13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 8,003 holding rows worth $733,715,370,000.
- Accession
- 0000895421-22-000603
- Filer
- CIK 895421
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 40,774 entries on the cover page, a total value of $733,715,370,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $733,715,370,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 144,528 | $812,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 239,410 | $811,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 17,028 | $811,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 176,687 | $809,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 85,501 | $808,000 | thousands by filing date | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 152,937 | $808,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 275,657 | $808,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 160,552 | $808,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 62,340 | $804,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 32,542 | $803,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 129,000 | $800,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 378,579 | $798,000 | thousands by filing date | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 62,900 | $796,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 116,904 | $796,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 32,110 | $795,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 287,504 | $793,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 41,344 | $793,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 120,791 | $792,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 11,294 | $792,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 127,203 | $790,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 26,410 | $788,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,243,000 | $787,000 | thousands by filing date | principal |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 219,283 | $786,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 19,101 | $786,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 23,311 | $785,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 15,517 | $785,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 98,714 | $784,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 41,583 | $783,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 188,313 | $782,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 716,294 | $782,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 185,425 | $780,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 49,075 | $779,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 19,945 | $779,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 192,519 | $778,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 28,526 | $777,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 35,943 | $772,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 30,037 | $772,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 55,112 | $771,000 | thousands by filing date | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 38,057 | $771,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 132,365 | $767,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,747 | $765,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 119,375 | $765,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 217,702 | $763,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 227,345 | $762,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 1,143,000 | $762,000 | thousands by filing date | principal |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 19,569 | $761,000 | thousands by filing date | |
| Senti Biosciences, Inc. | 81726A100 | Common Stock | 350,414 | $760,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 82,955 | $759,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 32,230 | $759,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 32,514 | $759,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887406 | CONV | 16,345 | $759,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 98,149 | $755,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 423,284 | $753,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 254,783 | $753,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 121,117 | $750,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 89,503 | $746,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 95,459 | $746,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 285,461 | $745,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 812,000 | $743,000 | thousands by filing date | principal |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 833,006 | $742,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 131,654 | $740,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 59,257 | $740,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 569,711 | $740,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 679,000 | $737,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 15,888 | $734,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 392,224 | $733,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 49,032 | $732,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 35,974 | $732,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 329,257 | $731,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 35,160 | $730,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 253,428 | $730,000 | thousands by filing date | |
| SABRE GLBL INC | 78573NAE2 | BOND | 768,000 | $729,000 | thousands by filing date | principal |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 29,930 | $728,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 65,803 | $725,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 244,683 | $724,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 84,993 | $722,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 9,253 | $722,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 317,908 | $722,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 115,091 | $719,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 565,000 | $717,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 795,000 | $717,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 97,107 | $716,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 374,793 | $715,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 38,272 | $714,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 90,137 | $714,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 137,640 | $710,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 10,000 | $709,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 813,383 | $709,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 219,108 | $705,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 64,474 | $704,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,070,069 | $704,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 42,081 | $701,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 126,741 | $701,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 368,437 | $700,000 | thousands by filing date | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 40,233 | $699,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 870,000 | $698,000 | thousands by filing date | principal |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 28,833 | $697,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 5,218 | $697,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 25,419 | $696,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 587,014 | $693,000 | thousands by filing date | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 703,000 | $689,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,035,000 | $688,000 | thousands by filing date | principal |
| EMPIRE PETE CORP | 292034303 | COM | 52,184 | $687,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 29,442 | $685,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 14,321 | $684,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 118,986 | $683,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 118,107 | $677,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 96,431 | $676,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 27,031 | $676,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 740,000 | $674,000 | thousands by filing date | principal |
| PCB BANCORP | 69320M109 | COMMON STOCK | 37,239 | $673,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 29,045 | $670,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 38,912 | $669,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 76,375 | $666,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 105,410 | $666,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 320,014 | $665,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 20,571 | $665,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 20,866 | $664,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 95,571 | $661,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 428,405 | $660,000 | thousands by filing date | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 38,374 | $657,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 13,305 | $654,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 20,698 | $654,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 47,681 | $652,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 25,451 | $652,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 681,000 | $652,000 | thousands by filing date | principal |
