13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 8,180 holding rows worth $809,868,913,000.
- Accession
- 0000895421-22-000372
- Filer
- CIK 895421
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 33,624 entries on the cover page, a total value of $809,868,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $809,868,913,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMorgan Stanley Bank, N.A.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CULP INC | 230215105 | CMN | 9,468 | $90,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 19,096 | $90,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,152 | $90,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 4,282 | $89,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 23,900 | $89,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 11,401 | $89,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 8,336 | $89,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 3,000 | $89,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 3,920 | $89,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 88,000 | $89,000 | thousands by filing date | principal |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 36,876 | $88,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 1,825 | $88,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 2,369 | $88,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 4,316 | $88,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 1,594 | $88,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 5,310 | $88,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 23,958 | $88,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 26,599 | $87,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 5,300 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,776 | $87,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 5,617 | $87,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 67,100 | $87,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 60,608 | $87,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 8,817 | $87,000 | thousands by filing date | |
| HELBIZ INC | 42309B204 | CLASS A COM | 15,912 | $87,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 3,470 | $86,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 5,783 | $86,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 159,518 | $86,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 8,497 | $86,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 2,895 | $85,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 5,626 | $85,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,061 | $85,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3,502 | $85,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 11,548 | $85,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 35,442 | $85,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 36,000 | $85,000 | thousands by filing date | principal |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 8,447 | $85,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 8,591 | $85,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 23,569 | $85,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 71,054 | $85,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 2,210 | $84,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 2,661 | $84,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 35,317 | $84,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 26,547 | $84,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,928 | $84,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 55,742 | $84,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 83,000 | $83,000 | thousands by filing date | principal |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 9,747 | $83,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 137,163 | $83,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 5,079 | $82,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 25,936 | $82,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 42,289 | $82,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 9,171 | $82,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 31,083 | $82,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 15,634 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 7,530 | $82,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 34,092 | $82,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 78,500 | $82,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 2,500 | $81,000 | thousands by filing date | |
| MAWSON INFRASTRUCTURE GROUP | 57778N208 | COM | 12,157 | $81,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 14,064 | $81,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 8,016 | $81,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 2,235 | $81,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 2,500 | $80,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 21,325 | $80,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 6,599 | $80,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 11,688 | $80,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 17,850 | $80,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 67,907 | $80,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 11,643 | $80,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 8,075 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 2,614 | $79,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,220 | $79,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 2,048 | $79,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 3,984 | $79,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 13,006 | $79,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 21,881 | $78,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 29,554 | $78,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 673 | $77,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 5,474 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 1,388 | $77,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 2,000 | $77,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 9,963 | $77,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 77,000 | $77,000 | thousands by filing date | principal |
| VENUS CONCEPT INC | 92332W105 | COM | 45,482 | $77,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 12,913 | $77,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 7,677 | $77,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 9,069 | $76,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 8,148 | $76,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 2,018 | $76,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,271 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 2,702 | $76,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 16,388 | $76,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 31,878 | $76,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 32,000 | $76,000 | thousands by filing date | principal |
| RALLYBIO CORP | 75120L100 | COM | 7,897 | $76,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 53,155 | $76,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 15,738 | $76,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 194,720 | $76,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 5,041 | $76,000 | thousands by filing date | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 4,520 | $75,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 12,682 | $75,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 4,339 | $75,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 1,793 | $75,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 53,387 | $75,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 14,449 | $75,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,529 | $75,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP SER A PFD | 09625U208 | PREFERRED | 8,983 | $75,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 20,794 | $75,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 7,603 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 5,769 | $75,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 58,000 | $75,000 | thousands by filing date | principal |
| PERASO INC | 71360T101 | COM | 17,894 | $75,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 13,397 | $74,000 | thousands by filing date | |
| INFORMATICA INC | 45674M101 | COM CL A | 2,020 | $74,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,030 | $74,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 1,999 | $74,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 2,059 | $73,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,379 | $73,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 2,374 | $73,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 39,380 | $73,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 45,000 | $73,000 | thousands by filing date | principal |
