13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-20, with 3,941 holding rows worth $7,711,993,000.
- Accession
- 0000910472-14-003507
- Filer
- CIK 1540235
- Filed
- 2014-08-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 4,024 entries on the cover page, a total value of $7,711,993,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,711,993,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 4,771 | $91,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 3,300 | $91,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 2,704 | $91,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 758 | $90,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 6,840 | $90,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 6,007 | $90,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,849 | $90,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 2,028 | $90,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,212 | $90,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 17,000 | $90,000 | thousands by filing date | call |
| FURMANITE CORPORATION | 361086101 | COM | 7,707 | $90,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,900 | $89,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,245 | $89,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 18,963 | $89,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 4,709 | $89,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 6,201 | $89,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,441 | $89,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 4,000 | $89,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 985 | $88,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,476 | $88,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 909 | $88,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,800 | $88,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 2,909 | $88,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 3,470 | $88,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 7,858 | $88,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 3,278 | $88,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,000 | $87,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 18,000 | $87,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 2,272 | $87,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,317 | $87,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,300 | $87,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,109 | $87,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 2,049 | $87,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,411 | $87,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 9,558 | $87,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 41,000 | $87,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 6,630 | $86,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 141,000 | $86,000 | thousands by filing date | principal |
| CYS INVTS INC | 12673A108 | COM | 9,538 | $86,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 4,000 | $86,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 3,373 | $86,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,363 | $85,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 575 | $85,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,480 | $85,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 1,100 | $85,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 4,651 | $85,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 4,504 | $85,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 3,450 | $85,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 4,685 | $84,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,200 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,585 | $84,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 772 | $84,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,700 | $84,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,426 | $84,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,340 | $84,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 6,000 | $84,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 6,935 | $84,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,789 | $83,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,964 | $83,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,285 | $83,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 5,206 | $83,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,222 | $83,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,133 | $83,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 2,816 | $82,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,474 | $82,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,615 | $82,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 608 | $82,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,199 | $82,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,550 | $81,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 3,587 | $81,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 1,064 | $81,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 56,104 | $81,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,847 | $81,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 424 | $80,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 836 | $80,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 3,525 | $80,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,925 | $80,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,892 | $80,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 1,583 | $80,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,700 | $79,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 955 | $79,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,406 | $79,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 8,100 | $79,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 8,311 | $79,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,172 | $79,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 4,273 | $79,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 9,658 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 2,000 | $79,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,400 | $78,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 535 | $78,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 31,000 | $78,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,382 | $78,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 2,762 | $78,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 7,000 | $78,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 8,269 | $78,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,750 | $78,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 2,600 | $78,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 12,190 | $78,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 3,212 | $78,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,149 | $77,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 992 | $77,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,255 | $77,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,210 | $77,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 3,731 | $77,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 6,284 | $77,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,235 | $77,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,450 | $77,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 718 | $77,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,973 | $77,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 585 | $77,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 10,100 | $76,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,503 | $76,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 1,145 | $76,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 10,000 | $76,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,613 | $75,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 2,812 | $75,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,569 | $75,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,208 | $75,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,831 | $75,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 2,388 | $75,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 118,700 | $75,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 20,000 | $75,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 2,000 | $75,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,600 | $74,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 349 | $74,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,174 | $74,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,200 | $74,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,000 | $74,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 12,988 | $74,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 11,615 | $74,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 5,609 | $74,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 3,000 | $74,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,900 | $73,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 34,551 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 970 | $73,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,935 | $73,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,589 | $73,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 5,725 | $73,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 591 | $73,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 2,012 | $73,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 3,500 | $73,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,442 | $72,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 760 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,117 | $72,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,100 | $72,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,250 | $72,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,234 | $72,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,168 | $72,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 4,528 | $72,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,818 | $72,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 2,770 | $72,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,607 | $72,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,866 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 682 | $71,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,136 | $71,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 17,300 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,820 | $71,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 4,250 | $71,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 7,900 | $71,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 3,390 | $70,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 5,342 | $70,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,010 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,333 | $70,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 4,854 | $70,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 1,473 | $70,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 879 | $69,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 6,494 | $69,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 5,515 | $69,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,139 | $69,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 3,490 | $69,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 405 | $68,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,535 | $68,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,811 | $68,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,385 | $68,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,804 | $68,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 720 | $68,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 3,500 | $68,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 967 | $68,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 1,200 | $67,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 2,810 | $67,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 5,500 | $67,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 968 | $67,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,000 | $67,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 3,925 | $67,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,224 | $67,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 4,840 | $67,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 1,000 | $67,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 2,600 | $67,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 697 | $66,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,326 | $66,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,456 | $66,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,122 | $66,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 661 | $66,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 4,431 | $66,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,111 | $66,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 901 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,070 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,236 | $66,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 4,600 | $66,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 5,216 | $66,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,362 | $66,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,024 | $65,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,634 | $65,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,173 | $65,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,075 | $65,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 6,482 | $65,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,039 | $65,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 6,614 | $65,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 39,000 | $65,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501N101 | COM | 838 | $65,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,832 | $65,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,311 | $65,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 8,445 | $65,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 4,684 | $64,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,675 | $64,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,365 | $64,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,404 | $64,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,717 | $64,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 1,460 | $64,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 5,000 | $64,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,676 | $64,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 17,100 | $64,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 3,050 | $64,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,343 | $63,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 4,085 | $63,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 985 | $63,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 5,765 | $63,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $63,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 5,000 | $63,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,286 | $63,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 904 | $63,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 4,000 | $63,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 4,760 | $63,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 5,346 | $63,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 1,540 | $63,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 300 | $62,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 6,996 | $62,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 3,060 | $62,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 3,400 | $62,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 17,225 | $62,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 774 | $61,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 2,828 | $61,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 7,345 | $61,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 625 | $61,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 421 | $61,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 4,905 | $61,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,171 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,746 