13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,822 holding rows worth $759,409,192,000.
- Accession
- 0000895421-21-000453
- Filer
- CIK 895421
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 31,191 entries on the cover page, a total value of $759,409,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $759,409,192,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 188,721 | $2,400,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 97,957 | $2,400,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 600,722 | $2,397,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 173,841 | $2,394,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 90,482 | $2,391,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 277,515 | $2,389,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 46,871 | $2,384,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 36,003 | $2,384,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 78,481 | $2,381,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 58,005 | $2,381,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 164,259 | $2,374,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,027,960 | $2,374,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 32,479 | $2,371,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 57,707 | $2,369,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 186,808 | $2,362,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 109,705 | $2,360,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 175,339 | $2,346,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 91,352 | $2,344,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 138,925 | $2,342,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 141,599 | $2,342,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 162,236 | $2,337,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 68,328 | $2,335,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 233,106 | $2,333,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 35,516 | $2,332,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 740,000 | $2,331,000 | thousands by filing date | principal |
| BROWN FORMAN CORP | 115637100 | CL A | 33,041 | $2,330,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 51,199 | $2,328,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 90,152 | $2,328,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 152,027 | $2,313,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 44,940 | $2,310,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 233,953 | $2,307,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 90,428 | $2,301,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 65,344 | $2,300,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 35,684 | $2,299,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,002,000 | $2,293,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,000,000 | $2,286,000 | thousands by filing date | principal |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 21,380 | $2,273,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 112,822 | $2,273,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 43,840 | $2,272,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 109,094 | $2,268,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 103,850 | $2,258,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 202,533 | $2,254,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 208,537 | $2,250,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 329,985 | $2,247,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 176,003 | $2,245,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 186,995 | $2,244,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 63,184 | $2,240,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 128,841 | $2,239,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 674,796 | $2,234,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 40,155 | $2,233,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 751,293 | $2,231,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 155,174 | $2,223,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 115,026 | $2,223,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 89,603 | $2,223,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 107,228 | $2,220,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 54,812 | $2,213,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 21,896 | $2,213,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 507,083 | $2,210,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 236,034 | $2,209,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 158,985 | $2,207,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 22,190 | $2,205,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 553,727 | $2,198,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 403,339 | $2,198,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 72,558 | $2,196,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 257,471 | $2,193,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 304,058 | $2,192,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 60,288 | $2,188,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 414,336 | $2,184,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 127,016 | $2,183,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 73,936 | $2,181,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 69,070 | $2,178,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 224,402 | $2,177,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 240,441 | $2,176,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 96,654 | $2,175,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 82,988 | $2,172,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 84,633 | $2,172,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 172,322 | $2,162,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 273,953 | $2,159,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 30,650 | $2,159,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 731,280 | $2,158,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 137,501 | $2,155,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 158,932 | $2,155,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 141,160 | $2,146,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 403,285 | $2,145,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 41,929 | $2,142,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 24,324 | $2,141,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 167,685 | $2,140,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 110,502 | $2,138,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 44,688 | $2,134,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 260,648 | $2,132,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 26,418 | $2,129,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 57,956 | $2,127,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 247,648 | $2,125,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 267,935 | $2,124,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 68,775 | $2,124,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 139,797 | $2,124,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 69,664 | $2,120,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 160,814 | $2,114,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 72,060 | $2,112,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 174,980 | $2,108,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 166,469 | $2,106,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 1,176,194 | $2,105,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 112,458 | $2,098,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 45,031 | $2,094,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 65,599 | $2,094,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 81,187 | $2,093,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 132,789 | $2,093,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 284,302 | $2,089,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 303,625 | $2,082,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 73,471 | $2,082,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 168,527 | $2,080,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 155,799 | $2,080,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 173,894 | $2,075,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 118,174 | $2,067,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 142,612 | $2,066,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 53,896 | $2,063,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 186,487 | $2,062,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 985,504 | $2,060,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 480,443 | $2,056,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 135,279 | $2,056,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 1,612,320 | $2,048,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 479,185 | $2,046,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 84,900 | $2,042,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 186,135 | $2,042,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 55,187 | $2,041,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 58,711 | $2,037,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 155,037 | $2,037,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 124,038 | $2,034,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 159,826 | $2,034,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 484,860 | $2,027,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 87,053 | $2,026,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 129,695 | $2,013,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 115,455 | $2,012,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 190,434 | $2,011,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 66,206 | $2,010,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 609,173 | $2,005,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 89,731 | $2,003,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 66,982 | $2,002,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 137,083 | $2,001,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 796,870 | $2,000,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 93,275 | $2,000,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 72,128 | $2,000,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 170,229 | $1,999,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 51,665 | $1,998,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 143,862 | $1,998,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 50,393 | $1,993,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 216,951 | $1,992,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 265,935 | $1,992,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 220,705 | $1,991,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 92,987 | $1,987,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 200,921 | $1,987,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 345,417 | $1,985,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 597,180 | $1,983,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 531,499 | $1,982,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 50,487 | $1,982,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 62,015 | $1,980,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 36,709 | $1,979,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 311,973 | $1,972,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 273,814 | $1,969,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 42,528 | $1,965,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 41,805 | $1,964,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 76,654 | $1,963,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 323,858 | $1,960,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 37,297 | $1,960,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 50,346 | $1,955,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 18,976 | $1,935,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 74,996 | $1,934,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 37,809 | $1,932,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 119,255 | $1,931,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 248,086 | $1,930,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 415,993 | $1,926,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 99,689 | $1,921,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 268,878 | $1,920,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 32,515 | $1,918,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 119,202 | $1,918,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 700,000 | $1,918,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 211,949 | $1,917,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 142,437 | $1,912,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,290 | $1,907,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 35,970 | $1,903,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 76,277 | $1,902,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 114,958 | $1,899,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 774,494 | $1,898,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 262,572 | $1,896,000 | thousands by filing date | |
| SABRE GLBL INC | 78573NAE2 | BOND | 1,042,000 | $1,895,000 | thousands by filing date | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 64,261 | $1,891,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 35,575 | $1,886,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 75,233 | $1,883,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 195,950 | $1,880,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 192,226 | $1,878,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 157,026 | $1,877,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 309,811 | $1,872,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 99,442 | $1,870,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 39,041 | $1,869,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 162,900 | $1,868,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 184,801 | $1,868,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 15,167 | $1,857,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 84,205 | $1,852,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 310,654 | $1,851,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 1,680,000 | $1,850,000 | thousands by filing date | principal |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 278,264 | $1,848,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 54,188 | $1,846,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 189,157 | $1,842,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 85,173 | $1,841,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 100,287 | $1,835,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 77,642 | $1,834,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 100,017 | $1,829,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 394,186 | $1,825,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 147,890 | $1,825,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 40,104 | $1,823,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 42,887 | $1,821,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 20,179 | $1,819,000 | thousands by filing date | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 1,096,000 | $1,814,000 | thousands by filing date | principal |
| FREIGHTCAR AMER INC | 357023100 | COM | 305,399 | $1,811,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 224,326 | $1,810,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 103,049 | $1,808,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 108,610 | $1,802,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 127,494 | $1,802,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 122,027 | $1,801,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 40,661 | $1,800,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 84,003 | $1,799,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 119,142 | $1,799,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 30,387 | $1,799,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 25,199 | $1,796,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 133,518 | $1,789,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $1,788,000 | thousands by filing date | principal |
| FORRESTER RESH INC | 346563109 | COM | 38,996 | $1,786,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 18,248 | $1,786,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,000,000 | $1,785,000 | thousands by filing date | principal |
| CYTOSORBENTS CORP | 23283X206 | CMN | 236,123 | $1,783,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 208,207 | $1,778,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 114,860 | $1,777,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 181,057 | $1,769,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 16,350 | $1,768,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 22,813 | $1,766,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 103,391 | $1,762,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 136,787 | $1,759,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 14,390 | $1,758,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 38,779 | $1,757,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 398,176 | $1,752,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 24,885 | $1,750,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 153,740 | $1,750,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 59,727 | $1,748,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 68,904 | $1,747,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 261,086 | $1,744,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 10,714 | $1,744,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 613,698 | $1,743,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 131,640 | $1,742,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,807,000 | $1,731,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 