13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-05-26, with 6,758 holding rows worth $367,989,542,000.
- Accession
- 0000895421-20-000394
- Filer
- CIK 895421
- Filed
- 2020-05-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 22,891 entries on the cover page, a total value of $367,989,542,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $367,989,542,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 19,792 | $151,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 17,492 | $151,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $150,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 39,079 | $150,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 3,217 | $150,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 9,786 | $149,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 12,558 | $149,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 85,000 | $149,000 | thousands by filing date | principal |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 12,206 | $147,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,605 | $147,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 23,579 | $147,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 3,288 | $147,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 10,381 | $147,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 43,420 | $147,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 74,740 | $147,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 14,684 | $146,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 53,037 | $146,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 29,926 | $146,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 16,935 | $146,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 15,720 | $145,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 15,661 | $144,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 23,756 | $144,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 16,927 | $144,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 14,594 | $144,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 2,983 | $144,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 134,473 | $144,000 | thousands by filing date | principal |
| VERITONE INC | 92347M100 | COM | 61,387 | $143,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 960 | $143,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 2,643 | $143,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 140,725 | $143,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 20,133 | $142,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 13,552 | $142,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 6,300 | $142,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 30,276 | $142,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 11,443 | $141,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $141,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 6,406 | $141,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 1,962 | $141,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,962 | $140,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 117,200 | $140,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 14,237 | $139,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,487 | $138,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 17,355 | $138,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 245,742 | $138,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 25,856 | $138,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 11,270 | $138,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 7,960 | $137,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 140,547 | $137,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 5,251 | $137,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 46,712 | $136,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 163,989 | $136,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 20,418 | $136,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 60,174 | $136,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 6,147 | $136,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 13,300 | $136,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 79,204 | $135,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 25,887 | $135,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 8,814 | $135,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,853 | $135,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 32,431 | $135,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,811 | $134,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 135,000 | $134,000 | thousands by filing date | principal |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 30,204 | $133,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 63,323 | $133,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 6,726 | $133,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 45,204 | $133,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 9,818 | $132,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 28,149 | $132,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 125,586 | $132,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 81,440 | $132,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 16,679 | $131,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 91,507 | $131,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 13,357 | $131,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 5,062 | $130,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 24,199 | $130,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 19,152 | $130,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 104,766 | $130,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 13,188 | $129,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,406 | $129,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 4,024 | $128,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 15,531 | $128,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 8,600 | $128,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 9,070 | $127,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 6,607 | $127,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 83,768 | $127,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,329 | $126,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,799 | $126,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 57,623 | $126,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 81,377 | $126,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 5,607 | $125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 4,221 | $125,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 15,695 | $125,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 10,180 | $125,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 14,650 | $124,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 21,532 | $124,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 103,353 | $123,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,316 | $123,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 17,437 | $123,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 9,099 | $122,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 16,581 | $122,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 1,231 | $122,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,908 | $121,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 22,757 | $121,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 36,796 | $121,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 3,498 | $121,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 22,068 | $120,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 41,675 | $120,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 5,629 | $120,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 25,832 | $120,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 11,552 | $120,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 2,022 | $120,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 8,219 | $119,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 3,630 | $119,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 12,868 | $119,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 257,381 | $119,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 20,713 | $119,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 6,406 | $118,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 8,117 | $118,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 45,782 | $118,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 8,921 | $117,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 7,421 | $117,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 131,049 | $117,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 5,101 | $117,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,701 | $117,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 130,000 | $117,000 | thousands by filing date | principal |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 8,546 | $117,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 98,000 | $116,000 | thousands by filing date | principal |
| PAVMED INC | 70387R106 | COM | 58,418 | $116,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 24,725 | $116,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 47,957 | $115,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 11,507 | $115,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 10,442 | $115,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,870 | $115,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 12,130 | $115,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 209,200 | $115,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 16,035 | $115,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 29,865 | $114,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 27,331 | $114,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 2,530 | $114,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 565,796 | $113,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 20,331 | $113,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053406 | SPONSORED ADS | 28,690 | $113,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 26,508 | $113,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 44,362 | $112,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 55,584 | $112,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 121,000 | $112,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 7,336 | $111,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 9,508 | $111,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 15,110 | $111,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 132,000 | $111,000 | thousands by filing date | principal |
