13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 8,003 holding rows worth $733,715,370,000.
- Accession
- 0000895421-22-000603
- Filer
- CIK 895421
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 40,774 entries on the cover page, a total value of $733,715,370,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $733,715,370,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Inflarx Nv | N44821101 | COM | 695,377 | $1,836,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 25,005 | $1,830,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 1,193,901 | $1,827,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 335,399 | $1,824,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 214,838 | $1,822,000 | thousands by filing date | |
| CARNIVAL CORP | 143658BT8 | BOND | 1,800,000 | $1,820,000 | thousands by filing date | principal |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 94,816 | $1,818,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 73,251 | $1,817,000 | thousands by filing date | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 96,705 | $1,815,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 179,938 | $1,815,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 91,946 | $1,809,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 51,085 | $1,804,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 137,831 | $1,803,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 204,003 | $1,802,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 245,526 | $1,790,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 523,808 | $1,789,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 147,257 | $1,786,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,789,361 | $1,773,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 546,471 | $1,771,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 562,262 | $1,770,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 375,697 | $1,766,000 | thousands by filing date | |
| HILLEVAX INC | 43157M102 | COM | 103,116 | $1,761,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 483,974 | $1,761,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 179,608 | $1,760,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 129,298 | $1,752,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,709,000 | $1,752,000 | thousands by filing date | principal |
| SOVOS BRANDS INC | 84612U107 | COM | 123,098 | $1,751,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 291,927 | $1,750,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 254,285 | $1,749,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 202,273 | $1,744,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 33,724 | $1,743,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 346,852 | $1,738,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 195,407 | $1,737,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 385,512 | $1,735,000 | thousands by filing date | |
| WALLBOX NV | N94209108 | SHS CL A | 219,775 | $1,732,000 | thousands by filing date | |
| INVACARE CORP | 461203AQ4 | NOTE 4.250% 3/1 | 4,180,000 | $1,732,000 | thousands by filing date | principal |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 122,497 | $1,728,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,098,967 | $1,725,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 339,272 | $1,720,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 654,024 | $1,720,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 63,931 | $1,715,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 91,179 | $1,705,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 84,963 | $1,704,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 530,293 | $1,697,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 921,713 | $1,695,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 133,146 | $1,694,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 95,597 | $1,694,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 34,551 | $1,694,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 156,562 | $1,686,000 | thousands by filing date | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 2,781,000 | $1,684,000 | thousands by filing date | principal |
| NICOLET BANKSHARES INC | 65406E102 | COM | 23,914 | $1,683,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 71,268 | $1,678,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 129,530 | $1,677,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 22,272 | $1,672,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 55,795 | $1,672,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,675,000 | $1,671,000 | thousands by filing date | principal |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 57,420 | $1,669,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851409 | CONV | 1,243 | $1,668,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 78,034 | $1,665,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 56,143 | $1,662,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 803,296 | $1,662,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 61,410 | $1,659,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 76,312 | $1,653,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 33,949 | $1,650,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 65,737 | $1,649,000 | thousands by filing date | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 129,019 | $1,646,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 129,540 | $1,645,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 27,540 | $1,640,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 7,566 | $1,637,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 56,957 | $1,635,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 39,639 | $1,630,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 139,645 | $1,627,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 58,009 | $1,626,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 257,999 | $1,625,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 170,365 | $1,621,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 365,406 | $1,621,000 | thousands by filing date | |
| ADAGENE INC | 005329107 | CMN | 1,263,836 | $1,617,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 302,643 | $1,616,000 | thousands by filing date | |
| SKEENA RES LTD NEW | 83056P715 | COM | 345,364 | $1,615,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,678,000 | $1,615,000 | thousands by filing date | principal |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 35,535 | $1,612,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 173,250 | $1,606,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 145,842 | $1,605,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 205,535 | $1,604,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 55,737 | $1,601,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 47,157 | $1,596,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 294,138 | $1,594,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 201,323 | $1,593,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 9,627 | $1,588,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 676,992 | $1,583,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 37,054 | $1,581,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 152,626 | $1,578,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 132,494 | $1,576,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 381,850 | $1,573,000 | thousands by filing date | |