| BIO-PATH HLDGS INC | 09057N300 | COM | 19,424 | $73,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 2,575 | $72,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 71,475 | $72,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 126,179 | $72,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 44,012 | $72,000 | thousands by filing date | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 4,162 | $71,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 9,014 | $71,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 5,033 | $71,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 80,000 | $71,000 | thousands by filing date | principal |
| FNCB BANCORP INC | 302578109 | COM | 7,706 | $71,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 7,292 | $71,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 53,483 | $71,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 24,450 | $71,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L101 | COM CL A | 6,956 | $71,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 28,652 | $70,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 828 | $70,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 8,791 | $70,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 28,642 | $70,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 170,674 | $70,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L208 | UNIT 99/99/9999 | 6,930 | $70,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 2,000 | $70,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 14,110 | $70,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 21,465 | $69,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 14,662 | $69,000 | thousands by filing date | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 67,000 | $69,000 | thousands by filing date | principal |
| GENASYS INC | 36872P103 | CMN | 17,301 | $69,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 2,755 | $69,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 5,025 | $69,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 1,311 | $68,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 1,948 | $68,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 2,839 | $68,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 22,276 | $68,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 8,297 | $68,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 4,881 | $68,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 4,312 | $68,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 69,000 | $68,000 | thousands by filing date | principal |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 67,803 | $68,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 2,134 | $67,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 5,647 | $67,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 13,497 | $67,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 8,712 | $67,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 9,811 | $67,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,615 | $67,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 6,700 | $67,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 1,800 | $66,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 1,498 | $66,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 891 | $66,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 304,026 | $66,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 64,830 | $66,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 2,450 | $66,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 6,690 | $66,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 6,696 | $66,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 265,165 | $66,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 6,292 | $65,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,262 | $65,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,220 | $65,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 2,691 | $65,000 | thousands by filing date | |
| TROOPS INC | G9094C104 | SHS | 13,202 | $65,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 26,431 | $65,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 6,643 | $65,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 6,212 | $65,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 6,514 | $65,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 6,500 | $65,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 2,000 | $64,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 84,000 | $64,000 | thousands by filing date | principal |
| FULL HSE RESORTS INC | 359678109 | COM | 5,202 | $64,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 1,455 | $64,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,683 | $64,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 123,118 | $64,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 3,073 | $64,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 6,464 | $64,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED ORDINARY SHARES | 242794105 | Stock | 6,444 | $64,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 7,534 | $63,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 3,066 | $63,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 21,061 | $63,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 791 | $63,000 | thousands by filing date | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 11,202 | $63,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,960 | $63,000 | thousands by filing date | principal |
| PARTS ID INC | 702141102 | COM | 26,000 | $63,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 4,901 | $63,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q152 | *W EXP 09/24/202 | 80,197 | $63,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 58,353 | $63,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 168,524 | $63,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 29,864 | $62,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 12,167 | $62,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 3,510 | $62,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 8,480 | $62,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 32,000 | $62,000 | thousands by filing date | principal |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 13,262 | $62,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 6,206 | $62,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 6,077 | $62,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 6,518 | $61,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,212 | $61,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 9,700 | $61,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 2,297 | $61,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 1,543 | $61,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 3,699 | $61,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 3,773 | $61,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 40,474 | $61,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 7,148 | $61,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 880 | $61,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 50,017 | $61,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 6,027 | $61,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 8,484 | $60,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 18,903 | $60,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 27,668 | $60,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 2,251 | $60,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,735 | $60,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,619 | $59,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 5,615 | $59,000 | thousands by filing date | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 9,987 | $59,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 2,228 | $59,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 10,816 | $59,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 6,551 | $59,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 2,153 | $59,000 | thousands by filing date | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 8,715 | $59,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 5,561 | $59,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 2,353 | $59,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 2,188 | $59,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 5,650 | $59,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 1,750 | $58,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 5,702 | $58,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 600 | $57,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,225 | $57,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 1,367 | $57,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 21,441 | $57,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,189 | $57,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 5,513 | $57,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 1,421 | $57,000 | thousands by filing date | |
