13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2019-04-23, with 6,773 holding rows worth $360,297,078,000.
- Accession
- 0000895421-19-000449
- Filer
- CIK 895421
- Filed
- 2019-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, amendment of type restatement, 25,821 entries on the cover page, a total value of $360,297,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $360,297,078,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DENBURY RES INC | 247916208 | COM NEW | 1,201,891 | $3,294,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 106,838 | $3,293,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 93,835 | $3,289,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 304,307 | $3,287,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,932,139 | $3,285,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 202,083 | $3,282,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 56,903 | $3,281,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 260,777 | $3,275,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 3,120,000 | $3,274,000 | thousands by filing date | principal |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 32,828 | $3,273,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 124,531 | $3,263,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 278,886 | $3,263,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 202,801 | $3,262,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 261,914 | $3,260,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 291,949 | $3,256,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 82,207 | $3,255,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 248,820 | $3,247,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 32,048 | $3,238,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 153,803 | $3,228,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 235,354 | $3,226,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 90,721 | $3,225,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 141,290 | $3,224,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 376,131 | $3,220,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 206,206 | $3,219,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 191,061 | $3,217,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 125,125 | $3,212,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 55,632 | $3,203,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 156,100 | $3,202,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 114,277 | $3,201,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 141,615 | $3,201,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 115,009 | $3,191,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 322,959 | $3,191,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 97,531 | $3,190,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 3,160,000 | $3,190,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 64,143 | $3,189,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 170,647 | $3,188,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 84,045 | $3,186,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 101,507 | $3,185,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,904,000 | $3,182,000 | thousands by filing date | principal |
| PROPETRO HLDG CORP | 74347M108 | COM | 200,179 | $3,181,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,737,169 | $3,179,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 1,045,505 | $3,178,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 273,350 | $3,177,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 215,088 | $3,159,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 37,997 | $3,156,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 45,230 | $3,155,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2,606,000 | $3,154,000 | thousands by filing date | principal |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 268,924 | $3,153,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 45,044 | $3,152,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,875,462 | $3,151,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 607,361 | $3,151,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 193,054 | $3,151,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 135,091 | $3,141,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 267,212 | $3,140,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 159,072 | $3,135,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 80,306 | $3,132,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 371,971 | $3,129,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 249,726 | $3,124,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 354,457 | $3,123,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 188,499 | $3,123,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 116,651 | $3,120,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 181,718 | $3,117,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 195,794 | $3,113,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 395,849 | $3,112,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 68,782 | $3,111,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 73,507 | $3,108,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 189,864 | $3,105,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 80,251 | $3,102,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 40,906 | $3,099,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 301,758 | $3,099,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 77,947 | $3,098,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 74,423 | $3,097,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 103,335 | $3,094,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 30,222 | $3,091,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 173,745 | $3,083,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 84,993 | $3,079,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 312,007 | $3,076,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 46,837 | $3,071,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 31,023 | $3,070,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 152,093 | $3,070,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 161,289 | $3,065,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 294,223 | $3,063,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 356,888 | $3,062,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 401,903 | $3,059,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 133,943 | $3,054,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 95,145 | $3,051,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,194,441 | $3,046,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 25,874 | $3,043,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 176,061 | $3,037,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 88,926 | $3,036,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 80,353 | $3,032,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 68,017 | $3,032,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 170,027 | $3,031,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 166,470 | $3,021,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 660,702 | $3,020,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 165,278 | $3,017,000 | thousands by filing date | |
| BCI | 26923J503 | ETF | 123,739 | $3,012,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 151,094 | $3,004,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 4,369,496 | $3,004,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 88,129 | $2,997,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 75,752 | $2,996,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 126,442 | $2,993,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,052,911 | $2,990,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 417,709 | $2,982,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 98,605 | $2,982,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 70,091 | $2,978,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 92,070 | $2,978,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 51,355 | $2,978,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 58,497 | $2,976,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 698,538 | $2,968,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 276,045 | $2,967,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 116,031 | $2,967,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 68,780 | $2,957,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 101,393 | $2,956,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 229,142 | $2,956,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 57,962 | $2,955,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 42,834 | $2,954,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 150,599 | $2,953,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 73,219 | $2,946,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 94,223 | $2,944,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 169,341 | $2,936,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 