13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,836 holding rows worth $370,131,696,000.
- Accession
- 0000895421-18-000508
- Filer
- CIK 895421
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 26,111 entries on the cover page, a total value of $370,131,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $370,131,696,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 15,728 | $573,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 45,084 | $570,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 26,616 | $570,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 56,037 | $570,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 26,238 | $569,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 121,953 | $569,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 466,102 | $569,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 143,199 | $568,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 38,659 | $567,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 17,975 | $567,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 190,057 | $565,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 52,729 | $565,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 113,365 | $565,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 31,188 | $564,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 278,922 | $563,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 33,255 | $562,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 29,001 | $561,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 359,484 | $561,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 424,758 | $561,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 418,866 | $561,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 68,431 | $560,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 51,435 | $560,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 104,088 | $560,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 228,232 | $559,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 29,967 | $559,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 21,178 | $558,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 66,450 | $558,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 54,504 | $556,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 67,272 | $555,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 241,534 | $555,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 23,309 | $555,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 51,094 | $554,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 17,240 | $553,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 16,915 | $553,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 18,867 | $553,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 20,874 | $551,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 157,072 | $551,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 23,270 | $551,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 32,986 | $550,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 51,473 | $549,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 112,964 | $547,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 31,142 | $546,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 21,780 | $544,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 172,760 | $544,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,939 | $543,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 29,073 | $543,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 40,581 | $542,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 16,433 | $541,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 45,810 | $541,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 17,849 | $538,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 28,728 | $538,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 6,507 | $537,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 35,498 | $537,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 22,436 | $537,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 26,444 | $536,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 47,166 | $535,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 19,050 | $534,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 10,801 | $532,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 63,876 | $529,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 25,432 | $528,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 24,593 | $528,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 35,111 | $527,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 14,159 | $525,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 34,657 | $525,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 15,906 | $524,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 13,096 | $524,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 156,091 | $524,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 219,947 | $524,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 27,723 | $524,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 165,726 | $523,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 69,024 | $522,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 31,038 | $522,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 170,212 | $519,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 43,799 | $519,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 9,979 | $518,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 39,430 | $518,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 13,520 | $517,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 39,018 | $517,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 26,802 | $517,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 440,728 | $516,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 15,506 | $515,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 24,816 | $514,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 132,267 | $514,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 153,000 | $513,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 203,332 | $513,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 126,349 | $512,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 23,936 | $512,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 98,150 | $510,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 26,088 | $510,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 49,658 | $508,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 206,647 | $506,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 32,320 | $506,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 141,575 | $505,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 18,895 | $503,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 56,217 | $503,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 80,640 | $502,000 | thousands by filing date | |
| ISHARES TR | 46435G854 | MSCI ACWI ETF | 16,847 | $502,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 11,355 | $499,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 242,421 | $499,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 18,233 | $498,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 14,486 | $498,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 21,737 | $498,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 19,119 | $497,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 61,167 | $497,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 43,091 | $496,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 133,404 | $496,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 39,929 | $496,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 72,182 | $495,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 52,695 | $495,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 141,240 | $494,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 80,799 | $493,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 352,483 | $493,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7,869 | $492,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 35,355 | $491,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 32,834 | $490,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 56,262 | $489,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 71,762 | $488,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 43,397 | $488,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 122,664 | $488,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 72,878 | $488,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 249,067 | $487,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 40,812 | $484,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 30,164 | $483,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 185,882 | $483,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 37,004 | $482,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 101,520 | $482,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 72,922 | $481,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 29,482 | $480,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 73,389 | $480,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 16,133 | $480,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 10,560 | $480,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 122,485 | $479,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 29,997 | $479,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 92,289 | $479,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 124,217 | $479,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 40,983 | $478,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 138,092 | $478,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 11,216 | $477,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 8,102 | $476,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 37,455 | $476,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 26,673 | $476,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 17,966 | $476,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 96,896 | $475,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 16,845 | $475,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 19,107 | $475,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 59,292 | $474,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 120,776 | $473,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 38,149 | $472,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 233,458 | $472,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 11,656 | $471,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 34,817 | $470,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 552,020 | $470,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 91,652 | $469,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 213,597 | $469,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 12,900 | $465,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 67,783 | $465,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 63,121 | $464,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 17,434 | $464,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 23,978 | $464,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 27,067 | $463,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 86,635 | $463,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 42,723 | $463,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 10,324 | $462,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 7,262 | $460,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 8,717 | $457,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 30,144 | $455,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 18,674 | $454,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 31,179 | $453,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 21,885 | $453,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 33,567 | $452,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 12,299 | $451,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 22,472 | $449,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 52,823 | $448,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 15,726 | $447,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 99,068 | $447,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 47,841 | $447,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 20,482 | $446,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 17,407 | $446,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 13,960 | $444,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 35,598 | $443,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 31,055 | $443,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 192,744 | $441,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 20,289 | $440,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 13,214 | $440,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 153,344 | $439,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 11,511 | $439,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 4,131 | $438,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 85,304 | $437,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 10,465 | $437,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 27,497 | $436,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 77,728 | $435,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 12,427 | $434,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 40,876 | $432,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 18,848 | $431,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 50,997 | $431,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 24,299 | $430,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 18,315 | $430,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 75,968 | $430,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 76,139 | $429,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 242,310 | $429,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 37,972 | $428,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 67,422 | $428,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 470,182 | $428,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 40,308 | $427,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 48,802 | $427,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 43,833 | $427,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 32,128 | $425,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 24,410 | $425,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 12,512 | $423,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 18,569 | $422,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 4,781 | $422,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 14,265 | $421,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 31,738 | $420,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 32,758 | $418,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 30,346 | $417,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 14,286 | $415,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 17,896 | $415,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 482,000 | $415,000 | thousands by filing date | principal |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 30,421 | $414,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 20,118 | $414,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 122,419 | $414,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 11,689 | $413,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 66,107 | $413,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 35,262 | $412,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 16,343 | $411,000 | thousands by filing date | |
| AURIS MED HLDG AG | H0381L104 | COM | 526,823 | $411,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 25,098 | $410,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 21,234 | $409,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 29,871 | $408,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 15,270 | $407,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 72,732 | $407,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 415,000 | $407,000 | thousands by filing date | principal |
| TELARIA INC | 879181105 | COM | 100,807 | $407,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 153,503 | $406,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 418,657 | $406,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 97,927 | $401,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 29,783 | $401,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 66,656 | $397,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 21,033 | $397,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,726 | $396,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 16,249 | $396,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 106,506 | $395,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 368 | $394,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 87,036 | $392,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 61,337 | $391,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 267,900 | $391,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 70,434 | $391,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 405,000 | $390,000 | thousands by filing date | principal |
| 180 DEGREE CAP CORP | 68235B109 | COM | 168,315 | $389,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 9,874 | $386,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 29,677 | $386,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 29,800 | $386,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 6,213 | $385,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 80,581 | $384,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 33,215 | $383,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 10,928 | $383,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 102,322 | $383,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 16,065 | $382,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 12,453 | $381,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 36,909 | $380,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 16,591 | $379,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 12,372 | $378,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 379,000 | $378,000 | thousands by filing date | principal |
| UNIVAR INC | 91336L107 | COMMON STOCK | 14,346 | $377,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 35,062 | $377,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 16,217 | $377,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 46,181 | $376,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 129,000 | $376,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 21,721 | $376,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 7,398 | $376,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 15,507 | $375,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,465 | $374,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 116,343 | $373,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 197,388 | $373,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 22,965 | $366,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 15,788 | $366,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 12,700 | $366,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 55,635 | $365,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 3,620 | $364,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 15,365 | $364,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 23,721 | $363,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 113,026 | $362,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 84,237 | $362,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 6,247 | $361,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 122,383 | $361,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 25,137 | $361,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 132,937 | $361,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 15,941 | $359,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 22,080 | $359,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 28,607 | $358,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 31,959 | $358,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 36,657 | $357,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 42,507 | $357,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 8,274 | $356,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 123,747 | $356,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 59,675 | $356,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 24,943 | $355,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 205,031 | $355,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 55,328 | $355,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 58,207 | $350,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 14,304 | $349,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 35,684 | $348,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 28,405 | $347,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 24,586 | $346,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 8,534 | $344,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 221,100 | $343,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 16,883 | $343,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 18,462 | $342,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 30,969 | $340,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 42,772 | $340,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 24,840 | $340,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 113,596 | $340,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 67,801 | $339,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 23,131 | $339,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 39,291 | $338,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 59,387 | $338,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 27,128 | $338,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 23,895 | $337,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 27,200 | $337,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 23,193 | $337,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 7,269 | $335,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 38,327 | $335,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 26,369 | $335,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 4,887 | $335,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 13,746 | $333,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 5,000 | $332,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 45,521 | $331,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 228,373 | $331,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 29,181 | $330,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 39,080 | $330,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 72,577 | $330,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 33,443 | $329,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 13,237 | $327,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 13,159 | $326,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 12,254 | $325,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 21,712 | $325,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,440 | $325,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 12,268 | $325,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 14,186 | $323,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 31,700 | $323,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 14,852 | $323,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 34,307 | $322,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 32,718 | $322,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 14,593 | $322,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 201,523 | $322,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 65,405 | $321,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 16,415 | $320,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 25,178 | $320,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 167,125 | $318,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 8,236 | $317,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 25,572 | $317,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 31,753 | $316,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 48,137 | $315,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 497,527 | $314,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 25,307 | $313,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 5,000 | $313,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 24,774 | $313,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,328 | $312,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 6,412 | $312,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 47,997 | $311,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 36,682 | $310,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 17,462 | $309,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 11,929 | $309,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 45,680 | $308,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 57,090 | $308,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,432,935 | $308,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 18,532 | $308,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 35,919 | $307,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 30,485 | $307,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 54,284 | $305,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 11,067 | $304,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 208,000 | $304,000 | thousands by filing date | principal |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 29,568 | $303,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 11,633 | $302,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 47,583 | $302,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 21,082 | $301,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 18,896 | $300,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 131,162 | $299,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 20,447 | $298,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 23,249 | $298,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 39,635 | $297,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 1,160 | $297,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 37,516 | $296,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 55,446 | $295,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 84,434 | $294,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 29,628 | $293,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 18,631 | $293,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 294,000 | $293,000 | thousands by filing date | principal |
| LSB INDS INC | 502160104 | COM | 54,872 | $292,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 28,559 | $292,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 17,710 | $292,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 27,448 | $291,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 220,317 | $291,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 21,378 | $290,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 31,275 | $289,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 8,644 | $287,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 3,892 | $286,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 214,000 | $286,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 18,082 | $286,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 20,932 | $285,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 9,128 | $285,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 10,722 | $282,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 18,779 | $282,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 35,589 | $282,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,742 | $282,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 30,186 | $281,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 4,856 | $280,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 10,245 | $279,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 22,660 | $276,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 26,305 | $275,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 38,667 | $274,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 54,580 | $274,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 19,757 | $273,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 12,536 | $273,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,870 | $273,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 20,367 | $273,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 50,562 | $273,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 30,936 | $271,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 63,628 | $271,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 15,333 | $271,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 27,208 | $271,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 29,012 | $270,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 15,785 | $270,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 17,008 | $269,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 10,499 | $269,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 74,451 | $268,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 295,000 | $268,000 | thousands by filing date | principal |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 7,009 | $266,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 6,226,200 | $266,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 13,697 | $265,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 21,672 | $264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 7,736 | $264,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 22,120 | $264,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 273,000 | $264,000 | thousands by filing date | principal |
| GULFMARK OFFSHORE INC | 402629505 | COM | 7,872 | $264,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 277 | $263,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 37,959 | $263,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 28,440 | $262,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 29,226 | $260,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 14,656 | $259,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 9,879 | $259,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 5,203 | $258,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 46,982 | $258,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 12,310 | $257,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 8,730 | $257,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 188,928 | $257,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 300,349 | $257,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 257,000 | $257,000 | thousands by filing date | principal |
| KOREA FD INC | 500634209 | COM NEW | 6,701 | $256,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 20,353 | $256,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 509,550 | $256,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656103 | CL A | 23,477 | $255,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 15,518 | $253,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $252,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 95,440 | $251,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 26,685 | $251,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 72,900 | $251,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 7,258 | $250,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 5,692 | $250,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 126,063 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 7,101 | $247,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 14,570 | $246,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 35,563 | $245,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 18,937 | $243,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 133,440 | $243,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,951 | $242,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 27,970 | $241,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 34,528 | $240,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 79,225 | $240,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 6,585 | $240,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 5,996 | $239,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,059 | $238,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 199,721 | $237,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 419,835 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 4,186 | $234,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 7,247 | $234,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 50,420 | $232,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 7,297 | $232,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 12,167 | $232,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,680 | $230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 4,902 | $230,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 7,945 | $230,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 6,363 | $230,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 159,373 | $230,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 219,000 | $228,000 | thousands by filing date | principal |
| ISRAMCO INC | 465141406 | COM | 1,848 | $227,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 134,000 | $226,000 | thousands by filing date | principal |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 81,200 | $225,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 25,814 | $224,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 28,662 | $223,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 16,241 | $223,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 19,109 | $223,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 70,122 | $222,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 6,557 | $222,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 234,000 | $222,000 | thousands by filing date | principal |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 7,814 | $221,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 16,702 | $220,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 29,439 | $219,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 9,623 | $219,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 54,437 | $219,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000508 | this filing | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000452 | base | 2019-04-23 | acceptance time not in the bulk data set |