13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 8,003 holding rows worth $733,715,370,000.
- Accession
- 0000895421-22-000603
- Filer
- CIK 895421
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 40,774 entries on the cover page, a total value of $733,715,370,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $733,715,370,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 19,100 | $319,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 18,116 | $318,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 151,421 | $318,000 | thousands by filing date | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 25,871 | $317,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,688 | $315,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 15,328 | $314,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 523,277 | $314,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 148,290 | $313,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 14,162 | $312,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,076 | $312,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 35,152 | $311,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 52,108 | $310,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 11,536 | $307,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 275,000 | $307,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 9,371 | $306,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 323,917 | $305,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 718,082 | $305,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 22,771 | $304,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 250,635 | $303,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 45,692 | $303,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,178 | $302,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 18,454 | $302,000 | thousands by filing date | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 34,068 | $302,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 15,814 | $302,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 724 | $302,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 226,649 | $302,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 30,837 | $301,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 47,536 | $301,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 244,345 | $301,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 11,691 | $301,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 78,248 | $301,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 81,952 | $300,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 10,529 | $299,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 191,321 | $298,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 107,756 | $297,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 34,328 | $297,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 71,977 | $297,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 49,286 | $297,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 82,493 | $296,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 19,979 | $296,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 17,219 | $296,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 56,095 | $295,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 53,927 | $295,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 6,607 | $295,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 22,522 | $294,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 23,605 | $294,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 36,062 | $292,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 71,678 | $289,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 2,824 | $289,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 16,484 | $288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,877 | $287,000 | thousands by filing date | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 44,048 | $286,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 39,375 | $285,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 6,187 | $285,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 181,552 | $285,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 14,935 | $284,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 166,849 | $283,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 149,315 | $283,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 463,663 | $283,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 43,757 | $282,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 22,000 | $282,000 | thousands by filing date | principal |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 66,192 | $282,000 | thousands by filing date | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 9,038 | $281,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 89,572 | $280,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 16,422 | $280,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 108,904 | $279,000 | thousands by filing date | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 12,557 | $279,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 23,221 | $279,000 | thousands by filing date | |
| EXSCIENTIA PLC | 30223G102 | ADS | 33,876 | $278,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 43,398 | $277,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 8,576 | $276,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 14,559 | $276,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 10,991 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 6,799 | $276,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 13,015 | $274,000 | thousands by filing date | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 17,600 | $273,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 9,639 | $273,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 38,644 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 6,937 | $271,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 16,528 | $270,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 178,806 | $269,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 3,273 | $269,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 148,908 | $269,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 53,197 | $268,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 23,998 | $266,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 276,000 | $266,000 | thousands by filing date | principal |
| GLIMPSE GROUP INC | 37892C106 | COM | 50,135 | $265,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 559,745 | $265,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 864,573 | $265,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 156,351 | $264,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 28,210 | $264,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 10,000 | $263,000 | thousands by filing date | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 254,195 | $263,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 11,584 | $262,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 55,072 | $262,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 283,032 | $262,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 163,000 | $261,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,802 | $260,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 87,127 | $260,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 7,493 | $259,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 157,715 | $259,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 11,800 | $259,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 13,943 | $259,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 52,289 | $257,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 8,823 | $257,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 20,838 | $257,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 5,203 | $257,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 102,317 | $256,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC | 85572U102 | COM | 171,813 | $255,000 | thousands by filing date | |
| CVENT HOLDING CORP | 126677103 | COM | 48,362 | $254,000 | thousands by filing date | |