| VAPOTHERM INC | 922107107 | COM | 5,809 | $110,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 55,511 | $109,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 47,523 | $108,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 7,678 | $108,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 22,497 | $108,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 6,513 | $107,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 1,939 | $107,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 18,000 | $107,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 47,189 | $107,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,391 | $106,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 160,045 | $106,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 61,363 | $106,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 69,268 | $106,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 158,183 | $105,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 57,584 | $105,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 9,864 | $105,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 13,198 | $105,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 62,947 | $105,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 54,873 | $104,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 905 | $104,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 18,521 | $103,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 9,535 | $103,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 107,998 | $103,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 5,080 | $103,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 13,584 | $102,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 54,090 | $102,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 18,748 | $101,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 58,777 | $101,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 8,126 | $101,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2,867 | $101,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 9,009 | $101,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 62,032 | $101,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 32,651 | $101,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 6,150 | $100,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 4,463 | $100,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 4,317 | $100,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 5,733 | $100,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 15,434 | $99,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 361 | $99,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 2,102 | $99,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 3,648 | $99,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 13,172 | $99,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 3,813 | $99,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 78,201 | $99,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 156,407 | $99,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 18,660 | $99,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 31,172 | $99,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 2,907 | $98,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 25,643 | $98,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 23,817 | $97,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 2,191 | $97,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 2,231 | $96,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 11,304 | $96,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 6,843 | $96,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 100,000 | $96,000 | thousands by filing date | principal |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 200,000 | $96,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,311 | $95,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 8,216 | $95,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 125,000 | $95,000 | thousands by filing date | principal |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,321 | $94,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 131,038 | $94,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 3,475 | $94,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 20,965 | $94,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 892 | $94,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,903 | $93,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 9,802 | $92,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 5,058 | $92,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 6,080 | $92,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 23,671 | $92,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 63,030 | $92,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 28,812 | $91,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 66,859 | $91,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 29,913 | $91,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 4,246 | $91,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 13,783 | $91,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 8,198 | $90,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 3,533 | $90,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 45,955 | $90,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 8,446 | $89,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 26,715 | $89,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 15,500 | $89,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 29,649 | $89,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 5,853 | $88,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,622 | $88,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 5,039 | $88,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 8,000 | $88,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 4,390 | $88,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 81,768 | $88,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 79,652 | $88,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 8,333 | $87,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 3,623 | $87,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 35,751 | $87,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,652 | $86,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 9,022 | $86,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 6,741 | $86,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 5,929 | $86,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,867 | $86,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 4,825 | $86,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 8,544 | $84,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 8,095 | $84,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,441 | $84,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 5,330 | $84,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 5,762 | $84,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 27,913 | $84,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,574 | $84,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 129,575 | $84,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 72,184 | $84,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 126,901 | $84,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 6,883 | $83,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 45,238 | $83,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,822 | $83,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 61,200 | $83,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 20,109 | $83,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 117,221 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,445 | $82,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 6,230 | $82,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,247 | $82,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 8,511 | $81,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,761 | $81,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,500 | $81,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 18,942 | $81,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 96,081 | $81,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 2,218 | $81,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 5,116 | $81,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 4,933 | $80,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,742 | $80,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 54,431 | $80,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 39,863 | $80,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,700 | $80,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 2,550 | $80,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,946 | $79,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 5,235 | $79,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 7,228 | $79,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 22,119 | $79,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 12,851 | $79,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 7,857 | $79,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 99,000 | $79,000 | thousands by filing date | principal |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,495 | $78,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,002 | $78,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 6,038 | $78,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 12,699 | $78,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 203,217 | $78,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 69,218 | $78,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 16,277 | $78,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 40,000 | $78,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 78,032 | $77,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 5,074 | $77,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,979 | $77,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 28,645 | $77,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 5,816 | $76,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 15,763 | $76,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 117,000 | $76,000 | thousands by filing date | principal |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 2,119 | $76,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 17,671 | $76,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 80,000 | $76,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 15,590 | $76,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 5,236 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 675 | $75,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,000 | $75,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 35,790 | $75,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 5,852 | $74,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 10,534 | $74,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 12,953 | $74,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 80,000 | $74,000 | thousands by filing date | principal |
