13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2019-04-23, with 6,773 holding rows worth $360,297,078,000.
- Accession
- 0000895421-19-000449
- Filer
- CIK 895421
- Filed
- 2019-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, amendment of type restatement, 25,821 entries on the cover page, a total value of $360,297,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $360,297,078,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 134,199 | $2,034,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 97,797 | $2,029,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 38,386 | $2,025,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 15,856 | $2,021,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 2,213,000 | $2,020,000 | thousands by filing date | principal |
| CUTERA INC | 232109108 | COM | 40,123 | $2,016,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 99,916 | $2,013,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 72,546 | $2,010,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 24,167 | $2,008,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 27,556 | $2,006,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 305,322 | $2,003,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 179,047 | $2,000,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 82,744 | $1,999,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,084,000 | $1,995,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 115,971 | $1,994,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 76,983 | $1,994,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 899,889 | $1,989,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 46,668 | $1,987,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 147,612 | $1,981,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 72,156 | $1,981,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 42,706 | $1,974,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 95,333 | $1,974,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 172,114 | $1,971,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 25,738 | $1,971,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 253,983 | $1,969,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 157,787 | $1,960,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 78,265 | $1,957,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 181,990 | $1,957,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 130,895 | $1,953,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 191,810 | $1,951,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 16,498 | $1,947,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 245,915 | $1,943,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 212,397 | $1,943,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 207,901 | $1,942,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 261,426 | $1,940,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 2,038,000 | $1,937,000 | thousands by filing date | principal |
| MESA LABS INC COM | 59064R109 | Stock | 13,038 | $1,936,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 284,150 | $1,935,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 40,048 | $1,933,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 83,133 | $1,920,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 120,581 | $1,917,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 717,438 | $1,915,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 313,811 | $1,915,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 21,137 | $1,914,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 74,187 | $1,914,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 450,374 | $1,913,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 1,943,000 | $1,912,000 | thousands by filing date | principal |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 112,634 | $1,910,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 208,690 | $1,908,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 134,753 | $1,906,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 36,559 | $1,902,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 49,014 | $1,902,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 1,311,080 | $1,901,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,980 | $1,899,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 132,133 | $1,897,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 141,428 | $1,891,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 56,996 | $1,890,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 111,252 | $1,890,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 20,162 | $1,890,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 76,611 | $1,888,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 149,653 | $1,887,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,887,000 | $1,887,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 22,372 | $1,886,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 130,531 | $1,886,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 66,468 | $1,884,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 111,752 | $1,882,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 79,032 | $1,881,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 73,209 | $1,874,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 33,103 | $1,870,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 73,194 | $1,868,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 196,109 | $1,867,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 146,548 | $1,863,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 39,449 | $1,861,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 61,806 | $1,855,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 47,398 | $1,855,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 37,736 | $1,854,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 101,039 | $1,852,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 77,426 | $1,846,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 159,522 | $1,845,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 71,650 | $1,845,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 145,571 | $1,845,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 168,002 | $1,842,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 98,367 | $1,839,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 49,101 | $1,837,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 71,341 | $1,836,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 145,345 | $1,835,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 95,588 | $1,835,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 35,298 | $1,835,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 32,696 | $1,831,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 106,734 | $1,831,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 106,546 | $1,830,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 127,122 | $1,830,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 80,736 | $1,829,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 71,747 | $1,828,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 368,650 | $1,825,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 92,553 | $1,818,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 33,471 | $1,809,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 154,053 | $1,801,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 197,919 | $1,800,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 132,229 | $1,797,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 1,832,615 | $1,794,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 94,598 | $1,793,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 27,774 | $1,792,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 34,500 | $1,791,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 279,609 | $1,790,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 289,343 | $1,787,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 115,580 | $1,786,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 32,402 | $1,785,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 155,222 | $1,785,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 36,658 | $1,783,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 132,318 | $1,782,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 247,735 | $1,782,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 45,795 | $1,780,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 246,744 | $1,780,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 20,013 | $1,776,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 272,155 | $1,772,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 113,377 | $1,764,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 29,025 | $1,763,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 152,504 | $1,763,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 156,758 | $1,761,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 642,131 | $1,760,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 398,486 | $1,758,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 37,867 | $1,756,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 28,600 | $1,750,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 90,724 | $1,746,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,713,000 | $1,745,000 | thousands by filing date | principal |