| SNDL INC | 83307B101 | COM | 720,755 | $1,571,000 | thousands by filing date | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 160,912 | $1,569,000 | thousands by filing date | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 480,424 | $1,566,000 | thousands by filing date | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 103,037 | $1,566,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 811,273 | $1,566,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 62,634 | $1,560,000 | thousands by filing date | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 155,159 | $1,557,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 849,772 | $1,555,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 283,017 | $1,554,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 549,387 | $1,554,000 | thousands by filing date | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 69,653 | $1,553,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 344,945 | $1,552,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 680,497 | $1,551,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 41,991 | $1,546,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 1,294,000 | $1,543,000 | thousands by filing date | principal |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 292,416 | $1,541,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 114,745 | $1,540,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 93,789 | $1,532,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 272,302 | $1,530,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 157,410 | $1,527,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 51,002 | $1,522,000 | thousands by filing date | |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 1,274,801 | $1,517,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 254,664 | $1,512,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 87,153 | $1,510,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 19,746 | $1,509,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 87,814 | $1,505,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 87,372 | $1,505,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 116,448 | $1,500,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 151,314 | $1,500,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 32,395 | $1,495,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,286,998 | $1,493,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 57,278 | $1,491,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 102,336 | $1,486,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 1,455,626 | $1,485,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 84,289 | $1,483,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 38,838 | $1,475,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 2,275,000 | $1,472,000 | thousands by filing date | principal |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 341,929 | $1,471,000 | thousands by filing date | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 144,057 | $1,464,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 154,066 | $1,461,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,360,652 | $1,455,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 240,452 | $1,452,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 416,729 | $1,450,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 71,979 | $1,447,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 206,219 | $1,444,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 231,495 | $1,443,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 20,141 | $1,442,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 631,617 | $1,441,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 173,518 | $1,440,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 440,613 | $1,437,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 28,994 | $1,431,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 97,910 | $1,431,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 1,963,000 | $1,431,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 67,598 | $1,428,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 52,621 | $1,427,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 66,727 | $1,425,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 151,177 | $1,422,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,171,404 | $1,417,000 | thousands by filing date | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 2,000,000 | $1,416,000 | thousands by filing date | principal |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 800,000 | $1,415,000 | thousands by filing date | principal |
| HONEST CO INC | 438333106 | COM | 403,729 | $1,414,000 | thousands by filing date | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 66,257 | $1,412,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 62,973 | $1,412,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 272,915 | $1,409,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 55,496 | $1,409,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 1,687,000 | $1,406,000 | thousands by filing date | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 1,174,000 | $1,402,000 | thousands by filing date | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 1,881,000 | $1,400,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 1,547,000 | $1,399,000 | thousands by filing date | principal |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 105,677 | $1,396,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 105,856 | $1,396,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 43,334 | $1,393,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 515,970 | $1,393,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 29,492 | $1,390,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 1,749,000 | $1,390,000 | thousands by filing date | principal |
| GROUPON INC | 399473206 | COM NEW | 174,328 | $1,389,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 138,587 | $1,381,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 300,851 | $1,380,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 103,599 | $1,374,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 149,100 | $1,372,000 | thousands by filing date | |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 245,291 | $1,371,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 45,549 | $1,370,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 283,012 | $1,365,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,146,915 | $1,364,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 186,405 | $1,364,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 281,150 | $1,361,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 47,995 | $1,359,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 17,013 | $1,356,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 135,318 | $1,353,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 273,382 | $1,353,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 458,669 | $1,353,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 568,083 | $1,352,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 159,112 | $1,350,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 94,452 | $1,350,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 14,101 | $1,349,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 58,131 | $1,347,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 64,771 | $1,347,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 195,090 | $1,347,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 232,185 | $1,344,000 | thousands by filing date | |
