13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-05-26, with 6,758 holding rows worth $367,989,542,000.
- Accession
- 0000895421-20-000394
- Filer
- CIK 895421
- Filed
- 2020-05-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 22,891 entries on the cover page, a total value of $367,989,542,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $367,989,542,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 118,260 | $406,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 105,817 | $404,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 32,310 | $404,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 41,520 | $403,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,761 | $402,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 1,282 | $402,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 43,719 | $401,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 173,797 | $401,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 156,959 | $401,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 25,688 | $400,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 500,000 | $400,000 | thousands by filing date | principal |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 21,136 | $398,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 12,617 | $397,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 55,725 | $396,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 120,469 | $396,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 43,544 | $395,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 13,845 | $395,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 22,411 | $394,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,415 | $392,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 38,471 | $392,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 441,404 | $392,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 31,153 | $389,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 147,234 | $389,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 62,247 | $389,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 67,692 | $388,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 39,303 | $388,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 23,351 | $386,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 29,511 | $386,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 316,767 | $386,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,928 | $385,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 16,542 | $384,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 14,149 | $383,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 62,272 | $383,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 21,124 | $383,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 7,226 | $383,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 80,056 | $382,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 124,457 | $381,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 8,955 | $379,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 47,871 | $377,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 44,917 | $376,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 29,250 | $376,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 26,871 | $375,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 69,366 | $375,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E182 | DLY SEMICNDTR BR | 21,597 | $375,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 40,873 | $374,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 79,883 | $373,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 7,996 | $373,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 30,500 | $373,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 9,786 | $372,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 115,361 | $371,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 8,953 | $368,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 405,244 | $368,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 229,902 | $368,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 118,425 | $367,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 122,061 | $364,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 19,162 | $364,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 10,469 | $362,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 26,417 | $362,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 35,585 | $362,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 25,875 | $361,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 13,369 | $361,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 91,410 | $360,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 55,659 | $360,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 23,527 | $360,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 114,887 | $360,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 54,123 | $358,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 42,012 | $357,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 302,308 | $356,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 13,442 | $355,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 20,840 | $354,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 43,614 | $354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 15,360 | $353,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 27,355 | $353,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 50,467 | $353,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 158,176 | $352,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 13,867 | $352,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 62,276 | $351,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 11,676 | $351,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 60,439 | $351,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 379,000 | $351,000 | thousands by filing date | principal |
| MONROE CAPITAL CORP | 610335101 | COM | 49,364 | $350,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 1,134,460 | $350,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 126,453 | $349,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 29,148 | $348,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 97,497 | $348,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 14,158 | $347,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 19,495 | $347,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 25,622 | $344,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 208,948 | $341,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $341,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 12,631 | $341,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 27,176 | $340,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 40,876 | $339,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 30,007 | $339,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 338,000 | $339,000 | thousands by filing date | principal |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 224,972 | $338,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 7,436 | $337,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 25,261 | $337,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 29,315 | $335,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 43,969 | $335,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 96,095 | $334,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 557,000 | $334,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 84,024 | $334,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 46,035 | $333,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 178,809 | $333,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 268,000 | $331,000 | thousands by filing date | principal |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,055,030 | $330,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 44,475 | $329,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 102,864 | $328,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 505 | $328,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 41,670 | $328,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 31,072 | $327,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 304,000 | $327,000 | thousands by filing date | principal |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 12,216 | $326,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 23,840 | $326,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 340,498 | $326,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,770 | $326,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 12,027 | $325,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 105,176 | $325,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 368,000 | $325,000 | thousands by filing date | principal |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 27,774 | $324,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 74,069 | $324,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 269,664 | $323,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 30,181 | $322,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 5,166 | $322,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 34,474 | $321,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 16,946 | $321,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 6,414 | $321,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 40,736 | $321,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 262,497 | $320,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 15,945 | $320,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 20,528 | $318,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 27,292 | $317,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 120,951 | $317,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 8,341 | $316,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 202,000 | $315,000 | thousands by filing date | principal |
