13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,836 holding rows worth $370,131,696,000.
- Accession
- 0000895421-18-000508
- Filer
- CIK 895421
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 26,111 entries on the cover page, a total value of $370,131,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $370,131,696,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADMA BIOLOGICS INC | 000899104 | COM | 48,180 | $217,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 44,651 | $216,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 35,661 | $215,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 116,907 | $215,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 10,839 | $215,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 191,137 | $214,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 14,594 | $214,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 47,022 | $214,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 65,510 | $213,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,020 | $211,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 33,606 | $210,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 17,775 | $210,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 216,000 | $210,000 | thousands by filing date | principal |
| PCM FD INC | 69323T101 | COM | 18,240 | $209,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,028 | $209,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 253,412 | $209,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 7,084 | $209,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 12,638 | $208,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 11,416 | $208,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 22,765 | $208,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 8,752 | $207,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 53,077 | $207,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 14,945 | $207,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 66,912 | $207,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 14,670 | $206,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 40,902 | $206,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 4,706 | $206,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 61,227 | $205,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 206,000 | $205,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 211,000 | $205,000 | thousands by filing date | principal |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 101,678 | $204,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 66,737 | $204,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 24,937 | $203,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 6,649 | $200,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 27,146 | $200,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,666 | $199,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 5,680 | $198,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 17,998 | $198,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 17,822 | $198,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 87,640 | $197,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 20,950 | $196,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 38,107 | $196,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 7,370 | $196,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 7,959 | $196,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 513,920 | $195,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 88,068 | $195,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 210,000 | $195,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 7,530 | $195,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,151 | $193,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 2,860 | $193,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 91,980 | $193,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 19,116 | $192,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 48,353 | $192,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 20,507 | $191,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 14,596 | $191,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 17,628 | $190,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 160,000 | $190,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 8,082 | $190,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 7,065 | $190,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 10,370 | $189,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 164,159 | $189,000 | thousands by filing date | |
| CGG | 12531Q204 | SPON ADR NEW | 74,750 | $188,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 13,047 | $187,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 15,881 | $186,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 21,976 | $186,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 304,641 | $185,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 1,936 | $184,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 10,780 | $184,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 1,151 | $184,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 9,000 | $183,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 26,464 | $181,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 13,561 | $181,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 15,722 | $181,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 7,934 | $181,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 75,000 | $180,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 177,000 | $180,000 | thousands by filing date | principal |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 11,855 | $179,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 7,296 | $178,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 52,268 | $177,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 23,524 | $177,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 7,591 | $176,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 35,504 | $176,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 6,073 | $176,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 8,095 | $173,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 146,800 | $173,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 6,709 | $172,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 63,062 | $171,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 23,420 | $170,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 5,698 | $170,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 5,044 | $169,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 241,000 | $168,000 | thousands by filing date | principal |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 79,960 | $168,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 84,200 | $168,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 33,116 | $167,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 10,060 | $167,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 5,488 | $167,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 34,621 | $166,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 3,885 | $166,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 8,874 | $166,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 15,798 | $165,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 2,938 | $165,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 55,837 | $165,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 44,650 | $165,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 18,857 | $164,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 3,223 | $163,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 15,483 | $163,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 34,272 | $163,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 29,685 | $163,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 32,565 | $162,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 17,881 | $161,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 7,435 | $161,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $160,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 6,095 | $160,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 165,000 | $160,000 | thousands by filing date | principal |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 13,926 | $159,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 6,807 | $158,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 35,780 | $158,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 8,392 | $157,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 3,284 | $157,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 15,088 | $156,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 115,856 | $156,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 17,847 | $155,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,510 | $154,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 10,022 | $154,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 54,895 | $153,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 226,500 | $152,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 6,310 | $152,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 38,624 | $152,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 9,386 | $152,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 150,000 | $152,000 | thousands by filing date | principal |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 8,315 | $151,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 7,217 | $150,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 12,352 | $150,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 12,167 | $150,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 177,000 | $149,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 5,170 | $149,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 200,000 | $149,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,977 | $148,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 16,626 | $148,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 81,574 | $148,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 61,940 | $147,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 5,110 | $147,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 39,150 | $147,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 111,000 | $147,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J114 | WTS | 86,844 | $147,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 11,943 | $146,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 2,050 | $146,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 92,928 | $144,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 26,975 | $144,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 9,653 | $143,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 95,133 | $142,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 143,000 | $142,000 | thousands by filing date | principal |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 7,158 | $142,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 35,700 | $141,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 10,089 | $141,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 20,199 | $140,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 9,644 | $139,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 4,625 | $139,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 5,015 | $139,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 320,845 | $139,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 4,713 | $137,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 