276,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 228,360 | $19,270,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 374,157 | $19,269,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 958,720 | $19,115,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 908,007 | $19,114,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 570,113 | $19,007,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 106,850 | $18,996,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 902,700 | $18,993,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 496,335 | $18,926,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 2,086,506 | $18,925,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 163,967 | $18,848,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 945,714 | $18,828,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 197,783 | $18,811,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 381,639 | $18,697,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,442,397 | $18,587,000 | thousands by filing date | |
| IJH | 464287507 | COM | 160,777 | $18,570,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 2,119,853 | $18,421,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,046,902 | $18,322,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,626,772 | $18,253,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 202,954 | $18,252,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,092,972 | $18,231,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,308,031 | $18,194,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 3,146,969 | $18,125,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 447,944 | $18,120,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 346,014 | $18,104,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 268,373 | $17,978,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 900,137 | $17,931,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 806,965 | $17,875,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 774,142 | $17,812,000 | thousands by filing date | |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 1,408,535 | $17,804,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 142,549 | $17,656,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 160,435 | $17,620,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 247,688 | $17,528,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 699,022 | $17,497,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 866,998 | $17,487,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 225,781 | $17,474,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 364,539 | $17,450,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,891,999 | $17,444,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,073,200 | $17,386,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 363,504 | $17,340,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 47,577 | $17,334,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,021,761 | $17,237,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 1,395,681 | $17,237,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 3,060,439 | $17,169,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,147,823 | $17,148,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 236,612 | $17,129,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 321,940 | $17,128,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,962,790 | $17,096,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 507,422 | $17,075,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 341,617 | $17,050,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 331,482 | $17,045,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 258,540 | $17,003,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,187,127 | $17,000,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 381,552 | $16,998,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 582,509 | $16,974,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 877,798 | $16,950,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 392,051 | $16,944,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 305,978 | $16,869,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 462,848 | $16,774,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,032,503 | $16,747,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 14,765,000 | $16,721,000 | thousands by filing date | principal |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 693,094 | $16,703,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,155,378 | $16,682,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 403,475 | $16,567,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 503,743 | $16,482,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 347,670 | $16,479,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 250,912 | $16,464,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 720,267 | $16,464,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 384,289 | $16,439,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 314,266 | $16,392,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 743,884 | $16,380,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 257,600 | $16,334,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 590,741 | $16,304,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,262,782 | $16,303,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 198,209 | $16,249,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 227,844 | $16,239,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,467,836 | $16,220,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 8,805,000 | $16,113,000 | thousands by filing date | principal |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 432,750 | $16,028,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 325,211 | $16,017,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 920,577 | $15,953,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 631,476 | $15,945,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 310,000 | $15,810,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,190,567 | $15,740,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 693,982 | $15,740,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 317,925 | $15,734,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 312,951 | $15,706,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 515,685 | $15,698,000 | thousands by filing date | |
| 2010 Swift MandCommon Exch Tr | 90213G207 | PFD CV | 1,137,100 | $15,690,000 | thousands by filing date | |
| MOLSON COORS BREWING CO | 60871RAA8 | NOTE 2.500% 7/3 | 15,500,000 | $15,655,000 | thousands by filing date | principal |
| HASBRO INC COM | 418056107 | Stock | 348,562 | $15,625,000 | thousands by filing date | |
