13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,762 holding rows worth $368,648,109,000.
- Accession
- 0000895421-20-000376
- Filer
- CIK 895421
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 22,912 entries on the cover page, a total value of $368,648,109,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,648,109,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 200 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 269 | $1,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 175 | $1,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 68 | $1,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 431 | $1,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 535 | $1,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 275 | $1,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 262 | $1,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,000 | $1,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 2,710 | $1,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 668 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 381 | $1,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,000 | $1,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,900 | $1,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 1,195 | $1,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 1,100 | $1,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,000 | $1,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 8,000 | $1,000 | thousands by filing date | principal |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,500 | $1,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 70 | $1,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 402 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 532 | $1,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,500 | $1,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 304 | $1,000 | thousands by filing date | |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 1,085 | $1,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 476 | $1,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 1,000 | $1,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 48 | $1,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 540 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 32 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 59 | $1,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 200 | $1,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 3,768 | $1,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 1,634 | $1,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 1,304 | $1,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 100 | $1,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 844 | $1,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 1,598 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 1,000 | $1,000 | thousands by filing date | principal |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 180 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 13,213 | $1,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 110 | $1,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 6,650 | $1,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 98 | $1,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 2,748 | $1,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 1,881 | $1,000 | thousands by filing date | |
| Amplitude Inc | 03212A204 | Class A Common | 150 | $1,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 100 | $1,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 900 | $1,000 | thousands by filing date | |
| LISTED FD TR EVENTSHS US LEGI | 53656F102 | CEF | 70 | $1,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 51 | $1,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 1,000 | $1,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 275 | $1,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628301 | COM | 400 | $1,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURODRY LTD | Y23508107 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEANSPARK INC | 18452B209 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US GOLD CORP | 90291C201 | COMMON STOCK | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIV INC | 45170X205 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOMO INC | 62857J201 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592135 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEAL PWR INC | 451622203 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECOGEN INC NEW | 87876P201 | COM NEW | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLH HLDGS CORP | 23335Q100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNWELL INDS INC | 068221100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JERASH HLDGS US INC | 47632P101 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTRA INC | 92827K301 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USIO INC | 917313108 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684206 | COM NEW | 312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 386 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELTEK LTD | M40184208 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,673 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 670 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROSETTA RES INC COM | 777385105 | Stock | 1,111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOPHARMX CORP | 09072X309 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCEL BRANDS INC | 98400M101 | COM NEW | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 331 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONANO GENOMICS INC | 09075F107 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 1,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST CAP CR CORP | 41753F109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 542 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVISTAR INTL CORP | 638901306 | PFD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 826 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WVS FINL CORP | 929358109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNICO AMERN CORP | 904607108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOGU INC SPON ADS | 608012100 | ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMIDA CELL LTD | M47364100 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK INC | 205750300 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUNJI INC | 98873N107 | ADS RP CL A | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAGENICS INC | 684023302 | COM PAR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FFBW INC MD | 30260M103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLAR PWR INC | 73102V105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 330 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOGENE LTD | M4119S104 | SHS | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 487 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICC HOLDINGS INC | 44931Q104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mid-Southern Bancorp | 59548Q107 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403201 | COM NEW | 3,013 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCANA PLC | 67022C106 | ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 330 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTW RETAILWINDS INC | 74980D100 | COM | 5,187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC | 619718307 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINGER INC | 053734604 | COM | 241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHBAR INC COM NEW | 19249J109 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 596 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 666 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R208 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M508 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 261 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 552 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 583 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 426 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J800 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIKIDO PHARMA INC | 008875106 | COM | 493 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMER INFANT INC | 865646301 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIDAI LTD | 94861A108 | SPONS ADS | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 562 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 428 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fgl Holdings Wt Exp | g3402m110 | WT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA BIOPHARMA INC | 81689B103 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTECTIVE INS CORP | 74368L104 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVEVE MED INC | 92852W303 | COM | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDISON NATION INC | 28103E106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERI HLDGS INC | 02362F302 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000376 | this filing | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-20-000394 | base | 2020-05-26 | acceptance time not in the bulk data set |