13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,762 holding rows worth $368,648,109,000.
- Accession
- 0000895421-20-000376
- Filer
- CIK 895421
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 22,912 entries on the cover page, a total value of $368,648,109,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,648,109,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ST JOE CO | 790148100 | COM | 290,023 | $4,866,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,567,721 | $4,860,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 92,413 | $4,856,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 600,084 | $4,830,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 64,787 | $4,825,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 146,810 | $4,823,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 41,310 | $4,802,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 119,178 | $4,787,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 642,240 | $4,785,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 210,185 | $4,777,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 354,214 | $4,776,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 100,942 | $4,770,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 143,950 | $4,766,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 124,764 | $4,762,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 1,752,000 | $4,760,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 5,352,000 | $4,755,000 | thousands by filing date | principal |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 97,370 | $4,743,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 31,901 | $4,729,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 58,729 | $4,721,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 98,222 | $4,709,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 39,287 | $4,706,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 221,368 | $4,691,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 149,926 | $4,685,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 38,609 | $4,683,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 142,857 | $4,680,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 173,003 | $4,678,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,030,382 | $4,668,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 56,257 | $4,667,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 794,325 | $4,647,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 185,753 | $4,644,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 242,783 | $4,640,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 112,274 | $4,637,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 36,718 | $4,637,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 161,851 | $4,637,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 167,941 | $4,624,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 217,692 | $4,624,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 10,078,923 | $4,618,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 118,642 | $4,617,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 810,478 | $4,612,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 347,005 | $4,609,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 292,652 | $4,609,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 123,750 | $4,601,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 6,322,333 | $4,599,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 168,229 | $4,596,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 937,804 | $4,595,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 265,851 | $4,594,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 154,758 | $4,592,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 165,087 | $4,592,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 431,277 | $4,589,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 908,462 | $4,588,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 65,970 | $4,585,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 183,326 | $4,585,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 596,472 | $4,575,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 134,642 | $4,574,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 187,374 | $4,574,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 51,027 | $4,562,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 67,485 | $4,561,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 38,866 | $4,557,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 189,247 | $4,556,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 63,516 | $4,556,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 98,113 | $4,548,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 332,488 | $4,545,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 444,833 | $4,545,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 106,854 | $4,544,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 346,366 | $4,541,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 651,198 | $4,539,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 211,726 | $4,510,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 589,366 | $4,509,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 276,562 | $4,508,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 220,524 | $4,501,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 188,668 | $4,500,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 140,525 | $4,497,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 582,838 | $4,488,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 68,194 | $4,483,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 425,354 | $4,483,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 188,204 | $4,476,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 108,936 | $4,469,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 143,779 | $4,463,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 82,101 | $4,461,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 1,559,253 | $4,460,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 284,808 | $4,450,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 618,993 | $4,438,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 75,751 | $4,430,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 332,061 | $4,430,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 109,145 | $4,421,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 99,085 | $4,413,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 39,870 | $4,400,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 50,091 | $4,398,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 303,680 | $4,397,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 84,106 | $4,397,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 240,621 | $4,393,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,028,775 | $4,393,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 3,001,000 | $4,393,000 | thousands by filing date | principal |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 200,674 | $4,385,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 429,910 | $4,385,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 132,463 | $4,377,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 200,091 | $4,370,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 4,674 | $4,362,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 248,468 | $4,358,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,697,692 | $4,346,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 122,384 | $4,342,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 246,700 | $4,339,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 429,301 | $4,336,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 476,338 | $4,335,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 855,433 | $4,330,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 321,122 | $4,329,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 103,278 | $4,327,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 174,389 | $4,309,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 703,727 | $4,300,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 44,806 | $4,295,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 3,156,000 | $4,292,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 101,618 | $4,282,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 191,971 | $4,279,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 3,250,000 | $4,277,000 | thousands by filing date | principal |
| TRITON INTL LTD | G9078F107 | CL A | 165,320 | $4,276,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 130,659 | $4,261,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 41,382 | $4,260,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 158,250 | $4,244,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,617,133 | $4,236,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 161,873 | $4,235,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,175,635 | $4,232,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 123,172 | $4,230,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 3,849,000 | $4,228,000 | thousands by filing date | principal |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 2,409,764 | $4,216,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 4,898,000 | $4,209,000 | thousands by filing date | principal |