| MCEWEN INC. | 58039P305 | COM NEW | 77,614 | $253,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 23,453 | $253,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 10,242 | $253,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 11,611 | $252,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 21,634 | $252,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 5,404 | $251,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 83,237 | $251,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 43,453 | $251,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 17,904 | $251,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 14,829 | $251,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 270,273 | $251,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 52,162 | $250,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 49,723 | $250,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 25,265 | $250,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 151,511 | $249,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 278,000 | $249,000 | thousands by filing date | principal |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 17,254 | $248,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 44,089 | $248,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 7,073 | $247,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 62,654 | $247,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 125,064 | $247,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 320,175 | $247,000 | thousands by filing date | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 11,250 | $246,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 69,459 | $245,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 262,559 | $243,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 5,441 | $242,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 200,824 | $242,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 252,654 | $241,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 546,964 | $241,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 369,516 | $241,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 122,000 | $240,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 10,646 | $240,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 244,000 | $240,000 | thousands by filing date | principal |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 59,767 | $239,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 48,347 | $239,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 39,702 | $238,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 7,440 | $237,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 9,637 | $236,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,670 | $235,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 16,208 | $235,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 242,000 | $235,000 | thousands by filing date | principal |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 269,380 | $235,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 99,161 | $234,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 12,119 | $233,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 907 | $233,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 21,161 | $232,000 | thousands by filing date | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 5,227 | $232,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 35,579 | $232,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 20,729 | $232,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 249,888 | $232,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 200,000 | $232,000 | thousands by filing date | principal |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 5,498 | $231,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 29,946 | $231,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 76,677 | $231,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 18,873 | $230,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 99,944 | $230,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 22,878 | $229,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 54,825 | $228,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 52,762 | $228,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 26,816 | $228,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 8,217 | $228,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 34,336 | $227,000 | thousands by filing date | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 33,287 | $226,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 3,938 | $226,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 59,978 | $226,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 200,000 | $226,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 16,227 | $226,000 | thousands by filing date | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 5,857 | $225,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 22,547 | $225,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 212,154 | $225,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 141,511 | $225,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 5,989 | $224,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 24,076 | $224,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 204,450 | $224,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 7,920 | $222,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 2,913 | $221,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 220,278 | $221,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 5,840 | $220,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 21,909 | $220,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,897 | $219,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 21,616 | $219,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 9,615 | $219,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 8,622 | $217,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 24,016 | $217,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 16,469 | $216,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 14,076 | $216,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,712 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 10,769 | $215,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 7,943 | $214,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 1,465,606 | $214,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 7,127 | $212,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 17,754 | $211,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 342,068 | $211,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 7,041 | $211,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 8,296 | $210,000 | thousands by filing date | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 271,000 | $210,000 | thousands by filing date | principal |
| US WELL SERVICES INC | 91274U309 | CL A NEW 2022 | 41,552 | $210,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 214,000 | $210,000 | thousands by filing date | principal |
| DHI GROUP INC | 23331S100 | COM | 38,638 | $208,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 56,925 | $208,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 167,974 | $208,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 6,345 | $207,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 8,882 | $207,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 9,162 | $205,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 194,656 | $204,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 44,247 | $204,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 30,157 | $204,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 7,263 | $203,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 17,341 | $203,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 21,961 | $203,000 | thousands by filing date | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 32,285 | $203,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767611 | CICC CHIN 5G SEM | 13,941 | $203,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 15,555 | $202,000 | thousands by filing date | |
| 1895 Bancorp Of Wisconsin, Inc. | 28253R105 | NON 13F SECURITY | 19,408 | $202,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 312,016 | $202,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 7,914 | $201,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 34,299 | $200,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 44,494 | $200,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 558,724 | $199,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 13,637 | $198,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 2,468 | $198,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 64,570 | $197,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 8,813 | $197,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 8,968 | $196,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 126,616 | $196,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 141,650 | $196,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 16,894 | $195,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 18,270 | $195,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 387,181 | $195,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 233,705 | $194,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 7,884 | $193,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 2,520 | $193,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 24,875 | $191,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 34,851 | $191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 6,240 | $191,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 9,507 | $191,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 6,073 | $191,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 7,253 | $190,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 