13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,822 holding rows worth $759,409,192,000.
- Accession
- 0000895421-21-000453
- Filer
- CIK 895421
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 31,191 entries on the cover page, a total value of $759,409,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $759,409,192,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LMP Automotive Holdings | 53952P101 | COM | 12,390 | $211,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 19,331 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,409 | $210,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 28,994 | $209,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 58,767 | $209,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 25,825 | $208,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 8,695 | $207,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 25,939 | $207,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712111 | *W EXP 12/18/202 | 31,646 | $207,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,468 | $206,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 5,808 | $206,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 16,396 | $205,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 53,685 | $205,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 60,280 | $204,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 19,838 | $204,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 32,400 | $204,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 83,904 | $204,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 11,543 | $203,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 20,848 | $203,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 6,380 | $203,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 5,921 | $202,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 8,592 | $202,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 69,108 | $201,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 3,907 | $200,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 11,136 | $200,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 20,098 | $200,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 12,414 | $199,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 52,336 | $199,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 20,539 | $199,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 54,820 | $199,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 56,133 | $198,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 29,255 | $197,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 11,371 | $196,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 30,975 | $196,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,021 | $196,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 7,444 | $196,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 31,856 | $196,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 17,705 | $195,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 17,824 | $195,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 15,587 | $194,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 40,769 | $194,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 18,662 | $194,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 29,976 | $194,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 16,581 | $193,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 3,849 | $193,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 2,529 | $193,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 2,147 | $193,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 23,397 | $192,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 6,132 | $192,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 63,605 | $192,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 190,584 | $192,000 | thousands by filing date | |
| INFINERA CORP | 45667GAE3 | BOND | 126,000 | $191,000 | thousands by filing date | principal |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 9,449 | $190,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 194,000 | $190,000 | thousands by filing date | principal |
| CONTRAFECT CORP | 212326300 | COM | 43,060 | $190,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 18,964 | $189,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 18,940 | $189,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 9,864 | $188,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 1,773 | $188,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 19,521 | $188,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 10,113 | $187,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 18,909 | $187,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 8,364 | $187,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 5,015 | $186,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 17,781 | $186,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 37,988 | $185,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 4,192 | $184,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 10,594 | $184,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 85,000 | $184,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 31,668 | $184,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 5,357 | $183,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 22,746 | $183,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 63,616 | $182,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 14,993 | $182,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 7,592 | $181,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 50,728 | $181,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 31,254 | $180,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 19,606 | $180,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 91,106 | $180,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 6,090 | $179,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 21,177 | $178,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,884 | $178,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 122,857 | $177,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 55,591 | $177,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y847 | FUND | 7,591 | $177,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,007 | $176,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 69,911 | $175,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 7,955 | $175,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 8,900 | $175,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 101,000 | $175,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 6,581 | $175,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 17,537 | $175,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 4,406 | $174,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 41,923 | $173,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 105,884 | $173,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 5,196 | $173,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 15,499 | $172,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 3,680 | $172,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 23,400 | $172,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 21,489 | $170,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 11,206 | $170,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 170,281 | $170,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 16,900 | $170,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 16,847 | $170,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 11,500 | $169,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 16,235 | $169,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 8,326 | $168,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 7,643 | $168,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 167,000 | $168,000 | thousands by filing date | principal |
| ALEXANDERS INC COM | 014752109 | REIT | 620 | $167,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 37,167 | $167,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 16,095 | $167,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 6,154 | $167,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 16,726 | $167,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,117 | $166,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 4,016 | $166,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 22,850 | $166,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 13,113 | $166,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W104 | COM CL A | 16,985 | $166,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 9,287 | $165,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 5,750 | $164,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 15,544 | $164,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 2,320 | $163,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 16,622 | $163,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,179 | $162,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 2,453 | $162,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 2,080 | $162,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 65,240 | $162,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 3,183 | $161,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 9,518 | $160,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 103,273 | $160,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 14,227 | $160,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 24,217 | $160,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 15,066 | $160,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP UNIT EX 010124 | G3934J114 | Stock | 15,864 | $160,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 16,016 | $160,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 2,871 | $159,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,537 | $159,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 28,856 | $159,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 15,770 | $159,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 15,799 | $159,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 6,525 | $159,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 6,466 | $157,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 15,425 | $157,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 76,251 | $157,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 22,149 | $157,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 13,184 | $156,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 7,129 | $156,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 66,600 | $155,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 129,603 | $155,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 4,000 | $154,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 14,932 | $154,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 10,536 | $154,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,786 | $153,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 16,371 | $153,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,701 | $153,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 8,325 | $153,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 9,833 | $153,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 5,948 | $152,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 8,809 | $152,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 3,862 | $152,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 49,642 | $152,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 15,756 | $152,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 15,318 | $152,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 10,920 | $151,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 16,744 | $150,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 15,404 | $150,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 6,024 | $150,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 66,666 | $150,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 5,766 | $149,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 10,009 | $149,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 2,468 | $149,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M100 | COM CL A | 15,071 | $149,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 6,048 | $148,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 33,184 | $148,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 15,779 | $148,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 51,592 | $148,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 5,878 | $147,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 3,275 | $147,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,680 | $146,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 15,140 | $146,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 14,373 | $145,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 5,857 | $144,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 3,663 | $143,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 9,526 | $143,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 7,625 | $143,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 8,158 | $143,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 2,309 | $143,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 51,225 | $143,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 19,652 | $142,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 38,049 | $142,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,663 | $141,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 14,113 | $141,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y862 | mc | 7,756 | $141,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 1,037 | $140,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 51,080 | $140,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 13,865 | $140,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 14,967 | $139,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,047 | $139,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 21,088 | $139,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 116,877 | $139,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 13,233 | $139,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 73,785 | $138,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 5,730 | $137,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 7,975 | $137,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 4,391 | $136,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 5,630 | $136,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 24,999 | $135,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 53,647 | $135,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 40,286 | $135,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,872 | $135,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 7,248 | $135,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 13,690 | $135,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 4,670 | $134,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 20,471 | $134,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 18,908 | $134,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 7,231 | $134,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 10,954 | $134,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 9,686 | $134,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 81,881 | $134,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 4,100 | $133,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,077 | $133,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 8,514 | $133,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 4,783 | $133,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 3,980 | $132,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,697 | $132,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 3,650 | $131,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 14,999 | $131,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 40,810 | $131,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 57,025 | $131,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 142,166 | $131,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 13,080 | $131,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 58,478 | $131,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 8,652 | $130,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 2,408 | $130,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 2,547 | $130,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 6,164 | $129,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 4,496 | $129,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 13,088 | $129,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 24,520 | $129,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 5,239 | $128,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 30,895 | $128,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 3,354 | $128,000 | thousands by filing date | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 6,985 | $128,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 46,278 | $128,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 100,000 | $128,000 | thousands by filing date | principal |
| BIOFRONTERA AG ADR | 09075G105 | COM | 19,962 | $128,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 6,729 | $127,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 7,338 | $127,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2,480 | $127,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 7,857 | $127,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 7,634 | $127,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 11,730 | $126,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 7,713 | $126,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 14,102 | $126,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 13,000 | $126,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 12,384 | $126,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 6,440 | $125,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 18,631 | $125,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 91,939 | $125,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 6,839 | $124,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 20,278 | $124,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 2,404 | $124,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 4,760 | $123,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,835 | $123,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,212 | $123,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 3,388 | $123,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 70,261 | $123,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 12,486 | $123,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 12,326 | $123,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 4,230 | $122,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 3,000 | $122,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 2,033 | $122,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 36,630 | $121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 3,417 | $121,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 34,818 | $121,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 8,512 | $120,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 17,138 | $120,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 76,239 | $120,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 57,833 | $120,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 63,645 | $120,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 3,951 | $119,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 4,337 | $119,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 35,450 | $119,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 39,943 | $119,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 11,370 | $119,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 2,950 | $118,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 6,868 | $118,000 | thousands by filing date | |
| RICE ACQUISIT- A | 762594109 | COMMON STOCK | 6,531 | $118,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 24,384 | $117,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 7,546 | $117,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 6,993 | $117,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 113,000 | $117,000 | thousands by filing date | principal |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 8,761 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,206 | $116,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 3,913 | $116,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,168 | $116,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 1,388 | $116,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 17,830 | $116,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 11,395 | $116,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 5,035 | $115,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 20,867 | $115,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 11,440 | $115,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 13,466 | $115,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 3,674 | $114,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 38,442 | $114,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 6,386 | $114,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 1,290 | $113,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 102,545 | $113,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 46,173 | $113,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 95,603 | $112,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 9,853 | $112,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 11,222 | $112,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 5,585 | $111,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 3,925 | $110,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,073 | $110,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 111,000 | $110,000 | thousands by filing date | principal |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 6,912 | $110,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 10,000 | $110,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 4,068 | $110,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 6,781 | $109,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 29,271 | $109,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 80,000 | $109,000 | thousands by filing date | principal |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 10,886 | $109,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 48,228 | $108,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 8,762 | $108,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 10,584 | $108,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 10,334 | $108,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 3,647 | $107,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 700 | $107,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 3,853 | $107,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 32,000 | $107,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 108,000 | $107,000 | thousands by filing date | principal |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 36,367 | $107,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 4,740 | $107,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 3,800 | $107,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 22,435 | $107,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 3,341 | $106,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 21,921 | $106,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 7,692 | $106,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 1,935 | $106,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 66,198 | $106,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 29,159 | $106,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 23,627 | $105,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 8,840 | $105,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 3,000 | $105,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 10,532 | $105,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 3,655 | $104,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,323 | $104,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 14,225 | $104,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 2,188 | $104,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 7,507 | $103,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,822 | $103,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 65,713 | $103,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 44,414 | $103,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 4,136 | $103,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 5,591 | $102,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 5,406 | $102,000 | thousands by filing date | |
