13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 4,297 holding rows worth $214,507,806,000.
- Accession
- 0000914208-13-000467
- Filer
- CIK 914208
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,678 entries on the cover page, a total value of $214,507,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $214,507,806,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc. 028-00255
- included managerInvesco Canada Limited 028-06137
- included managerInvesco National Trust Company 028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management Limited 028-05683
- included managerInvesco Asset Management, S.A.
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Asset Management Ireland Limited
- included managerInvesco Kapitalanlagegesellschaft GmbH
- included managerStein Roe Investment Counsel, Inc. 028-06467
- included managerInvesco PowerShares Capital Management LLC 028-11936
- included managerInvesco PowerShares Capital Management Ireland Ltd.
- included managerInvesco Investment Advisers, LLC 028-11365
- included managerInvesco Australia Ltd.
- included managerConcord Capital Ltd.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 900 | $81,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,500 | $80,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 15,764 | $80,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 57,309 | $80,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 700 | $79,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,840 | $79,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 22,651 | $78,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 21,320 | $77,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 4,094 | $77,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 800 | $76,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 7,400 | $76,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,500 | $75,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 14,870 | $74,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 27,685 | $73,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,277 | $72,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 18,246 | $72,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,018 | $72,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 5,603 | $72,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 3,036 | $71,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 4,460 | $71,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 774 | $69,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,889 | $69,000 | thousands by filing date | |
| NET SERVICOS DE COMUNICACAO | 64109T201 | SPONSD ADR NEW | 4,751 | $68,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 37,239 | $68,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 2,929 | $65,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 30,207 | $64,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 16,338 | $64,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 8,940 | $63,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,000 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,070 | $62,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 14,713 | $62,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 888 | $60,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 5,741 | $60,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 2,740 | $60,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 5,005 | $59,000 | thousands by filing date | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 6,687 | $59,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 2,125 | $59,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 2,300 | $58,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 4,197 | $56,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,127 | $56,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 4,465 | $55,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 11,951 | $55,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 6,175 | $54,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 16,150 | $54,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 3,208 | $54,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,347 | $53,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 8,483 | $53,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 9,347 | $52,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,250 | $51,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 3,468 | $51,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 2,000 | $51,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,002 | $50,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 457 | $50,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 1,159 | $49,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 1,940 | $49,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,100 | $48,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 4,300 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 2,000 | $46,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 11,680 | $46,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 9,440 | $46,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,895 | $45,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 40,000 | $44,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 2,495 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 600 | $43,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,611 | $43,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 5,500 | $42,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 480 | $42,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 281 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 900 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,400 | $41,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 16,354 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 400 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 983 | $40,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 2,896 | $39,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 38,133 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 560 | $38,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 6,147 | $38,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 541 | $38,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,063 | $38,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 2,001 | $38,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 405 | $38,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,248 | $37,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,254 | $36,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 6,900 | $36,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 949 | $35,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 2,236 | $35,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 1,043 | $35,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 2,638 | $34,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 5,593 | $33,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 992 | $32,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 6,500 | $31,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 500 | $31,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 2,000 | $31,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,225 | $30,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 332 | $30,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 405 | $29,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,500 | $29,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 7,251 | $28,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,858 | $28,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,112 | $28,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 10,664 | $27,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 300 | $26,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 300 | $26,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 5,840 | $26,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 1,874 | $26,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,122 | $26,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 14,000 | $26,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 511 | $26,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 1,217 | $26,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,500 | $25,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 766 | $25,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,000 | $25,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 6,987 | $25,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 18,000 | $25,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 15,796 | $24,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 2,359 | $24,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 2,284 | $24,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,950 | $24,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 30,066 | $23,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 593 | $22,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,000 | $22,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,349 | $22,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 300 | $22,000 | thousands by filing date | |
| MATERIAL SCIENCES CORP | 576674105 | COM | 2,200 | $22,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,015 | $21,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 645 | $21,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 200 | $20,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,785 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 648 | $20,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 330 | $20,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 940 | $20,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,622 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 658 | $19,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 675 | $19,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 1,625 | $19,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 1,051 | $19,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 5,435 | $19,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 806 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 250 | $18,000 | thousands by filing date | principal |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,275 | $18,000 | thousands by filing date | |