80,901 | $2,933,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 421,955 | $2,933,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 91,220 | $2,924,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 180,092 | $2,918,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 31,855 | $2,913,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 93,106 | $2,913,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 67,826 | $2,913,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 107,799 | $2,907,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 300,921 | $2,907,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 73,743 | $2,906,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 321,176 | $2,903,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 44,611 | $2,901,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 138,852 | $2,898,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 165,831 | $2,892,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 247,902 | $2,890,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 186,724 | $2,889,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 125,608 | $2,889,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 10,431 | $2,888,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 152,969 | $2,885,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 346,405 | $2,875,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 86,374 | $2,873,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 176,166 | $2,865,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 31,772 | $2,863,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 23,609 | $2,861,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 116,727 | $2,856,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 50,356 | $2,855,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 105,386 | $2,850,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 163,381 | $2,843,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 221,496 | $2,842,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 77,574 | $2,839,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 80,832 | $2,837,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 319,923 | $2,835,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,185,384 | $2,833,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 94,379 | $2,833,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 34,124 | $2,828,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 137,397 | $2,824,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 114,825 | $2,820,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 56,419 | $2,817,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 44,661 | $2,814,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 69,943 | $2,814,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 103,302 | $2,813,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 108,863 | $2,811,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 140,117 | $2,805,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 478,865 | $2,802,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 358,772 | $2,797,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 67,019 | $2,791,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 322,307 | $2,781,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 68,214 | $2,769,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 180,284 | $2,767,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 2,753,000 | $2,765,000 | thousands by filing date | principal |
| MIMEDX GROUP INC | 602496101 | COM | 394,938 | $2,752,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 40,652 | $2,752,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 296,643 | $2,750,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 338,337 | $2,737,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,124,407 | $2,732,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 127,865 | $2,732,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 724,800 | $2,732,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 559,600 | $2,725,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 77,863 | $2,720,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,510,000 | $2,719,000 | thousands by filing date | principal |
| ANALOGIC CORP | 032657207 | COM | 28,316 | $2,716,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 60,251 | $2,714,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 55,355 | $2,714,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 53,647 | $2,706,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 183,200 | $2,706,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 159,959 | $2,703,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 207,422 | $2,701,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 138,768 | $2,696,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 683,599 | $2,694,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 126,651 | $2,694,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 35,040 | $2,692,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,925,000 | $2,691,000 | thousands by filing date | principal |
| CORVEL CORP COM | 221006109 | Stock | 53,222 | $2,690,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 230,759 | $2,689,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 140,610 | $2,682,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,505,000 | $2,679,000 | thousands by filing date | principal |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 141,295 | $2,678,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 205,933 | $2,677,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 85,509 | $2,673,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 60,805 | $2,672,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 125,447 | $2,671,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 75,194 | $2,668,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 134,381 | $2,666,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 32,053 | $2,665,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 1,719,000 | $2,659,000 | thousands by filing date | principal |
| PLY GEM HLDGS INC | 72941W100 | COM | 123,031 | $2,658,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 105,044 | $2,653,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 221,207 | $2,652,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 137,388 | $2,622,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 87,410 | $2,621,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 194,216 | $2,620,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 77,855 | $2,620,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 20,099 | $2,619,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 2,752,000 | $2,617,000 | thousands by filing date | principal |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 90,846 | $2,615,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 59,786 | $2,613,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 81,911 | $2,613,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 99,514 | $2,612,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 195,072 | $2,608,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 63,756 | $2,605,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 49,754 | $2,601,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 61,878 | $2,600,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 278,834 | $2,598,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 176,516 | $2,598,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 37,438 | $2,598,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 43,573 | $2,593,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 65,923 | $2,591,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 225,139 | $2,589,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 3,373,000 | $2,585,000 | thousands by filing date | principal |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 152,844 | $2,580,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 180,867 | $2,578,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 225,818 | $2,572,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 513,996 | $2,570,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 153,644 | $2,565,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,124,730 | $2,564,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 103,624 | $2,563,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 227,599 | $2,561,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,170,000 | $2,561,000 | thousands by filing date | principal |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 47,750 | $2,560,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 92,036 | $2,560,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 109,975 | $2,559,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 192,062 | $2,555,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,775,000 | $2,552,000 | thousands by filing date | principal |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 44,219 | $2,550,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 211,004 | $2,550,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 70,201 | $2,550,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 126,392 | $2,547,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 62,691 | $2,545,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 145,325 | $2,545,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 124,902 | $2,545,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 69,292 | $2,544,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 2,491,000 | $2,544,000 | thousands by filing date | principal |
