13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 8,180 holding rows worth $809,868,913,000.
- Accession
- 0000895421-22-000372
- Filer
- CIK 895421
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 33,624 entries on the cover page, a total value of $809,868,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $809,868,913,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMorgan Stanley Bank, N.A.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 267 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 153 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 500 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 185 | $9,000 | thousands by filing date | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 270 | $9,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 780 | $9,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,500 | $9,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 2,100 | $9,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 10,002 | $9,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 10,000 | $9,000 | thousands by filing date | principal |
| Draganfly Inc | 26142Q205 | COM | 5,731 | $9,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 432 | $9,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 9,067 | $9,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 27,130 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 378 | $9,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 12,928 | $9,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R206 | UNIT 03/05/2026 | 900 | $9,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 7,009 | $9,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 1,002 | $9,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 1,851 | $9,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 150 | $8,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 411 | $8,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 336 | $8,000 | thousands by filing date | |
| Karooooo Ltd | Y4600W108 | COM | 203 | $8,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 800 | $8,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 757 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 176 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 366 | $8,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 5,153 | $8,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 321 | $8,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,021 | $8,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 951 | $8,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 442 | $8,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 1,763 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 381 | $8,000 | thousands by filing date | |
| OPTHEA LTD | 68386J208 | SPONSORED ADS | 1,000 | $8,000 | thousands by filing date | |
| IN8BIO INC | 45674E109 | COM | 1,928 | $8,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 8,000 | $8,000 | thousands by filing date | principal |
| VACASA INC | 91854V107 | COM | 1,000 | $8,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 8,000 | $8,000 | thousands by filing date | principal |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 13,724 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 716 | $8,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 812 | $8,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 759 | $8,000 | thousands by filing date | |
| MEAT TECH 3D LTD | 583435102 | COM | 1,500 | $8,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 2,130 | $8,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,227 | $8,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 240 | $8,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 505 | $8,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 1,465 | $8,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 7,752 | $8,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 5,618 | $8,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 5,539 | $8,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 27,408 | $8,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 1,409 | $8,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 17,500 | $8,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 800 | $8,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 4,144 | $8,000 | thousands by filing date | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 740 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 221 | $7,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,440 | $7,000 | thousands by filing date | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 155 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 149 | $7,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 2,537 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 230 | $7,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,146 | $7,000 | thousands by filing date | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 650 | $7,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 600 | $7,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,000 | $7,000 | thousands by filing date | principal |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 5,301 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 361 | $7,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 1,203 | $7,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 1,502 | $7,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 750 | $7,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 2,400 | $7,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 6,201 | $7,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 17,713 | $7,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 21,676 | $7,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 2,840 | $7,000 | thousands by filing date | |
| VOLT ETF TRUST | 92873G105 | CRYPTO INDY REVO | 447 | $7,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 657 | $7,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 8,552 | $7,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 9,050 | $7,000 | thousands by filing date | |
| AUDDIA INC | 05072K107 | COM | 3,892 | $7,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 150 | $7,000 | thousands by filing date | |
| NOMAD ROYALTY COMPANY LTD | 65532M606 | COM NEW | 800 | $7,000 | thousands by filing date | |
| NXT-ID INC | 67091J404 | COM NEW | 2,294 | $7,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 5,629 | $7,000 | thousands by filing date | |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 2,060 | $7,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 91 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 70 | $6,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 68 | $6,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 1,020 | $6,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 291 | $6,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,008 | $6,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,960 | $6,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 10,005 | $6,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,381 | $6,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 701 | $6,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 83 | $6,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 4,459 | $6,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,192 | $6,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 3,430 | $6,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 1,085 | $6,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 212 | $6,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,607 | $6,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 5,704 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347G556 | FUND | 485 | $6,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 4,000 | $6,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 5,006 | $6,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 5,000 | $6,000 | thousands by filing date | principal |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 12,936 | $6,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 10,600 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 5,000 | $6,000 | thousands by filing date | principal |
