13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,762 holding rows worth $368,648,109,000.
- Accession
- 0000895421-20-000376
- Filer
- CIK 895421
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 22,912 entries on the cover page, a total value of $368,648,109,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,648,109,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 135,096 | $2,933,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 50,608 | $2,933,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 414,711 | $2,932,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 3,462,000 | $2,931,000 | thousands by filing date | principal |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 102,190 | $2,930,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 479,463 | $2,928,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 561,552 | $2,903,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 3,172,000 | $2,901,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 3,675,000 | $2,900,000 | thousands by filing date | principal |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 6,849,601 | $2,890,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 115,929 | $2,889,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 1,581,000 | $2,887,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280102 | COM | 45,324 | $2,886,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 144,090 | $2,880,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 160,527 | $2,878,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 160,333 | $2,877,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 130,276 | $2,873,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 337,959 | $2,872,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 33,483 | $2,871,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 94,763 | $2,862,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 206,800 | $2,862,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 57,766 | $2,861,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 436,541 | $2,859,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,072,000 | $2,859,000 | thousands by filing date | principal |
| CAESARSTONE LTD | M20598104 | ORD SHS | 270,196 | $2,856,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 113,350 | $2,855,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 848,081 | $2,849,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 111,213 | $2,845,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 168,029 | $2,842,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 3,349,000 | $2,841,000 | thousands by filing date | principal |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 3,165,834 | $2,840,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 231,495 | $2,839,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 112,856 | $2,836,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 15,583 | $2,833,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,269,651 | $2,832,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 122,905 | $2,832,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 238,657 | $2,831,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 420,296 | $2,829,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 11,061 | $2,828,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 97,203 | $2,828,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,107,391 | $2,824,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 109,331 | $2,823,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 197,186 | $2,820,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 39,516 | $2,806,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 223,638 | $2,805,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 367,985 | $2,804,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 397,644 | $2,803,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 350,815 | $2,803,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,187,671 | $2,802,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 210,456 | $2,801,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 158,248 | $2,799,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 269,964 | $2,792,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 490,465 | $2,786,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 193,813 | $2,784,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 155,629 | $2,783,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,615,000 | $2,777,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 3,299,000 | $2,770,000 | thousands by filing date | principal |
| THIRD PT REINS LTD | G8827U100 | COM | 372,991 | $2,764,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 408,163 | $2,763,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 73,254 | $2,757,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 106,807 | $2,754,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 148,240 | $2,753,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 55,100 | $2,752,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 100,256 | $2,750,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 202,239 | $2,749,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,200,000 | $2,749,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 143,423 | $2,743,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 245,926 | $2,742,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 289,288 | $2,740,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 127,398 | $2,739,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 76,080 | $2,736,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 116,576 | $2,736,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 120,736 | $2,735,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 542,708 | $2,730,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 49,606 | $2,729,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,782,047 | $2,727,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 1,159,880 | $2,726,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 155,422 | $2,722,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 114,021 | $2,716,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 291,505 | $2,714,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 45,833 | $2,712,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 72,268 | $2,710,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 131,951 | $2,709,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 144,443 | $2,707,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 56,692 | $2,704,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,500,192 | $2,701,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 85,975 | $2,692,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 108,856 | $2,691,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 85,307 | $2,688,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 232,760 | $2,687,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,323,088 | $2,684,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 252,565 | $2,682,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 117,034 | $2,681,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 219,754 | $2,680,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 638,120 | $2,680,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 28,231 | $2,677,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 12,832 | $2,675,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 308,666 | $2,670,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 204,365 | $2,667,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 484,600 | $2,666,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 60,393 | $2,664,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 23,510 | $2,651,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 317,203 | $2,643,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 241,032 | $2,642,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 57,720 | $2,641,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 360,818 | $2,635,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 28,764 | $2,634,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 148,493 | $2,630,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 38,829 | $2,628,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 266,192 | $2,627,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 77,631 | $2,625,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 215,194 | $2,623,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 232,968 | $2,621,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 432,218 | $2,619,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 197,068 | $2,619,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 156,279 | $2,611,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 230,364 | $2,610,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 5,445,000 | $2,600,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 48,926 | $2,599,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 189,125 | $2,598,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 209,750 | $2,595,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 222,867 | $2,594,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 216,244 | $2,590,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 5,899,169 | $2,589,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 14,813 | $2,588,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 88,427 | $2,582,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 84,724 | $2,575,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 90,691 | $2,574,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 54,186 | $2,572,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 22,505 | $2,569,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 958,686 | $2,569,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 3,517,000 | $2,567,000 | thousands by filing date | principal |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 344,519 | $2,560,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 267,320 | $2,558,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 132,768 | $2,554,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 115,288 | $2,551,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 489,243 | $2,549,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 256,830 | $2,548,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 670,371 | $2,548,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,505,557 | $2,546,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 7,273,219 | $2,545,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 182,841 | $2,542,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 306,474 | $2,541,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 258,918 | $2,540,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 355,480 | $2,539,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 209,104 | $2,532,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 505,571 | $2,529,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 209,907 | $2,529,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 170,000 | $2,526,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 187,843 | $2,525,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 239,046 | $2,522,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,538,437 | $2,521,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 55,429 | $2,519,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 395,329 | $2,518,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 283,598 | $2,516,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 141,242 | $2,516,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 783,497 | $2,515,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 2,598,000 | $2,514,000 | thousands by filing date | principal |
| RAYONIER INC COM | 754907103 | REIT | 106,441 | $2,507,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 64,127 | $2,505,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 243,781 | $2,503,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 89,421 | $2,499,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 730,660 | $2,491,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 109,203 | $2,490,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 187,677 | $2,487,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 150,246 | $2,485,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 108,576 | $2,483,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 127,308 | $2,483,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 192,937 | $2,480,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 88,084 | $2,478,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 57,006 | $2,478,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 198,109 | $2,476,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 89,603 | $2,474,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 29,446 | $2,473,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 591,542 | $2,472,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 92,666 | $2,471,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 56,764 | $2,470,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 143,144 | $2,469,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 235,981 | $2,463,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 112,105 | $2,453,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 95,614 | $2,452,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 762,552 | $2,448,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 64,054 | $2,447,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 153,197 | $2,446,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 192,079 | $2,441,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 61,897 | $2,441,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 306,619 | $2,439,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 27,125 | $2,438,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 69,065 | $2,436,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 95,519 | $2,433,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 886,741 | $2,430,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 340,349 | $2,429,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 89,662 | $2,429,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 205,178 | $2,426,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 113,651 | $2,425,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 86,827 | $2,424,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 216,863 | $2,424,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 43,464 | $2,422,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 196,096 | $2,421,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 286,298 | $2,419,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 99,498 | $2,419,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 406,665 | $2,416,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 129,252 | $2,413,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 133,035 | $2,411,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 70,846 | $2,409,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 2,354,000 | $2,409,000 | thousands by filing date | principal |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 227,987 | $2,403,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 927,488 | $2,402,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 398,021 | $2,399,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 215,109 | $2,394,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 176,933 | $2,387,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 205,078 | $2,385,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 332,109 | $2,382,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 131,515 | $2,379,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 184,594 | $2,379,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 208,921 | $2,378,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 205,014 | $2,374,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 160,050 | $2,374,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 109,532 | $2,370,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,600,828 | $2,369,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 19,225 | $2,366,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 62,362 | $2,366,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,565,779 | $2,364,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 56,305 | $2,364,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 196,983 | $2,350,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 319,694 | $2,350,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 141,829 | $2,348,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 59,445 | $2,340,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 123,655 | $2,340,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 501,262 | $2,331,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 96,078 | $2,328,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 54,717 | $2,327,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 164,525 | $2,326,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,775,823 | $2,326,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 810,933 | $2,319,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 72,437 | $2,316,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 36,989 | $2,316,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 144,354 | $2,313,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 44,357 | $2,311,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 10,209 | $2,308,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 198,550 | $2,305,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 196,040 | $2,304,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 24,892 | $2,300,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,352,904 | $2,300,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 847,738 | $2,297,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 117,431 | $2,289,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 50,397 | $2,287,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 57,156 | $2,278,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 66,261 | $2,276,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 410,957 | $2,276,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 175,000 | $2,275,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 100,922 | $2,271,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 49,309 | $2,269,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 56,253 | $2,269,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 28,379 | $2,267,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 418,826 | $2,267,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 191,206 | $2,265,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 36,008 | $2,258,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 216,971 | $2,256,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 206,260 | $2,255,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 60,137 | $2,254,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 2,550,000 | $2,254,000 | thousands by filing date | principal |