| ZSCALERINC | 98980G102 | STOK | 90,616 | $2,543,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 128,706 | $2,543,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 61,701 | $2,542,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 120,185 | $2,542,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 74,412 | $2,531,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 397,385 | $2,531,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 79,321 | $2,528,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 49,167 | $2,523,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 25,481 | $2,518,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 76,209 | $2,516,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 2,000,000 | $2,516,000 | thousands by filing date | principal |
| PROASSURANCE CORP | 74267C106 | COM | 51,677 | $2,508,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 52,572 | $2,507,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 363,519 | $2,504,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 75,291 | $2,502,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 227,446 | $2,502,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 193,670 | $2,497,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 3,054,000 | $2,496,000 | thousands by filing date | principal |
| EASTMAN KODAK CO | 277461406 | COM NEW | 466,476 | $2,495,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 160,405 | $2,494,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 148,388 | $2,493,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 50,298 | $2,491,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 701,435 | $2,483,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 88,621 | $2,480,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 116,624 | $2,480,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 64,555 | $2,478,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 73,161 | $2,477,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 38,552 | $2,476,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 143,913 | $2,472,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 81,431 | $2,472,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 611,934 | $2,472,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 204,030 | $2,471,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 74,096 | $2,471,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 165,138 | $2,469,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 377,009 | $2,469,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 268,525 | $2,469,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 507,039 | $2,469,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 765,962 | $2,467,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 183,972 | $2,466,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 101,652 | $2,465,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 439,822 | $2,463,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 136,837 | $2,461,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 41,255 | $2,459,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 127,137 | $2,453,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 660,366 | $2,450,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 80,193 | $2,449,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 175,226 | $2,446,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 81,608 | $2,445,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 105,898 | $2,442,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 90,525 | $2,441,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 27,530 | $2,436,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 189,069 | $2,435,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 122,570 | $2,433,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 132,090 | $2,431,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 94,931 | $2,431,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 162,925 | $2,430,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 109,612 | $2,423,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 69,891 | $2,422,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 349,514 | $2,422,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 101,147 | $2,422,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 124,682 | $2,422,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 775,527 | $2,419,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 514,287 | $2,417,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 158,819 | $2,413,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 98,882 | $2,408,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 121,928 | $2,407,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 182,218 | $2,405,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 228,846 | $2,403,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 113,436 | $2,401,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 104,345 | $2,400,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 466,078 | $2,400,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 34,286 | $2,398,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 21,934 | $2,395,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 174,719 | $2,392,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 196,289 | $2,392,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 142,852 | $2,385,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 462,988 | $2,380,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 22,572 | $2,377,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 102,240 | $2,377,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 362,167 | $2,377,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 83,049 | $2,377,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,047,039 | $2,375,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 42,920 | $2,371,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 223,556 | $2,371,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 155,612 | $2,369,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 99,044 | $2,367,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 212,973 | $2,366,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 188,891 | $2,361,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 29,163 | $2,358,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 181,328 | $2,355,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 137,260 | $2,354,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 105,507 | $2,354,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 82,797 | $2,347,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 113,404 | $2,347,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 174,569 | $2,341,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 90,225 | $2,337,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 183,527 | $2,330,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,832 | $2,329,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 37,591 | $2,329,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,413,000 | $2,329,000 | thousands by filing date | principal |
| MCBC HLDGS INC | 55276F107 | COM | 92,355 | $2,327,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 102,846 | $2,326,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 43,453 | $2,318,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 446,382 | $2,318,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 43,736 | $2,313,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 309,778 | $2,312,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 89,973 | $2,311,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 68,266 | $2,311,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 92,475 | $2,310,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 303,379 | $2,306,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 130,179 | $2,306,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 74,512 | $2,305,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 178,022 | $2,305,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 60,559 | $2,304,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 155,548 | $2,302,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 34,763 | $2,297,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 60,239 | $2,296,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 95,433 | $2,294,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 34,048 | $2,293,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 28,580 | $2,290,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 186,330 | $2,290,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 83,560 | $2,290,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 246,829 | $2,290,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 417,105 | $2,286,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 141,928 | $2,286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 74,498 | $2,285,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 82,118 | $2,283,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 212,751 | $2,282,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 215,316 | $2,282,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 27,623 | $2,281,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 607,875 | $2,279,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 48,975 | $2,273,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 70,311 | $2,272,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 112,746 | $2,272,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 428,637 | $2,271,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 88,425 | $2,268,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 47,608 | $2,266,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 74,643 | $2,266,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 26,004 | $2,262,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 274,842 | $2,259,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 173,673 | $2,257,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 169,583 | $2,256,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 183,842 | $2,256,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 32,172 | $2,255,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 388,124 | $2,251,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 112,225 | $2,250,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 158,116 | $2,245,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 199,419 | $2,238,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 60,025 | $2,235,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 67,349 | $2,229,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 38,132 | $2,229,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 206,991 | $2,225,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 111,390 | $2,222,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 194,425 | $2,219,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 226,651 | $2,212,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 372,567 | $2,210,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 117,106 | $2,209,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 195,062 | $2,208,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 93,691 | $2,207,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 107,631 | $2,204,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 54,803 | $2,204,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 167,993 | $2,201,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 161,198 | $2,200,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,726,000 | $2,198,000 | thousands by filing date | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 148,309 | $2,195,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 87,158 | $2,195,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 48,843 | $2,193,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 43,952 | $2,193,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 79,425 | $2,192,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 391,793 | $2,190,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 92,204 | $2,188,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 92,210 | $2,187,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 53,293 | $2,183,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 99,249 | $2,183,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 87,735 | $2,179,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 162,479 | $2,177,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 328,362 | $2,177,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 187,303 | $2,176,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 56,993 | $2,175,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 228,679 | $2,173,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 93,877 | $2,170,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 48,732 | $2,168,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 120,746 | $2,167,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 235,865 | $2,166,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 77,331 | $2,166,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 12,681 | $2,163,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 62,376 | $2,162,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 195,119 | $2,157,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 58,014 | $2,153,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 88,731 | $2,148,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 228,741 | $2,143,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 262,386 | $2,142,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 172,053 | $2,142,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 72,997 | $2,142,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 125,969 | $2,139,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 69,581 | $2,137,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 190,770 | $2,137,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 81,044 | $2,136,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 228,255 | $2,132,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 84,953 | $2,131,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 143,220 | $2,131,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 38,093 | $2,124,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 76,671 | $2,123,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 284,452 | $2,122,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 74,325 | $2,122,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 146,564 | $2,121,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 167,871 | $2,119,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 67,844 | $2,116,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 94,372 | $2,115,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 192,306 | $2,114,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,002,000 | $2,113,000 | thousands by filing date | principal |
| NELNET INC | 64031N108 | CL A | 40,299 | $2,112,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 152,374 | $2,111,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 441,431 | $2,106,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 31,692 | $2,102,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 70,286 | $2,098,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 38,372 | $2,098,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 52,268 | $2,097,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 23,654 | $2,096,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 230,694 | $2,088,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 34,994 | $2,085,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 72,365 | $2,084,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 58,207 | $2,084,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 55,859 | $2,083,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 127,353 | $2,082,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 81,392 | $2,075,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 26,966 | $2,074,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 167,590 | $2,071,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 239,238 | $2,069,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 80,296 | $2,068,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 15,810 | $2,067,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 59,660 | $2,066,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 29,443 | $2,065,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 412,625 | $2,063,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 40,730 | $2,062,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 159,148 | $2,061,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 203,955 | $2,060,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 225,050 | $2,057,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 91,771 | $2,057,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 89,858 | $2,057,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 66,176 | $2,053,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 303,196 | $2,046,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 86,575 | $2,045,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 116,578 | $2,042,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100,704 | $2,042,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 124,660 | $2,041,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 58,315 | $2,037,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000422 | superseded | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000449 | this filing | 2019-04-23 | acceptance time not in the bulk data set |