| SEACOR HOLDING INC(CKH) 144A C | 811904AL5 | CONVERT | 13,550,000 | $15,599,000 | thousands by filing date | principal |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,115,812 | $15,593,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 410,333 | $15,581,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 512,749 | $15,572,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,296,107 | $15,540,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 458,954 | $15,526,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,146,318 | $15,498,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 13,325,000 | $15,490,000 | thousands by filing date | principal |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 558,478 | $15,341,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 750,311 | $15,292,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 233,376 | $15,246,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 864,851 | $15,213,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 623,315 | $15,196,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 325,735 | $15,188,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 31,357 | $15,171,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 770,642 | $15,146,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 167,187 | $15,099,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 422,286 | $15,084,000 | thousands by filing date | |
| Jarden Corp. | 471109AG3 | CONV | 13,430,000 | $15,084,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,569,931 | $14,993,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,022,920 | $14,884,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 640,621 | $14,843,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,136,191 | $14,805,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,296,092 | $14,788,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 468,752 | $14,780,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 558,641 | $14,777,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 278,121 | $14,648,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 169,844 | $14,633,000 | thousands by filing date | |
| Hornbeck Offshore Services, I | 440543AM8 | CONV | 12,050,000 | $14,611,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 608,484 | $14,603,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 431,228 | $14,601,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,042,420 | $14,595,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 12,500,000 | $14,578,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 495,615 | $14,512,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 1,546,171 | $14,487,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 206,870 | $14,482,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,936,614 | $14,447,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 953,956 | $14,414,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 588,456 | $14,393,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,310,661 | $14,372,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 647,007 | $14,358,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 12,500,000 | $14,320,000 | thousands by filing date | principal |
| MERITOR INC MTOR CVT144A 7.875 | 59001KAA8 | CONVERT | 11,700,000 | $14,223,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 9,610,000 | $14,199,000 | thousands by filing date | principal |
| ULTRATECH INC | 904034105 | COM | 386,316 | $14,185,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 566,906 | $14,178,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 485,007 | $14,177,000 | thousands by filing date | |
| RESMED INC DEP CHESS | U76171104 | ADR | 3,091,700 | $14,146,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,112,899 | $14,112,000 | thousands by filing date | |
| PRICELINE COM INC (PCLN)CVT 14 | 741503AR7 | CONVERT | 15,000,000 | $14,109,000 | thousands by filing date | principal |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 1,297,358 | $14,103,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 566,866 | $14,008,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 2,020,218 | $13,980,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 315,934 | $13,955,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 10,927,000 | $13,939,000 | thousands by filing date | principal |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 372,477 | $13,911,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,104,484 | $13,883,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 1,423,143 | $13,847,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 255,638 | $13,829,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 302,953 | $13,824,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 369,022 | $13,821,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 1,397,747 | $13,810,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 12,210,000 | $13,782,000 | thousands by filing date | principal |
| NORDION INC | 65563c105 | COM | 1,867,192 | $13,781,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 746,715 | $13,747,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 654,367 | $13,742,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 411,078 | $13,595,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,172,282 | $13,458,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 631,396 | $13,405,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,113,789 | $13,343,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 485,370 | $13,333,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,046,044 | $13,254,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 254,690 | $13,243,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,123,293 | $13,231,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 117,125 | $13,175,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 3,193,369 | $13,125,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 409,178 | $13,073,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 664,837 | $13,071,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 808,228 | $13,069,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 486,338 | $13,067,000 | thousands by filing date | |
| SL GREEN OPERATING PAR 144A 3. | 78444FAC0 | CONVERT | 10,800,000 | $13,021,000 | thousands by filing date | principal |
| ENPRO INC | 29355X107 | COM | 254,967 | $12,942,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,314,222 | $12,905,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 116,342 | $12,875,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 9,585,000 | $12,838,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 216,200 | $12,834,000 | thousands by filing date | principal |
| MFA FINL INC | 55272X102 | COM | 1,514,542 | $12,798,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 397,969 | $12,794,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 948,277 | $12,764,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,014,378 | $12,761,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 452,276 | $12,732,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 13,490,000 | $12,706,000 | thousands by filing date | principal |
| ZIFF DAVIS INC | 48123V102 | COM | 298,521 | $12,690,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 13,065,000 | $12,689,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 8,680,000 | $12,559,000 | thousands by filing date | principal |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 11,250,000 | $12,537,000 | thousands by filing date | principal |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 9,705,000 | $12,519,000 | thousands by filing date | principal |
| AIR LEASE CORP CVT 3.875 144A | 00912XAA2 | CONVERT | 10,130,000 | $12,517,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 12,000,000 | $12,495,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 642,704 | $12,488,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 576,255 | $12,482,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 2,067,963 | $12,470,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP | 018581AD0 | NOTE 1.750% 8/0 | 5,480,000 | $12,450,000 | thousands by filing date | principal |