| ASHFORD INC | 044104107 | COM | 364 | $6,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 21,091 | $6,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 1,820 | $6,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 6,000 | $6,000 | thousands by filing date | principal |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 200 | $6,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N871 | VOLT CLOUD CYB | 363 | $6,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 1,517 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347G655 | ULT MSCIBZL CAPP | 340 | $6,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 5,046 | $6,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 4,155 | $6,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 67 | $5,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 950 | $5,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,366 | $5,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 150 | $5,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 101 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 106 | $5,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 587 | $5,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 500 | $5,000 | thousands by filing date | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 300 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 47 | $5,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 753 | $5,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 1,303 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 100 | $5,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 101 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R639 | INDXX GBL MED | 188 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 155 | $5,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,156 | $5,000 | thousands by filing date | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 500 | $5,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 1,121 | $5,000 | thousands by filing date | |
| CRYO-CELL INTL INC | 228895108 | COM | 400 | $5,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 125 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 406 | $5,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 174 | $5,000 | thousands by filing date | |
| SIGNA SPORTS UNITED NV | N80029106 | ORD SHS | 584 | $5,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,000 | $5,000 | thousands by filing date | principal |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 800 | $5,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 500 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 625 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 150 | $5,000 | thousands by filing date | |
| VIRGIN ORBIT HOLDINGS INC | 92771A101 | COMMON STOCK | 661 | $5,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L117 | *W EXP 08/11/202 | 4,466 | $5,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 7,993 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 178 | $5,000 | thousands by filing date | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 500 | $5,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 10,000 | $5,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 3,735 | $5,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 9,606 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 249 | $5,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 434 | $5,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 5,064 | $5,000 | thousands by filing date | |
| MOLEKULE GROUP INC | 007744105 | COM | 439 | $5,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 2,401 | $5,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 2,263 | $5,000 | thousands by filing date | |
| ABVC BIOPHARMA INC | 00091F106 | COM | 1,486 | $5,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 4,176 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R614 | BBG SASB CRPT ES | 193 | $5,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 9,010 | $5,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 475 | $5,000 | thousands by filing date | |
| BOWLERO CORP | 10258P110 | *W EXP 03/01/202 | 4,000 | $5,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 500 | $5,000 | thousands by filing date | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 300 | $4,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 105 | $4,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 88 | $4,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 138 | $4,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 281 | $4,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 552 | $4,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 800 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 100 | $4,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 1,001 | $4,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 616 | $4,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 100 | $4,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 143 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 150 | $4,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,050 | $4,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 600 | $4,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 2,000 | $4,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 1,703 | $4,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 7,128 | $4,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 3,714 | $4,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 453 | $4,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 456 | $4,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 273 | $4,000 | thousands by filing date | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 2,220 | $4,000 | thousands by filing date | |
| MEIWU TECHNOLOGY COMPANY LTD | G9604C107 | ORD SHS | 1,860 | $4,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 1,950 | $4,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 5,500 | $4,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 150 | $4,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 400 | $4,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V115 | *W EXP 09/30/202 | 3,787 | $4,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 134 | $4,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 4,782 | $4,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 2,291 | $4,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 1,405 | $4,000 | thousands by filing date | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 500 | $4,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 1,038 | $4,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 8,895 | $4,000 | thousands by filing date | |
| VIQ SOLUTIONS INC | 91825V400 | COM NEW | 1,777 | $4,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 10,662 | $4,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 500 | $4,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 390 | $4,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 201 | $4,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 400 | $4,000 | thousands by filing date | |
| ARGUS CAPITAL CORP-CL A | 04026L105 | CLASS A COM | 400 | $4,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 354 | $4,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 355 | $4,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 5,000 | $4,000 | thousands by filing date | |
| MISSFRESH LTD | 60500F105 | ADS | 709 | $4,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 376 | $4,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 253 | $4,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 432 | $4,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 237 | $3,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,101 | $3,000 | thousands by filing date | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 250 | $3,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 421 | $3,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 503 | $3,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 80 | $3,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 300 | $3,000 | thousands by filing date | |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 1,370 | $3,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 1,316 | $3,000 | thousands by filing date | |
