13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,822 holding rows worth $759,409,192,000.
- Accession
- 0000895421-21-000453
- Filer
- CIK 895421
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 31,191 entries on the cover page, a total value of $759,409,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $759,409,192,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 216,410 | $1,160,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 130,942 | $1,160,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 44,061 | $1,159,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 254,262 | $1,159,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 13,949 | $1,157,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 76,163 | $1,156,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 157,474 | $1,155,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 10,812 | $1,148,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 112,704 | $1,146,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 192,776 | $1,145,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 93,492 | $1,143,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 166,302 | $1,143,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 49,755 | $1,141,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 82,604 | $1,140,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 93,087 | $1,140,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 93,932 | $1,136,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 105,398 | $1,128,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 200,000 | $1,128,000 | thousands by filing date | principal |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 73,600 | $1,125,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 25,452 | $1,123,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 22,815 | $1,122,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 12,157 | $1,118,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 55,700 | $1,116,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 87,956 | $1,116,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 259,753 | $1,112,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 388,312 | $1,111,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 43,848 | $1,111,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 56,449 | $1,110,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 126,682 | $1,110,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 58,373 | $1,109,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 82,666 | $1,107,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 57,134 | $1,104,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 184,171 | $1,102,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 84,206 | $1,101,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 127,630 | $1,097,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 30,036 | $1,093,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 779,759 | $1,091,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 93,110 | $1,090,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 14,821 | $1,084,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 35,871 | $1,083,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 60,871 | $1,079,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 226,364 | $1,078,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 69,277 | $1,074,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 79,126 | $1,071,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 377,596 | $1,068,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 19,154 | $1,067,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 107,119 | $1,065,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 128,425 | $1,060,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 84,831 | $1,058,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 153,507 | $1,058,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 61,860 | $1,052,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 107,726 | $1,051,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 348,635 | $1,049,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 18,255 | $1,048,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 231,733 | $1,047,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 29,083 | $1,045,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 103,713 | $1,045,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 77,900 | $1,044,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 30,344 | $1,042,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 1,300,000 | $1,041,000 | thousands by filing date | principal |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 91,747 | $1,040,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 242,843 | $1,037,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 56,598 | $1,028,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 295,421 | $1,028,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 154,011 | $1,026,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 16,690 | $1,026,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 50,148 | $1,025,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 15,816 | $1,024,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 50,160 | $1,024,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 769,445 | $1,023,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 42,121 | $1,021,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 400,449 | $1,021,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 46,172 | $1,020,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 92,536 | $1,020,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 149,659 | $1,020,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 305,157 | $1,015,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 32,360 | $1,014,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 6,063 | $1,014,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 11,160 | $1,013,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 9,448 | $1,010,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 54,237 | $1,010,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 782,217 | $1,009,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 18,139 | $1,008,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 19,677 | $1,004,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 97,727 | $1,004,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 95,550 | $1,003,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 80,687 | $1,002,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 16,598 | $999,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 45,079 | $998,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 25,641 | $993,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 60,340 | $993,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 99,100 | $991,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 24,926 | $985,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 115,488 | $985,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 137,421 | $984,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 324,666 | $984,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 800,000 | $984,000 | thousands by filing date | principal |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 33,695 | $982,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 420,586 | $980,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 52,600 | $979,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 73,358 | $979,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 22,980 | $976,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 69,772 | $974,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 888,000 | $974,000 | thousands by filing date | principal |
| YELLOW CORP | 985510106 | COM | 149,021 | $970,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 23,620 | $969,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 45,189 | $968,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 313,720 | $966,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 13,108 | $965,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 143,135 | $962,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 75,913 | $958,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 141,292 | $956,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 266,945 | $953,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 95,046 | $951,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 21,840 | $950,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 191,232 | $948,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 67,145 | $948,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 91,235 | $948,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 113,712 | $946,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 36,981 | $944,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 109,209 | $940,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 57,380 | $939,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 37,689 | $935,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 33,441 | $934,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 9,780 | $933,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 18,335 | $932,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 38,959 | $932,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 437,666 | $927,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 133,270 | $927,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 8,175 | $926,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 276,267 | $926,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 46,391 | $925,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 64,472 | $924,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 62,553 | $923,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 45,550 | $922,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 92,540 | $921,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 53,951 | $919,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 180,440 | $918,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,239,717 | $917,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 30,521 | $916,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 83,977 | $914,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 46,355 | $914,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 1,035,000 | $912,000 | thousands by filing date | principal |