| PENNYMAC MTGE (PMT)CVT 144A 5. | 70932AAA1 | CONVERT | 13,000,000 | $12,431,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 359,226 | $12,341,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 164,606 | $12,319,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 1,098,492 | $12,314,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 126,787 | $12,298,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 11,885,000 | $12,242,000 | thousands by filing date | principal |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 968,289 | $12,220,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 196,006 | $12,213,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 434,181 | $12,209,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 945,114 | $12,164,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,119,605 | $12,092,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 513,235 | $12,077,000 | thousands by filing date | |
| DOMINION RESOURCES INC/VA | 25746UAT6 | CNV | 7,225,000 | $12,066,000 | thousands by filing date | principal |
| BRUKER CORP | 116794108 | COM | 746,058 | $12,049,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 277,409 | $11,996,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 276,138 | $11,982,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 613,086 | $11,961,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,020,962 | $11,955,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 964,194 | $11,937,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 665,875 | $11,926,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 220,000 | $11,902,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 91,800 | $11,872,000 | thousands by filing date | principal |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 859,564 | $11,828,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 177,824 | $11,810,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 321,933 | $11,789,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 8,978,000 | $11,750,000 | thousands by filing date | principal |
| PLANTRONICS INC NEW | 727493108 | COM | 266,966 | $11,725,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 219,662 | $11,683,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 348,529 | $11,662,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,866,902 | $11,574,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 491,427 | $11,518,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 380,416 | $11,518,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 607,883 | $11,465,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 464,963 | $11,456,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 927,186 | $11,442,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 754,058 | $11,432,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 474,069 | $11,425,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 818,346 | $11,407,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 748,390 | $11,368,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 332,836 | $11,339,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 9,860,000 | $11,333,000 | thousands by filing date | principal |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 842,391 | $11,322,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 947,123 | $11,223,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 912,015 | $11,218,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 250,422 | $11,202,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 432,100 | $11,187,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 552,886 | $11,168,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 10,195,000 | $11,138,000 | thousands by filing date | principal |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 963,235 | $11,106,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 68,805 | $11,069,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 10,950,000 | $11,039,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 151,384 | $11,027,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 10,700,000 | $10,974,000 | thousands by filing date | principal |
| AES CORP COM | 00130H105 | Stock | 915,042 | $10,973,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 149,597 | $10,959,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 166,632 | $10,952,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 392,437 | $10,906,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 598,319 | $10,878,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 10,510,000 | $10,799,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 705,763 | $10,797,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 459,307 | $10,794,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 405,798 | $10,782,000 | thousands by filing date | |
| AMG CAPITAL TRUST II | 00170F209 | CONVERT | 199,800 | $10,777,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 94,819 | $10,776,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 249,704 | $10,764,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 833,866 | $10,731,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 542,605 | $10,711,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 423,342 | $10,706,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 735,028 | $10,673,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 116,621 | $10,671,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 1,494,556 | $10,671,000 | thousands by filing date | |
| FXCM Inc. | 302693AA4 | CONV | 10,000,000 | $10,668,000 | thousands by filing date | principal |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 354,766 | $10,657,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 554,229 | $10,652,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 136,504 | $10,620,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 362,345 | $10,599,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 10,830,000 | $10,586,000 | thousands by filing date | principal |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 11,900,000 | $10,569,000 | thousands by filing date | principal |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 344,653 | $10,543,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 8,500,000 | $10,535,000 | thousands by filing date | principal |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 390,273 | $10,525,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 389,118 | $10,514,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 69,270 | $10,505,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 575,131 | $10,473,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 1,040,190 | $10,423,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 189,500 | $10,383,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,544,185 | $10,381,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 399,692 | $10,380,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 180,305 | $10,351,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 185,400 | $10,351,000 | thousands by filing date | principal |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 171,894 | $10,312,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 621,096 | $10,285,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 608,073 | $10,270,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 1,544,056 | $10,253,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 