| HUB GROUP INC | 443320106 | CL A | 92,455 | $4,204,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 223,023 | $4,202,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 261,041 | $4,198,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 237,001 | $4,195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 164,767 | $4,195,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 412,584 | $4,192,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 44,275 | $4,188,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 313,011 | $4,185,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 93,514 | $4,185,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 170,727 | $4,166,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 6,038,000 | $4,158,000 | thousands by filing date | principal |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 343,249 | $4,150,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 174,407 | $4,144,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,278,747 | $4,143,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 196,444 | $4,143,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 179,872 | $4,138,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 427,280 | $4,131,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 10,784 | $4,130,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 710,973 | $4,124,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 155,852 | $4,119,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 563,169 | $4,116,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 32,223 | $4,115,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 110,017 | $4,112,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 190,505 | $4,101,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 133,645 | $4,091,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 188,908 | $4,080,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 43,580 | $4,080,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 79,502 | $4,073,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 35,356 | $4,071,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 89,468 | $4,067,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 453,281 | $4,064,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 148,880 | $4,058,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,017,024 | $4,057,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 774,023 | $4,056,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 497,468 | $4,044,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 111,549 | $4,044,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 475,176 | $4,039,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 347,447 | $4,034,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 53,875 | $4,033,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 99,779 | $4,021,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 3,863,434 | $4,017,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 632,293 | $4,016,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 112,430 | $4,006,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,600,000 | $4,004,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 63,571 | $4,003,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 210,322 | $3,998,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 772,924 | $3,996,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 113,567 | $3,993,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 10,510,950 | $3,992,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 270,147 | $3,984,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 590,541 | $3,980,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 55,943 | $3,975,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 95,359 | $3,967,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 456,289 | $3,965,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 339,831 | $3,956,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 177,875 | $3,951,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 37,097 | $3,946,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 5,548,000 | $3,940,000 | thousands by filing date | principal |
| LOGITECH INTL S A SHS | H50430232 | Stock | 91,628 | $3,933,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 417,448 | $3,932,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 400,992 | $3,930,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 151,414 | $3,926,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 938,087 | $3,922,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,511,579 | $3,918,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 135,487 | $3,917,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 150,827 | $3,915,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 167,428 | $3,915,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 2,920,345 | $3,914,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 529,982 | $3,906,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 309,112 | $3,882,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 154,119 | $3,881,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 44,758 | $3,872,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 681,148 | $3,872,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 85,725 | $3,871,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 819,963 | $3,870,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,953,000 | $3,866,000 | thousands by filing date | principal |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 479,262 | $3,862,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 194,126 | $3,861,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 447,932 | $3,860,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,836,362 | $3,857,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 109,484 | $3,854,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 177,367 | $3,854,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,235,058 | $3,853,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 4,234 | $3,852,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 449,226 | $3,841,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 45,424 | $3,836,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 2,818,648 | $3,833,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 40,703 | $3,832,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 85,872 | $3,830,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 240,323 | $3,830,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 2,831,633 | $3,822,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 94,937 | $3,819,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 91,037 | $3,809,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 121,512 | $3,806,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 117,617 | $3,797,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 346,673 | $3,789,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 199,252 | $3,788,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 200,033 | $3,787,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 726,277 | $3,784,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 269,467 | $3,783,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 500,851 | $3,781,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 44,174 | $3,774,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 288,312 | $3,771,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 427,809 | $3,769,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 120,664 | $3,766,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 522,934 | $3,765,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 113,539 | $3,754,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 76,854 | $3,754,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 58,603 | $3,752,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 714,579 | $3,752,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 534,706 | $3,748,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 176,484 | $3,746,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 239,089 | $3,742,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 137,841 | $3,737,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 60,870 | $3,735,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 206,046 | $3,731,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 32,430 | $3,730,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 1,380,733 | $3,728,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 759,596 | $3,722,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 124,476 | $3,720,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 80,717 | $3,717,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 58,055 | $3,708,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 105,118 | $3,706,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 103,812 | $3,702,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 612,425 | $3,699,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 105,652 | $3,694,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 51,370 | $3,692,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 223,558 | $3,691,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 754,561 | $3,690,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 579,345 | $3,685,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 115,616 | $3,679,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 164,937 | $3,669,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 43,463 | $3,667,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 134,113 | $3,664,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 131,955 | $3,658,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 199,712 | $3,657,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 453,580 | $3,647,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 174,682 | $3,645,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 71,872 | $3,640,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 94,491 | $3,636,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 56,189 | $3,623,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 388,252 | $3,622,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 599,360 | $3,620,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 149,703 | $3,618,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 184,859 | $3,616,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 496,416 | $3,609,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 164,966 | $3,608,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 231,496 | $3,606,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 815,476 | $3,604,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 647,578 | $3,600,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 299,580 | $3,598,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 310,301 | $3,591,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 391,131 | $3,591,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 3,902,000 | $3,590,000 | thousands by filing date | principal |
| CROCS INC COM | 227046109 | Stock | 210,890 | $3,584,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,231,425 | $3,584,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 80,615 | $3,582,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 92,574 | $3,578,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 197,344 | $3,573,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 163,209 | $3,571,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 556,844 | $3,570,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 117,461 | $3,564,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 215,793 | $3,561,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 205,483 | $3,548,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 3,809,000 | $3,541,000 | thousands by filing date | principal |
| US FOODS HLDG CORP COM | 912008109 | Stock | 199,800 | $3,539,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 150,593 | $3,536,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 624,687 | $3,536,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 290,620 | $3,534,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 311,729 | $3,528,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 106,320 | $3,525,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 347,285 | $3,525,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 119,477 | $3,524,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 140,952 | $3,522,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 182,460 | $3,521,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,707,280 | $3,519,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 35,951 | $3,516,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 337,015 | $3,512,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 166,270 | $3,510,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 203,659 | $3,510,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 1,008,252 | $3,509,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 94,919 | $3,508,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 68,168 | $3,506,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 358,332 | $3,497,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 314,852 | $3,495,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 822,175 | $3,495,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 120,404 | $3,494,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 476,506 | $3,493,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 167,106 | $3,487,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 234,619 | $3,482,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 262,020 | $3,472,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 54,228 | $3,471,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 138,615 | $3,466,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 316,960 | $3,461,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 272,546 | $3,459,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 310,169 | $3,459,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 335,373 | $3,454,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 164,872 | $3,450,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 247,424 | $3,450,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 242,655 | $3,450,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 377,119 | $3,447,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,222,401 | $3,445,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 350,050 | $3,444,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 29,129 | $3,440,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 322,446 | $3,437,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 65,467 | $3,429,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 82,903 | $3,425,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 284,213 | $3,424,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 90,943 | $3,414,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 201,988 | $3,408,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 186,070 | $3,407,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 150,961 | $3,406,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 137,174 | $3,404,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 781,836 | $3,401,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 3,070,000 | $3,400,000 | thousands by filing date | principal |
| CONTINENTAL RES INC | 212015101 | COM | 444,126 | $3,393,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 447,121 | $3,389,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 268,289 | $3,388,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 391,147 | $3,387,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 4,158,000 | $3,386,000 | thousands by filing date | principal |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 38,296 | $3,382,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 130,528 | $3,377,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 634,591 | $3,375,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 594,878 | $3,373,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 3,293,000 | $3,372,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 255,460 | $3,370,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 54,698 | $3,367,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,356,000 | $3,367,000 | thousands by filing date | principal |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 115,232 | $3,362,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 102,819 | $3,357,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 11,230 | $3,353,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,343,955 | $3,344,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,148,000 | $3,331,000 | thousands by filing date | principal |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 284,389 | $3,330,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 93,543 | $3,330,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 26,103 | $3,327,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 454,450 | $3,327,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 24,597 | $3,322,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 34,895 | $3,318,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 272,554 | $3,315,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 66,560 | $3,308,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 138,008 | $3,304,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 436,956 | $3,303,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 95,242 | $3,302,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 40,509 | $3,300,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 3,159,000 | $3,300,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 87,637 | $3,299,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 126,290 | $3,298,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 908,155 | $3,296,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 315,647 | $3,296,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 160,767 | $3,294,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 