| TASKUS INC | 87652V109 | CLASS A COM | 26,616 | $911,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 193,083 | $909,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 64,033 | $909,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 8,056 | $907,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 60,220 | $905,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 21,465 | $901,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 31,779 | $897,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 26,492 | $896,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 133,590 | $895,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 130,336 | $894,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 714,006 | $893,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 139,213 | $891,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 136,734 | $891,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 75,922 | $890,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 29,437 | $888,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 107,954 | $885,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 291,781 | $884,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 73,328 | $883,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 55,152 | $883,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 67,898 | $881,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 90,364 | $881,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 171,260 | $880,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 190,446 | $880,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 17,230 | $879,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 225,289 | $879,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 33,206 | $876,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 79,455 | $876,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 293,026 | $876,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 14,848 | $875,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 30,514 | $873,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 139,314 | $873,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 22,108 | $872,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 201,902 | $867,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 39,170 | $864,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 58,374 | $863,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 737,000 | $862,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 18,630 | $859,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 23,351 | $858,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 167,329 | $856,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 25,694 | $856,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 107,626 | $855,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H126 | CL A SHS | 85,786 | $854,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 298,845 | $851,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 67,808 | $848,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 255,168 | $847,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 32,224 | $846,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 10,285 | $845,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 16,257 | $844,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 26,359 | $844,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 112,598 | $843,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 47,276 | $842,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 297,584 | $842,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 99,352 | $841,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 12,776 | $840,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 565,000 | $840,000 | thousands by filing date | principal |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 48,896 | $839,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 74,464 | $834,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 17,852 | $834,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 86,699 | $833,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 116,260 | $831,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 10,995 | $826,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 7,683 | $825,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 65,703 | $825,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 82,202 | $824,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,651 | $819,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 207,548 | $817,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 628,261 | $817,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 270,000 | $816,000 | thousands by filing date | principal |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 54,328 | $816,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 80,084 | $815,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 47,148 | $814,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 129,232 | $812,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 74,244 | $808,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 883,798 | $805,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 8,346 | $803,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 693,000 | $803,000 | thousands by filing date | principal |
| METROMILE INC | 591697107 | COM | 87,688 | $803,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 17,548 | $802,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 92,736 | $800,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 65,355 | $800,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 256,856 | $799,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 59,361 | $798,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 582,611 | $798,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 77,305 | $795,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 79,782 | $793,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 131,604 | $792,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 28,928 | $792,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 19,015 | $791,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 38,387 | $788,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 27,781 | $787,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 37,876 | $785,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 45,116 | $781,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 188,011 | $781,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 63,627 | $780,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 17,000 | $780,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 23,948 | $779,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 48,699 | $779,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 25,729 | $778,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 9,537 | $778,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 179,260 | $776,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 27,362 | $773,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 28,787 | $770,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 30,429 | $768,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 269,347 | $767,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 36,110 | $766,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 59,544 | $765,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 52,304 | $764,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 231,459 | $764,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 64,123 | $761,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 87,336 | $759,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 72,296 | $757,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 1,173,932 | $757,000 | thousands by filing date | |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 992,000 | $756,000 | thousands by filing date | principal |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 36,243 | $749,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 22,513 | $747,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 59,242 | $747,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 61,733 | $745,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 177,925 | $745,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 57,837 | $744,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,015,000 | $744,000 | thousands by filing date | principal |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 190,200 | $743,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 42,740 | $742,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 80,721 | $742,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 117,833 | $741,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 75,106 | $741,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 4,346 | $740,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 106,786 | $740,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 446,013 | $740,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 74,821 | $737,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 201,666 | $736,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 43,136 | $734,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 718,498 | $733,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 53,220 | $732,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 22,795 | $731,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 518,232 | $730,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 26,028 | $729,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 23,851 | $728,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 42,754 | $728,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 133,122 | $727,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 61,655 | $727,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 9,713 | $724,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 62,655 | $724,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 61,214 | $724,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 26,334 | $724,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 425,320 | $723,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 39,491 | $721,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 27,815 | $720,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 96,245 | $718,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 121,275 | $718,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 45,393 | $716,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 66,273 | $715,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 25,183 | $714,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 67,505 | $714,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 61,325 | $714,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 12,751 | $713,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 203,075 | $713,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 38,160 | $712,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 36,437 | $712,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 83,510 | $712,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 75,089 | $711,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 29,282 | $711,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 33,021 | $709,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 38,301 | $709,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 74,149 | $708,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 26,198 | $708,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 418,553 | $708,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 705,000 | $707,000 | thousands by filing date | principal |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 76,161 | $703,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 38,577 | $702,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 191,237 | $701,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 24,115 | $700,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 45,682 | $698,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 12,809 | $697,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 30,333 | $696,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 118,489 | $694,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 142,020 | $693,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 326,412 | $692,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 28,817 | $691,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 68,649 | $691,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 13,771 | $688,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 389,000 | $688,000 | thousands by filing date | principal |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 60,846 | $688,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 500,000 | $686,000 | thousands by filing date | principal |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 45,694 | $685,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 85,411 | $685,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 7,866 | $684,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 23,721 | $683,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 24,660 | $682,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 