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 4,598 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,105 | $61,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 30,000 | $61,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 21,978 | $61,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 6,058 | $61,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,408 | $61,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 5,072 | $61,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1,171 | $60,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 708 | $60,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,024 | $60,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 847 | $60,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 918 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,275 | $60,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 6,441 | $60,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,330 | $60,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 3,300 | $60,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 5,285 | $59,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 1,109 | $59,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,346 | $59,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 4,518 | $59,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 5,800 | $59,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 3,201 | $59,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,695 | $59,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,511 | $59,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 800 | $59,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 2,793 | $59,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 445 | $59,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1,100 | $59,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 5,405 | $59,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 798 | $58,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,053 | $58,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 2,026 | $58,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,142 | $58,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 617 | $58,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,034 | $58,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,359 | $58,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,152 | $58,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 5,800 | $58,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 6,466 | $58,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,133 | $58,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 1,317 | $58,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 2,000 | $58,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 1,582 | $58,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 769 | $58,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 841 | $58,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,300 | $58,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 818 | $57,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,547 | $57,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 2,570 | $57,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 996 | $57,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 921 | $57,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,300 | $57,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 704 | $57,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,180 | $57,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 12,576 | $57,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 1,925 | $57,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 3,750 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R511 | PSHS ULT MDCP GR | 530 | $57,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 2,025 | $57,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 6,059 | $56,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,325 | $56,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 994 | $56,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 600 | $56,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 761 | $56,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,730 | $56,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,132 | $56,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 1,039 | $56,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 4,500 | $56,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 2,200 | $56,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,186 | $56,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,825 | $55,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,069 | $55,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 907 | $55,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,079 | $55,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,370 | $55,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 4,551 | $55,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,681 | $55,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 669 | $55,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 1,118 | $55,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 6,817 | $55,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,125 | $55,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,300 | $54,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,532 | $54,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 2,968 | $54,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 862 | $54,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 740 | $54,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 9,346 | $54,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,660 | $54,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,340 | $54,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 1,150 | $54,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 2,460 | $54,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 3,600 | $54,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 2,125 | $54,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,248 | $53,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 3,970 | $53,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 4,800 | $53,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 550 | $53,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 5,873 | $53,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,800 | $53,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,471 | $53,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,289 | $53,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 11,165 | $53,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 3,937 | $53,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 3,000 | $53,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 655 | $53,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 788 | $53,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 4,150 | $53,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 8,714 | $53,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 2,800 | $53,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,200 | $52,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 750 | $52,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,256 | $52,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,000 | $52,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,233 | $52,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,500 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,100 | $52,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,510 | $52,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 9,000 | $52,000 | thousands by filing date | call |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,681 | $52,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 3,050 | $52,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 629 | $52,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 476 | $52,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 900 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 1,200 | $52,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 3,225 | $52,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,233 | $51,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 585 | $51,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 3,500 | $51,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 6,209 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 488 | $51,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 5,400 | $51,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 6,885 | $51,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,910 | $51,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,173 | $51,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 3,000 | $51,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 5,483 | $50,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,777 | $50,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 7,213 | $50,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 530 | $50,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,575 | $50,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 428 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 866 | $50,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 1,000 | $50,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 3,085 | $50,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,573 | $50,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 1,380 | $50,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,006 | $50,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 36,000 | $50,000 | thousands by filing date | principal |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 3,304 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,400 | $49,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 409 | $49,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 450 | $49,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 209 | $49,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 3,383 | $49,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 5,300 | $49,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 657 | $48,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,008 | $48,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,913 | $48,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 800 | $48,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 3,682 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $48,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 6,265 | $48,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 3,710 | $48,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 650 | $48,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,066 | $48,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 491 | $47,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 500 | $47,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 770 | $47,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,913 | $47,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,957 | $47,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,800 | $47,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 3,695 | $47,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 5,611 | $47,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,005 | $47,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,000 | $46,000 | thousands by filing date | call |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,000 | $46,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,000 | $46,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 613 | $46,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,700 | $46,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,923 | $46,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,692 | $46,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 673 | $45,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,431 | $45,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,780 | $45,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 325 | $45,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,500 | $45,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 3,656 | $45,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,091 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,725 | $45,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 5,502 | $45,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 650 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,162 | $45,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $45,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 31,000 | $45,000 | thousands by filing date | principal |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,598 | $45,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 108,000 | $44,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 1,000 | $44,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,000 | $44,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 860 | $44,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 555 | $44,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 850 | $44,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4,573 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 706 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,461 | $44,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,944 | $44,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 311 | $44,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,094 | $44,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 878 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 1,225 | $44,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 614 | $43,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,308 | $43,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 4,651 | $43,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 407 | $43,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,050 | $43,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 520 | $43,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,040 | $43,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 910 | $43,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 571 | $43,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 500 | $43,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,498 | $43,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,784 | $43,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 957 | $43,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 886 | $43,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,076 | $43,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 1,800 | $43,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 2,125 | $43,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,153 | $43,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 428 | $42,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 19,700 | $42,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 2,100 | $42,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 15,000 | $42,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,981 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 541 | $42,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 5,000 | $42,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 351 | $42,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,109 | $42,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 3,240 | $42,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 398 | $42,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,860 | $42,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 856 | $42,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 6,871 | $42,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 5,000 | $42,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,255 | $42,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,653 | $42,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,275 | $42,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,255 | $42,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,000 | $42,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 3,056 | $42,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 3,903 | $42,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 2,200 | $41,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 4,303 | $41,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,900 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-003507 | this filing | 2014-08-20 | acceptance time not in the bulk data set |