79,131 | $1,730,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 231,214 | $1,729,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 45,883 | $1,727,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 35,394 | $1,722,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 118,646 | $1,721,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 127,549 | $1,721,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 125,744 | $1,715,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 31,146 | $1,714,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 126,177 | $1,713,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 88,686 | $1,712,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 66,349 | $1,709,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 200,524 | $1,705,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 125,128 | $1,703,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 194,388 | $1,702,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 58,537 | $1,695,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 67,625 | $1,695,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 37,006 | $1,694,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 1,088,169 | $1,687,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 165,100 | $1,684,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 396,881 | $1,683,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 164,752 | $1,681,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 35,110 | $1,677,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 43,993 | $1,676,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 51,104 | $1,676,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 82,887 | $1,668,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 33,568 | $1,665,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 51,422 | $1,664,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 189,711 | $1,664,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 178,999 | $1,663,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 29,517 | $1,661,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 1,644,925 | $1,661,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 50,989 | $1,660,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 693,420 | $1,658,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 1,990,890 | $1,657,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 22,271 | $1,657,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 30,136 | $1,647,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 93,290 | $1,646,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 97,058 | $1,645,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,190,997 | $1,644,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 153,728 | $1,644,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 207,885 | $1,640,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 97,817 | $1,639,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 236,358 | $1,638,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 108,043 | $1,637,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 46,253 | $1,637,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 33,915 | $1,635,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 79,191 | $1,634,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 224,866 | $1,634,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 62,518 | $1,631,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 64,050 | $1,631,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 334,661 | $1,624,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 217,537 | $1,623,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 44,132 | $1,615,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 28,824 | $1,613,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 110,310 | $1,609,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 89,545 | $1,608,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 110,572 | $1,603,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 1,552,000 | $1,600,000 | thousands by filing date | principal |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 162,533 | $1,597,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 318,203 | $1,596,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 45,464 | $1,591,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 29,678 | $1,588,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 54,752 | $1,587,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 16,219 | $1,587,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 146,753 | $1,587,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 33,549 | $1,584,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 20,826 | $1,583,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 26,115 | $1,581,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 51,061 | $1,580,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 123,244 | $1,571,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 74,098 | $1,566,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 57,499 | $1,564,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 181,799 | $1,563,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 1,022,000 | $1,561,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 15,500 | $1,560,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 38,108 | $1,560,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 9,764 | $1,557,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 103,473 | $1,556,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 736,000 | $1,555,000 | thousands by filing date | principal |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 276,162 | $1,552,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 323,962 | $1,548,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 51,775 | $1,546,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 196,636 | $1,544,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,503,000 | $1,539,000 | thousands by filing date | principal |
| RESONANT INC | 76118L102 | COM | 479,568 | $1,539,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 354,222 | $1,538,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 210,771 | $1,537,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 93,144 | $1,531,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 250,000 | $1,531,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 23,501 | $1,527,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 167,702 | $1,521,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 85,012 | $1,519,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 43,472 | $1,519,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 110,448 | $1,519,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 156,087 | $1,513,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 392,469 | $1,511,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 33,898 | $1,510,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 84,161 | $1,509,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 81,758 | $1,505,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 28,837 | $1,500,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 141,568 | $1,500,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 197,496 | $1,496,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 32,681 | $1,488,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 38,823 | $1,486,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 103,377 | $1,485,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 73,128 | $1,483,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 25,712 | $1,482,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 63,637 | $1,480,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 73,836 | $1,479,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 94,395 | $1,476,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 141,466 | $1,475,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 10,046 | $1,475,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 162,096 | $1,473,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 419,711 | $1,473,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 277,693 | $1,469,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 87,053 | $1,468,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 633,129 | $1,468,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 40,899 | $1,463,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 18,706 | $1,463,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 458,991 | $1,460,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 39,482 | $1,460,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 67,337 | $1,459,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 147,888 | $1,457,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 113,055 | $1,454,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 690,000 | $1,454,000 | thousands by filing date | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 55,435 | $1,452,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 100,749 | $1,451,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 