18,914 | $189,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 44,516 | $189,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 93,333 | $189,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 276,611 | $189,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 142,730 | $188,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 15,654 | $188,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 32,641 | $187,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 239,175 | $187,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 49,061 | $187,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 305,144 | $187,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 414,832 | $186,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 117,570 | $185,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 7,920 | $184,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 66,800 | $183,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 141,134 | $183,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 615,000 | $183,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 3,964 | $183,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 51,515 | $183,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 8,705 | $183,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 18,412 | $182,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 29,822 | $182,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,565 | $181,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 9,737 | $181,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 105,826 | $181,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 37,888 | $181,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 60,109 | $181,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 28,399 | $180,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 60,454 | $180,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 11,379 | $179,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 4,413 | $179,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 148,510 | $179,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 53,265 | $179,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 10,376 | $178,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 588,807 | $178,000 | thousands by filing date | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 31,557 | $178,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 16,364 | $178,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 218,855 | $178,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 8,436 | $177,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 5,448 | $177,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 138,002 | $177,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 106,400 | $177,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 12,897 | $176,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 50,071 | $176,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 16,315 | $175,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 44,316 | $175,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 62,278 | $175,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 75,953 | $174,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 7,910 | $173,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 10,718 | $173,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 2,387 | $173,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 42,609 | $173,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 28,060 | $173,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 9,771 | $173,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 5,033 | $172,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 73,010 | $172,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 8,878 | $171,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 9,920 | $171,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 175,000 | $170,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 3,473 | $169,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 6,877 | $169,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 11,749 | $168,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 259,344 | $168,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 33,437 | $167,000 | thousands by filing date | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 150,000 | $167,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 196,051 | $167,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 238,376 | $167,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 3,300 | $166,000 | thousands by filing date | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 10,530 | $166,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 9,351 | $166,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 6,816 | $166,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 4,755 | $165,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 90,000 | $165,000 | thousands by filing date | principal |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 14,799 | $164,000 | thousands by filing date | |
| MAGYAR BANCORP INC | 55977T208 | COM | 13,192 | $164,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 42,592 | $164,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 15,215 | $163,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 3,860 | $162,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 53,820 | $162,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 111,856 | $162,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 36,517 | $162,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 30,449 | $161,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 5,800 | $161,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 124,213 | $161,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 132,896 | $160,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 3,445 | $160,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 36,055 | $160,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 5,800 | $159,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 5,610 | $159,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 12,146 | $159,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 88,151 | $159,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 175,000 | $159,000 | thousands by filing date | principal |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,543 | $158,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 46,817 | $158,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 56,854 | $158,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 93,450 | $157,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 11,581 | $157,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 15,901 | $157,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 5,697 | $156,000 | thousands by filing date | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 31,948 | $156,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 177,848 | $156,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 536,296 | $156,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 58,583 | $155,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 21,286 | $155,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 1,802 | $155,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 158,000 | $155,000 | thousands by filing date | principal |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 19,923 | $155,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 155,000 | $155,000 | thousands by filing date | principal |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 15,475 | $154,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 3,273 | $154,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 178,501 | $154,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,847 | $153,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 46,968 | $153,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 50,957 | $153,000 | thousands by filing date | |
| VERSABANK NEW | 92512J106 | COM | 21,900 | $153,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 25,847 | $153,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 114,479 | $153,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 76,762 | $153,000 | thousands by filing date | |
| SONENDO INC | 835431107 | Common Stocks | 143,192 | $153,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 19,899 | $152,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 183,805 | $152,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 234,104 | $152,000 | thousands by filing date | |
| VTEX SHS CL A | G9470A102 | Stock | 40,936 | $151,000 | thousands by filing date | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 13,283 | $151,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 7,696 | $151,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 5,791 | $151,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 15,041 | $151,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 91,425 | $150,000 | thousands by filing date | |