| BTCS INC | 05581M404 | CMN | 960 | $3,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 500 | $3,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 207 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 289 | $3,000 | thousands by filing date | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 502 | $3,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 998 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 200 | $3,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 2,000 | $3,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,000 | $3,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,000 | $3,000 | thousands by filing date | principal |
| AUGMEDIX INC | 05105P107 | COM | 1,064 | $3,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,000 | $3,000 | thousands by filing date | principal |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 547 | $3,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 1,231 | $3,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 1,100 | $3,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 300 | $3,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 803 | $3,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 1,500 | $3,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 1,716 | $3,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 9,100 | $3,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 300 | $3,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,017 | $3,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 1,000 | $3,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 840 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 100 | $3,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 295 | $3,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 4,938 | $3,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 333 | $3,000 | thousands by filing date | |
| SHINECO INC | 824567309 | COM | 500 | $3,000 | thousands by filing date | |
| Zivo Bioscience Inc | 98978N200 | COM | 1,069 | $3,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 1,000 | $3,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 3,988 | $3,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 843 | $3,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 1,314 | $3,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 6,389 | $3,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 328 | $3,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 260 | $3,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 325 | $3,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 14,300 | $3,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 66 | $2,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 57 | $2,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 40 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 56 | $2,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 75 | $2,000 | thousands by filing date | |
| QTREX QUANTUM LTD | M53637100 | SHS | 400 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 34 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 15 | $2,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 501 | $2,000 | thousands by filing date | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 750 | $2,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 2,111 | $2,000 | thousands by filing date | |
| INTELLIGENT PROTECTION MANAG | 69764K106 | COM | 581 | $2,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 322 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 206 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 50 | $2,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 175 | $2,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,569 | $2,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 208 | $2,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 2,503 | $2,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 502 | $2,000 | thousands by filing date | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 53 | $2,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,671 | $2,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 1,000 | $2,000 | thousands by filing date | principal |
| SILVERSPAC INC | G8136V104 | COM | 223 | $2,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 3,972 | $2,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 183 | $2,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 1,000 | $2,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 66 | $2,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 175 | $2,000 | thousands by filing date | |
| CYNGN INC | 23257B107 | COM | 351 | $2,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453104 | CLASS A COM | 185 | $2,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 1,201 | $2,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 486 | $2,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 1,244 | $2,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 2,525 | $2,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M105 | CLASS A ORD SHS | 190 | $2,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 1,501 | $2,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E204 | UNIT 03/17/2026 | 200 | $2,000 | thousands by filing date | |
| ASSURE HLDGS CORP | 04625J204 | COM | 353 | $2,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 302 | $2,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 2,111 | $2,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 796 | $2,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 1,001 | $2,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 1,000 | $2,000 | thousands by filing date | |
| ICONIC SPORTS ACQUISITION CO | G4712C123 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 3,646 | $2,000 | thousands by filing date | |
| MERCATO PARTNERS ACQUISITION | 58759A207 | UNIT 10/29/2026 | 200 | $2,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 1,090 | $2,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 983 | $2,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 475 | $2,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 1,505 | $2,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 3,691 | $2,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 6,000 | $2,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 1,568 | $2,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J111 | W EXP 11/10/202 | 861 | $2,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 1,327 | $2,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 187 | $2,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 2,848 | $2,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 120 | $2,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 32 | $2,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 184 | $2,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 250 | $2,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 220 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 3,100 | $2,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 4,051 | $2,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 5 | $1,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 100 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 35 | $1,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 23 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 79 | $1,000 | thousands by filing date | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 50 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 12 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 450 | $1,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 100 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 925 | $1,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,410 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 40 | $1,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 62 | $1,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 450 | $1,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | g9525w117 | WT | 1,289 | $1,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 436 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 64 | $1,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 400 | $1,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 204 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 40 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 70 | $1,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 350 | $1,000 | thousands by filing date | |
