13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2019-04-23, with 6,773 holding rows worth $360,297,078,000.
- Accession
- 0000895421-19-000449
- Filer
- CIK 895421
- Filed
- 2019-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, amendment of type restatement, 25,821 entries on the cover page, a total value of $360,297,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $360,297,078,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 20,540 | $501,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 573,539 | $501,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 500,000 | $500,000 | thousands by filing date | principal |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 18,587 | $497,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 28,679 | $496,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 117,315 | $496,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 37,919 | $492,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 9,913 | $491,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 18,718 | $491,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 22,845 | $490,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 75,323 | $490,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 51,990 | $488,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 22,736 | $488,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 125,784 | $487,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 59,340 | $487,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 37,748 | $486,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 155,829 | $486,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 30,993 | $485,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 47,355 | $485,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 115,424 | $484,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 15,006 | $484,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 18,110 | $483,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 15,652 | $481,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 65,554 | $479,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 37,598 | $475,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 290,552 | $474,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 40,632 | $474,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 40,603 | $473,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 19,556 | $472,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 18,236 | $472,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 18,392 | $471,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 58,851 | $471,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 41,110 | $471,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 18,875 | $470,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 35,770 | $470,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 256,505 | $470,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 16,031 | $469,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 133,223 | $467,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 79,118 | $467,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 323,057 | $466,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 186,005 | $465,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 111,350 | $464,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 353,591 | $463,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 15,141 | $463,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 2,865 | $463,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 16,766 | $463,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 109,912 | $462,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 17,496 | $461,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 25,414 | $461,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 10,003 | $461,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 25,824 | $460,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 27,180 | $460,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 39,811 | $459,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 23,236 | $459,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 520,000 | $459,000 | thousands by filing date | principal |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 33,719 | $457,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 75,406 | $455,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 121,094 | $455,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 408 | $455,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 14,797 | $454,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 44,179 | $454,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 91,516 | $454,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 20,502 | $453,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 17,993 | $453,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 21,301 | $452,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 62,887 | $450,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 23,864 | $450,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 30,867 | $448,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 41,103 | $448,000 | thousands by filing date | |
| AHP 5.5 49 PFD | 044102507 | Preferred Stock | 23,106 | $448,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 31,059 | $447,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 10,853 | $444,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 432,000 | $443,000 | thousands by filing date | principal |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 31,045 | $442,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 67,580 | $441,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 5,458 | $441,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 35,768 | $441,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 54,474 | $440,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 10,448 | $440,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 21,145 | $439,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 20,718 | $439,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 16,865 | $439,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 33,847 | $437,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 164,073 | $436,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 15,284 | $435,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 15,240 | $434,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 11,790 | $434,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 68,845 | $434,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 128,611 | $433,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 57,380 | $432,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 420,000 | $432,000 | thousands by filing date | principal |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 38,552 | $431,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 25,605 | $429,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 17,629 | $429,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 12,604 | $429,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 75,003 | $428,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 121,029 | $427,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 15,401 | $427,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 29,182 | $425,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 9,199 | $424,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 14,577 | $424,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 14,047 | $423,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 32,584 | $422,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,951 | $422,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 56,361 | $421,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 51,330 | $421,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 9,874 | $420,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 11,790 | $418,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 65,260 | $415,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 34,165 | $414,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,822 | $413,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7,826 | $412,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 51,901 | $412,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 20,846 | $412,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 96,237 | $411,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 4,887 | $411,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 5,361 | $410,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 39,587 | $410,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 15,944 | $409,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 17,283 | $408,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 27,589 | $407,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 55,291 | $407,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 7,146 | $406,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 58,199 | $405,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 34,492 | $404,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 62,134 | $404,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 189,962 | $404,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 11,947 | $404,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 29,583 | $403,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 11,264 | $402,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 81,101 | $401,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 38,750 | $401,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 54,652 | $400,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 12,700 | $400,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 44,267 | $398,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 95,512 | $398,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 19,850 | $396,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 9,980 | $395,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 4,433 | $395,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 80,785 | $395,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 48,296 | $395,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 16,126 | $395,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 33,554 | $394,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 31,126 | $394,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 84,425 | $391,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 19,444 | $390,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 76,691 | $388,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 379,000 | $388,000 | thousands by filing date | principal |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 24,548 | $387,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 26,244 | $385,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 7,157 | $383,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 313,000 | $382,000 | thousands by filing date | principal |