| NUVASIVE INC | 670704AL9 | BOND | 1,393,000 | $1,343,000 | thousands by filing date | principal |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 76,831 | $1,342,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 79,872 | $1,342,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 223,816 | $1,342,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 173,714 | $1,339,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 493,646 | $1,338,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 235,467 | $1,338,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 133,430 | $1,335,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 152,774 | $1,334,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 214,959 | $1,331,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 1,300,000 | $1,331,000 | thousands by filing date | principal |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 66,332 | $1,330,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 1,156,290 | $1,330,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 476,311 | $1,329,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 98,273 | $1,327,000 | thousands by filing date | |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 2,588,000 | $1,327,000 | thousands by filing date | principal |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 86,621 | $1,325,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 31,783 | $1,324,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 154,400 | $1,323,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 160,200 | $1,319,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 108,778 | $1,319,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 605,164 | $1,318,000 | thousands by filing date | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 136,174 | $1,318,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 693,609 | $1,317,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 80,580 | $1,315,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 174,670 | $1,311,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 231,685 | $1,310,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 122,958 | $1,307,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 397,573 | $1,303,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 135,430 | $1,300,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 308,491 | $1,300,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 107,250 | $1,298,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 153,778 | $1,298,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 51,949 | $1,296,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 36,628 | $1,295,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 1,604,257 | $1,295,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,100,802 | $1,288,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G336 | DLY SEMICNDTR BR | 18,160 | $1,285,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 67,939 | $1,283,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 746,011 | $1,283,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 1,501,000 | $1,282,000 | thousands by filing date | principal |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 372,909 | $1,276,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 434,978 | $1,274,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 2,631,739 | $1,274,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 39,785 | $1,271,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 71,096 | $1,268,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 64,152 | $1,267,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 58,862 | $1,266,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 12,716 | $1,265,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 163,175 | $1,264,000 | thousands by filing date | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 249,728 | $1,263,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 87,636 | $1,261,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 49,699 | $1,261,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 84,586 | $1,254,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 69,032 | $1,254,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 69,144 | $1,253,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 34,043 | $1,249,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 36,098 | $1,249,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 53,612 | $1,246,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 79,159 | $1,245,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 77,322 | $1,245,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 126,828 | $1,240,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 29,586 | $1,239,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 562,837 | $1,238,000 | thousands by filing date | |
| LUMIRADX LTD | G5709L109 | SHS | 1,212,151 | $1,236,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 408,821 | $1,235,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 160,106 | $1,234,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 13,329 | $1,234,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 50,949 | $1,234,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 218,233 | $1,233,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 1,262,000 | $1,232,000 | thousands by filing date | principal |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 202,748 | $1,221,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 39,431 | $1,220,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 379,655 | $1,218,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 40,491 | $1,217,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 38,641 | $1,217,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 100,637 | $1,214,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 62,823 | $1,211,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 140,011 | $1,207,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 19,846 | $1,206,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 80,179 | $1,206,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 122,071 | $1,201,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 418,423 | $1,197,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 1,601,000 | $1,197,000 | thousands by filing date | principal |
| ISHARES TR | 46434V514 | MSCI CHINA A | 39,050 | $1,196,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 125,145 | $1,195,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 29,971 | $1,191,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 39,809 | $1,191,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 101,332 | $1,190,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 6,952 | $1,188,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 77,182 | $1,183,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 2,000,000 | $1,178,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 32,559 | $1,176,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 110,633 | $1,176,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 597,975 | $1,176,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 177,788 | $1,175,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 43,514 | $1,172,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 42,414 | $1,169,000 | thousands by filing date | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 106,160 | $1,168,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 209,314 | $1,168,000 | thousands by filing date | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 444,022 | $1,168,000 | thousands by filing date | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 663,606 | $1,168,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 370,424 | $1,167,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 50,673 | $1,167,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 86,481 | $1,166,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 448,608 | $1,166,000 | thousands by filing date | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 101,133 | $1,163,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 58,766 | $1,161,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 184,075 | $1,157,000 | thousands by filing date | |
