13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-05-26, with 6,758 holding rows worth $367,989,542,000.
- Accession
- 0000895421-20-000394
- Filer
- CIK 895421
- Filed
- 2020-05-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 22,891 entries on the cover page, a total value of $367,989,542,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $367,989,542,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARCHROCK INC | 03957W106 | COM | 450,706 | $1,695,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 11,887 | $1,693,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 179,115 | $1,693,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 272,501 | $1,692,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 191,758 | $1,689,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 211,055 | $1,689,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 39,587 | $1,684,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 38,860 | $1,684,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 22,068 | $1,681,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 92,153 | $1,681,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 87,957 | $1,681,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 120,063 | $1,678,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 152,381 | $1,678,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,789,000 | $1,676,000 | thousands by filing date | principal |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 193,708 | $1,674,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 208,141 | $1,674,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 54,214 | $1,667,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 34,967 | $1,665,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 269,542 | $1,664,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 138,930 | $1,661,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 97,255 | $1,661,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 158,904 | $1,659,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,605,000 | $1,658,000 | thousands by filing date | principal |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 68,716 | $1,657,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 169,356 | $1,655,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 24,774 | $1,653,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 147,816 | $1,652,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 77,699 | $1,651,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 181,369 | $1,649,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 74,857 | $1,649,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 123,113 | $1,649,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 213,404 | $1,648,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 307,314 | $1,648,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 263,395 | $1,644,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 74,679 | $1,642,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 26,034 | $1,639,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 68,995 | $1,637,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 206,174 | $1,637,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 80,857 | $1,636,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 56,553 | $1,635,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 8,100 | $1,635,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 156,480 | $1,635,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 64,912 | $1,630,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 450,105 | $1,630,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 118,355 | $1,626,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 157,427 | $1,625,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 229,709 | $1,624,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 20,847 | $1,623,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 149,673 | $1,623,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 60,312 | $1,622,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 34,184 | $1,622,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 226,201 | $1,617,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 123,901 | $1,616,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 72,691 | $1,616,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 74,747 | $1,616,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 44,544 | $1,614,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 69,103 | $1,610,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 38,138 | $1,606,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 310,438 | $1,603,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 100,713 | $1,601,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 390,000 | $1,595,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 52,352 | $1,594,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 1,546,000 | $1,593,000 | thousands by filing date | principal |
| NEWTEKONE INC | 652526203 | COM NEW | 120,396 | $1,590,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 84,565 | $1,588,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 95,071 | $1,585,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 18,438 | $1,581,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 57,496 | $1,581,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 124,819 | $1,578,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 144,365 | $1,572,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 23,315 | $1,570,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 164,417 | $1,568,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 19,600 | $1,566,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 178,140 | $1,566,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 148,615 | $1,563,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 114,686 | $1,556,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 127,699 | $1,555,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 41,945 | $1,555,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 108,673 | $1,553,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 58,587 | $1,553,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 68,442 | $1,552,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 9,754 | $1,551,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 123,258 | $1,550,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 26,398 | $1,550,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,967,291 | $1,548,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 536,563 | $1,545,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 80,618 | $1,544,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 14,546 | $1,542,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 75,608 | $1,541,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 137,225 | $1,540,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 80,737 | $1,539,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,113,993 | $1,537,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 84,452 | $1,533,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 131,831 | $1,533,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 153,065 | $1,531,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 106,252 | $1,529,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 501,170 | $1,528,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,689,260 | $1,526,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 43,461 | $1,525,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 153,637 | $1,521,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 41,590 | $1,521,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 105,575 | $1,520,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 491,661 | $1,519,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 14,307 | $1,515,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 688,155 | $1,514,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 42,055 | $1,513,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 461,796 | $1,510,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 91,755 | $1,509,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 60,009 | $1,507,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 149,344 | $1,505,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 27,275 | $1,502,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 77,554 | $1,500,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 28,670 | $1,499,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 29,178 | $1,499,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 71,971 | $1,497,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 25,569 | $1,497,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 105,272 | $1,496,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 27,490 | $1,495,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 19,540 | $1,490,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 71,546 | $1,489,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 25,587 | $1,489,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 515,097 | $1,489,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 