13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-20, with 3,941 holding rows worth $7,711,993,000.
- Accession
- 0000910472-14-003507
- Filer
- CIK 1540235
- Filed
- 2014-08-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 4,024 entries on the cover page, a total value of $7,711,993,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,711,993,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 500 | $8,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,471 | $8,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 451 | $8,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 330 | $8,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 604 | $8,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 68 | $8,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,000 | $8,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 410 | $8,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 6,000 | $8,000 | thousands by filing date | principal |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,000 | $8,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 560 | $8,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 400 | $8,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 472 | $8,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 2,072 | $8,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 7,000 | $8,000 | thousands by filing date | principal |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,412 | $8,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,000 | $8,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 3,350 | $8,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 88 | $8,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 660 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 500 | $8,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,500 | $8,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 1,500 | $8,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 286 | $8,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 9,000 | $8,000 | thousands by filing date | principal |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $8,000 | thousands by filing date | principal |
| STILLWATER MINING CO | 86074QAF9 | CNV | 8,000 | $8,000 | thousands by filing date | principal |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 8,000 | $8,000 | thousands by filing date | principal |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 300 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 8,000 | $8,000 | thousands by filing date | principal |
| COLUMBIA LABS INC | 197779200 | COM NEW | 1,126 | $8,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,000 | $7,000 | thousands by filing date | call |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 116 | $7,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 205 | $7,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 571 | $7,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 107 | $7,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 90 | $7,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,110 | $7,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 233 | $7,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 200 | $7,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 110 | $7,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 207 | $7,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 714 | $7,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 169 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 474 | $7,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 500 | $7,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,000 | $7,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 108 | $7,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 137 | $7,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 400 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 55 | $7,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 146 | $7,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $7,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $7,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 273 | $7,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 400 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 209 | $7,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 5,000 | $7,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,300 | $7,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 161 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $7,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,000 | $7,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,200 | $7,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 300 | $7,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 7,000 | $7,000 | thousands by filing date | principal |
| CHIMERIX INC COM | 16934W106 | Stock | 300 | $7,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 500 | $7,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 203 | $7,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 571 | $7,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 200 | $7,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 3,000 | $7,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 515 | $7,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 300 | $7,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,100 | $7,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,497 | $7,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 3,227 | $7,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $7,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 970 | $7,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 6,000 | $7,000 | thousands by filing date | principal |
| PARKERVISION INC | 701354102 | COM | 5,000 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 238 | $7,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 250 | $7,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 2,500 | $7,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 390 | $7,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $7,000 | thousands by filing date | principal |
| REEDS INC COM | 758338107 | Stock | 1,288 | $7,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 301 | $7,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 500 | $7,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,200 | $7,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 400 | $7,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 219 | $7,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 400 | $7,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 1,258 | $7,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 2,000 | $7,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,888 | $7,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 5,875 | $7,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 200 | $6,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 198 | $6,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 400 | $6,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 118 | $6,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 300 | $6,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 132 | $6,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 98 | $6,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 126 | $6,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 136 | $6,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 301 | $6,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 500 | $6,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 77 | $6,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 5,000 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 137 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 200 | $6,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 174 | $6,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 225 | $6,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 141 | $6,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $6,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 500 | $6,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 196 | $6,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 301 | $6,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 75 | $6,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 3,000 | $6,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 100 | $6,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 672 | $6,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 230 | $6,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 100 | $6,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,000 | $6,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 344 | $6,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 500 | $6,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 267 | $6,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 195 | $6,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 197 | $6,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 500 | $6,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 80 | $6,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 539 | $6,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 566 | $6,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,000 | $6,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 500 | $6,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 270 | $6,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 650 | $6,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 2,000 | $6,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 196 | $6,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 900 | $6,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 512 | $6,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 400 | $6,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 56 | $6,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $6,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 675 | $6,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 700 | $6,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,000 | $6,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 6,000 | $6,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082108 | CL A | 910 | $6,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 1,163 | $6,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 43 | $6,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 215 | $6,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 200 | $6,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 1,100 | $6,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 2,000 | $6,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 500 | $6,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 280 | $6,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 400 | $6,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 550 | $6,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 200 | $6,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 163 | $6,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,200 | $6,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $6,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,500 | $6,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 2,000 | $6,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 6,000 | $6,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 367 | $6,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 1,888 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 500 | $6,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 300 | $6,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 1,670 | $6,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 2,900 | $6,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,000 | $6,000 | thousands by filing date | principal |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 1,000 | $6,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 300 | $6,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 115 | $6,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 400 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 159 | $6,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 1,429 | $6,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 6,000 | $6,000 | thousands by filing date | principal |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 200 | $6,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 5,125 | $6,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 500 | $6,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 300 | $6,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,000 | $5,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 52 | $5,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 153 | $5,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 201 | $5,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,000 | $5,000 | thousands by filing date | call |
| COPART INC COM | 217204106 | Stock | 145 | $5,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 301 | $5,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $5,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 106 | $5,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 400 | $5,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 208 | $5,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 278 | $5,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,272 | $5,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 103 | $5,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 43 | $5,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 350 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 52 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 273 | $5,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 288 | $5,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 500 | $5,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 169 | $5,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 293 | $5,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 512 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 193 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 200 | $5,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 151 | $5,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4 | $5,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 266 | $5,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 200 | $5,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 203 | $5,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 200 | $5,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 200 | $5,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 100 | $5,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 700 | $5,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,071 | $5,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $5,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,861 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 91 | $5,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 248 | $5,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 553 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 105 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 50 | $5,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 240 | $5,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 258 | $5,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 620 | $5,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 200 | $5,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 52 | $5,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 100 | $5,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 216 | $5,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 418 | $5,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 300 | $5,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 202 | $5,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 300 | $5,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 521 | $5,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 150 | $5,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 368 | $5,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 100 | $5,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 500 | $5,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 200 | $5,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 225 | $5,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 196 | $5,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 200 | $5,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 200 | $5,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 100 | $5,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 5,000 | $5,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 400 | $5,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,000 | $5,000 | thousands by filing date | call |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 2,300 | $5,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 350 | $5,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 592 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 111 | $5,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 6,000 | $5,000 | thousands by filing date | principal |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 200 | $5,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 2,000 | $5,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 3,000 | $5,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 400 | $5,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 3,500 | $5,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 300 | $5,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 400 | $5,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 453 | $5,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 6,000 | $5,000 | thousands by filing date | principal |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 100 | $5,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 1,000 | $5,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 159 | $5,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 500 | $5,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 500 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 272 | $5,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 200 | $5,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 191 | $5,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 400 | $5,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 1,170 | $5,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 100 | $5,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,000 | $4,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 3,100 | $4,000 | thousands by filing date | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 30 | $4,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 100 | $4,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 33 | $4,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 64 | $4,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 64 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,000 | $4,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 100 | $4,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 500 | $4,000 | thousands by filing date | call |
| BLACKBAUD INC COM | 09227Q100 | Stock | 125 | $4,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,500 | $4,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 200 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 77 | $4,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 67 | $4,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 126 | $4,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 46 | $4,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 200 | $4,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 153 | $4,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 80 | $4,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 177 | $4,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 36 | $4,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 71 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 38 | $4,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 200 | $4,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 200 | $4,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 5,000 | $4,000 | thousands by filing date | call |
| FORWARD AIR CORP | 349853101 | COM | 86 | $4,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 202 | $4,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 500 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 37 | $4,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 69 | $4,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 245 | $4,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 200 | $4,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 650 | $4,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100 | $4,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,000 | $4,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,000 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 66 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 114 | $4,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 132 | $4,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 305 | $4,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 204 | $4,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 257 | $4,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 6,000 | $4,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 800 | $4,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 300 | $4,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 5,000 | $4,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 300 | $4,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 4,000 | $4,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 97 | $4,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 35 | $4,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 50 | $4,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 300 | $4,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 520 | $4,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 111 | $4,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 632 | $4,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 2,000 | $4,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 175 | $4,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 350 | $4,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 200 | $4,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 318 | $4,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 187 | $4,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 846 | $4,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 215 | $4,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 77 | $4,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 124 | $4,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 300 | $4,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 103 | $4,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 150 | $4,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $4,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 650 | $4,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 152 | $4,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 500 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $4,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,525 | $4,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 200 | $4,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 59 | $4,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 1,000 | $4,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 1,600 | $4,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 638 | $4,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,000 | $4,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 1,495 | $4,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 1,200 | $4,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 395 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 284 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 98 | $4,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 1,500 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 200 | $4,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 205 | $4,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 190 | $4,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 100 | $4,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 200 | $4,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 175 | $3,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 109 | $3,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 100 | $3,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 50 | $3,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 108 | $3,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 68 | $3,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 300 | $3,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 172 | $3,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 35 | $3,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 107 | $3,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 200 | $3,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 500 | $3,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 100 | $3,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 800 | $3,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 128 | $3,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 85 | $3,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 91 | $3,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 46 | $3,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 200 | $3,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 22 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 200 | $3,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 30 | $3,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 300 | $3,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 27 | $3,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 200 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 200 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 651 | $3,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 210 | $3,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 469 | $3,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 200 | $3,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 500 | $3,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 144 | $3,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 56 | $3,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 72 | $3,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 92 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 600 | $3,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 100 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 300 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,000 | $3,000 | thousands by filing date | call |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 66 | $3,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 900 | $3,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 125 | $3,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 102 | $3,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 332 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 5,000 | $3,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 34 | $3,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 163 | $3,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 210 | $3,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 101 | $3,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 49 | $3,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 500 | $3,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,000 | $3,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 150 | $3,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 500 | $3,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 2,500 | $3,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 52 | $3,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,000 | $3,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 132 | $3,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 40 | $3,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 150 | $3,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 2,400 | $3,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 121 | $3,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 34 | $3,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | call |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 100 | $3,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 45 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 389 | $3,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 100 | $3,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 217 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $3,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 67 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 133 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 23 | $3,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 175 | $3,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 4,893 | $3,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 189 | $3,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 62 | $3,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 100 | $3,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 141 | $3,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 307 | $3,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 880 | $3,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 1,300 | $3,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 10,000 | $3,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 158 | $3,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 13,800 | $3,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 200 | $3,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 445 | $3,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 189 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 150 | $3,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 147 | $3,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 84 | $3,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 271 | $3,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 1,470 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 100 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 1,100 | $3,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 235 | $3,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,500 | $3,000 | thousands by filing date | call |
| LUMENIS LTD | M6778Q121 | SHS CL B | 351 | $3,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 100 | $3,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 3,000 | $3,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y719 | INTL BEAR ETF | 150 | $3,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,000 | $2,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 61 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,000 | $2,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 95 | $2,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 114 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 150 | $2,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 50 | $2,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 44 | $2,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 400 | $2,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 43 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-003507 | this filing | 2014-08-20 | acceptance time not in the bulk data set |