| ENPHASE ENERGY INC | 29355AAF4 | BOND | 338,000 | $1,155,000 | thousands by filing date | principal |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 163,309 | $1,151,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 100,712 | $1,150,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 93,928 | $1,146,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 164,607 | $1,145,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,270,224 | $1,143,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 5,462 | $1,141,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 261,294 | $1,139,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 36,613 | $1,138,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 723,470 | $1,129,000 | thousands by filing date | |
| AXS SHORT INNOVATION | 46144X628 | EXCHANGE TRADED | 18,231 | $1,128,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 17,886 | $1,127,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 131,372 | $1,126,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 1,454,000 | $1,124,000 | thousands by filing date | principal |
| NUVALENT INC COM | 670703107 | Stock | 57,752 | $1,123,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 47,828 | $1,120,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 150,156 | $1,119,000 | thousands by filing date | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 85,547 | $1,116,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 23,816 | $1,115,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 24,764 | $1,111,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 977,000 | $1,111,000 | thousands by filing date | principal |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 136,599 | $1,109,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 21,952 | $1,104,000 | thousands by filing date | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 122,505 | $1,102,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 58,069 | $1,101,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 151,260 | $1,100,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 227,149 | $1,099,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 197,745 | $1,096,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 41,229 | $1,093,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 368,301 | $1,093,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 206,728 | $1,089,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 66,095 | $1,088,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 399,241 | $1,086,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 32,123 | $1,081,000 | thousands by filing date | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 1,446,000 | $1,078,000 | thousands by filing date | principal |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 39,472 | $1,077,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 1,275,000 | $1,076,000 | thousands by filing date | principal |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 48,624 | $1,075,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 163,506 | $1,074,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 103,664 | $1,073,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 24,458 | $1,070,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 197,175 | $1,067,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 204,547 | $1,066,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 902,570 | $1,064,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 670,000 | $1,061,000 | thousands by filing date | principal |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 69,335 | $1,052,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 50,367 | $1,049,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,084,000 | $1,049,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 654,728 | $1,040,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 13,340 | $1,038,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 104,737 | $1,031,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 236,488 | $1,031,000 | thousands by filing date | |
| Nexxen International LTD | 89484T104 | SPON ADR | 148,685 | $1,031,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 199,187 | $1,031,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 50,700 | $1,027,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 49,482 | $1,027,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 36,521 | $1,026,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 92,430 | $1,025,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 33,017 | $1,023,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 25,862 | $1,023,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 961,000 | $1,023,000 | thousands by filing date | principal |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 238,340 | $1,021,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 42,533 | $1,021,000 | thousands by filing date | |
| EQRX INC | 26886C107 | COM | 206,020 | $1,020,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 367,003 | $1,019,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 61,821 | $1,018,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 561,636 | $1,016,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 15,510 | $1,015,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 75,705 | $1,013,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 21,752 | $1,012,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 515,000 | $1,012,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 9,172 | $1,010,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 353,121 | $1,010,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 103,225 | $1,009,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 64,891 | $1,009,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 55,152 | $1,000,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 1,066,000 | $1,000,000 | thousands by filing date | principal |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 94,582 | $998,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 60,433 | $998,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 122,123 | $996,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 23,262 | $995,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 240,309 | $994,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 95,773 | $993,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 180,940 | $993,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 24,116 | $992,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 22,862 | $990,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 17,407 | $989,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 43,331 | $989,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 1,143,000 | $986,000 | thousands by filing date | principal |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 58,935 | $985,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 36,351 | $982,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 1,345,000 | $982,000 | thousands by filing date | principal |
| SOUNDTHINKING INC | 82536T107 | COM | 33,977 | $979,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 321,290 | $976,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 473,891 | $976,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 960,000 | $972,000 | thousands by filing date | principal |