| ROC ENERGY ACQUISITION CORP | 77118V108 | COM | 14,972 | $150,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 9,971 | $150,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 9,322 | $149,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 28,364 | $149,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 123,248 | $149,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 709 | $149,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 8,120 | $149,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 297,480 | $149,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 12,044 | $148,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 2,753 | $148,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 205,532 | $148,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 444,616 | $147,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 14,817 | $147,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 14,817 | $147,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 146,000 | $146,000 | thousands by filing date | principal |
| PHARVARIS NV | N69605108 | COMMON STOCK | 19,095 | $146,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 11,629 | $146,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 16,413 | $146,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 5,750 | $145,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 50,860 | $145,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 30,278 | $144,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 29,773 | $143,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 182,000 | $142,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 11,796 | $142,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,119 | $142,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 78,064 | $141,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 91,558 | $141,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,997 | $140,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 11,285 | $140,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 40,291 | $140,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 103,552 | $140,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 61,263 | $140,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 18,875 | $139,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 99,000 | $139,000 | thousands by filing date | principal |
| MUSTANG BIO INC | 62818Q104 | COM | 296,260 | $139,000 | thousands by filing date | |
| RENOVACOR INC | 75989E106 | COM | 55,329 | $139,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 5,555 | $138,000 | thousands by filing date | |
| VS TRUST | 92891H101 | CMN | 13,420 | $138,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 8,016 | $138,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 26,763 | $138,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 14,473 | $137,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 10,704 | $137,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 153,000 | $137,000 | thousands by filing date | principal |
| SONO GROUP N V | N81409109 | COM | 54,007 | $137,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 16,720 | $136,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 42,640 | $136,000 | thousands by filing date | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 7,160 | $136,000 | thousands by filing date | |
| INNOVID CORP | 457679108 | COMMON STOCK | 50,023 | $135,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 137,000 | $135,000 | thousands by filing date | principal |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 24,661 | $134,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 18,540 | $134,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 5,876 | $134,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 39,886 | $134,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 64,325 | $134,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 5,528 | $133,000 | thousands by filing date | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 5,426 | $133,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 8,466 | $133,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 117,677 | $133,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 69,334 | $133,000 | thousands by filing date | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 41,164 | $132,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 25,479 | $132,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 10,477 | $132,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 219,853 | $132,000 | thousands by filing date | |
| PROSHARES TR | 74347G663 | ULTPRO SHT | 4,000 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 2,872 | $131,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 73,248 | $131,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 130,260 | $131,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 10,200 | $130,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 17,009 | $129,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 149,091 | $129,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 2,950 | $129,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 261,670 | $129,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 13,000 | $129,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 8,218 | $128,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 2,520 | $128,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 50,247 | $128,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 35,555 | $128,000 | thousands by filing date | |
| ProShares UltraPro Short Russell2000 | 74347G390 | ETF | 1,799 | $128,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 181,899 | $128,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 86,552 | $128,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 1,755 | $127,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 9,007 | $127,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 20,001 | $127,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 390,290 | $127,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 19,732 | $127,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 130,000 | $127,000 | thousands by filing date | principal |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 36,388 | $127,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,913 | $127,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 5,579 | $126,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 13,999 | $126,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 13,619 | $126,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 3,630 | $125,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 4,492 | $125,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 15,504 | $125,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 56,883 | $125,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 81,741 | $125,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 65,715 | $124,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 8,331 | $124,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 3,023 | $124,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 5,420 | $123,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 42,363 | $123,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,330 | $122,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 5,669 | $122,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 122,943 | $122,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 39,583 | $122,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 18,200 | $122,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 116,977 | $122,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 37,690 | $121,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 5,780 | $121,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 98,478 | $121,000 | thousands by filing date | |
| NEXTERS INC | G6529J100 | COM | 27,745 | $121,000 | thousands by filing date | |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 173,145 | $121,000 | thousands by filing date | |
| DAKOTA GOLD CORP | 46655E100 | COM | 39,496 | $120,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 25,022 | $120,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 28,954 | $120,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 32,775 | $119,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 37,333 | $119,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 133,000 | $119,000 | thousands by filing date | principal |
| BOXED INC | 103174108 | COM | 129,107 | $119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 4,281 | $119,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 3,980 | $118,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 5,075 | $118,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 52,393 | $118,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 42,411 | $117,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 4,734 | $117,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-22-000603 | this filing | 2022-11-14 | acceptance time not in the bulk data set |