| ATRICURE INC | 04963C209 | COM | 84,970 | $1,744,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 290,473 | $1,743,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 67,615 | $1,742,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 264,660 | $1,735,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 174,268 | $1,734,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 316,146 | $1,732,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 61,121 | $1,732,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 117,380 | $1,728,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 470,257 | $1,722,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 38,112 | $1,722,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 46,437 | $1,722,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 131,242 | $1,721,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 154,536 | $1,717,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 62,434 | $1,714,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 144,897 | $1,710,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 49,123 | $1,708,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 95,252 | $1,706,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,215,000 | $1,705,000 | thousands by filing date | principal |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 152,139 | $1,704,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 29,241 | $1,703,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 51,047 | $1,689,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 531,843 | $1,686,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 92,567 | $1,685,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 110,862 | $1,679,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 88,223 | $1,678,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 36,479 | $1,675,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 139,677 | $1,674,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 104,645 | $1,668,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 46,432 | $1,664,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 162,122 | $1,663,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 121,729 | $1,660,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 120,888 | $1,656,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 244,486 | $1,653,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 62,119 | $1,652,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 196,559 | $1,651,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 350,424 | $1,650,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 26,809 | $1,649,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 159,986 | $1,648,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 357,833 | $1,647,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 59,483 | $1,646,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 46,511 | $1,646,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 362,104 | $1,644,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 107,064 | $1,643,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 188,271 | $1,641,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 49,930 | $1,640,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,376 | $1,640,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 18,791 | $1,637,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 60,722 | $1,636,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 78,490 | $1,636,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 65,666 | $1,635,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 150,544 | $1,635,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 79,352 | $1,635,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 50,166 | $1,634,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 138,533 | $1,628,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 225,895 | $1,627,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 94,705 | $1,627,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 89,944 | $1,626,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 39,029 | $1,625,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 53,492 | $1,624,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 78,122 | $1,622,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 82,209 | $1,619,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 93,239 | $1,619,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 48,741 | $1,619,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 226,778 | $1,619,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 66,436 | $1,619,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 126,405 | $1,615,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 97,367 | $1,613,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 56,401 | $1,610,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 130,245 | $1,610,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 393,106 | $1,609,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 184,701 | $1,607,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 58,154 | $1,606,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 26,890 | $1,604,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 205,877 | $1,604,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 44,424 | $1,603,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 30,984 | $1,602,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 28,619 | $1,602,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 66,731 | $1,601,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 93,298 | $1,596,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 164,513 | $1,594,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 54,073 | $1,590,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 401,203 | $1,588,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 16,603 | $1,588,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 66,240 | $1,583,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 90,860 | $1,582,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 87,015 | $1,576,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 140,869 | $1,574,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 70,454 | $1,568,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 149,884 | $1,566,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 64,152 | $1,565,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 169,964 | $1,565,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 33,541 | $1,561,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 150,169 | $1,560,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 144,233 | $1,557,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 138,571 | $1,555,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,714,512 | $1,553,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 164,126 | $1,553,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 91,622 | $1,548,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 91,059 | $1,548,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 145,882 | $1,548,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 36,267 | $1,547,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 225,784 | $1,547,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 29,581 | $1,547,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 198,203 | $1,539,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 398,169 | $1,537,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 61,441 | $1,535,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 110,237 | $1,532,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 124,850 | $1,531,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 1,487,818 | $1,529,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 92,036 | $1,528,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 85,393 | $1,528,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 113,169 | $1,527,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 137,090 | $1,526,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 74,824 | $1,525,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 322,410 | $1,517,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 164,898 | $1,516,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 119,368 | $1,515,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 156,673 | $1,512,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 133,386 | $1,511,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 140,114 | $1,508,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 290,092 | $1,506,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 820,073 | $1,500,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 120,420 | $1,496,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 