| SOCIETAL CDMO INC | 75629F109 | COM | 38,593 | $315,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 20,176 | $314,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 24,403 | $313,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 11,075 | $313,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 14,505 | $313,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 159,902 | $312,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,444 | $310,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 37,387 | $309,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 279,997 | $308,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 16,727 | $307,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 615,873 | $307,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 35,929 | $307,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 108,715 | $306,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 33,429 | $306,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 15,292 | $306,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 355,000 | $305,000 | thousands by filing date | principal |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 37,703 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 16,986 | $304,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 13,690 | $304,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,672 | $303,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 5,885 | $303,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 144,192 | $303,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 308,495 | $303,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 78,969 | $303,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 91,090 | $302,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 132,836 | $302,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 67,534 | $302,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 21,517 | $302,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 66,311 | $302,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 261,403 | $301,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 77,669 | $301,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 10,196 | $301,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 42,485 | $300,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 13,604 | $300,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 40,502 | $300,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 220,471 | $299,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 12,906 | $298,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 375,987 | $298,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 11,397 | $297,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 12,964 | $297,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 22,202 | $297,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 38,923 | $297,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 64,807 | $297,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 11,069 | $296,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 9,651 | $296,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 20,241 | $296,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 39,773 | $296,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 31,840 | $295,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 136,697 | $295,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 198,263 | $295,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 38,408 | $295,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,610 | $295,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 6,337 | $295,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 51,056 | $294,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 36,402 | $294,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 29,456 | $294,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 218,498 | $293,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 8,431 | $292,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 27,236 | $292,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 11,867 | $290,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 42,669 | $290,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 36,272 | $289,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 11,069 | $289,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 18,157 | $288,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 27,344 | $287,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 49,044 | $287,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 53,787 | $287,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,675 | $286,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 10,387 | $286,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 16,020 | $286,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 49,419 | $285,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 14,857 | $284,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 85,623 | $284,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 21,919 | $284,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 21,428 | $284,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 12,000 | $284,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 36,917 | $282,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 69,312 | $281,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 76,532 | $281,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 44,232 | $281,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 22,636 | $281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 18,375 | $281,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 39,544 | $279,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 401,000 | $279,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 12,157 | $278,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 7,496 | $278,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 92,665 | $278,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 11,914 | $277,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 17,896 | $277,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 14,936 | $276,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 178,246 | $276,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 7,256 | $276,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 4,232 | $274,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 132,501 | $274,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 92,272 | $273,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 61,574 | $273,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 21,612 | $272,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 18,106 | $272,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 7,638 | $271,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 24,194 | $271,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 52,825 | $270,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 34,846 | $270,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 77,552 | $269,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 47,894 | $269,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 22,771 | $268,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,553,725 | $268,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 13,742 | $268,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 15,218 | $267,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 46,477 | $267,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 33,885 | $267,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 108,635 | $266,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 64,903 | $266,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 329,000 | $265,000 | thousands by filing date | principal |
| KADANT INC | 48282T104 | COM | 3,554 | $264,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 30,748 | $264,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,334 | $263,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 23,545 | $263,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 338,000 | $263,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 14,223 | $262,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 63,104 | $260,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 21,201 | $260,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 26,508 | $259,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 147,860 | $259,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 31,400 | $259,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 24,042 | $258,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 12,146 | $257,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 21,308 | $257,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 18,051 | $257,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 8,396 | $256,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 57,746 | $256,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 18,739 | $255,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 24,428 | $254,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 11,146 | $254,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 17,906 | $253,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 35,114 | $253,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 44,434 | $253,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 26,627 | $252,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 16,469 | $251,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 123,054 | $247,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 20,410 | $247,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 5,204 | $246,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,332,408 | $246,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 27,290 | $245,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 18,358 | $245,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 34,318 | $243,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 8,305 | $243,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 56,027 | $242,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 20,823 | $242,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 3,776 | $241,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 18,537 | $241,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 59,641 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,521 | $239,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 13,937 | $239,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 31,752 | $239,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 29,880 | $239,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 66,173 | $238,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 20,664 | $238,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 26,973 | $237,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 20,174 | $237,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 43,624 | $236,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 18,643 | $235,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 31,914 | $233,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 34,947 | $233,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 156,514 | $232,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 7,811 | $231,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 9,490 | $231,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 126,456 | $231,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 79,303 | $230,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 5,800 | $229,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 29,020 | $229,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,783 | $228,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 8,779 | $227,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 47,007 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 54,345 | $225,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 32,436 | $225,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 10,269 | $224,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,994 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 9,088 | $224,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 59,076 | $224,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 44,682 | $224,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 70,352 | $223,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 3,958 | $223,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 108,391 | $223,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 9,127 | $222,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 16,200 | $222,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 7,483 | $222,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 253,846 | $222,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 80,378 | $221,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 121,000 | $221,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 284,000 | $221,000 | thousands by filing date | principal |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 17,410 | $220,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 34,129 | $219,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,333 | $218,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 51,790 | $216,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 143,273 | $216,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 33,591 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,415 | $216,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 8,554 | $216,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 60,647 | $215,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 227,000 | $215,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 231,816 | $215,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 320,165 | $214,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 33,286 | $213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 3,168 | $212,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 10,894 | $212,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 13,285 | $211,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 232,220 | $211,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 44,258 | $210,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 17,779 | $209,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 15,886 | $208,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 19,487 | $207,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 10,605 | $207,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 10,500 | $207,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 19,599 | $206,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 26,885 | $206,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 15,270 | $205,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 16,044 | $205,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 24,644 | $205,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 13,263 | $205,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 8,637 | $204,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,946 | $204,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 7,289 | $204,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 31,477 | $202,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 4,022 | $202,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 6,401 | $201,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 84,284 | $201,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 20,480 | $200,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 27,407 | $200,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 10,347 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 4,324 | $200,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,417 | $200,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 224,164 | $200,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 11,015 | $199,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 46,500 | $199,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 200,000 | $197,000 | thousands by filing date | principal |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 60,050 | $196,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 13,743 | $196,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 31,045 | $194,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 8,008 | $194,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 19,543 | $193,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 8,560 | $193,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 51,036 | $193,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 89,189 | $193,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 335,215 | $193,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 8,834 | $192,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 208,000 | $192,000 | thousands by filing date | principal |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 6,241 | $191,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 597,655 | $191,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 6,383 | $190,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,033 | $190,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 26,258 | $189,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 10,949 | $189,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 65,535 | $189,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 16,090 | $188,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 10,271 | $188,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 23,848 | $186,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 75,215 | $185,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 3,949 | $185,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 3,702 | $184,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 9,156 | $184,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 3,598 | $184,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 5,976 | $184,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 68,453 | $184,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 63,333 | $183,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 11,053 | $183,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 12,192 | $183,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 522 | $182,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 17,683 | $182,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 13,352 | $182,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 66,262 | $182,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 12,927 | $181,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 119,118 | $180,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 38,918 | $179,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 11,405 | $178,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 4,108 | $178,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 40,063 | $178,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 8,830 | $177,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 73,832 | $177,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 54,305 | $176,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 15,845 | $176,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 7,793 | $176,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 16,211 | $176,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 83,507 | $175,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 17,148 | $175,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 46,626 | $175,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 8,082 | $175,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,572 | $174,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 120,263 | $174,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 672,059 | $174,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 392,265 | $174,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 19,759 | $174,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,513 | $173,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 11,703 | $173,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 24,199 | $172,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 13,426 | $172,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 90,000 | $171,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 192,000 | $171,000 | thousands by filing date | principal |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 558,727 | $171,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 8,382 | $170,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 283,097 | $170,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 5,056 | $169,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 11,100 | $169,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 9,309 | $169,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 3,540 | $169,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,857 | $169,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 11,204 | $168,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 6,102 | $168,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 17,178 | $168,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 71,696 | $168,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 14,460 | $168,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 12,954 | $167,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,739 | $167,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 94,930 | $167,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 105,687 | $167,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 11,597 | $167,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 22,123 | $166,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 41,323 | $166,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 20,401 | $165,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 140,755 | $165,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 228,270 | $164,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 19,305 | $162,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 147,777 | $162,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 3,306 | $162,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 16,902 | $161,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,105 | $161,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,145 | $161,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,553 | $161,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 17,225 | $160,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 46,019 | $160,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 250,000 | $160,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 34,494 | $159,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 3,778 | $159,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 12,716 | $158,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 61,114 | $157,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 14,970 | $157,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 6,696 | $157,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 9,462 | $156,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,340 | $156,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 51,644 | $156,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 64,922 | $156,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 198,041 | $156,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 13,447 | $156,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 100,952 | $156,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 753,838 | $156,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 160,000 | $156,000 | thousands by filing date | principal |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 58,904 | $156,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 6,107 | $155,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 8,098 | $154,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 53,101 | $154,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 85,348 | $154,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 17,479 | $154,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 7,123 | $154,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 26,163 | $153,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 21,376 | $153,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 190,662 | $153,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 14,688 | $153,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E513 | DLY ROB AI 3X | 27,887 | $153,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 9,017 | $152,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,353 | $152,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,113 | $152,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 30,240 | $152,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 20,537 | $151,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 16,013 | $151,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 10,986 | $151,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000376 | superseded | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-20-000394 | this filing | 2020-05-26 | acceptance time not in the bulk data set |