13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,836 holding rows worth $370,131,696,000.
- Accession
- 0000895421-18-000508
- Filer
- CIK 895421
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 26,111 entries on the cover page, a total value of $370,131,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $370,131,696,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 128,721 | $1,186,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 227,721 | $1,182,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 33,118 | $1,182,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 115,618 | $1,180,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 495,177 | $1,179,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 72,915 | $1,176,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 32,680 | $1,175,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 283,325 | $1,175,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 104,120 | $1,174,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 172,669 | $1,174,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 83,671 | $1,173,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 78,431 | $1,173,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 71,296 | $1,173,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 67,804 | $1,171,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 41,780 | $1,170,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 105,830 | $1,165,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 127,059 | $1,165,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 58,827 | $1,164,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 194,121 | $1,164,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 132,836 | $1,162,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 233,439 | $1,160,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 74,519 | $1,160,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 89,763 | $1,157,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 468,267 | $1,152,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 407,244 | $1,149,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 10,084 | $1,147,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 122,911 | $1,147,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 46,670 | $1,145,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 37,232 | $1,143,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 59,060 | $1,143,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 68,077 | $1,140,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 59,549 | $1,140,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 247,452 | $1,138,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 88,531 | $1,133,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 131,833 | $1,130,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 513,454 | $1,130,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 241,026 | $1,129,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 90,464 | $1,129,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 228,154 | $1,129,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 98,067 | $1,128,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 192,828 | $1,128,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 26,017 | $1,128,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 37,627 | $1,126,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 23,927 | $1,125,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 192,532 | $1,124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 57,580 | $1,122,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 28,556 | $1,122,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 40,389 | $1,120,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 64,553 | $1,120,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 35,137 | $1,120,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 28,026 | $1,118,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 24,031 | $1,118,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 328,083 | $1,117,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 79,911 | $1,116,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 87,536 | $1,116,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 101,842 | $1,115,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 520,000 | $1,115,000 | thousands by filing date | principal |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 62,587 | $1,110,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 34,797 | $1,110,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,132,327 | $1,107,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 25,265 | $1,105,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 93,813 | $1,105,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 73,003 | $1,103,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 199,541 | $1,103,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 11,094 | $1,102,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 245,581 | $1,100,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 203,742 | $1,099,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 24,464 | $1,098,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 40,641 | $1,097,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 56,955 | $1,097,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 52,935 | $1,092,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 22,332 | $1,089,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 71,787 | $1,088,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 116,564 | $1,088,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 57,136 | $1,084,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 35,668 | $1,083,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 138,541 | $1,083,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 17,224 | $1,083,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 76,904 | $1,082,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 26,767 | $1,082,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 151,427 | $1,081,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 20,747 | $1,081,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 29,323 | $1,080,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 71,410 | $1,079,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 389,292 | $1,079,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 566,089 | $1,076,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 189,795 | $1,075,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 30,589 | $1,072,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 204,275 | $1,072,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 48,796 | $1,072,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 31,427 | $1,071,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 306,727 | $1,070,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 39,795 | $1,068,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 65,137 | $1,068,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 40,603 | $1,067,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 71,495 | $1,066,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 1,068,000 | $1,063,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 299,075 | $1,062,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 66,310 | $1,060,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 267 | $1,059,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 70,074 | $1,059,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 64,000 | $1,057,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 68,133 | $1,056,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 303,977 | $1,055,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 59,853 | $1,054,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 80,147 | $1,053,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 65,573 | $1,053,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 118,330 | $1,048,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 53,317 | $1,048,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 139,058 | $1,046,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 57,085 | $1,045,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 34,656 | $1,043,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 62,136 | $1,042,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 20,914 | $1,035,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 140,755 | $1,034,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 99,724 | $1,034,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 102,489 | $1,031,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 36,921 | $1,030,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 16,689 | $1,027,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 57,377 | $1,024,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 64,938 | $1,024,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 80,456 | $1,022,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 44,452 | $1,020,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 285,875 | $1,020,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 12,773 | $1,016,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 33,801 | $1,015,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 125,374 | $1,015,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 39,230 | $1,015,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 28,133 | $1,015,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 65,480 | $1,014,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 62,238 | $1,012,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 74,066 | $1,009,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 15,485 | $1,003,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 409,686 | $1,000,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 26,166 | $998,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 92,187 | $996,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 24,871 | $995,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 44,202 | $989,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 44,740 | $989,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 29,281 | $989,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 129,213 | $987,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 22,309 | $986,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 515,417 | $984,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 86,718 | $981,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 39,164 | $980,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 85,872 | $979,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 36,873 | $978,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 41,694 | $978,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 27,113 | $975,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,541,000 | $974,000 | thousands by filing date | principal |