| FNCB BANCORP INC | 302578109 | COM | 10,633 | $74,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 8,064 | $74,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 3,383 | $73,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 126,749 | $73,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,176 | $72,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 7,390 | $72,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y616 | CMN | 3,884 | $72,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,351 | $72,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 798 | $72,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 2,938 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 4,105 | $71,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 21,657 | $71,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 31,470 | $71,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 17,950 | $71,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 9,672 | $71,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 9,624 | $71,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 4,337 | $70,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 9,603 | $70,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 5,805 | $70,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 4,487 | $70,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 26,620 | $70,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 412 | $70,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 37,720 | $70,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 32,920 | $69,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,336 | $69,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,843 | $69,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 134,788 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 2,402 | $69,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 18,964 | $69,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 10,313 | $69,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 43,920 | $69,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 21,924 | $68,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 4,089 | $68,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 9,537 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 7,464 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 2,778 | $68,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 5,736 | $67,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,512 | $67,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 4,500 | $67,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 27,883 | $67,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 4,236 | $67,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 3,799 | $67,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 3,141 | $66,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,030 | $66,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 73,000 | $66,000 | thousands by filing date | principal |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 4,969 | $66,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 2,510 | $65,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 1,058 | $65,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 1,288,000 | $65,000 | thousands by filing date | principal |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 10,327 | $64,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 7,528 | $64,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 888 | $64,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,250 | $64,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 34,540 | $64,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 6,141 | $63,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 16,224 | $63,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 3,097 | $63,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 83,669 | $63,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 57,661 | $63,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 49,307 | $63,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 5,558 | $63,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 6,240 | $63,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 2,836 | $62,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 5,445 | $62,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 39,454 | $62,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 3,580 | $62,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,512 | $62,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 227,354 | $62,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 11,212 | $62,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 11,767 | $61,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,067 | $61,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 5,857 | $61,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 2,644 | $61,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 28,920 | $61,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,000 | $61,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 5,540 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 11,359 | $61,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 32,605 | $61,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 160,785 | $61,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 6,032 | $61,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 13,950 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,813 | $60,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 34,896 | $60,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 3,402 | $60,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 18,461 | $60,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 19,344 | $60,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 8,000 | $60,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 2,652 | $60,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 264 | $60,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 153,000 | $60,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 150,000 | $60,000 | thousands by filing date | principal |
| VIRGIN GALACTIC HOLDINGS INC | 92766K205 | UNIT 99/99/9999 | 3,550 | $60,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 30,000 | $59,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 42,173 | $59,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 18,580 | $59,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 37,583 | $59,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 16,219 | $58,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 967 | $58,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,285 | $58,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 9,058 | $58,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,595 | $58,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 82,417 | $58,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 3,206 | $57,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 8,202 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,380 | $57,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 11,122 | $57,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 17,467 | $57,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 18,133 | $57,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 13,890 | $56,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 141,020 | $56,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 2,245 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 1,121 | $56,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 7,520 | $56,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,412 | $56,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 5,629 | $56,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q201 | COM | 7,415 | $56,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 2,197 | $55,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 3,544 | $55,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 6,254 | $55,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 13,528 | $55,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 24,777 | $55,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,258 | $55,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1,670 | $55,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 3,232 | $55,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 45,707 | $54,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 285,741 | $54,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 4,549 | $54,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 16,578 | $54,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 114,653 | $53,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 2,931 | $53,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 316,454 | $53,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 70,460 | $53,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 5,090 | $53,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 2,022 | $53,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 2,345 | $53,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 2,550 | $52,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 5,107 | $52,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 3,279 | $52,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 21,636 | $52,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 11,889 | $52,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 50,454 | $52,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 3,471 | $52,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 28,487 | $51,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 11,050 | $51,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,743 | $51,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 3,241 | $51,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 3,450 | $50,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 15,180 | $50,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 46,641 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 4,522 | $50,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 2,129 | $50,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 6,484 | $50,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 2,794 | $50,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,805 | $50,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 1,862 | $49,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,130 | $49,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 7,861 | $49,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 6,555 | $49,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 7,972 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 4,138 | $48,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 3,422 | $48,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,758 | $48,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 58,348 | $48,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 165,473 | $48,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 13,655 | $48,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 9,902 | $48,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 3,012 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,402 | $47,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 112,667 | $47,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 39,931 | $47,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 9,773 | $47,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 56,000 | $47,000 | thousands by filing date | principal |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 62,498 | $47,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 17,000 | $46,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 2,206 | $46,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 4,480 | $46,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 8,781 | $46,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 21,081 | $46,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 24,500 | $46,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 7,576 | $46,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 18,151 | $46,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 2,354 | $46,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 7,954 | $46,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 2,550 | $45,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 3,241 | $45,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 6,109 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000376 | superseded | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-20-000394 | this filing | 2020-05-26 | acceptance time not in the bulk data set |