434,480 | $3,293,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 113,068 | $3,282,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,339,584 | $3,282,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 117,943 | $3,281,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 473,821 | $3,275,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 158,266 | $3,273,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 36,992 | $3,272,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 231,754 | $3,261,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 307,290 | $3,260,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 373,211 | $3,258,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 92,528 | $3,258,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,820,000 | $3,258,000 | thousands by filing date | principal |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,973,696 | $3,256,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 39,526 | $3,255,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 3,981,000 | $3,250,000 | thousands by filing date | principal |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 136,508 | $3,241,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 33,518 | $3,236,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 234,059 | $3,230,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 38,014 | $3,228,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 420,322 | $3,228,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 753,339 | $3,224,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 49,204 | $3,222,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 399,274 | $3,218,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 965,036 | $3,214,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 250,939 | $3,212,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,559,299 | $3,212,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 396,974 | $3,212,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 695,236 | $3,205,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 164,485 | $3,201,000 | thousands by filing date | |
| DIREXION DAILY S&P OIL & GAS EXP. & PROD. BEAR 2X SHARES | 25460E174 | ETF | 138,071 | $3,200,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 178,144 | $3,194,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 217,270 | $3,189,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 24,188 | $3,187,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 140,134 | $3,183,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 985,922 | $3,183,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 163,692 | $3,180,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 224,720 | $3,178,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 45,780 | $3,172,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 160,388 | $3,171,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 60,934 | $3,165,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 54,791 | $3,162,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 210,089 | $3,158,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,048,210 | $3,154,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 110,394 | $3,143,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 151,271 | $3,142,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 215,338 | $3,138,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 350,555 | $3,133,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 870,346 | $3,133,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 69,759 | $3,132,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 397,225 | $3,124,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 327,735 | $3,123,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 216,608 | $3,120,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 92,862 | $3,119,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 42,032 | $3,118,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,150,547 | $3,118,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 45,168 | $3,117,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 85,558 | $3,115,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 115,314 | $3,114,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 49,797 | $3,112,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,013,534 | $3,112,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 23,889 | $3,108,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 143,153 | $3,104,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 124,198 | $3,095,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 242,517 | $3,092,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 624,709 | $3,091,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 248,461 | $3,089,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 313,431 | $3,085,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 237,114 | $3,083,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 114,852 | $3,082,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,231,439 | $3,078,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 284,665 | $3,077,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 95,997 | $3,068,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 61,320 | $3,066,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 323,801 | $3,066,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 236,127 | $3,061,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 100,626 | $3,059,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 76,292 | $3,059,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 410,036 | $3,058,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 137,780 | $3,050,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 42,322 | $3,039,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 151,965 | $3,039,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 4,277,166 | $3,037,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 911,121 | $3,034,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 128,953 | $3,028,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 107,759 | $3,028,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 3,517,000 | $3,028,000 | thousands by filing date | principal |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 3,337,403 | $3,024,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 480,295 | $3,022,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 100,858 | $3,020,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 141,955 | $3,017,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 156,685 | $3,017,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 136,694 | $3,013,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 402,434 | $3,010,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 72,380 | $3,008,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 70,093 | $3,003,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 3,096,000 | $3,003,000 | thousands by filing date | principal |
| REALPAGE INC | 75606N109 | COM | 56,753 | $3,003,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 672,940 | $3,001,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 15,858 | $3,000,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 161,229 | $2,998,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 284,781 | $2,993,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 360,779 | $2,992,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 82,554 | $2,991,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 40,206 | $2,990,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 26,771 | $2,987,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,526,000 | $2,987,000 | thousands by filing date | principal |
| STANTEC INC COM | 85472N109 | Stock | 116,814 | $2,986,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 68,082 | $2,981,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 3,462,000 | $2,980,000 | thousands by filing date | principal |
| AH RLTY TR INC | 04208T108 | COM | 277,938 | $2,975,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 44,703 | $2,974,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 101,081 | $2,970,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 53,673 | $2,970,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 53,309 | $2,967,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 50,998 | $2,966,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 568,104 | $2,966,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 61,617 | $2,964,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 288,621 | $2,958,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 515,629 | $2,956,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 59,154 | $2,953,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 184,866 | $2,949,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 845,884 | $2,944,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 42,735 | $2,936,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 3,306,000 | $2,936,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000376 | this filing | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-20-000394 | base | 2020-05-26 | acceptance time not in the bulk data set |