13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 8,180 holding rows worth $809,868,913,000.
- Accession
- 0000895421-22-000372
- Filer
- CIK 895421
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 33,624 entries on the cover page, a total value of $809,868,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $809,868,913,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMorgan Stanley Bank, N.A.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 5,905 | $33,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 493 | $33,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 10,778 | $33,000 | thousands by filing date | |
| POP CULTURE GROUP CO LTD | G71700101 | CLASS A ORD SHS | 9,000 | $33,000 | thousands by filing date | |
| IRENLTDF | Q4982L109 | STOK | 2,000 | $32,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 1,110 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,000 | $32,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 17,819 | $32,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 452 | $32,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,936 | $32,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 13,266 | $32,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 6,349 | $32,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 13,036 | $32,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 15,904 | $32,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 8,794 | $32,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 33,800 | $32,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 3,063 | $32,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 13,907 | $32,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 2,985 | $32,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 2,832 | $31,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 4,900 | $31,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 1,000 | $31,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 1,070 | $31,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 3,500 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,173 | $31,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 9,526 | $31,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,235 | $31,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 3,053 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 2,585 | $31,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 3,205 | $31,000 | thousands by filing date | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 16,577 | $31,000 | thousands by filing date | |
| SMART POWERR CORP | 168913309 | COM | 5,655 | $31,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 3,124 | $31,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 213 | $31,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 3,117 | $31,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 3,100 | $31,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 77,267 | $31,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 2,979 | $31,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 2,742 | $30,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 1,599 | $30,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 7,580 | $30,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 3,020 | $30,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 280 | $30,000 | thousands by filing date | |
| INTERCURE LTD | M549GJ111 | COM NEW | 4,601 | $30,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 3,740 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 975 | $30,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 76,233 | $30,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 10,300 | $30,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,067 | $30,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 63,966 | $30,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 9,890 | $30,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 20,805 | $30,000 | thousands by filing date | |
| DATCHAT INC | 23816M107 | COM | 10,025 | $30,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 7,570 | $30,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 3,000 | $30,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 50,927 | $30,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 1,373 | $29,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 2,519 | $29,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 361 | $29,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 2,763 | $29,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 96,598 | $29,000 | thousands by filing date | |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 13,526 | $29,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 4,960 | $29,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 27,000 | $29,000 | thousands by filing date | principal |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 3,397 | $29,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 338 | $29,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 86,530 | $28,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 589 | $28,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 830 | $28,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 1,343 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 240 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 400 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 640 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 562 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 820 | $28,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 3,958 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 376 | $28,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 19,000 | $28,000 | thousands by filing date | principal |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 3,501 | $28,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 8,069 | $28,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 5,365 | $28,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 20,148 | $28,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 1,900 | $28,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 27,000 | $28,000 | thousands by filing date | principal |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 2,815 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 1,324 | $28,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 2,567 | $28,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 2,778 | $28,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 2,704 | $28,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 495 | $27,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 3,793 | $27,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 580 | $27,000 | thousands by filing date | |
| MAGYAR BANCORP INC | 55977T208 | COM | 2,210 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 592 | $27,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 12,058 | $27,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 5,299 | $27,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,888 | $27,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 25,000 | $27,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 1,188 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 1,181 | $27,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 5,724 | $27,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 49,354 | $27,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 2,567 | $27,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 10,661 | $27,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 2,700 | $27,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 20,000 | $27,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 10,260 | $27,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 2,623 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 204 | $26,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,941 | $26,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 3,351 | $26,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 5,628 | $26,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 993 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 813 | $26,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 9,716 | $26,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 6,674 | $26,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 22,590 | $26,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 505 | $26,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 9,417 | $26,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E616 | CMN | 945 | $26,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B117 | *W EXP 04/15/202 | 2,000 | $26,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 2,552 | $26,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 815 | $25,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 3,151 | $25,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,788 | $25,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,881 | $25,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E624 | ETC CABANA TARGT | 927 | $25,000 | thousands by filing date | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 15,000 | $25,000 | thousands by filing date | |