303,675 | $10,247,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 357,008 | $10,228,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 152,648 | $10,225,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 595,826 | $10,212,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 560,812 | $10,179,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,316,424 | $10,162,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 752,219 | $10,162,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 94,655 | $10,148,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 462,962 | $10,139,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 943,443 | $10,132,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 309,096 | $10,123,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 9,299,000 | $10,118,000 | thousands by filing date | principal |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 722,481 | $10,115,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 727,710 | $10,109,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 423,435 | $10,099,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,189,700 | $10,075,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 385,475 | $10,072,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 83,900 | $10,059,000 | thousands by filing date | principal |
| DOMINION DIAMOND CORP | 257287102 | COM | 711,286 | $10,034,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 198,356 | $10,013,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 10,000,000 | $9,994,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 329,677 | $9,993,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 552,557 | $9,963,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 468,380 | $9,944,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 524,194 | $9,928,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 937,418 | $9,925,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 345,090 | $9,920,000 | thousands by filing date | |
| Shutterfly, Inc. | 82568PAA4 | CONV | 9,000,000 | $9,906,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 6,600,000 | $9,896,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 196,232 | $9,894,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 469,547 | $9,884,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 476,686 | $9,867,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 7,005,000 | $9,855,000 | thousands by filing date | principal |
| WRIGHT MEDICAL GROUP (WMGI) 14 | 98235TAB3 | CONVERT | 8,130,000 | $9,842,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 605,613 | $9,841,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 152,160 | $9,841,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 233,252 | $9,808,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 603,448 | $9,807,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 633,375 | $9,805,000 | thousands by filing date | |
| Molina Healthcare Inc. | 60855RAB6 | CONV | 8,940,000 | $9,784,000 | thousands by filing date | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 589,619 | $9,770,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 371,874 | $9,769,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 602,535 | $9,749,000 | thousands by filing date | principal |
| ELIZABETH ARDEN INC | 28660G106 | COM | 216,455 | $9,749,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 230,507 | $9,745,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 102,380 | $9,726,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 160,031 | $9,703,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 791,901 | $9,693,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 8,380,000 | $9,679,000 | thousands by filing date | principal |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,445,750 | $9,643,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 690,084 | $9,612,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 152,200 | $9,606,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 7,880,000 | $9,584,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266S106 | COM | 721,446 | $9,581,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 7,325,000 | $9,550,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 681,677 | $9,516,000 | thousands by filing date | principal |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 708,987 | $9,515,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 786,332 | $9,503,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 322,649 | $9,488,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 230,052 | $9,442,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 730,831 | $9,435,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 7,600,000 | $9,429,000 | thousands by filing date | principal |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 499,000 | $9,400,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 535,376 | $9,385,000 | thousands by filing date | |
| XM SATELLITE RADIO INC CVT 7 1 | 98375YAU0 | CONVERT | 4,935,000 | $9,383,000 | thousands by filing date | principal |
| LENNAR CORP CL A | 526057104 | Stock | 259,618 | $9,358,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 112,540 | $9,344,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 496,112 | $9,337,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 763,320 | $9,236,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 2,187,045 | $9,233,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 345,309 | $9,220,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 371,144 | $9,209,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 12,350,000 | $9,185,000 | thousands by filing date | principal |
| TYSON FOODS INC | 902494AP8 | NOTE | 6,000,000 | $9,146,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,126,888 | $9,105,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 285,815 | $9,083,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 303,129 | $9,073,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 528,969 | $9,051,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 186,941 | $9,049,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 178,502 | $9,048,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 681,923 | $9,029,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 790,876 | $9,024,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 7,400,000 | $9,019,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,607,573 | $9,002,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 322,896 | $8,919,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 309,430 | $8,904,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 403,502 | $8,898,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 322,901 | $8,883,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W104 | SPONSORED ADR | 241,042 | $8,882,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 601,015 | $8,877,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 849,302 | $8,875,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 421,248 | $8,872,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,505,874 | $8,870,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 135,700 | $8,864,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 184,472 | $8,852,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 862,068 | $8,845,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-13-000467 | this filing | 2013-08-14 | acceptance time not in the bulk data set |