20,900 | $681,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 11,394 | $681,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 22,151 | $679,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 284,435 | $677,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 24,661 | $677,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 3,173 | $677,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 420,606 | $674,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 65,158 | $673,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 70,111 | $673,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 194,683 | $672,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 31,973 | $671,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 117,210 | $671,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 68,131 | $671,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 31,456 | $670,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 28,599 | $669,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 41,758 | $668,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 608,113 | $662,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 38,935 | $662,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 196,949 | $661,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 49,694 | $661,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 45,492 | $660,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 30,098 | $660,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 209,513 | $660,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 65,996 | $660,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 281,617 | $660,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 149,527 | $659,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 76,092 | $659,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 22,578 | $658,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 22,099 | $655,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 160,809 | $654,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 114,532 | $653,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 363,602 | $651,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 19,091 | $650,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 118,355 | $649,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 30,868 | $649,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 75,387 | $648,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 205,281 | $647,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 50,111 | $646,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 47,117 | $646,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 27,336 | $646,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 5,259 | $644,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 47,803 | $643,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 28,175 | $643,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 196,679 | $643,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 42,211 | $641,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 13,698 | $641,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 76,377 | $639,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 25,758 | $639,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 69,280 | $638,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 65,400 | $638,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 47,322 | $637,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 12,691 | $637,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 226,822 | $637,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 12,470 | $637,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 332,000 | $636,000 | thousands by filing date | principal |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 23,236 | $633,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 37,407 | $631,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 64,168 | $630,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 41,717 | $625,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 19,700 | $625,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 87,959 | $624,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 12,487 | $624,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 134,761 | $619,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 9,549 | $618,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 628,000 | $618,000 | thousands by filing date | principal |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 19,335 | $617,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 90,731 | $617,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 48,984 | $617,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 87,344 | $616,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 76,212 | $615,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 71,528 | $614,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 35,523 | $614,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 53,399 | $612,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 8,137 | $611,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 67,569 | $611,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 56,114 | $611,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 47,657 | $610,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 51,416 | $608,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 77,038 | $606,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 151,240 | $606,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 248,506 | $604,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 31,577 | $603,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 52,734 | $603,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 118,666 | $603,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 147,965 | $602,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 159,296 | $601,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 909,983 | $601,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 30,097 | $599,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 5,106,927 | $596,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 60,091 | $595,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 171,934 | $594,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 14,775 | $594,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 125,795 | $594,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 13,954 | $591,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 14,576 | $591,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 11,532 | $590,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 22,121 | $590,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 16,526 | $589,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 111,631 | $589,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 74,887 | $588,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 11,163 | $587,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 29,066 | $587,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 26,375 | $587,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T115 | COM CL A | 59,211 | $586,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 37,383 | $585,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 511,000 | $584,000 | thousands by filing date | principal |
| XOMETRY INC | 98423F109 | CLASS A COM | 6,668 | $583,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 19,939 | $581,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 59,352 | $581,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 28,285 | $581,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 20,063 | $579,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 22,906 | $579,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 48,576 | $578,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 97,200 | $578,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 59,343 | $577,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 23,583 | $576,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 177,049 | $576,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 43,604 | $575,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 326,987 | $575,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 100,886 | $575,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 119,678 | $574,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 18,791 | $572,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 9,841 | $571,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 541,000 | $571,000 | thousands by filing date | principal |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 69,941 | $570,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 22,209 | $569,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 8,534 | $568,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 21,548 | $567,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 27,517 | $566,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 32,167 | $566,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 14,791 | $563,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 15,860 | $563,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 44,203 | $563,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 132,528 | $563,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 184,200 | $560,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 467,000 | $558,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 8,627 | $557,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 60,925 | $556,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 62,617 | $556,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 53,316 | $554,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 11,730 | $553,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 36,466 | $553,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 187,112 | $552,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 22,085 | $551,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 34,235 | $551,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 38,753 | $551,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 57,233 | $547,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 23,070 | $545,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 534,000 | $543,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 4,081 | $543,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 17,465 | $542,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 34,840 | $540,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 11,970 | $539,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 59,458 | $539,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 28,572 | $538,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 172,973 | $537,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 23,232 | $536,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 24,311 | $535,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 25,004 | $534,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 14,390 | $534,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 55,874 | $531,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 21,579 | $530,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 25,838 | $530,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 55,496 | $529,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 34,398 | $527,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 7,096 | $526,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T107 | COM | 53,035 | $526,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 22,319 | $525,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 32,602 | $525,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000453 | this filing | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-21-000475 | base | 2021-08-23 | acceptance time not in the bulk data set |