| ISOPLEXIS CORP | 465005106 | COM | 2,626 | $25,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 2,495 | $25,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 2,486 | $25,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T205 | UNIT 05/19/2026 | 2,500 | $25,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 864 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 4,665 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 844 | $25,000 | thousands by filing date | |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 2,800 | $25,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E681 | CMN | 823 | $25,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 443 | $24,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 830 | $24,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 693 | $24,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,585 | $24,000 | thousands by filing date | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 4,325 | $24,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 473 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 1,282 | $24,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 1,907 | $24,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 18,096 | $24,000 | thousands by filing date | |
| ENJOY TECHNOLOGY INC | 29335V106 | COM | 5,016 | $24,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 18,017 | $24,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 10,901 | $24,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 2,500 | $24,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 12,000 | $24,000 | thousands by filing date | principal |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,326 | $24,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 8,119 | $24,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 22,369 | $24,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 10,264 | $24,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L107 | COM | 2,436 | $24,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,500 | $23,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 2,017 | $23,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 2,501 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 500 | $23,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 422 | $23,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 5,832 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 429 | $23,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 4,721 | $23,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 595 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 277 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 500 | $23,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y400 | FUND | 800 | $23,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 581 | $23,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 35,126 | $23,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,444 | $23,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 740 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 300 | $23,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 26,732 | $23,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 5,775 | $23,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 8,794 | $23,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 43,809 | $23,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 2,180 | $23,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 851 | $23,000 | thousands by filing date | |
| CBL & ASSOCIATES HOLDCO II L | 12511CAC4 | NOTE 7.000%11/1 | 11,849 | $23,000 | thousands by filing date | principal |
| PHARMING GROUP NV SPON ADS | 71716E105 | ADR | 2,500 | $22,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 30,263 | $22,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 5,073 | $22,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 6,637 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 412 | $22,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 4,361 | $22,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 536 | $22,000 | thousands by filing date | |
| AKSO HEALTH GROUP | 98422P108 | ADS | 13,458 | $22,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 553 | $22,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 3,754 | $22,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 21,000 | $22,000 | thousands by filing date | principal |
| HMN FINL INC | 40424G108 | COM | 877 | $22,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,282 | $22,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 2,186 | $22,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 2,134 | $22,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 12,501 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 430 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 305 | $21,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,627 | $21,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,114 | $21,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 1,250 | $21,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 500 | $21,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 9,102 | $21,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 7,460 | $21,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 7,000 | $21,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 19,101 | $21,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3,843 | $21,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 9,750 | $21,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 6,738 | $21,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679591 | NT LKD 41 | 1,200 | $21,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 2,084 | $21,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 2,123 | $21,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 3,168 | $20,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,737 | $20,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 700 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 498 | $20,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 668 | $20,000 | thousands by filing date | |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 27,649 | $20,000 | thousands by filing date | |
| CACTUS ACQUISITION CORP 1 LT | G1745A116 | UNIT 08/17/2028 | 1,980 | $20,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 19,000 | $20,000 | thousands by filing date | principal |
| ALPHA CAPITAL ACQUISITION CO | G0316P130 | CMN | 2,000 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 600 | $19,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 3,900 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 522 | $19,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 682 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 400 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 200 | $19,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 4,117 | $19,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A124 | COMMON STOCK | 15,000 | $19,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 5,122 | $19,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 11,000 | $19,000 | thousands by filing date | principal |
| WEJO GROUP LIMITED | G9525W109 | COM | 2,779 | $19,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 16,000 | $19,000 | thousands by filing date | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 21,316 | $19,000 | thousands by filing date | principal |
| WILHELMINA INTL INC | 968235200 | COM NEW | 3,597 | $19,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 26,955 | $19,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 14,000 | $19,000 | thousands by filing date | principal |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 325 | $19,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 15,193 | $19,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 48,698 | $19,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,887 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1,036 | $18,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 3,523 | $18,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,323 | $18,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 550 | $18,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 2,407 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 450 | $18,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 567 | $18,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 575 | $18,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $18,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 20,000 | $18,000 | thousands by filing date | principal |