| KEYNOTE SYS INC | 493308100 | COM | 931 | $18,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,864 | $17,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 151 | $15,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 7,847 | $15,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 7,916 | $15,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 5,583 | $15,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 271 | $15,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 615 | $14,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 1,881 | $14,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 507 | $14,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,200 | $14,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 250 | $14,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 200 | $13,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 421 | $13,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 581 | $13,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 200 | $13,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,857 | $13,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 41,962 | $13,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 826 | $13,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 3,247 | $13,000 | thousands by filing date | |
| MET-PRO CORP | 590876306 | COM | 964 | $13,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,612 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 135 | $12,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 873 | $12,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 639 | $12,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 26,537 | $12,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 4,226 | $12,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 3,240 | $12,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 419 | $12,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 410 | $12,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,370 | $11,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,110 | $11,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 692 | $11,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 497 | $11,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 583 | $11,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,198 | $11,000 | thousands by filing date | |
| CROSS (A.T.) COMPANY | 227478104 | COMMON STOCK | 674 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 163 | $11,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 768 | $11,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 739 | $11,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 2,839 | $11,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 557 | $10,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 545 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 350 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 331 | $10,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 5,483 | $10,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 100 | $10,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 499 | $10,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 568 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 1,100 | $10,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 794 | $9,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 344 | $9,000 | thousands by filing date | principal |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 752 | $9,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 1,571 | $9,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 699 | $9,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,501 | $9,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 542 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 243 | $9,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 164 | $8,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,134 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 210 | $8,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 1,679 | $8,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 541 | $8,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 2,503 | $8,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 500 | $8,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,327 | $8,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 369 | $8,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,497 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 135 | $8,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 100 | $7,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,818 | $7,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 510 | $7,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 888 | $7,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $7,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 171 | $7,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,020 | $7,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 148 | $7,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 834 | $7,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 387 | $7,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 3,180 | $7,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 737 | $7,000 | thousands by filing date | |
| MAGNUM HUNTER RES 13WTS | 55973G119 | wt | 46,940 | $7,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,197 | $6,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 75 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 100 | $6,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 772 | $6,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 424 | $6,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 53 | $6,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 402 | $6,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 817 | $6,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,175 | $6,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 306 | $6,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 2,498 | $6,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 1,245 | $6,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 524 | $6,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 338 | $6,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 358 | $6,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 250 | $6,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 597 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 469 | $5,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 211 | $5,000 | thousands by filing date | |
| FNB UNITED CORP | 302519202 | COM | 659 | $5,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 196 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 185 | $5,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 109 | $5,000 | thousands by filing date | |
| ROBERTS REALTY INVS | 769900101 | COM | 4,899 | $5,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 1,307 | $5,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 200 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 119 | $4,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 66 | $4,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,000 | $4,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 89 | $4,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 341 | $4,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 217 | $4,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 371 | $4,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 300 | $4,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 342 | $4,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 500 | $4,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 136 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 100 | $4,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 200 | $3,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 66 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 128 | $3,000 | thousands by filing date | principal |
| KVH INDS INC | 482738101 | COM | 248 | $3,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 131 | $3,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 229 | $3,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 98 | $3,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 399 | $3,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 553 | $3,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 1,666 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,000 | $2,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 597 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 20 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 60 | $2,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 548 | $2,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 184 | $2,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 77 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 16 | $2,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,000 | $1,000 | thousands by filing date | put |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 28 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 150 | $1,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 25 | $1,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 300 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 85 | $1,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 80 | $1,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 1,000 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 104 | $1,000 | thousands by filing date | |
| MEDIABISTRO INC | 58448U101 | COM | 428 | $1,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING WARRANT | 690742127 | COMMON | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP - WARRANT | 92839U115 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GENERAL MOTORS CO CVP 0 | 370ESC717 | CONVERT | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000914208-13-000467 | this filing | 2013-08-14 | acceptance time not in the bulk data set |