13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,822 holding rows worth $759,409,192,000.
- Accession
- 0000895421-21-000453
- Filer
- CIK 895421
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 31,191 entries on the cover page, a total value of $759,409,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $759,409,192,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENVELA CORP | 29402E102 | COMMON STOCK | 15,054 | $72,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 3,441 | $72,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 13,660 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 1,416 | $72,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 3,004 | $72,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 11,161 | $72,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 43,045 | $72,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 7,400 | $72,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 1,999 | $72,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 6,887 | $71,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 9,789 | $71,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,641 | $71,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 1,697 | $71,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 8,457 | $71,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 2,856 | $71,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 7,292 | $71,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 2,082 | $70,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 2,656 | $70,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 5,812 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 3,878 | $70,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 31,606 | $70,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 11,095 | $70,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 73,326 | $70,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L208 | UNIT 99/99/9999 | 6,930 | $70,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 6,147 | $70,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 6,771 | $70,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 1,311 | $69,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 9,700 | $69,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 8,660 | $69,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 7,888 | $69,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 7,062 | $69,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 7,397 | $68,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 5,725 | $68,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 3,442 | $68,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 6,688 | $68,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 7,868 | $68,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 6,195 | $68,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 9,100 | $68,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 43,285 | $68,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 35,652 | $68,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 6,584 | $68,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 28,102 | $67,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 10,242 | $67,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 2,000 | $67,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 32,663 | $67,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 6,814 | $67,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 27,700 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,062 | $66,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 3,277 | $66,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 7,952 | $66,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 3,054 | $66,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 6,643 | $66,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 2,000 | $66,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 44,134 | $66,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 6,808 | $66,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 6,684 | $66,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 2,297 | $65,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 12,154 | $65,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 27,431 | $65,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 6,562 | $65,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 49,000 | $65,000 | thousands by filing date | principal |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 6,500 | $65,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 6,667 | $65,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 6,627 | $65,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 6,212 | $65,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 6,500 | $65,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 6,500 | $65,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 2,228 | $64,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 6,367 | $64,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 6,139 | $64,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 6,610 | $64,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B117 | *W EXP 04/15/202 | 2,000 | $64,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 5,321 | $64,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 6,500 | $64,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 4,536 | $64,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 6,500 | $64,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 60,000 | $64,000 | thousands by filing date | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 1,675 | $63,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 15,411 | $63,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 10,595 | $63,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 6,500 | $63,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 2,000 | $62,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,619 | $62,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 4,359 | $62,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 7,690 | $62,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 2,552 | $62,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 3,878 | $62,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 39,006 | $62,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 6,206 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 4,979 | $62,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 2,023 | $62,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 5,883 | $62,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,692 | $61,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 3,186 | $61,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 2,473 | $61,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 76,224 | $61,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 820 | $61,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 5,680 | $61,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 5,900 | $61,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 5,996 | $61,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 6,027 | $61,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 6,052 | $61,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 573 | $60,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,242 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 1,622 | $60,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 13,135 | $60,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 16,538 | $60,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 3,339 | $60,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 26,955 | $60,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 4,000 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 661 | $59,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,969 | $59,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 1,907 | $59,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 5,864 | $59,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 12,056 | $59,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 2,359 | $59,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 5,959 | $59,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,189 | $58,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 2,154 | $58,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 14,362 | $58,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 5,625 | $58,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 5,702 | $58,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837j203 | COM | 5,383 | $58,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,874 | $57,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 5,617 | $57,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 5,796 | $57,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 5,901 | $57,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 5,702 | $57,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 6,111 | $57,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 1,198 | $56,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 1,391 | $56,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 71 | $56,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,350 | $56,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 31,020 | $56,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 14,699 | $56,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740102 | SHS CL A | 5,563 | $56,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 1,750 | $55,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 8,829 | $55,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 732 | $55,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 7,823 | $55,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 56,000 | $55,000 | thousands by filing date | principal |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 5,529 | $55,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 5,607 | $55,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N103 | COM CL A | 5,607 | $55,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 38,883 | $54,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,225 | $54,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 4,635 | $54,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 2,374 | $54,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 2,574 | $54,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,315 | $54,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,616 | $54,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 5,338 | $54,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 10,221 | $53,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 6,278 | $53,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 21,048 | $53,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 5,150 | $53,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 52,000 | $53,000 | thousands by filing date | principal |