317,542 | $1,495,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 762,843 | $1,494,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 80,515 | $1,493,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 106,600 | $1,484,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 64,917 | $1,480,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 78,244 | $1,478,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 171,576 | $1,476,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 50,224 | $1,474,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 332,179 | $1,472,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 59,219 | $1,470,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 59,193 | $1,469,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 92,271 | $1,469,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 13,817 | $1,468,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 172,009 | $1,467,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 235,937 | $1,466,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 664,736 | $1,463,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 34,023 | $1,462,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 131,331 | $1,461,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 199,063 | $1,461,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 48,917 | $1,457,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 48,682 | $1,456,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 354,279 | $1,456,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 45,082 | $1,456,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 52,894 | $1,455,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 1,430,000 | $1,453,000 | thousands by filing date | principal |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 18,285 | $1,451,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 48,728 | $1,446,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 29,347 | $1,440,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 33,742 | $1,440,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 457,026 | $1,439,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 360,883 | $1,437,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 377,157 | $1,437,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 12,300 | $1,436,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 118,410 | $1,435,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 28,857 | $1,434,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 138,460 | $1,434,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 135,834 | $1,426,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 503,811 | $1,426,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 96,178 | $1,426,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 58,281 | $1,425,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 103,446 | $1,423,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 48,563 | $1,420,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 210,995 | $1,419,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 54,582 | $1,416,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 219,896 | $1,415,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 209,875 | $1,415,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 154,335 | $1,414,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 65,874 | $1,411,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 112,943 | $1,409,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 133,952 | $1,408,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 106,120 | $1,407,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 104,249 | $1,405,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 226,572 | $1,404,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 125,390 | $1,404,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 99,255 | $1,403,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 53,365 | $1,402,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 274,885 | $1,402,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 123,216 | $1,401,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 98,615 | $1,398,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 23,953 | $1,395,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 180,999 | $1,395,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 35,898 | $1,394,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 24,178 | $1,394,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 26,435 | $1,393,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,392,000 | $1,392,000 | thousands by filing date | principal |
| FREIGHTCAR AMER INC | 357023100 | COM | 103,860 | $1,391,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,100,000 | $1,389,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652406 | COM | 173,480 | $1,386,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 79,937 | $1,383,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 131,070 | $1,383,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 40,743 | $1,382,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 836,811 | $1,381,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 187,370 | $1,381,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 533,031 | $1,380,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 133,566 | $1,369,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 33,029 | $1,364,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 48,945 | $1,356,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 88,580 | $1,352,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 101,403 | $1,351,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 97,873 | $1,350,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 47,495 | $1,349,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 40,804 | $1,349,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 117,014 | $1,347,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,000,000 | $1,347,000 | thousands by filing date | principal |
| Golden Entertainment Inc | 381013101 | Common Stock | 57,966 | $1,346,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 17,204 | $1,345,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 56,247 | $1,345,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 185,216 | $1,343,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 19,094 | $1,342,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 17,806 | $1,341,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 96,478 | $1,336,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 109,446 | $1,335,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 64,280 | $1,330,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 352,901 | $1,330,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 22,108 | $1,319,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 78,703 | $1,318,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 35,388 | $1,317,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 301,551 | $1,317,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 182,473 | $1,315,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 83,705 | $1,315,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 182,113 | $1,314,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 656,874 | $1,314,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 33,522 | $1,313,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 74,886 | $1,311,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 54,851 | $1,308,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 650,917 | $1,308,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 373,411 | $1,307,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 162,342 | $1,306,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 74,471 | $1,305,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 49,919 | $1,300,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 498,367 | $1,300,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 30,068 | $1,296,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 96,849 | $1,294,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 147,900 | $1,293,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 76,495 | $1,293,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 29,754 | $1,291,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 136,311 | $1,289,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 50,740 | $1,288,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 47,490 | $1,287,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 49,452 | $1,286,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 276,595 | $1,286,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 66,016 | $1,284,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,218,000 | $1,277,000 | thousands by filing date | principal |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 93,793 | $1,276,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 65,980 | $1,274,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 40,921 | $1,273,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 84,190 | $1,273,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 546,151 | $1,272,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 17,206 | $1,271,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 41,428 | $1,271,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 43,446 | $1,270,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 66,251 | $1,269,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 97,536 | $1,268,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 93,203 | $1,267,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 174,142 | $1,263,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 195,483 | $1,263,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 21,994 | $1,256,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 755,864 | $1,254,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 89,095 | $1,254,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 35,370 | $1,253,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 129,352 | $1,253,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 68,038 | $1,242,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 269,929 | $1,242,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 52,576 | $1,239,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,076,800 | $1,238,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRADED FD | 18386R205 | GUGGENHEIM BULET | 64,064 | $1,238,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 116,197 | $1,236,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 104,669 | $1,235,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 80,047 | $1,233,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 61,921 | $1,232,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 24,579 | $1,231,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 89,448 | $1,228,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 34,854 | $1,226,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 252,723 | $1,226,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 42,911 | $1,225,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 140,642 | $1,225,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 12,445 | $1,225,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 61,586 | $1,217,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 84,724 | $1,216,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 67,057 | $1,214,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 200,311 | $1,213,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 11,004 | $1,208,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 9,232 | $1,207,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 48,250 | $1,206,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 324,522 | $1,205,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 88,556 | $1,201,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 119,403 | $1,200,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 250,746 | $1,195,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 144,651 | $1,193,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 30,483 | $1,193,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 391,124 | $1,193,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 67,750 | $1,191,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 60,995 | $1,191,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 30,817 | $1,190,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 26,755 | $1,187,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 252,615 | $1,185,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 149,719 | $1,183,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 110,777 | $1,179,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 98,607 | $1,178,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 105,171 | $1,175,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 76,025 | $1,174,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 67,383 | $1,173,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 86,866 | $1,170,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 278,485 | $1,170,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 18,201 | $1,170,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 173,269 | $1,168,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 1,138,000 | $1,167,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 26,772 | $1,165,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 62,817 | $1,165,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 52,768 | $1,165,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 58,969 | $1,159,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 370,408 | $1,156,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 50,848 | $1,155,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,200,000 | $1,152,000 | thousands by filing date | principal |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 517,956 | $1,150,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 35,299 | $1,150,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 62,116 | $1,149,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 452,116 | $1,149,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 7,507 | $1,147,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 61,000 | $1,145,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 36,465 | $1,144,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 185,793 | $1,143,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 71,269 | $1,142,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 30,801 | $1,139,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 24,941 | $1,138,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 156,474 | $1,136,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 30,640 | $1,135,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 203,100 | $1,132,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 99,402 | $1,130,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 970,000 | $1,130,000 | thousands by filing date | principal |
| BOOT BARN HLDGS INC | 099406100 | COM | 63,653 | $1,129,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 42,051 | $1,129,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 527,033 | $1,128,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 155,243 | $1,126,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 86,127 | $1,125,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 57,308 | $1,123,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 1,180,000 | $1,123,000 | thousands by filing date | principal |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 248,481 | $1,121,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 68,304 | $1,120,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 68,744 | $1,119,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 25,696 | $1,119,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 46,893 | $1,118,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 74,811 | $1,115,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 65,961 | $1,114,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 45,343 | $1,112,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 34,736 | $1,106,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 56,612 | $1,105,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 125,171 | $1,105,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 247,823 | $1,104,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 229,093 | $1,099,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 62,645 | $1,096,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 258,958 | $1,096,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 265,908 | $1,095,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 61,421 | $1,094,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 113,267 | $1,093,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 79,385 | $1,091,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 147,305 | $1,091,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 93,773 | $1,089,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 164,595 | $1,088,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 22,919 | $1,087,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 22,348 | $1,086,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 40,386 | $1,085,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 55,044 | $1,084,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 98,319 | $1,082,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 26,916 | $1,080,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 58,577 | $1,078,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 17,136 | $1,077,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 156,477 | $1,075,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 435,699 | $1,073,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 34,670 | $1,069,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 203,202 | $1,069,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000422 | superseded | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000449 | this filing | 2019-04-23 | acceptance time not in the bulk data set |