| GULF IS FABRICATION INC | 402307102 | COM | 4,551 | $18,000 | thousands by filing date | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 6,187 | $18,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,259 | $18,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 20,000 | $18,000 | thousands by filing date | principal |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 7,450 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 1,911 | $18,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,058 | $18,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 15,514 | $18,000 | thousands by filing date | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 950 | $18,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 4,980 | $18,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 1,699 | $18,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 33,907 | $18,000 | thousands by filing date | |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 6,100 | $18,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 6,012 | $18,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 29,671 | $18,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 1,826 | $18,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 3,150 | $18,000 | thousands by filing date | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 1,100 | $17,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 3,311 | $17,000 | thousands by filing date | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 1,015 | $17,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 23,134 | $17,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 1,971 | $17,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 500 | $17,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 9,051 | $17,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 470 | $17,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 1,300 | $17,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 5,968 | $17,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 6,691 | $17,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 1,869 | $17,000 | thousands by filing date | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 1,038 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G393 | FUND | 619 | $17,000 | thousands by filing date | |
| CVENT HOLDING CORP | 126677103 | COM | 2,151 | $17,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 562 | $17,000 | thousands by filing date | |
| WAVEDANCER INC | 456696103 | COM | 3,519 | $17,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 25,000 | $17,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 17,136 | $17,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 5,487 | $17,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 20,956 | $17,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P114 | COM CL A | 1,700 | $17,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 3,501 | $17,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 1,693 | $17,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B202 | UNIT 12/22/2025 | 1,542 | $17,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 1,700 | $17,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 3,064 | $16,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 754 | $16,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 814 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 600 | $16,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 1,712 | $16,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 1,441 | $16,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,163 | $16,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 600 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 995 | $16,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 2,191 | $16,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 8,000 | $16,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 4,892 | $16,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 3,696 | $16,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 4,687 | $16,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 4,096 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 750 | $16,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 45,942 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C193 | CMN | 485 | $16,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,686 | $16,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 12,654 | $16,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 2,628 | $16,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 1,500 | $16,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C110 | *W EXP 09/10/202 | 4,839 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 831 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 420 | $15,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 1,974 | $15,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 4,868 | $15,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1,250 | $15,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 3,125 | $15,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 15,000 | $15,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 12,000 | $15,000 | thousands by filing date | principal |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 13,636 | $15,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 12,975 | $15,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 2,422 | $15,000 | thousands by filing date | |
| MDXHEALTH SA | 58286E102 | ADR | 1,526 | $15,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 10,000 | $15,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 3,593 | $15,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 15,006 | $15,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 1,500 | $15,000 | thousands by filing date | |
| VOLCON INC | 92864V103 | COM | 1,436 | $15,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 23,964 | $15,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 2,830 | $15,000 | thousands by filing date | |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 8,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 364 | $14,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 504 | $14,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 7,788 | $14,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H260 | MONA AM INCO ETF | 559 | $14,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 700 | $14,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 5,906 | $14,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 2,513 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 75 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 500 | $14,000 | thousands by filing date | |
| EQRX INC | 26886C107 | COM | 2,000 | $14,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,621 | $14,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 14,000 | $14,000 | thousands by filing date | principal |
| QUTOUTIAO INC-ADR | 74915J206 | COM | 5,226 | $14,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 4,369 | $14,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 1,300 | $14,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 12,221 | $14,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 220,970 | $14,000 | thousands by filing date | |
| E-HOME HOUSEHOLD SVC HLDGS L | G2952X104 | ORD SHS | 9,500 | $14,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 6,010 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 877 | $14,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 1,697 | $14,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 1,364 | $14,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 1,400 | $14,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 14,000 | $14,000 | thousands by filing date | principal |
| ENERGY FOCUS INC | 29268T409 | COM | 3,245 | $14,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 11,802 | $14,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 1,386 | $14,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 520 | $14,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 7,632 | $14,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 7,526 | $14,000 | thousands by filing date | |