| IO BIOTECH INC | 449778109 | COM | 8,958 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 5,964 | $57,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 54,901 | $57,000 | thousands by filing date | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 17,473 | $56,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 3,923 | $56,000 | thousands by filing date | |
| Sab Biotherapeutics Inc W Exp 10/22/202 | 78397T111 | SPAC Combination | 31,407 | $56,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 47,910 | $56,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 5,737 | $56,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 5,647 | $56,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 49,473 | $56,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 3,633 | $55,000 | thousands by filing date | |
| ENFUSION INC | 292812104 | CL A | 2,596 | $55,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 18,814 | $55,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 901 | $55,000 | thousands by filing date | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 2,800 | $55,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 12,391 | $55,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 40,200 | $55,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 98,681 | $55,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 40,039 | $55,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 5,529 | $55,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 138,867 | $55,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 66,052 | $55,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 738 | $54,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 13,809 | $54,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 4,901 | $54,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 5,265 | $54,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 5,252 | $54,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 47,489 | $53,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 16,474 | $53,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 5,680 | $53,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 5,150 | $53,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 5,440 | $53,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 61,684 | $53,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 5,152 | $53,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 2,886 | $52,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,397 | $52,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 6,047 | $52,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 6,128 | $52,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 12,229 | $52,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 43,045 | $52,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 6,189 | $52,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 23,716 | $52,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 4,400 | $52,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 4,842 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 762 | $51,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 1,787 | $51,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 829 | $51,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 47,000 | $51,000 | thousands by filing date | principal |
| MARINE PRODS CORP | 568427108 | cs | 4,006 | $51,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 101,896 | $51,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 6,078 | $51,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 78,147 | $51,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,407 | $51,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V101 | CLASS A COM | 5,100 | $51,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 5,129 | $51,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 86,905 | $51,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 38,050 | $51,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 4,914 | $51,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 47,000 | $51,000 | thousands by filing date | principal |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 5,091 | $51,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 9,073 | $50,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 16,942 | $50,000 | thousands by filing date | |
| NUTRIBAND INC | 67092M208 | COM NEW | 4,974 | $50,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 15,990 | $50,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 21,904 | $50,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 3,101 | $50,000 | thousands by filing date | |
| MYNARIC AG | 62857X101 | SPON ADS | 3,900 | $50,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 5,567 | $49,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8,448 | $49,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,044 | $49,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 70 | $49,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 21,769 | $49,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 6,690 | $49,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 4,997 | $49,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 170,281 | $49,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 18,756 | $49,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 4,913 | $49,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 119,679 | $49,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 4,923 | $49,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 1,405 | $48,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 2,611 | $48,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 7,268 | $48,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E364 | CMN | 749 | $48,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,300 | $48,000 | thousands by filing date | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 7,905 | $48,000 | thousands by filing date | |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 52,000 | $48,000 | thousands by filing date | principal |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 4,814 | $48,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 4,853 | $48,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 2,010 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,919 | $47,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 17,778 | $47,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 16,576 | $47,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 8,463 | $47,000 | thousands by filing date | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 15,679 | $47,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 11,758 | $47,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 10,432 | $47,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 4,800 | $47,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 4,819 | $47,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 456 | $46,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 22,945 | $46,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 7,465 | $46,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 1,260 | $46,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 4,422 | $46,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 8,387 | $46,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 53,380 | $46,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 35,313 | $46,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,151 | $45,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H252 | MONARCH BLUE ELI | 1,515 | $45,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H245 | MONA PROC IN ETF | 1,634 | $45,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 15,903 | $45,000 | thousands by filing date | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 2,863 | $45,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 6,227 | $45,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 35,253 | $45,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 4,110 | $45,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 4,596 | $45,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 45,000 | $45,000 | thousands by filing date | principal |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 1,131 | $44,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 1,928 | $44,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 3,410 | $44,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,544 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 964 | $44,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 6,300 | $44,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 8,265 | $44,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 4,367 | $44,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 42,004 | $44,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 14,900 | $44,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 42,000 | $44,000 | thousands by filing date | principal |