| MOTUS GI HLDGS INC | 62014P108 | COM | 51,000 | $53,000 | thousands by filing date | |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 5,626 | $53,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179206 | UNIT 99/99/9999 | 5,140 | $53,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 1,356 | $52,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 5,294 | $52,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 58,962 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 3,911 | $52,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 10,012 | $52,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 24,319 | $52,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 4,880 | $52,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 5,218 | $52,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 8,823 | $52,000 | thousands by filing date | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 3,646 | $51,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,543 | $51,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 13,991 | $51,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 21,083 | $51,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 8,693 | $51,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,300 | $51,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 43,000 | $51,000 | thousands by filing date | principal |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 5,129 | $51,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 4,819 | $51,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 5,168 | $51,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 4,914 | $51,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 5,091 | $51,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1,246 | $50,000 | thousands by filing date | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 1,275 | $50,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 9,166 | $50,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 3,650 | $50,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,653 | $50,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 107,282 | $50,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,741 | $50,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 23,850 | $50,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 4,987 | $50,000 | thousands by filing date | |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 5,129 | $50,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 5,767 | $49,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 11,955 | $49,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 4,833 | $49,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 15,000 | $49,000 | thousands by filing date | principal |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 5,021 | $49,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 4,853 | $49,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 4,842 | $49,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 6,303 | $48,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 64,000 | $48,000 | thousands by filing date | principal |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,975 | $48,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 17,071 | $48,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 9,192 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 6,832 | $48,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 13,637 | $47,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 3,060 | $47,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 37,722 | $47,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 44,000 | $47,000 | thousands by filing date | principal |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 4,618 | $47,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 4,780 | $47,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 622 | $46,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 990 | $46,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 6,450 | $46,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 4,269 | $46,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 13,000 | $46,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 1,968 | $45,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 1,406 | $45,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 7,516 | $45,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 27,046 | $45,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 4,596 | $45,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 84,899 | $45,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 28,506 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 382 | $44,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 1,095 | $44,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,308 | $44,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,468 | $44,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 5,660 | $44,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 6,396 | $44,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,212 | $44,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 7,285 | $44,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 3,200 | $44,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 1,139 | $44,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 4,450 | $44,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNITIES, INC. | 502015209 | COM | 4,216 | $44,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 4,224 | $44,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T123 | Cmn | 4,374 | $44,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 7,030 | $43,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,551 | $43,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 4,325 | $43,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 3,608 | $43,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 14,833 | $43,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 6,178 | $43,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 15,049 | $43,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 13,400 | $43,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 4,310 | $43,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 42,000 | $43,000 | thousands by filing date | principal |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 3,979 | $43,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 4,101 | $43,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 800 | $42,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 7,325 | $42,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 1,205 | $42,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 11,466 | $42,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 1,160 | $41,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 1,136 | $41,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,252 | $41,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E364 | CMN | 449 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 793 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 4,402 | $41,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 1,645 | $41,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 8,127 | $41,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 4,031 | $41,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 52,324 | $41,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 1,750 | $41,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 41,000 | $41,000 | thousands by filing date | principal |
| ION GEOPHYSICAL CORP | 462044AJ7 | Bond | 40,000 | $41,000 | thousands by filing date | principal |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 3,987 | $41,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,342 | $40,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,700 | $40,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 600 | $40,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 3,233 | $40,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 32,000 | $40,000 | thousands by filing date | principal |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 3,950 | $40,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 3,932 | $40,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245117 | UNIT 99/99/9999 | 3,481 | $40,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115208 | UNIT 07/25/2027 | 3,814 | $40,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302118 | *W EXP 08/18/202 | 20,000 | $40,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 1,131 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 1,250 | $39,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,123 | $39,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 7,484 | $39,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 10,195 | $39,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,744 | $39,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 16,504 | $39,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 20,161 | $39,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 213 | $39,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 1,388 | $38,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 3,125 | $38,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 8,000 | $38,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 3,718 | $38,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 3,772 | $38,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 5,636 | $38,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 3,900 | $38,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 3,850 | $38,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 3,736 | $38,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 50,697 | $38,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 3,728 | $38,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 3,640 | $38,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L124 | UNIT 99/99/9999 | 3,071 | $38,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 612 | $37,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1,478 | $37,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 3,345 | $37,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 2,890 | $37,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 8,820 | $37,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 965 | $37,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 3,714 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,654 | $36,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 13,724 | $36,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 26,732 | $36,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 9,713 | $36,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 6,500 | $36,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 555 | $35,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3,000 | $35,000 | thousands by filing date | principal |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 13,636 | $35,000 | thousands by filing date | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 6,187 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 1,188 | $35,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 37,282 | $35,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 900 | $35,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 3,486 | $35,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 17,136 | $35,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 3,450 | $35,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 2,480 | $35,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 3,479 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,000 | $34,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 3,363 | $34,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,442 | $34,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,439 | $34,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 3,500 | $34,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 3,274 | $34,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 16,416 | $33,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 833 | $33,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 2,834 | $33,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 555 | $33,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 493 | $33,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 12,484 | $33,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 348 | $33,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 29,671 | $33,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 2,985 | $33,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B202 | UNIT 12/22/2025 | 3,042 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 561 | $33,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 3,295 | $32,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 709 | $32,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 54,374 | $32,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,052 | $32,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 888 | $32,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 3,063 | $32,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 3,494 | $32,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 6,500 | $32,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 1,500 | $31,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 1,363 | $31,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 603 | $31,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 11,861 | $31,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 1,500 | $31,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,000 | $31,000 | thousands by filing date | principal |