| IDT CORP | 448947507 | CL B NEW | 60,581 | $380,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 90,600 | $380,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 122,843 | $377,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 12,990 | $377,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 20,664 | $377,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 6,395 | $376,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 60,176 | $376,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 19,894 | $375,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 30,341 | $373,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 28,666 | $373,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 93,647 | $372,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 14,270 | $372,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 68,615 | $371,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 52,684 | $371,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 24,222 | $370,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 74,702 | $370,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 12,209 | $369,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 15,788 | $369,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 44,278 | $369,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 26,496 | $368,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 13,914 | $367,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 30,567 | $367,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 122,139 | $367,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 16,637 | $366,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 102,887 | $366,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 44,132 | $366,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 95,331 | $366,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 27,900 | $365,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 43,970 | $361,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 15,854 | $361,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 181,739 | $360,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 49,194 | $358,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 101,958 | $357,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 22,763 | $357,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 4,736 | $356,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 107,340 | $355,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 13,978 | $353,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 22,966 | $353,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 8,416 | $352,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 43,892 | $352,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 16,621 | $352,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 43,487 | $351,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 14,809 | $350,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 21,865 | $349,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 82,134 | $349,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 11,443 | $348,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 240,088 | $348,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 64,832 | $348,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 22,293 | $346,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 25,516 | $346,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 23,010 | $345,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 82,340 | $344,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 72,263 | $344,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 9,237 | $344,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 346,000 | $344,000 | thousands by filing date | principal |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 18,272 | $343,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 47,112 | $343,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 35,423 | $343,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 68,733 | $343,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 39,855 | $342,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 535,287 | $342,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 35,066 | $342,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 83,799 | $341,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 56,493 | $340,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 21,227 | $340,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 6,913 | $339,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 17,971 | $338,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 87,142 | $337,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 8,548 | $336,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,595 | $335,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 274,333 | $335,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 195,215 | $335,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 11,329 | $334,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 16,780 | $334,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 17,876 | $334,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 12,899 | $332,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 23,709 | $330,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 16,671 | $330,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 19,750 | $329,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 53,524 | $328,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 9,398 | $328,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 40,035 | $328,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 113,055 | $328,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 13,500 | $327,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 23,307 | $327,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 15,264 | $327,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 35,423 | $326,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 34,019 | $325,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 34,445 | $323,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 8,602 | $322,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 30,829 | $322,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 10,963 | $322,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 16,372 | $320,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 42,332 | $320,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 13,814 | $320,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 16,873 | $320,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 15,099 | $320,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 23,274 | $319,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 26,057 | $319,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 7,537 | $319,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 24,086 | $319,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 5,000 | $318,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 10,628 | $317,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 32,150 | $316,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 339,281 | $316,000 | thousands by filing date | principal |
| SMART SAND INC | 83191H107 | COM | 54,044 | $315,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 140,035 | $315,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 25,322 | $315,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 30,819 | $314,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 25,766 | $314,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 20,723 | $313,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 29,156 | $313,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 25,354 | $312,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 16,007 | $312,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 19,999 | $311,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 15,873 | $310,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 16,341 | $310,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 21,368 | $309,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 17,400 | $309,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 15,309 | $307,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 38,218 | $307,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 20,365 | $307,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 36,018 | $305,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 15,210 | $305,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 28,928 | $305,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 35,363 | $303,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 98,476 | $302,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 293,683 | $302,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 54,374 | $300,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 217,533 | $298,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 16,407 | $297,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 33,816 | $296,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 16,444 | $296,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,028 | $296,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 78,686 | $296,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 17,548 | $295,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 27,418 | $295,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 92,223 | $295,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 174,249 | $294,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 29,937 | $293,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 10,926 | $293,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 11,750 | $293,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 22,293 | $292,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 23,438 | $292,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 9,989 | $292,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 32,489 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 7,133 | $291,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 67,143 | $291,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 42,773 | $291,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 33,368 | $290,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 16,794 | $289,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 19,114 | $289,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 7,723 | $288,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 23,260 | $288,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 19,969 | $287,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 8,644 | $287,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 26,098 | $286,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 78,970 | $286,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 42,965 | $285,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 18,691 | $284,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 20,861 | $284,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 202,206 | $283,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 8,656 | $282,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 138,979 | $282,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 25,489 | $282,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 24,348 | $281,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 50,001 | $281,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 18,179 | $280,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 259,683 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 7,503 | $279,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 6,412 | $279,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 32,588 | $279,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 16,750 | $279,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 12,741 | $278,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 7,556 | $277,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 15,121 | $276,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 34,950 | $276,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 14,817 | $275,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 23,075 | $275,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 401,937 | $274,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 96,623 | $274,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 20,839 | $274,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 69,974 | $273,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,661 | $273,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 278,000 | $273,000 | thousands by filing date | principal |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 38,945 | $271,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 33,306 | $270,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 30,998 | $270,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 17,795 | $270,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 168,582 | $269,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 109,875 | $269,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,738 | $269,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 93,124 | $269,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 8,526 | $267,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 51,088 | $267,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 15,238 | $267,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 29,881 | $266,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 16,524 | $265,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 8,152 | $263,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 37,693 | $261,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 20,646 | $261,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $261,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 62,073 | $261,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 94,113 | $260,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 23,614 | $259,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 34,794 | $259,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 14,847 | $258,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 286,332 | $257,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 9,623 | $256,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 93,358 | $254,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 14,387 | $254,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 14,016 | $254,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 69,446 | $254,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 187,510 | $253,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 20,063 | $253,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 7,510 | $252,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 22,288 | $252,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 30,607 | $251,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,777 | $251,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 70,861 | $251,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 104,200 | $250,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 4,952 | $249,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 17,941 | $249,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 83,394 | $249,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 35,213 | $249,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 21,242 | $249,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 9,372 | $248,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 29,290 | $248,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 8,412 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 6,707 | $247,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 35,480 | $246,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 12,749 | $245,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 53,933 | $245,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 53,477 | $244,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 373,539 | $244,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,047 | $244,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 8,103 | $243,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,721 | $243,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 49,740 | $243,000 | thousands by filing date | |
| AURIS MED HLDG AG | H0381L104 | COM | 151,922 | $243,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 28,177 | $242,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 267,000 | $242,000 | thousands by filing date | principal |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 9,280 | $241,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 193,714 | $239,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 72,270 | $239,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 133,000 | $238,000 | thousands by filing date | principal |
| ZAFGEN INC | 98885E103 | COM | 32,079 | $238,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,221,187 | $237,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 10,361 | $237,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 8,597 | $236,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 10,412 | $235,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 33,064 | $235,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 5,765 | $234,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 30,830 | $234,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 9,494 | $233,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 68,006 | $233,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 4,215 | $232,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 132,000 | $232,000 | thousands by filing date | principal |
| ENERGY FUELS INC | 292671708 | COM NEW | 133,223 | $231,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 31,109 | $231,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 22,052 | $230,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 72,770 | $230,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,088 | $229,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 7,837 | $228,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,256 | $228,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 15,910 | $226,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 4,501 | $225,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 25,967 | $225,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 261,000 | $225,000 | thousands by filing date | principal |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 13,133 | $224,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 41,938 | $224,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 179,251 | $224,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,080 | $223,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 7,247 | $222,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 38,032 | $222,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 195,142 | $221,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 33,887 | $220,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,603 | $220,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 60,071 | $219,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 9,980 | $219,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 43,461 | $218,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 7,946 | $218,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 24,007 | $217,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 48,681 | $216,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 54,107 | $216,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 38,862 | $214,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 5,216 | $213,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 37,249 | $213,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 18,194 | $213,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 24,355 | $213,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 13,438 | $213,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 22,961 | $212,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 29,597 | $211,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 6,135 | $211,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 44,260 | $210,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 208,000 | $210,000 | thousands by filing date | principal |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 10,629 | $210,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 43,137 | $209,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 8,260 | $209,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 10,244 | $209,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 6,707 | $209,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,447 | $208,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 29,195 | $206,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 140,467 | $205,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 66,107 | $204,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,387 | $203,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 50,816 | $203,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 17,155 | $203,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 7,943 | $202,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 6,210 | $201,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 6,357 | $201,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 34,739 | $201,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 112,021 | $201,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 200,000 | $201,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 3,274 | $201,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 2,860 | $200,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 121,694 | $200,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 6,046 | $200,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 5,865 | $199,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 11,656 | $198,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 13,524 | $198,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 1,908 | $198,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 11,034 | $197,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 3,724 | $197,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 27,671 | $196,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 3,731 | $196,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 8,221 | $195,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 60,389 | $193,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 35,124 | $193,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 19,753 | $193,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 14,596 | $193,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 5,764 | $192,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 160,000 | $192,000 | thousands by filing date | principal |
| 180 DEGREE CAP CORP | 68235B109 | COM | 103,439 | $192,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 9,463 | $191,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 300,843 | $191,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 182,248 | $191,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 36,002 | $191,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 18,381 | $190,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 3,176 | $190,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 30,786 | $189,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 13,164 | $188,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 6,469 | $188,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 15,598 | $187,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 9,678 | $186,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 169,764 | $186,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 34,700 | $186,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 6,753 | $186,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000422 | superseded | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000449 | this filing | 2019-04-23 | acceptance time not in the bulk data set |