854,568 | $1,444,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 44,089 | $1,443,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 807,195 | $1,437,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 96,149 | $1,435,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 764,925 | $1,422,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 69,028 | $1,415,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 335,238 | $1,414,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 54,249 | $1,412,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 49,667 | $1,410,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,022,134 | $1,410,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 99,718 | $1,410,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 138,781 | $1,404,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 527,185 | $1,402,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 45,974 | $1,402,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 134,492 | $1,400,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 26,737 | $1,399,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 188,795 | $1,398,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 275,787 | $1,398,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 448,984 | $1,396,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 32,717 | $1,394,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 319,058 | $1,394,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 354,321 | $1,393,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 285,861 | $1,392,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 38,682 | $1,388,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 55,734 | $1,387,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 49,464 | $1,384,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 164,011 | $1,383,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 122,065 | $1,380,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 475,916 | $1,380,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 122,590 | $1,375,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 250,984 | $1,373,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 118,095 | $1,372,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 140,156 | $1,371,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 66,234 | $1,370,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 148,582 | $1,370,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 520,578 | $1,369,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 38,677 | $1,368,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 149,256 | $1,367,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 12,329 | $1,364,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 325,075 | $1,362,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 195,535 | $1,362,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,005,000 | $1,361,000 | thousands by filing date | principal |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,045,481 | $1,359,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 51,153 | $1,356,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 605,217 | $1,350,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 219,125 | $1,349,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 90,365 | $1,346,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 1,059,000 | $1,345,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 27,527 | $1,344,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 121,360 | $1,343,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 29,001 | $1,343,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 23,043 | $1,338,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 223,744 | $1,338,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 52,068 | $1,336,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 455,500 | $1,335,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 517,475 | $1,334,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 1,305,000 | $1,332,000 | thousands by filing date | principal |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 259,764 | $1,325,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 29,498 | $1,324,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 365,673 | $1,324,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 37,154 | $1,319,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 84,760 | $1,319,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 53,037 | $1,307,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 274,481 | $1,304,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 61,563 | $1,294,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 47,029 | $1,292,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 1,172,254 | $1,289,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 179,161 | $1,286,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,071 | $1,286,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 103,718 | $1,281,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 28,907 | $1,280,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 11,968 | $1,275,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 102,718 | $1,274,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 33,568 | $1,268,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 155,384 | $1,264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 9,923 | $1,262,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 94,756 | $1,262,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 48,556 | $1,261,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 155,911 | $1,256,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 20,366 | $1,255,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 166,664 | $1,255,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 120,846 | $1,254,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 444,446 | $1,254,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 42,191 | $1,250,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 139,200 | $1,250,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 122,078 | $1,243,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,139,000 | $1,239,000 | thousands by filing date | principal |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 71,414 | $1,237,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 21,882 | $1,236,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 119,132 | $1,236,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 115,241 | $1,235,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 42,924 | $1,235,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 445,809 | $1,235,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 70,931 | $1,234,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 28,875 | $1,232,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 32,841 | $1,230,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 87,921 | $1,230,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 16,877 | $1,225,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 40,946 | $1,225,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 37,968 | $1,213,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 118,318 | $1,213,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 301,905 | $1,212,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 16,253 | $1,206,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 123,844 | $1,206,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 206,619 | $1,203,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 396,043 | $1,201,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 71,446 | $1,200,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 19,167 | $1,199,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 66,857 | $1,198,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 28,517 | $1,196,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 45,577 | $1,195,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 85,230 | $1,192,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 80,219 | $1,192,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 140,267 | $1,190,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 222,562 | $1,180,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 78,203 | $1,180,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 43,203 | $1,179,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 35,018 | $1,177,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 44,546 | $1,174,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 100,497 | $1,167,000 | thousands by filing date | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 334,874 | $1,165,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 1,395,000 | $1,165,000 | thousands by filing date | principal |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 74,691 | $1,164,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 45,130 | $1,162,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000453 | this filing | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-21-000475 | base | 2021-08-23 | acceptance time not in the bulk data set |