| AVEPOINT INC COM CL A | 053604104 | Stock | 161,831 | $650,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 25,032 | $650,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,512,589 | $650,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 22,889 | $649,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 13,845 | $647,000 | thousands by filing date | |
| APTIV PLC | G6095L117 | CONV | 6,886 | $646,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 679,650 | $646,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 20,404 | $644,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 22,457 | $641,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 1,454,944 | $639,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 65,531 | $638,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 8,563 | $637,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 34,760 | $636,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 8,292 | $635,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 39,566 | $635,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 39,140 | $634,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 210,435 | $633,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 169,475 | $632,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 197,873 | $631,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 296,255 | $629,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 502,454 | $629,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 65,653 | $628,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 98,849 | $628,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 94,540 | $627,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 24,598 | $625,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 274,873 | $624,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 378,000 | $623,000 | thousands by filing date | principal |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 131,246 | $622,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 913,116 | $622,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 63,100 | $620,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 55,842 | $619,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 12,118 | $619,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 469,000 | $619,000 | thousands by filing date | principal |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 107,736 | $617,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 65,310 | $617,000 | thousands by filing date | |
| BELITE BIO INC | 07782B104 | CMN | 18,308 | $615,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 171,100 | $614,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 90,987 | $612,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 19,220 | $612,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 16,686 | $611,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 93,289 | $608,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 25,278 | $606,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 87,396 | $605,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 22,068 | $605,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 204,079 | $602,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 45,510 | $600,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 11,057 | $600,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 51,256 | $600,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 37,378 | $599,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 13,816 | $599,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 199,974 | $595,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 26,806 | $593,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 262,661 | $591,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 19,681 | $591,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 11,847 | $591,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 49,522 | $591,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 3,823 | $590,000 | thousands by filing date | |
| Vivid Seats Inc | 92854T100 | Common Stock | 77,159 | $590,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 161,368 | $589,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 29,813 | $587,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 82,494 | $586,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 9,134 | $586,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 197,298 | $586,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 14,124 | $586,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 25,656 | $585,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 78,165 | $582,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 28,862 | $581,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 26,869 | $580,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 146,229 | $580,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 376,736 | $580,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 483,593 | $576,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 27,693 | $575,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 21,378 | $575,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 18,649 | $572,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 87,599 | $570,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 255,308 | $569,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 141,904 | $569,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 91,365 | $569,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 20,774 | $568,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 138,714 | $568,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 37,633 | $567,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 41,287 | $566,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 21,826 | $566,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 154,127 | $565,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 16,582 | $563,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 227,529 | $563,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 14,574 | $563,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 34,103 | $562,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 118,093 | $556,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 23,265 | $556,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 83,326 | $556,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 113,035 | $555,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 26,339 | $555,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 80,161 | $555,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 55,421 | $554,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 74,074 | $554,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 31,884 | $553,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 52,008 | $552,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 204,946 | $551,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 68,817 | $549,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 26,384 | $548,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 26,159 | $543,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 59,310 | $543,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 43,394 | $542,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 27,926 | $541,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 63,864 | $540,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 44,230 | $537,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 29,035 | $537,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 60,977 | $536,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 25,469 | $536,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 301,053 | $536,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 45,263 | $532,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 82,828 | $531,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 108,705 | $531,000 | thousands by filing date | |
| NUTEX HEALTH INC | 67079U108 | COM | 354,694 | $530,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 32,351 | $528,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 18,638 | $528,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 182,945 | $527,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 32,664 | $526,000 | thousands by filing date | |
