13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-20, with 3,941 holding rows worth $7,711,993,000.
- Accession
- 0000910472-14-003507
- Filer
- CIK 1540235
- Filed
- 2014-08-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 4,024 entries on the cover page, a total value of $7,711,993,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,711,993,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,500 | $41,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 873 | $41,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,894 | $41,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 624 | $41,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,200 | $41,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,500 | $41,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 575 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,282 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,245 | $41,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,300 | $41,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 663 | $41,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,266 | $41,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,200 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 2,442 | $41,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 3,091 | $41,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,000 | $41,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $41,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,866 | $41,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 705 | $40,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 808 | $40,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 627 | $40,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 944 | $40,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 709 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,076 | $40,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 956 | $40,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 602 | $40,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,600 | $40,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 9,000 | $40,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 904 | $40,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 2,136 | $40,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 6,200 | $40,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 5,000 | $40,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,300 | $40,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 1,674 | $40,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,819 | $40,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 7,062 | $40,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,417 | $40,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 464 | $40,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,275 | $40,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 363 | $39,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 819 | $39,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 857 | $39,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 446 | $39,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 502 | $39,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 2,415 | $39,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 3,211 | $39,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,857 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,491 | $39,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,098 | $39,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,475 | $39,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 4,195 | $39,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 8,000 | $39,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,000 | $39,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 10,473 | $39,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 1,400 | $39,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 4,350 | $38,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,100 | $38,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 5,774 | $38,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 600 | $38,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 743 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,310 | $38,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 2,966 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,178 | $38,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 510 | $38,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,400 | $38,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 911 | $38,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 1,250 | $38,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 2,507 | $38,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 1,068 | $38,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,900 | $38,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 5,208 | $38,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 1,911 | $38,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 1,810 | $38,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 1,250 | $38,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 1,623 | $38,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 11,130 | $38,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,243 | $38,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 459 | $38,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,300 | $37,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 145 | $37,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 877 | $37,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 458 | $37,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 699 | $37,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,000 | $37,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,000 | $37,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,060 | $37,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,800 | $37,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,956 | $37,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,580 | $37,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,303 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $37,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,008 | $37,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 2,147 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 400 | $37,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 257 | $37,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 815 | $37,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,226 | $37,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 7,472 | $37,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 2,392 | $37,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,507 | $37,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 877 | $37,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 4,000 | $37,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,589 | $36,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 881 | $36,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 3,628 | $36,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 489 | $36,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,874 | $36,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 654 | $36,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,902 | $36,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 2,223 | $36,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 5,600 | $36,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 700 | $36,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 12,395 | $36,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 12,000 | $36,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 8,500 | $36,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 629 | $36,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 2,000 | $36,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 3,121 | $36,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 6,500 | $36,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 6,273 | $36,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 33,000 | $36,000 | thousands by filing date | principal |
| Washington Prime Group | 939647103 | COM | 1,904 | $36,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 285 | $35,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,200 | $35,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 743 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 736 | $35,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,000 | $35,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,077 | $35,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 600 | $35,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 4,000 | $35,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 265 | $35,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,748 | $35,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 4,650 | $35,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,151 | $35,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 800 | $35,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 328 | $35,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,703 | $35,000 | thousands by filing date | |
| DB-X FUNDS | 233052505 | XTRAK INDEP TRGT | 1,042 | $35,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,000 | $34,000 | thousands by filing date | call |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 375 | $34,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,441 | $34,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 509 | $34,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 388 | $34,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,496 | $34,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 550 | $34,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,860 | $34,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,400 | $34,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 2,150 | $34,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,096 | $34,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 1,675 | $34,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 876 | $34,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,213 | $34,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 14,000 | $34,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 495 | $34,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,700 | $34,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $34,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,169 | $34,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 15,000 | $34,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,062 | $33,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 772 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,085 | $33,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 604 | $33,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,000 | $33,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,360 | $33,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 5,200 | $33,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 2,260 | $33,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 9,600 | $33,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 3,400 | $33,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 3,790 | $33,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 851 | $33,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 1,600 | $33,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 332 | $32,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 549 | $32,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 810 | $32,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,610 | $32,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,150 | $32,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 2,300 | $32,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,500 | $32,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 500 | $32,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,530 | $32,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 600 | $32,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,085 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 759 | $32,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,765 | $32,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 337 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 437 | $32,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 1,250 | $32,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,990 | $32,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 10,570 | $32,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 4,000 | $32,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 5,599 | $32,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,218 | $32,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,300 | $32,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 930 | $31,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 3,720 | $31,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,225 | $31,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 600 | $31,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,500 | $31,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,162 | $31,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 476 | $31,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,623 | $31,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,100 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 726 | $31,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 200 | $31,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,000 | $31,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,300 | $31,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,137 | $31,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 3,000 | $31,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 684 | $31,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 296 | $31,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 3,133 | $31,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 13,054 | $31,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 20,390 | $31,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 2,300 | $31,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,847 | $31,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 1,000 | $31,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,270 | $31,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,058 | $31,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,182 | $30,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,117 | $30,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 568 | $30,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 632 | $30,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 400 | $30,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,027 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,125 | $30,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,040 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 274 | $30,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,004 | $30,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,963 | $30,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 500 | $30,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 3,487 | $30,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,272 | $30,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 864 | $30,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,975 | $30,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 6,490 | $30,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,000 | $30,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 861 | $30,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,834 | $30,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 476 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,700 | $30,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 5,650 | $30,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 3,556 | $30,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 10,500 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 600 | $30,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 2,555 | $30,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 1,000 | $30,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 261 | $29,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,459 | $29,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,500 | $29,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 430 | $29,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,482 | $29,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 350 | $29,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 500 | $29,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,000 | $29,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 500 | $29,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,000 | $29,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,000 | $29,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,000 | $29,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 20,150 | $29,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,500 | $29,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 1,404 | $29,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 3,335 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 610 | $29,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $29,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 1,600 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 735 | $29,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 10,000 | $29,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 700 | $28,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 798 | $28,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 602 | $28,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 940 | $28,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,500 | $28,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,104 | $28,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,895 | $28,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,400 | $28,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 820 | $28,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 596 | $28,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,000 | $28,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 813 | $28,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 370 | $28,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 3,055 | $28,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 400 | $28,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 1,000 | $28,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 252 | $28,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,935 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 500 | $28,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,322 | $28,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 575 | $28,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 1,091 | $28,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 653 | $28,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 725 | $28,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,000 | $28,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 4,000 | $28,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,000 | $28,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 1,400 | $28,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 13,416 | $28,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,900 | $27,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 750 | $27,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 300 | $27,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 552 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 462 | $27,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 368 | $27,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 800 | $27,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 3,200 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 611 | $27,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,700 | $27,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 2,500 | $27,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,516 | $27,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,040 | $27,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 800 | $27,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,027 | $27,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 31,400 | $27,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,750 | $27,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,600 | $27,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,300 | $27,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 3,725 | $27,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 1,050 | $27,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 403 | $27,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 3,000 | $27,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 2,020 | $27,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,684 | $27,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 847 | $27,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,058 | $27,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 897 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 306 | $27,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 444 | $26,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 249 | $26,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 400 | $26,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,190 | $26,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,100 | $26,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 887 | $26,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 385 | $26,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 700 | $26,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,050 | $26,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,092 | $26,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,000 | $26,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 995 | $26,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,049 | $26,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,232 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 623 | $26,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,626 | $26,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,023 | $26,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,775 | $26,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 2,428 | $26,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 895 | $26,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 12,385 | $26,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 478 | $26,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 3,663 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 2,200 | $26,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 300 | $25,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 247 | $25,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,000 | $25,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 748 | $25,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 534 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 585 | $25,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 395 | $25,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 900 | $25,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,460 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 1,823 | $25,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,000 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,000 | $25,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 705 | $25,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 783 | $25,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,630 | $25,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 2,900 | $25,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 3,000 | $25,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 773 | $25,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 6,302 | $25,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 176 | $25,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 4,000 | $25,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,000 | $25,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 5,900 | $25,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 309 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 535 | $25,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 700 | $24,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 5,800 | $24,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 150 | $24,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 625 | $24,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,747 | $24,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,250 | $24,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 511 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 450 | $24,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,053 | $24,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 950 | $24,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,500 | $24,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 516 | $24,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 504 | $24,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,405 | $24,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 1,000 | $24,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 571 | $24,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,000 | $24,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 600 | $24,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 2,174 | $24,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,950 | $24,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 480 | $24,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,394 | $24,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 339 | $24,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,000 | $24,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 2,000 | $24,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 14,000 | $24,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,800 | $23,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 606 | $23,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 990 | $23,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 800 | $23,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 184 | $23,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,007 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1,968 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 726 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 656 | $23,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 725 | $23,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 4,000 | $23,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 423 | $23,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 2,710 | $23,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,108 | $23,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 900 | $23,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 500 | $23,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 260 | $23,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,500 | $23,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,417 | $22,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 500 | $22,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 675 | $22,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 419 | $22,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 213 | $22,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 4,300 | $22,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 659 | $22,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 862 | $22,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,800 | $22,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 6,800 | $22,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,623 | $22,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,463 | $22,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 430 | $22,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 495 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 500 | $22,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 916 | $22,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,000 | $22,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,300 | $22,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 578 | $22,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 258 | $22,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,375 | $22,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,200 | $22,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 268 | $22,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 328 | $22,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 625 | $22,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 425 | $22,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 37,314 | $22,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 7,871 | $22,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,325 | $21,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 298 | $21,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 287 | $21,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 382 | $21,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 571 | $21,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 281 | $21,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 8,231 | $21,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 3,900 | $21,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,262 | $21,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 194 | $21,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,879 | $21,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 4,200 | $21,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 906 | $21,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,895 | $21,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 645 | $21,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,400 | $21,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 630 | $21,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 527 | $21,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 500 | $21,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 300 | $21,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 730 | $21,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 1,000 | $21,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 3,170 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 638 | $21,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 12,000 | $21,000 | thousands by filing date | principal |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 689 | $21,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 15,000 | $21,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 10,000 | $20,000 | thousands by filing date | call |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 427 | $20,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 326 | $20,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 202 | $20,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 200 | $20,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 575 | $20,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 271 | $20,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 400 | $20,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 900 | $20,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,053 | $20,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,100 | $20,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 500 | $20,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,101 | $20,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 191 | $20,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 422 | $20,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 250 | $20,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,756 | $20,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,202 | $20,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 500 | $20,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 608 | $20,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 900 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 560 | $20,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 592 | $20,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 5,554 | $20,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 673 | $20,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,500 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-003507 | this filing | 2014-08-20 | acceptance time not in the bulk data set |