| Invesco DB Agriculture | 45173W105 | SPONSORED ADR | 1,639 | $44,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 4,500 | $44,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 4,286 | $44,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNITIES, INC. | 502015209 | COM | 4,216 | $44,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 27,601 | $43,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1,665 | $43,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 2,538 | $43,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 18,554 | $43,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 4,680 | $43,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 4,269 | $43,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 7,376 | $43,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 5,172 | $43,000 | thousands by filing date | |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 30,884 | $42,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 985 | $42,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 6,041 | $42,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,123 | $42,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 7,284 | $42,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 877 | $42,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,000 | $42,000 | thousands by filing date | principal |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 37,141 | $42,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 4,300 | $42,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,441 | $42,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 4,200 | $42,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K873 | CL A | 33,331 | $42,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 1,656 | $42,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 3,987 | $42,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 1,289 | $41,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 545 | $41,000 | thousands by filing date | |
| NEXGEL INC | 65344E107 | COM | 15,900 | $41,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 615 | $41,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 16,305 | $41,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 9,431 | $41,000 | thousands by filing date | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 1,600 | $41,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 21,478 | $41,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 12,608 | $40,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 19,650 | $40,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 1,616 | $40,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 25,067 | $40,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 4,050 | $40,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 4,031 | $40,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 3,950 | $40,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 8,771 | $39,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 10,503 | $39,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 836 | $39,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 38,218 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 1,500 | $39,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 4,586 | $39,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 14,022 | $39,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,199 | $39,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 900 | $39,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 47,550 | $39,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 80,244 | $39,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 5,623 | $39,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 1,191 | $38,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 6,476 | $38,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 849 | $38,000 | thousands by filing date | |
| COMPOSECURE INC | 20459V113 | *W EXP 12/27/202 | 25,000 | $38,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 584 | $38,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 1,155 | $38,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 55,536 | $38,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 3,718 | $38,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 3,900 | $38,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 3,756 | $38,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 3,851 | $38,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 3,752 | $38,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 46,173 | $38,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 3,787 | $38,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 4,645 | $37,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 1,250 | $37,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 6,476 | $37,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1,478 | $37,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 1,444 | $37,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,326 | $37,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 17,484 | $37,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 1,388 | $37,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 3,233 | $37,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 5,339 | $37,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 827 | $37,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 39,000 | $37,000 | thousands by filing date | principal |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 45,663 | $37,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 27,608 | $37,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 3,714 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,654 | $36,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 4,722 | $36,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y509 | CMN | 1,200 | $36,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 896 | $36,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 36,000 | $36,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,475 | $36,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,563 | $36,000 | thousands by filing date | |
| RPT REALTY | 74971D200 | PREF CONV | 625 | $36,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C105 | SHS CL A | 3,500 | $36,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 3,640 | $36,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,469 | $35,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 29,490 | $35,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,510 | $35,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 959 | $35,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 8,189 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 576 | $35,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 5,012 | $35,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 3,562 | $35,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 46,446 | $35,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,369 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 633 | $34,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 850 | $34,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 8,307 | $34,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 3,700 | $34,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 5,290 | $34,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 3,448 | $34,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 73,853 | $34,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 3,975 | $34,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 3,450 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 3,645 | $34,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 643 | $33,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,164 | $33,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 2,484 | $33,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 4,255 | $33,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 1,367 | $33,000 | thousands by filing date | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 2,043 | $33,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 2,578 | $33,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 7,198 | $33,000 | thousands by filing date | |
| TRUESHARES STRUCTURED OUTCOME (JUNE) ETF | 53656F771 | ETF | 1,200 | $33,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 15,712 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-22-000372 | this filing | 2022-02-14 | acceptance time not in the bulk data set |