| COHERENT CORP | 19247G206 | CONV | 3,304 | $526,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 13,734 | $525,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 10,110 | $522,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 28,946 | $521,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 70,636 | $518,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 719,268 | $518,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 23,334 | $518,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 43,312 | $518,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 92,431 | $516,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 378,354 | $515,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 13,848 | $513,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 3,416,345 | $512,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 28,142 | $511,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 24,829 | $509,000 | thousands by filing date | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 65,022 | $508,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 63,000 | $507,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 86,826 | $506,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 468,156 | $506,000 | thousands by filing date | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 42,999 | $505,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 196,690 | $505,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 501,000 | $501,000 | thousands by filing date | principal |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 197,227 | $501,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 59,352 | $500,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 10,007 | $498,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 638,859 | $498,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 933,572 | $498,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 114,668 | $497,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 55,922 | $496,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 105,652 | $496,000 | thousands by filing date | |
| ProShares UltraShort Bloomberg Crude Oil | 74347Y797 | ETF | 16,372 | $496,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 588,000 | $495,000 | thousands by filing date | principal |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 151,656 | $493,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 93,153 | $491,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 11,801 | $491,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 454,000 | $490,000 | thousands by filing date | principal |
| TIO TECH A | G8T10C122 | UNIT 04/12/2028 | 49,600 | $490,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 22,960 | $489,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 22,048 | $489,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 123,875 | $486,000 | thousands by filing date | |
| CARNIVAL CORP | 143658BE1 | NOTE 5.750% 4/0 | 483,000 | $483,000 | thousands by filing date | principal |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 163,299 | $483,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 28,521 | $481,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 68,803 | $480,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 222,068 | $480,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 54,272 | $479,000 | thousands by filing date | |
| TripAdvisor Inc | 896945AD4 | CONV | 600,000 | $479,000 | thousands by filing date | principal |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 27,180 | $478,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 55,000 | $478,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 48,676 | $475,000 | thousands by filing date | |
| I-80 GOLD CORP | 44955L106 | COM | 271,147 | $473,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 223,762 | $473,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 64,939 | $471,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 29,913 | $470,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 513,000 | $469,000 | thousands by filing date | principal |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 43,578 | $468,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 256,796 | $464,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 19,227 | $464,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 40,753 | $464,000 | thousands by filing date | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 44,058 | $463,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 171,018 | $463,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 349,843 | $462,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 112,703 | $462,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 5,272 | $462,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 11,368 | $461,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 772,553 | $460,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 485,000 | $457,000 | thousands by filing date | principal |
| INVESCO | 46090C305 | EXCHANGE TRADED | 13,182 | $456,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 149,097 | $455,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 22,470 | $454,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 15,984 | $453,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 227,064 | $452,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 133,038 | $452,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 44,815 | $450,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 200,774 | $449,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 500,000 | $449,000 | thousands by filing date | principal |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 30,882 | $448,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 282,402 | $448,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 700,000 | $448,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 10,424 | $447,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 57,716 | $446,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 31,108 | $445,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 147,556 | $443,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 65,334 | $443,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 118,410 | $437,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 166,657 | $436,000 | thousands by filing date | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 1,039,000 | $436,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 450,000 | $435,000 | thousands by filing date | principal |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 13,529 | $434,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 10,712 | $433,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 106,021 | $433,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 18,052 | $432,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 130,249 | $432,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 143,780 | $432,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 155,576 | $430,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 23,069 | $427,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 762,575 | $427,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 10,400 | $426,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 53,847 | $426,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,969 | $423,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 19,134 | $423,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 104,339 | $420,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 8,356 | $419,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 351,337 | $418,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 44,461 | $416,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 24,270 | $416,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 151,807 | $416,000 | thousands by filing date | |
| VACASA INC | 91854V107 | COM | 135,217 | $415,000 | thousands by filing date | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 7,588 | $414,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 1,183,686 | $414,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G393 | FUND | 7,450 | $414,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 16,002 | $413,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 598,000 | $411,000 | thousands by filing date | principal |
| ESSA BANCORP INC COM | 29667D104 | Stock | 21,225 | $411,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 71,049 | $411,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 360,517 | $410,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 42,555 | $410,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 113,158 | $409,000 | thousands by filing date | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 181,000 | $409,000 | thousands by filing date | principal |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 600,000 | $409,000 | thousands by filing date | principal |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 179,819 | $408,000 | thousands by filing date | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 18,438 | $408,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 35,963 | $407,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 35,040 | $407,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 12,447 | $406,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 212,006 | $405,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 169,083 | $405,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 131,477 | $405,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 15,702 | $404,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 20,550 | $404,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 23,749 | $402,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 182,928 | $402,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 328,788 | $402,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 39,656 | $401,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 15,118 | $400,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 54,059 | $398,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 408,775 | $398,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 8,712 | $397,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 58,318 | $396,000 | thousands by filing date | |