| BROOGE ENERGY LTD | G1611B107 | SHS | 3,700 | $31,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 220,970 | $31,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U200 | UNIT 99/99/9999 | 2,922 | $31,000 | thousands by filing date | |
| Invesco DB Agriculture | 45173W105 | SPONSORED ADR | 1,639 | $31,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 3,639 | $31,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 3,130 | $31,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 2,883 | $31,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 29,470 | $31,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 1,000 | $30,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 6,530 | $30,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 1,118 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 874 | $30,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 361 | $30,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 3,326 | $30,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 2,042 | $30,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 19,000 | $30,000 | thousands by filing date | principal |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 8,745 | $30,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 1,013 | $30,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 509 | $30,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 3,155 | $30,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 2,934 | $30,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 4,150 | $30,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 3,000 | $30,000 | thousands by filing date | |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 2,599 | $30,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 1,675 | $29,000 | thousands by filing date | |
| PHARMING GROUP NV SPON ADS | 71716E105 | ADR | 2,548 | $29,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 881 | $29,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 23,877 | $29,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,028 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 561 | $29,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 14,719 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 975 | $29,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 7,579 | $29,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 9,782 | $29,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 5,155 | $29,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,407 | $29,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 17,713 | $29,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 2,873 | $29,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 40,691 | $29,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 2,508 | $29,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 3,200 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 532 | $28,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 280 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 592 | $28,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 3,504 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 654 | $28,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 2,135 | $28,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 4,486 | $28,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 2,704 | $28,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,832 | $27,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 2,650 | $27,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,200 | $27,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 2,840 | $27,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 16,488 | $27,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 7,266 | $27,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 1,160 | $27,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 16,872 | $27,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 2,700 | $27,000 | thousands by filing date | |
| ROTH CH ACQUISITION II CO | 778673103 | COM | 2,726 | $27,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 25,000 | $27,000 | thousands by filing date | principal |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 2,500 | $27,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4,363 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 400 | $26,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 2,096 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 535 | $26,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,788 | $26,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 698 | $26,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 1,200 | $26,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 2,757 | $26,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 2,623 | $26,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 12,944 | $26,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 10,000 | $26,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 6,637 | $26,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 2,567 | $26,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 2,400 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 844 | $26,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 1,700 | $26,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 5,765 | $26,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R106 | CL A | 2,594 | $26,000 | thousands by filing date | |
| Karooooo Ltd | Y4600W108 | COM | 687 | $25,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,841 | $25,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 896 | $25,000 | thousands by filing date | |
| MOLECULAR PARTNERS AG | 60853G106 | ADS | 1,201 | $25,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 1,790 | $25,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 11,000 | $25,000 | thousands by filing date | principal |
| DOVER MOTORSPORTS INC | 260174107 | COM | 10,935 | $25,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 300 | $25,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 29,100 | $25,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 12,500 | $25,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 2,495 | $25,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 23,000 | $25,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 750 | $25,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 12,000 | $25,000 | thousands by filing date | principal |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,504 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 851 | $25,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 2,501 | $24,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 1,784 | $24,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,179 | $24,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 3,674 | $24,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 595 | $24,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 24,000 | $24,000 | thousands by filing date | principal |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 4,900 | $24,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 1,700 | $24,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 4,000 | $24,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 864 | $24,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 2,381 | $24,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 1,915 | $24,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 336 | $23,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 840 | $23,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 682 | $23,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,441 | $23,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 293 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 500 | $23,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 1,197 | $23,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 10,053 | $23,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 2,809 | $23,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 9,249 | $23,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 6,130 | $23,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 2,123 | $23,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H118 | *W EXP 10/01/202 | 8,525 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 421 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 831 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 604 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 429 | $22,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 2,516 | $22,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,950 | $22,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 397 | $22,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 7,464 | $22,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 363 | $22,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 3,600 | $22,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 21,000 | $22,000 | thousands by filing date | principal |
| CANO HEALTH INC | 13781Y111 | WARR | 5,989 | $22,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 2,163 | $22,000 | thousands by filing date | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 1,938 | $22,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 4,159 | $22,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 10,564 | $22,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 2,134 | $22,000 | thousands by filing date | |
| 23ANDME HOLDING CO WT EXP 061626 | 90138Q116 | Stock | 7,408 | $22,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 2,273 | $21,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 3,900 | $21,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 6,544 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 595 | $21,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 2,803 | $21,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 700 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 517 | $21,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 574 | $21,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,550 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000453 | this filing | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-21-000475 | base | 2021-08-23 | acceptance time not in the bulk data set |