101,357 | $1,487,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 42,729 | $1,486,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 38,583 | $1,481,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 20,768 | $1,479,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 437,595 | $1,470,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 55,487 | $1,468,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 143,912 | $1,467,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 5,238,903 | $1,467,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 15,301 | $1,460,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 108,753 | $1,459,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 195,989 | $1,458,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 68,100 | $1,457,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 104,776 | $1,456,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 83,153 | $1,456,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 448,970 | $1,454,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 85,288 | $1,453,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 86,366 | $1,453,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 165,032 | $1,452,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 102,819 | $1,450,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 57,056 | $1,449,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 1,650,000 | $1,449,000 | thousands by filing date | principal |
| O'Shares Global Internet | 67110P704 | COM | 58,451 | $1,448,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 239,247 | $1,447,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 279,347 | $1,447,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 158,649 | $1,442,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 90,600 | $1,441,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 63,083 | $1,440,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 44,526 | $1,440,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 278,734 | $1,439,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 197,628 | $1,435,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 7,804 | $1,431,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 97,346 | $1,430,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 137,734 | $1,426,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 58,978 | $1,425,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 248,379 | $1,425,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 56,569 | $1,424,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 132,335 | $1,422,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 91,695 | $1,422,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 225,774 | $1,421,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 53,842 | $1,420,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 231,474 | $1,419,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 69,188 | $1,416,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 199,101 | $1,416,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 29,060 | $1,415,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 123,158 | $1,415,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 23,428 | $1,415,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 79,990 | $1,413,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 63,573 | $1,411,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 113,931 | $1,409,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 42,283 | $1,408,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,002,000 | $1,407,000 | thousands by filing date | principal |
| HARMONIC INC | 413160102 | COM | 243,933 | $1,405,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 93,428 | $1,404,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 641,344 | $1,404,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 27,107 | $1,403,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 60,574 | $1,399,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 79,679 | $1,396,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 129,863 | $1,395,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 42,509 | $1,392,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,616,000 | $1,390,000 | thousands by filing date | principal |
| U S CONCRETE INC | 90333L201 | COM | 76,310 | $1,384,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,801,331 | $1,384,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 692,148 | $1,383,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 179,442 | $1,382,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 95,387 | $1,381,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 26,941 | $1,381,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 389,723 | $1,376,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 95,009 | $1,374,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 32,729 | $1,374,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 23,216 | $1,372,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 124,675 | $1,371,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 18,844 | $1,371,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 90,318 | $1,371,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 57,891 | $1,370,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 59,744 | $1,368,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 20,308 | $1,366,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 110,793 | $1,363,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 113,586 | $1,363,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 47,982 | $1,362,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 36,029 | $1,360,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 29,552 | $1,360,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 56,425 | $1,360,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 45,270 | $1,358,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 40,595 | $1,354,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 2,082,000 | $1,353,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,370,000 | $1,353,000 | thousands by filing date | principal |
| CHATHAM LODGING TR | 16208T102 | COM | 227,545 | $1,351,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 269,500 | $1,350,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 46,572 | $1,347,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 832,107 | $1,347,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 177,382 | $1,346,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,573,040 | $1,344,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 128,527 | $1,344,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 131,901 | $1,343,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 145,073 | $1,343,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 616,928 | $1,339,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 213,874 | $1,339,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 59,836 | $1,339,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 560,051 | $1,338,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 92,482 | $1,336,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 49,660 | $1,331,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 163,427 | $1,330,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 114,896 | $1,329,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 33,073 | $1,328,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 157,115 | $1,327,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 31,318 | $1,324,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 27,156 | $1,322,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 408,162 | $1,322,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 42,379 | $1,319,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 165,588 | $1,314,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 82,038 | $1,310,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 32,554 | $1,310,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 82,706 | $1,305,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,695,201 | $1,305,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 310,539 | $1,304,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 63,244 | $1,303,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 38,837 | $1,301,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 226,074 | $1,301,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 494,667 | $1,301,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 117,937 | $1,300,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 104,927 | $1,299,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 65,524 | $1,298,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 106,966 | $1,294,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 72,950 | $1,293,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 986,263 | $1,292,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 122,926 | $1,292,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 5,102,574 | $1,291,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 183,161 | $1,289,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 