| VROOM INC | 92918VAB5 | Convertible Debt | 1,366,000 | $396,000 | thousands by filing date | principal |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 44,876 | $395,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 15,681 | $394,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 97,367 | $393,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 7,723 | $391,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 96,629 | $390,000 | thousands by filing date | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 25,442 | $389,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 28,792 | $389,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 229,189 | $387,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 5,746 | $387,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 13,132 | $386,000 | thousands by filing date | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 355,000 | $386,000 | thousands by filing date | principal |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,528 | $385,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 210,391 | $385,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 100,379 | $385,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 91,249 | $384,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 235,890 | $384,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 85,893 | $383,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 11,986 | $383,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 114,669 | $382,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 405,000 | $381,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 14,216 | $381,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 34,232 | $381,000 | thousands by filing date | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 48,406 | $381,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 167,693 | $381,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 22,250 | $381,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 196,109 | $380,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 21,994 | $379,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 592,461 | $379,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 54,793 | $378,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 42,357 | $378,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 153,216 | $377,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 97,489 | $376,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 45,010 | $376,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 176,784 | $375,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 36,456 | $374,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 35,631 | $374,000 | thousands by filing date | |
| KKR & CO INC | 48251W401 | CONV | 6,885 | $373,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 91,704 | $372,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 25,717 | $371,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 50,172 | $370,000 | thousands by filing date | |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 500,000 | $369,000 | thousands by filing date | principal |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 128,734 | $368,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 127,809 | $367,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 113,158 | $367,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 16,990 | $365,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 68,388 | $365,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 17,349 | $365,000 | thousands by filing date | |
| LARGO INC | 517097101 | COM | 69,161 | $364,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 92,819 | $363,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 79,084 | $363,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 163,068 | $361,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 89,274 | $361,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 286,306 | $361,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 10,519 | $361,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 47,065 | $360,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 21,312 | $358,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 14,389 | $358,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 139,492 | $357,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 14,252 | $357,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 477,713 | $355,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 124,793 | $353,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 352,962 | $353,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 31,233 | $353,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 89,396 | $351,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C202 | SPONSORED ADS | 74,538 | $351,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 104,747 | $351,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 12,536 | $350,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 26,809 | $349,000 | thousands by filing date | |
| ENFUSION INC | 292812104 | CL A | 28,253 | $348,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 220,689 | $348,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 50,687 | $347,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 9,406 | $347,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 7,508 | $346,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 93,282 | $345,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 74,257 | $344,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 32,631 | $343,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 51,487 | $342,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 54,945 | $340,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 322,233 | $339,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 463,152 | $338,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 16,055 | $336,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 146,782 | $336,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 66,271 | $335,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 76,201 | $334,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 53,060 | $334,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 345,772 | $334,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 274,735 | $333,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 52,667 | $333,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 12,677 | $332,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 7,388 | $331,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 12,950 | $331,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 34,968 | $331,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 321,249 | $331,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 25,854 | $329,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 511,720 | $329,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 11,404 | $328,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 516,952 | $328,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 68,963 | $327,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 50,660 | $327,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 55,461 | $327,000 | thousands by filing date | |
| PROSHARES TR | 74347G374 | PSHS ULDOW30 NEW | 5,576 | $327,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 27,204 | $326,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 55,563 | $326,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,233 | $326,000 | thousands by filing date | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 17,558 | $325,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 13,049 | $323,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 19,447 | $322,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 13,261 | $322,000 | thousands by filing date | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 6,560 | $321,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 21,375 | $321,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 35,235 | $321,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 15,171 | $321,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 185,000 | $321,000 | thousands by filing date | principal |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 4,772 | $320,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 21,152 | $320,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 12,755 | $319,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-22-000603 | this filing | 2022-11-14 | acceptance time not in the bulk data set |