| CONTEXT THERAPEUTICS INC | 21077P108 | COM | 5,000 | $13,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 3,796 | $13,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,000 | $13,000 | thousands by filing date | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 1,481 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 500 | $13,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 391 | $13,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 330 | $13,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 126 | $13,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 21,048 | $13,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 500 | $13,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 429 | $13,000 | thousands by filing date | |
| NIXXY INC COM NEW | 75630B303 | Stock | 5,000 | $13,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 2,170 | $13,000 | thousands by filing date | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 2,000 | $13,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767843 | INDX FD | 382 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 164 | $13,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 431 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 230 | $13,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 12,462 | $13,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 630 | $13,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 3,253 | $13,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 195 | $13,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 200 | $13,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 8,000 | $13,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 7,000 | $13,000 | thousands by filing date | principal |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 683 | $13,000 | thousands by filing date | |
| LILIUM N V | N52586117 | *W EXP 09/14/202 | 10,660 | $13,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 1,334 | $13,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 5,540 | $13,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 272 | $13,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 4,001 | $13,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 400 | $13,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 66,963 | $13,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 1,350 | $13,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 3,869 | $13,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 1,252 | $13,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 28,789 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 487 | $13,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 3,783 | $13,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 171 | $12,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 347 | $12,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 1,212 | $12,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 721 | $12,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 365 | $12,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 9,536 | $12,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 2,671 | $12,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,315 | $12,000 | thousands by filing date | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 828 | $12,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 1,150 | $12,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 3,000 | $12,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 11,087 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 220 | $12,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 1,220 | $12,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 376 | $12,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 1,001 | $12,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 13,080 | $12,000 | thousands by filing date | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 998 | $12,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108797 | mc | 455 | $12,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 7,340 | $12,000 | thousands by filing date | |
| SWITCHBACK II CORP | 09077j115 | WT | 11,842 | $12,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 306 | $12,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 24,000 | $12,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 21,008 | $12,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 6,130 | $12,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 5,248 | $12,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 4,075 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 362 | $11,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 366 | $11,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 324 | $11,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 769 | $11,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 328 | $11,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 5,971 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 517 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 642 | $11,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 6,978 | $11,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 9,628 | $11,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 9,335 | $11,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 3,732 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 1,287 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 396 | $11,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 950 | $11,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 20,000 | $11,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 10,566 | $11,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 2,544 | $11,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 700 | $11,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 6,001 | $11,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 5,061 | $11,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 1,066 | $11,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 1,046 | $11,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 900 | $11,000 | thousands by filing date | |
| PROCURE ETF TR I | 74280T201 | LGBTQ+100ESG ETF | 400 | $11,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 400 | $10,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 753 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 330 | $10,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 374 | $10,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 10,002 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 400 | $10,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 406 | $10,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 2,399 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 200 | $10,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 562 | $10,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 1,803 | $10,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 2,331 | $10,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 9,000 | $10,000 | thousands by filing date | principal |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 1,928 | $10,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 2,241 | $10,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 1,000 | $10,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 10,000 | $10,000 | thousands by filing date | principal |
| SIGMATRON INTL INC | 82661L101 | COM | 936 | $10,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 825 | $10,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,041 | $10,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 1,000 | $10,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E104 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 110,471 | $10,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 275 | $10,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 998 | $10,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 1,004 | $10,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 172 | $10,000 | thousands by filing date | |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 1,000 | $10,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 1,000 | $10,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 4,342 | $10,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 1,002 | $10,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 358 | $9,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 169 | $9,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 1,548 | $9,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 600 | $9,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 932 | $9,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 534 | $9,000 | thousands by filing date | |
| HYPERFINE INC | 44916K106 | Common Stock | 1,190 | $9,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 2,528 | $9,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 344 | $9,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 2,112 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-22-000372 | this filing | 2022-02-14 | acceptance time not in the bulk data set |