117,839 | $1,286,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 181,649 | $1,284,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 112,084 | $1,283,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 60,847 | $1,282,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 189,456 | $1,281,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 101,169 | $1,279,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 18,986 | $1,278,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 95,316 | $1,277,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 113,869 | $1,274,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 102,697 | $1,273,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 128,677 | $1,270,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 99,271 | $1,269,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 58,522 | $1,266,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 51,463 | $1,266,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,086,000 | $1,266,000 | thousands by filing date | principal |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 25,349 | $1,263,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,088,032 | $1,262,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 28,880 | $1,260,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 224,113 | $1,259,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 150,124 | $1,259,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,611,000 | $1,257,000 | thousands by filing date | principal |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 170,864 | $1,254,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 665,259 | $1,251,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 321,897 | $1,249,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 549,943 | $1,249,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 49,984 | $1,248,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 44,422 | $1,247,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 37,916 | $1,241,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 278,076 | $1,240,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 2,000,000 | $1,240,000 | thousands by filing date | principal |
| SVMK INC | 78489X103 | COM | 91,597 | $1,238,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 47,087 | $1,237,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 244,209 | $1,236,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,470,000 | $1,236,000 | thousands by filing date | principal |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 235,151 | $1,234,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 23,961 | $1,234,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 87,280 | $1,234,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 411,077 | $1,233,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 120,088 | $1,232,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 89,878 | $1,232,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 38,290 | $1,229,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 44,149 | $1,225,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 182,198 | $1,224,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 33,319 | $1,224,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 50,306 | $1,223,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 64,795 | $1,223,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,174,000 | $1,221,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 21,940 | $1,219,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 126,697 | $1,218,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 111,068 | $1,214,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 91,111 | $1,213,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 21,377 | $1,210,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 276,675 | $1,210,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 115,691 | $1,207,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 9,793 | $1,207,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 56,855 | $1,207,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,253,847 | $1,207,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 267,043 | $1,207,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 46,132 | $1,206,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 74,887 | $1,204,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 567,544 | $1,203,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 20,241 | $1,202,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 125,678 | $1,199,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 34,230 | $1,198,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 78,341 | $1,196,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 224,543 | $1,195,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 596,472 | $1,193,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 41,218 | $1,193,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 36,115 | $1,187,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 88,677 | $1,186,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 166,553 | $1,186,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 249,207 | $1,181,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 76,325 | $1,181,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 52,869 | $1,177,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 75,206 | $1,175,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 40,805 | $1,175,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 4,700,000 | $1,175,000 | thousands by filing date | principal |
| WILLSCOT CORP | 971375126 | COM | 115,856 | $1,174,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 28,346 | $1,173,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 60,729 | $1,171,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 48,239 | $1,164,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 10,000 | $1,164,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 91,554 | $1,162,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,162,000 | $1,162,000 | thousands by filing date | principal |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 367,013 | $1,160,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 65,307 | $1,159,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 93,467 | $1,158,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 346,190 | $1,155,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 48,679 | $1,154,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 36,873 | $1,152,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 32,316 | $1,151,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 57,185 | $1,150,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 27,340 | $1,149,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 11,714 | $1,149,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 14,779 | $1,148,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 27,847 | $1,148,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 59,585 | $1,145,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 178,962 | $1,144,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 93,497 | $1,143,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 3,008,818 | $1,143,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 106,571 | $1,140,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 694,694 | $1,139,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 20,553 | $1,137,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 47,544 | $1,136,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 116,075 | $1,136,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 1,144,000 | $1,136,000 | thousands by filing date | principal |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 664,077 | $1,135,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 12,103 | $1,134,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 72,792 | $1,133,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 33,620 | $1,131,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 27,502 | $1,131,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 97,766 | $1,129,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 79,539 | $1,127,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 189,556 | $1,126,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 40,857 | $1,124,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 922,000 | $1,124,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 337,992 | $1,121,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 68,930 | $1,121,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 21,492 | $1,119,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 180,459 | $1,119,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 203,482 | $1,117,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 34,380 | $1,115,000 | thousands by filing date | |