| HILL INTERNATIONAL INC | 431466101 | COM | 291,992 | $970,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 57,591 | $969,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 201,073 | $968,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 89,723 | $968,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 123,284 | $963,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 111,459 | $962,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 20,042 | $960,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 24,614 | $959,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 18,549 | $958,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 45,775 | $950,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 39,308 | $949,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 55,412 | $948,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 813,000 | $948,000 | thousands by filing date | principal |
| Etfmg Prime Mobile | 26924G409 | COM | 24,968 | $942,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 45,744 | $941,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 16,815 | $941,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 531,759 | $941,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 14,370 | $938,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 921,000 | $936,000 | thousands by filing date | principal |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 97,711 | $934,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 32,394 | $931,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 21,904 | $929,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 391,522 | $928,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 105,207 | $926,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 281,744 | $926,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 229,218 | $920,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 1,000,000 | $920,000 | thousands by filing date | principal |
| CLEANSPARK INC | 18452B209 | COM NEW | 287,747 | $915,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 109,511 | $914,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 1,102,000 | $911,000 | thousands by filing date | principal |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 29,723 | $908,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 41,731 | $908,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 146,358 | $908,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 136,588 | $907,000 | thousands by filing date | |
| HIVE BLOCKCHAIN TECHNLGIES L | 43366H704 | COM NEW | 240,396 | $904,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 114,418 | $903,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 80,777 | $902,000 | thousands by filing date | |
| UDEMY INC COM | 902685106 | Stock | 74,534 | $901,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 1,148,000 | $901,000 | thousands by filing date | principal |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 511,666 | $900,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 66,683 | $899,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 10,768 | $899,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 890,000 | $897,000 | thousands by filing date | principal |
| UR-ENERGY INC | 91688R108 | COM | 821,249 | $896,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 98,053 | $894,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 49,851 | $893,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 47,977 | $883,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 11,978 | $881,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 913,717 | $880,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 24,828 | $879,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 1,038,000 | $879,000 | thousands by filing date | principal |
| NEWTEKONE INC | 652526203 | COM NEW | 53,797 | $878,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 38,957 | $878,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 22,023 | $876,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 39,014 | $874,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 25,417 | $874,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 110,837 | $872,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 19,918 | $872,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 37,413 | $871,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 78,489 | $870,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 105,475 | $869,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 389,198 | $867,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 19,635 | $866,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 369,000 | $864,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 104,591 | $862,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 106,038 | $862,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 23,133 | $862,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 233,140 | $860,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 20,085 | $857,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 273,858 | $857,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 12,559 | $852,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 103,973 | $852,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 30,161 | $851,000 | thousands by filing date | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 58,291 | $849,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 117,375 | $848,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 173,066 | $848,000 | thousands by filing date | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 10,000 | $845,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 29,167 | $844,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 271,569 | $842,000 | thousands by filing date | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 71,932 | $841,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 16,483 | $838,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 55,820 | $838,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 246,372 | $837,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 726,102 | $836,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 17,217 | $836,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 126,171 | $835,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 123,923 | $834,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 9,767 | $834,000 | thousands by filing date | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 54,349 | $834,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 210,228 | $832,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 915,926 | $830,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 170,712 | $828,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 144,654 | $824,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 46,644 | $824,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 407,509 | $823,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 691,456 | $823,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 245,650 | $822,000 | thousands by filing date | |
| PROSHARES TR | 74347G515 | S&P KENSHO CLEA | 25,000 | $820,000 | thousands by filing date | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 1,000,000 | $818,000 | thousands by filing date | principal |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 63,963 | $815,000 | thousands by filing date | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 54,745 | $815,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 1,398,449 | $814,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-22-000603 | this filing | 2022-11-14 | acceptance time not in the bulk data set |