| Surrozen, Inc. | 86889P109 | COM | 82 | $1,000 | thousands by filing date | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 214 | $1,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 109 | $1,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 730 | $1,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 799 | $1,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 575 | $1,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 278 | $1,000 | thousands by filing date | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 135 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 25 | $1,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 96 | $1,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 1,000 | $1,000 | thousands by filing date | principal |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 265 | $1,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 281 | $1,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 93 | $1,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 1,218 | $1,000 | thousands by filing date | |
| BOXED INC | 103174116 | WARR | 1,070 | $1,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,406 | $1,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 411 | $1,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 322 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 1,000 | $1,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 2,006 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 484 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 95 | $1,000 | thousands by filing date | |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 200 | $1,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 1,300 | $1,000 | thousands by filing date | |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 4,480 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 1,438 | $1,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 460 | $1,000 | thousands by filing date | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 600 | $1,000 | thousands by filing date | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C207 | UNIT 05/31/2028 | 71 | $1,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y111 | *W EXP 12/22/202 | 750 | $1,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 538 | $1,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 309 | $1,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 100 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 95 | $1,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 151 | $1,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 500 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 1,370 | $1,000 | thousands by filing date | |
| ERMENEGILDO ZEGNA N V | N30577113 | *W EXP 12/17/202 | 673 | $1,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 283 | $1,000 | thousands by filing date | |
| BIOPHYTIS SA | 09076G104 | ADS | 215 | $1,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 1,284 | $1,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 5,576 | $1,000 | thousands by filing date | |
| HCW BIOLOGICS INC | 40423R105 | COM | 500 | $1,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 479 | $1,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 111 | $1,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 1,637 | $1,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 1,300 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 50 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G614 | ULTRASHORT MATER | 114 | $1,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,000 | $1,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 243 | $1,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 168 | $1,000 | thousands by filing date | |
| SONENDO INC | 835431107 | Common Stocks | 100 | $1,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 7,531 | $1,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 2,500 | $1,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,500 | $1,000 | thousands by filing date | |
| MATTERPORT INC | 577096118 | W EXP 08/24/202 | 59 | $1,000 | thousands by filing date | |
| DIREXION WORLD WITHOUT | 25460G641 | WASTE ETF | 40 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 70 | $1,000 | thousands by filing date | |
| ZHANGMEN EDUCATION INC. | 98955H200 | SPONSORED ADS | 262 | $1,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E699 | CABANA TARGET 13 | 28 | $1,000 | thousands by filing date | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 100 | $1,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A112 | *W EXP 07/28/202 | 1,256 | $1,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 350 | $1,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 1,430 | $1,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 800 | $1,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 1,217 | $1,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 120 | $1,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 200 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 32 | $1,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 4,819 | $1,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 44 | $1,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 1,278 | $1,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 79 | $1,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 1,162 | $1,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 100 | $1,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 1,000 | $1,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 1,500 | $1,000 | thousands by filing date | |
| KIORA PHARMACEUTICALS INC | 49721T101 | COMMON STOCK | 334 | $1,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 56 | $1,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 1,000 | $1,000 | thousands by filing date | principal |
| COLLABORATIVE INVESTMNT SER | 19423L649 | DE SPAC ETF | 40 | $1,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 840 | $1,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 2,616 | $1,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 374 | $1,000 | thousands by filing date | |
| BIMI INTERNATIONAL MEDICAL I | 05552Q103 | COM | 2,344 | $1,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMBACH HLDGS INC | 53263P105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLITECH GROUP INC | 03211Q200 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELA BIO INC | 872381108 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 372 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ishares Bb Rated Corp B | 46435U473 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGH TIDE INC | 42981E401 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H717 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BETTER THERAPEUTICS INC COMMON | 08773T104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AMERN CORP | 048209100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEXAS COMMUNITY BANCSHARES I | 88231Q108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOVING IMAGE TECHNOLOGIES IN | 62464R109 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 857 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODERE ONLINE LUXEMBOURG S A | L18268109 | ORDINARY SHARES | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOGOTA FINL CORP | 097235105 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-22-000372 | this filing | 2022-02-14 | acceptance time not in the bulk data set |