6,176 | $137,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 16,231 | $137,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 57,994 | $135,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 25,967 | $135,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 25,809 | $135,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 7,769 | $135,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 3,817 | $134,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 2,713 | $134,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 20,045 | $133,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 6,912 | $131,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 1,433 | $130,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 13,298 | $130,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 10,045 | $130,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 6,177 | $129,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 3,235 | $129,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 4,558 | $128,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 48,600 | $128,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 5,750 | $126,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 10,178 | $126,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 3,763 | $126,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G854 | ZACKS INTL MLT | 7,639 | $126,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 6,900 | $125,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,588 | $124,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 2,956 | $124,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 3,095 | $123,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 5,085 | $123,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 6,721 | $122,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 12,462 | $122,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 6,500 | $121,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 16,869 | $121,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,274 | $120,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 6,616 | $119,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 2,586 | $119,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 7,888 | $119,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 36,319 | $118,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 19,233 | $118,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 10,657 | $117,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 4,285 | $117,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 8,200 | $117,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 115,690 | $116,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 10,329 | $116,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 2,078 | $116,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 89,570 | $116,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 5,004 | $114,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 4,987 | $114,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 2,398 | $114,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 21,031 | $114,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 10,487 | $114,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 22,226 | $113,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 1,731 | $112,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 4,708 | $111,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 5,354 | $111,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,166 | $111,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 13,715 | $111,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 17,320 | $110,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,493 | $110,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 136,000 | $110,000 | thousands by filing date | principal |
| IVLU | 46435G409 | COM | 4,347 | $109,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 13,178 | $109,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 155,108 | $109,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 2,812 | $109,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 4,580 | $108,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 3,868 | $108,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 18,944 | $108,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 351,544 | $108,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 77,260 | $107,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 6,796 | $105,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 30,631 | $105,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 38,200 | $105,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 104,000 | $105,000 | thousands by filing date | principal |
| GARRISON CAP INC | 366554103 | COM | 12,815 | $104,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,778 | $104,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 4,892 | $104,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 3,847 | $103,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 1,079 | $103,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 36,330 | $102,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 27,687 | $102,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 7,754 | $102,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 5,005 | $101,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 29,942 | $101,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 50,800 | $101,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,182 | $100,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 15,135 | $100,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 9,057 | $100,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 19,775 | $99,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,893 | $99,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 2,404 | $99,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 102,000 | $99,000 | thousands by filing date | principal |
| SWITCH INC | 87105L104 | CL A | 8,064 | $98,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 8,538 | $98,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 4,745 | $98,000 | thousands by filing date | |
| INVESCO CURNCYSHS SWEDSH KRO | 46138V109 | SWEDISH KRONA | 930 | $98,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 5,302 | $97,000 | thousands by filing date | |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 17,100 | $97,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 5,347 | $95,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 9,938 | $95,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 36,520 | $95,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 2,750 | $95,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 16,239 | $95,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 3,287 | $94,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 6,500 | $93,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 2,848 | $93,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 14,515 | $91,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 26,460 | $90,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 50,000 | $90,000 | thousands by filing date | principal |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 175,600 | $89,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 81,800 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,340 | $88,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 10,125 | $88,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 10,305 | $88,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 205,300 | $88,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 5,902 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 902 | $87,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 16,032 | $87,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 3,118 | $86,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 4,687 | $86,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 8,052 | $86,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,376 | $86,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 6,850 | $84,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 9,814 | $83,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 13,396 | $83,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 7,000 | $83,000 | thousands by filing date | principal |
| LAKE SHORE BANCORP INC | 510700107 | COM | 4,776 | $82,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 22,025 | $82,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 2,879 | $81,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,828 | $81,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 42,676 | $81,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 2,891 | $81,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 83,000 | $80,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 78,000 | $80,000 | thousands by filing date | principal |
| GEVO INC | 374396406 | COM PAR | 20,858 | $79,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 9,330 | $79,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 143,209 | $79,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 14,881 | $79,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 20,337 | $79,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 32,095 | $79,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 3,519 | $79,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 3,339 | $79,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 84,000 | $79,000 | thousands by filing date | principal |
| AMERICANRLTYINVSINC | 029174109 | STOK | 4,958 | $78,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 36,542 | $78,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,969 | $78,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 11,232 | $77,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 42,762 | $77,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 11,904 | $77,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 3,051 | $77,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 36,002 | $77,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 2,440 | $76,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 10,330 | $76,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 74,000 | $76,000 | thousands by filing date | principal |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 8,145 | $75,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 2,900 | $75,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 22,137 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 1,839 | $74,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 2,836 | $74,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 2,283 | $74,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 3,245 | $74,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 2,684 | $74,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 13,835 | $73,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 23,756 | $73,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 58,328 | $73,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 20,695 | $72,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 4,500 | $72,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 2,967 | $72,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 6,005 | $72,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 10,055 | $71,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 3,274 | $71,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 3,850 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 2,052 | $70,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 27,094 | $70,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 70,400 | $70,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 2,345 | $70,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 71,000 | $70,000 | thousands by filing date | principal |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 2,112 | $69,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 71,000 | $69,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 75,000 | $69,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 656 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 2,466 | $68,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 110,100 | $68,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 2,348 | $68,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 53,734 | $68,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 2,201 | $67,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,808 | $67,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 14,971 | $67,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 5,076 | $66,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 3,807 | $66,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,654 | $66,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 7,649 | $66,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 984 | $65,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 17,043 | $65,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 92,361 | $64,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 1,649 | $64,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 6,510 | $64,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,419 | $64,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 1,744 | $64,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,653 | $63,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 6,185 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 4,121 | $63,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 845 | $63,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 11,291 | $63,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 2,695 | $63,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 15,314 | $63,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 2,360 | $62,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 9,655 | $62,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 24,444 | $62,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 6,710 | $62,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 503 | $62,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 1,685 | $61,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 9,616 | $61,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 13,720 | $61,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 8,750 | $61,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 6,700 | $61,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 10,824 | $60,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 3,129 | $60,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 807 | $60,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 1,312 | $60,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 10,347 | $60,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 56,000 | $60,000 | thousands by filing date | principal |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,114 | $59,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 4,100 | $59,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 2,265 | $59,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 2,886 | $59,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 20,303 | $58,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 57,457 | $58,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 5,988 | $57,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 7,684 | $57,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 3,691 | $57,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 4,211 | $56,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 4,486 | $56,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 9,809 | $56,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 4,424 | $56,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,349 | $56,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 4,500 | $56,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 538,750 | $56,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 10,129 | $56,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 4,000 | $55,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 76,500 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 3,298 | $55,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 4,292 | $55,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,915 | $54,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 2,183 | $53,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 14,060 | $53,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 5,630 | $53,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 3,600 | $53,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 25,639 | $53,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,886 | $52,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 1,575 | $52,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 5,030 | $52,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 23,753 | $52,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 49,000 | $52,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 53,000 | $52,000 | thousands by filing date | principal |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 9,145 | $52,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 20,276 | $51,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,489 | $51,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 23,560 | $51,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 4,857 | $50,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 2,225 | $50,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 38,000 | $50,000 | thousands by filing date | principal |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 1,912 | $50,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 20,000 | $50,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 23,577 | $50,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 3,728 | $49,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 56,000 | $49,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,100 | $48,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 584 | $48,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 50,377 | $48,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 2,155 | $47,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 20,088 | $47,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,407 | $47,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 23,573 | $47,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 4,416 | $47,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 495 | $47,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 2,732 | $47,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,350 | $46,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 7,377 | $46,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 6,001 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 782 | $45,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 77,360 | $45,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 900 | $45,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 5,226 | $45,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 3,219 | $45,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 12,594 | $45,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 4,426 | $45,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 4,802 | $44,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,251 | $44,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 3,738 | $44,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 10,339 | $44,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 884 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 730 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 866 | $42,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 43,000 | $42,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 27,000 | $42,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 1,390 | $42,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 29,046 | $42,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 2,839 | $42,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 3,304 | $42,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 4,984 | $41,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 8,238 | $41,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 2,877 | $41,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 13,343 | $41,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,424 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 1,674 | $41,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 2,680 | $41,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 41,000 | $41,000 | thousands by filing date | principal |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 2,316 | $41,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1,145 | $41,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 1,705 | $41,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 31,009 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 942 | $40,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 1,315 | $40,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 61,142 | $40,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 15,180 | $40,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 35,000 | $40,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 804 | $39,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 3,510 | $39,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,585 | $39,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 18,554 | $39,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 13,467 | $39,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 9,587 | $39,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 40,000 | $39,000 | thousands by filing date | principal |
| JETPAY CORP | 477177109 | COM | 20,049 | $39,000 | thousands by filing date | |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 10,660 | $39,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 4,084 | $39,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,499 | $38,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,275 | $38,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 24,405 | $38,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 3,032 | $38,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 4,028 | $38,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 561 | $37,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,275 | $37,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,848 | $37,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1,811 | $37,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 20,161 | $37,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 13,700 | $37,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,174 | $37,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 4,448 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 400 | $36,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 157,102 | $36,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 25,677 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000508 | this filing | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000452 | base | 2019-04-23 | acceptance time not in the bulk data set |