| WALKME LTD ORD SHS | M97628107 | Stock | 3,456 | $102,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,625 | $101,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 10,000 | $101,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 179,088 | $101,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 9,794 | $101,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 21,537 | $100,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 10,000 | $100,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 9,922 | $100,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 37,124 | $99,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 9,252 | $99,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 3,310 | $99,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 10,100 | $99,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 10,043 | $99,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 104,000 | $99,000 | thousands by filing date | principal |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 9,993 | $99,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 4,656 | $98,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 3,401 | $98,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 3,153 | $98,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 3,684 | $98,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 175,602 | $98,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 9,900 | $98,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 18,227 | $97,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 11,622 | $97,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 18,066 | $97,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 8,978 | $97,000 | thousands by filing date | |
| RODGERS SILICON VALLEY AQ CO | 774873103 | COM | 4,222 | $97,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 4,840 | $96,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,741 | $96,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,770 | $96,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 9,400 | $96,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 9,615 | $96,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 60,745 | $96,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 11,868 | $96,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H245 | MONA PROC IN ETF | 3,582 | $95,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 11,259 | $95,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 13,030 | $95,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 9,348 | $95,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 2,982 | $95,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 9,221 | $95,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 3,500 | $94,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 6,255 | $94,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 2,640 | $94,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 9,333 | $94,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 2,310 | $93,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 18,987 | $93,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 79,845 | $93,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 1,811 | $92,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 3,742 | $92,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 10,016 | $92,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 6,724 | $92,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,929 | $91,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 41,466 | $91,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 58,000 | $91,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 4,294 | $91,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U101 | COMMON STOCK | 9,122 | $91,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,630 | $90,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 2,789 | $90,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 3,000 | $90,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 9,086 | $90,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 8,352 | $89,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 22,475 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 9,927 | $89,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 6,825 | $88,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 8,062 | $88,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 32,209 | $87,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 3,585 | $87,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 11,400 | $87,000 | thousands by filing date | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 40,000 | $87,000 | thousands by filing date | principal |
| ASTRONOVA INC | 04638F108 | COM | 6,152 | $86,000 | thousands by filing date | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 4,417 | $86,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 12,545 | $86,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 3,520 | $86,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 56,370 | $86,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 8,591 | $86,000 | thousands by filing date | |
| SHINECO INC | 824567309 | COM | 13,567 | $86,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 2,750 | $85,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 4,135 | $85,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 5,975 | $85,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 8,497 | $85,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 1,825 | $84,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 3,438 | $84,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 21,641 | $84,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 596 | $83,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 7,655 | $83,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 718,296 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 7,530 | $83,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 36,756 | $83,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 2,895 | $82,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 2,222 | $82,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 2,616 | $81,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,530 | $81,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 6,912 | $81,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 16,339 | $80,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 2,622 | $80,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 10,017 | $80,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 12,895 | $80,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 12,717 | $80,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 74,000 | $80,000 | thousands by filing date | principal |
| LUCIRA HEALTH INC | 54948U105 | COM | 12,048 | $80,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 20,575 | $80,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 38,650 | $80,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 8,047 | $80,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 5,000 | $80,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 18,055 | $80,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,777 | $79,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 5,106 | $79,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 28,912 | $79,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F111 | *W EXP 04/21/202 | 15,547 | $79,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 15,000 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 2,555 | $78,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 2,500 | $78,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 12,862 | $78,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 7,600 | $78,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 15,577 | $78,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 32,000 | $78,000 | thousands by filing date | principal |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 7,528 | $78,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 11,956 | $78,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 2,500 | $77,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 873 | $77,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L103 | COM | 7,944 | $77,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 7,677 | $77,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CO | 12510W206 | UNIT 12/25/2025 | 7,455 | $77,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,426 | $75,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 38,661 | $75,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 11,241 | $75,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,634 | $75,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 6,955 | $75,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 19,248 | $75,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 11,527 | $75,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 120,474 | $74,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 2,295 | $74,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 695 | $74,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 7,499 | $74,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 49,425 | $74,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 16,766 | $74,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,033 | $73,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 4,544 | $73,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 21,401 | $73,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 11,991 | $73,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 15,379 | $73,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 12,514 | $73,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 7,395 | $73,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000453 | this filing | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-21-000475 | base | 2021-08-23 | acceptance time not in the bulk data set |