| SEA LTD | G7948TAC3 | DEBT 1.000%12/0 | 1,000,000 | $1,115,000 | thousands by filing date | principal |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 81,726 | $1,111,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,086,212 | $1,111,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 146,807 | $1,108,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 114,434 | $1,105,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 44,900 | $1,104,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 217,212 | $1,102,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 41,833 | $1,095,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 56,047 | $1,094,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 175,868 | $1,094,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 37,705 | $1,094,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 479,992 | $1,094,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 1,200,000 | $1,094,000 | thousands by filing date | principal |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 100,908 | $1,093,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 225,080 | $1,090,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 2,422,015 | $1,090,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 33,693 | $1,089,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,250,000 | $1,088,000 | thousands by filing date | principal |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 138,490 | $1,087,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 65,663 | $1,086,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 30,442 | $1,086,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 45,678 | $1,084,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 127,862 | $1,080,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 154,053 | $1,077,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 90,112 | $1,077,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 82,229 | $1,077,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 97,896 | $1,073,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 12,223 | $1,073,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 311,311 | $1,071,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 107,215 | $1,071,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 1,425,000 | $1,071,000 | thousands by filing date | principal |
| TELARIA INC | 879181105 | COM | 178,116 | $1,069,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 109,664 | $1,068,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 38,999 | $1,058,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 323,569 | $1,058,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 83,856 | $1,057,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 67,561 | $1,057,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 91,366 | $1,057,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 42,106 | $1,048,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 96,465 | $1,047,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 29,233 | $1,047,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 96,170 | $1,046,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 32,547 | $1,044,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 655,505 | $1,042,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 47,504 | $1,041,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 24,616 | $1,041,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,500,000 | $1,040,000 | thousands by filing date | principal |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 59,328 | $1,039,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 52,282 | $1,038,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 60,888 | $1,035,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 114,290 | $1,034,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 45,829 | $1,032,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 56,510 | $1,031,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 159,709 | $1,030,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 479,310 | $1,030,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 12,513 | $1,028,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 116,500 | $1,027,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 45,395 | $1,027,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 39,090 | $1,026,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 79,214 | $1,022,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 1,277,000 | $1,022,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 11,366 | $1,019,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 24,984 | $1,018,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 77,079 | $1,018,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 36,798 | $1,017,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 146,431 | $1,017,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 35,091 | $1,015,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 85,447 | $1,014,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 28,060 | $1,013,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 78,058 | $1,011,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 94,030 | $1,004,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 139,948 | $1,004,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 86,130 | $1,003,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 142,179 | $1,001,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 410,692 | $1,001,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 2,000,000 | $1,000,000 | thousands by filing date | principal |
| PROGYNY INC COM | 74340E103 | Stock | 47,131 | $998,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 22,362 | $998,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 72,284 | $998,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 40,372 | $998,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 18,737 | $997,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 39,881 | $995,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 37,855 | $994,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 126,677 | $994,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 131,829 | $993,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 37,549 | $992,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 38,532 | $991,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 26,526 | $989,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 49,319 | $986,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 954,065 | $983,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 607,333 | $983,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 28,142 | $982,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 65,129 | $982,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 202,197 | $981,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 33,307 | $980,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 1,000,000 | $980,000 | thousands by filing date | principal |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 8,421 | $979,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 36,244 | $978,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 51,109 | $977,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 15,065 | $977,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 112,136 | $977,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 33,889 | $977,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 61,295 | $975,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 23,919 | $974,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 38,897 | $974,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,002,000 | $972,000 | thousands by filing date | principal |
| DIANA SHIPPING INC | Y2066G104 | COM | 655,609 | $970,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 374,701 | $970,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 271,664 | $967,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 105,337 | $966,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 35,791 | $966,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 25,858 | $964,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 78,655 | $964,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 48,286 | $964,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 191,407 | $963,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 82,956 | $963,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 114,356 | $962,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 84,059 | $959,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 21,445 | $959,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 538,161 | $958,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 41,534 | $953,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 229,461 | $952,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 118,130 | $952,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 43,534 | $950,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 39,587 | $947,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 87,193 | $947,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 154,245 | $946,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 86,993 | $945,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000376 | superseded | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-20-000394 | this filing | 2020-05-26 | acceptance time not in the bulk data set |