| CORECIVIC INC | 21871N101 | COM | 201,742 | $2,253,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 41,856 | $2,251,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 223,578 | $2,249,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 326,535 | $2,247,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 660,564 | $2,245,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 64,109 | $2,244,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 8,928,114 | $2,237,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 109,438 | $2,236,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 1,758 | $2,233,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 44,138 | $2,232,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 25,131 | $2,231,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 117,089 | $2,231,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 48,849 | $2,226,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 96,039 | $2,221,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 89,152 | $2,219,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 28,816 | $2,216,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 443,042 | $2,215,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 46,654 | $2,214,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 307,292 | $2,209,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 52,277 | $2,209,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,450,000 | $2,205,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343103 | COM | 78,224 | $2,203,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 61,612 | $2,201,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 24,247 | $2,196,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 145,959 | $2,196,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 161,744 | $2,195,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 240,976 | $2,193,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 84,148 | $2,181,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 180,500 | $2,180,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 154,541 | $2,179,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 170,111 | $2,177,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 104,052 | $2,177,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 25,786 | $2,176,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 48,887 | $2,174,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 162,376 | $2,171,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 427,890 | $2,169,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 43,716 | $2,167,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 64,961 | $2,166,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 89,386 | $2,162,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 108,892 | $2,160,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 84,707 | $2,160,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 41,503 | $2,148,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 508,624 | $2,147,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 69,562 | $2,146,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 689,114 | $2,143,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 125,440 | $2,142,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 612,150 | $2,142,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 176,301 | $2,140,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 106,943 | $2,139,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 421,191 | $2,136,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 59,428 | $2,133,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 165,018 | $2,132,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 234,251 | $2,130,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,220,218 | $2,123,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 220,190 | $2,121,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 171,865 | $2,116,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 348,499 | $2,115,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 228,013 | $2,114,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 141,174 | $2,113,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 146,539 | $2,112,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 127,479 | $2,112,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 199,349 | $2,105,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 55,247 | $2,099,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 147,580 | $2,096,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 172,896 | $2,095,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 155,159 | $2,095,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,161,996 | $2,093,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 64,717 | $2,092,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 82,031 | $2,090,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 272,955 | $2,088,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 576,692 | $2,088,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 423,516 | $2,087,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 522,865 | $2,081,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 170,150 | $2,078,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 54,218 | $2,076,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 2,478,918 | $2,075,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 121,294 | $2,074,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 2,592,000 | $2,074,000 | thousands by filing date | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 108,355 | $2,072,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 2,047,008 | $2,067,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 154,009 | $2,067,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 123,169 | $2,063,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 157,051 | $2,062,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 90,811 | $2,060,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 58,178 | $2,059,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 109,603 | $2,055,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 65,239 | $2,052,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 47,246 | $2,049,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 97,868 | $2,046,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 45,367 | $2,039,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 55,515 | $2,038,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 310,234 | $2,038,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 132,859 | $2,037,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 85,189 | $2,036,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 263,136 | $2,034,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 164,888 | $2,031,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 55,956 | $2,029,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 240,314 | $2,024,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 398,931 | $2,023,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 173,296 | $2,022,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 163,621 | $2,021,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 158,121 | $2,018,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 185,668 | $2,018,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 64,142 | $2,014,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 186,592 | $2,012,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 22,643 | $2,004,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 91,815 | $2,003,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 230,623 | $2,002,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 165,490 | $2,002,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 124,499 | $2,001,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 19,845 | $2,000,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 115,867 | $1,991,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 126,587 | $1,990,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 119,006 | $1,988,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 378,921 | $1,986,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 149,356 | $1,985,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 51,879 | $1,979,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 252,798 | $1,975,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 2,409,000 | $1,975,000 | thousands by filing date | principal |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 136,498 | $1,972,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 129,747 | $1,971,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 162,918 | $1,966,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 64,163 | $1,964,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 368,363 | $1,961,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 380,205 | $1,961,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 38,019 | $1,961,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,264,928 | $1,960,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 105,341 | $1,956,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 54,425 | $1,955,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 206,524 | $1,952,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 192,138 | $1,950,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 74,301 | $1,950,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 26,526 | $1,950,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 172,916 | $1,949,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 59,663 | $1,945,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 97,324 | $1,943,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 57,056 | $1,942,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 135,481 | $1,941,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 43,517 | $1,936,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 176,394 | $1,935,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 187,091 | $1,927,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 943,519 | $1,924,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 61,152 | $1,919,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 130,939 | $1,918,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 146,224 | $1,915,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 31,277 | $1,914,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 44,030 | $1,913,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 2,110,000 | $1,910,000 | thousands by filing date | principal |
| DYNEX CAP INC | 26817Q886 | COM | 182,605 | $1,906,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 234,845 | $1,902,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 164,564 | $1,902,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 38,809 | $1,901,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,457,000 | $1,900,000 | thousands by filing date | principal |
| XPERI CORP | 98421B100 | COM | 136,361 | $1,897,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 57,724 | $1,893,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 213,601 | $1,890,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 56,126 | $1,889,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 105,774 | $1,888,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 388,626 | $1,888,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 66,461 | $1,888,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 77,056 | $1,887,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 828,049 | $1,887,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 24,693 | $1,886,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 68,134 | $1,882,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 264,127 | $1,873,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 34,258 | $1,870,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 51,917 | $1,865,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 540,378 | $1,863,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 2,225,000 | $1,857,000 | thousands by filing date | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 407,554 | $1,854,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 33,794 | $1,854,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 51,667 | $1,853,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 139,025 | $1,853,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 33,962 | $1,851,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 129,887 | $1,849,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 330,591 | $1,845,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 341,864 | $1,843,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 25,774 | $1,839,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 44,579 | $1,839,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 37,419 | $1,837,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 250,713 | $1,833,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 367,837 | $1,831,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 91,007 | $1,831,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 91,523 | $1,829,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 60,042 | $1,828,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 79,484 | $1,828,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,919,000 | $1,826,000 | thousands by filing date | principal |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 69,935 | $1,819,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 17,084 | $1,817,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 58,407 | $1,815,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 56,972 | $1,812,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 37,739 | $1,811,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 141,907 | $1,810,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 119,514 | $1,808,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,715,000 | $1,807,000 | thousands by filing date | principal |
| M/I HOMES INC | 55305B101 | COM | 109,100 | $1,804,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 30,809 | $1,801,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T183 | VLCTYSHS 3X S&P | 71,806 | $1,801,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 221,894 | $1,798,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 116,635 | $1,796,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 46,285 | $1,795,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 105,009 | $1,791,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 147,545 | $1,787,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 165,956 | $1,785,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 45,699 | $1,784,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 418,633 | $1,783,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 462,413 | $1,780,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 236,404 | $1,780,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 67,061 | $1,777,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,609,649 | $1,775,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 115,103 | $1,773,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 144,451 | $1,768,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 437,315 | $1,767,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 100,835 | $1,764,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 122,761 | $1,763,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 37,784 | $1,756,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 959,647 | $1,755,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 162,571 | $1,754,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 101,095 | $1,752,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 751,936 | $1,751,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 424,019 | $1,751,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 66,306 | $1,749,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 669,897 | $1,748,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 79,692 | $1,742,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 600,058 | $1,741,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 40,467 | $1,741,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 144,355 | $1,740,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 34,343 | $1,739,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 282,341 | $1,736,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 958,115 | $1,734,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 47,787 | $1,733,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 29,314 | $1,722,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 20,382 | $1,720,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 93,758 | $1,717,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 182,822 | $1,715,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 1,111,147 | $1,712,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,000,000 | $1,712,000 | thousands by filing date | principal |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 63,514 | $1,711,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000376 | this filing | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-20-000394 | base | 2020-05-26 | acceptance time not in the bulk data set |