| GEOPARK LTD USD SHS | G38327105 | Stock | 47,152 | $973,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 20,728 | $972,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 136,534 | $972,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 149,550 | $972,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 196,885 | $971,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 116,473 | $967,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 138,048 | $966,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 379,020 | $959,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 20,298 | $956,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 35,404 | $955,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 303,208 | $955,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 47,000 | $955,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 122,323 | $954,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 40,368 | $954,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 68,802 | $949,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 35,971 | $944,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 99,838 | $943,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 45,521 | $941,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 41,105 | $936,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 29,103 | $935,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 57,333 | $933,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 98,136 | $931,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 19,326 | $930,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 75,517 | $929,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 55,044 | $928,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 29,646 | $927,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 25,777 | $927,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 52,164 | $927,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 148,030 | $925,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 70,880 | $924,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 130,662 | $915,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 119,525 | $915,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 11,172 | $914,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 323,089 | $914,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 34,890 | $912,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 61,929 | $910,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 29,931 | $909,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 73,445 | $908,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 318,480 | $908,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 127,726 | $907,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 10,027 | $906,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,095 | $900,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,011,276 | $900,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 67,501 | $899,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 45,651 | $899,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 21,298 | $898,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 30,593 | $897,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,654,292 | $896,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 68,372 | $896,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 39,217 | $896,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 114,849 | $895,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 23,979 | $894,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 167,571 | $894,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 108,380 | $894,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 28,237 | $892,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 268,074 | $891,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 89,577 | $889,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 22,717 | $887,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 25,789 | $887,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 79,486 | $886,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 34,864 | $886,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 18,682 | $884,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 78,160 | $881,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 52,102 | $880,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 106,456 | $878,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 59,466 | $878,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 69,251 | $872,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 126,198 | $871,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 58,328 | $869,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 25,686 | $867,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 255,900 | $865,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 907,000 | $862,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 35,959 | $861,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 70,087 | $858,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 121,862 | $854,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 27,728 | $850,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 14,514 | $848,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 225,000 | $848,000 | thousands by filing date | principal |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 61,199 | $847,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 519,980 | $847,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 95,651 | $847,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 127,445 | $844,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 34,707 | $842,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V514 | RUSEL 2000 EQL | 18,147 | $841,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 32,311 | $840,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 44,859 | $840,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 51,402 | $840,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 56,827 | $839,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 85,893 | $838,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 35,128 | $837,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 60,742 | $836,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $836,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 52,095 | $832,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 85,510 | $829,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 43,406 | $829,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,644,800 | $828,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 93,973 | $828,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 170,144 | $827,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 707,695 | $827,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 20,454 | $825,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 179,330 | $825,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 202,116 | $823,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 4,454 | $818,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 20,686 | $818,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 9,199 | $817,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 69,040 | $817,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 155,350 | $817,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 45,992 | $816,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 207,190 | $810,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 39,022 | $809,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 46,563 | $808,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 20,995 | $807,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 313,015 | $807,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 36,012 | $805,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 25,555 | $805,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 87,896 | $804,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,488 | $802,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 37,849 | $801,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 323,575 | $800,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 6,229 | $798,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 77,406 | $798,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 267,599 | $798,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 236,988 | $794,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 11,723 | $793,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 28,564 | $793,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 85,659 | $792,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 69,969 | $792,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 43,719 | $791,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 20,801 | $789,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 55,976 | $787,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 22,856 | $786,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 45,953 | $785,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 76,819 | $784,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 16,824 | $783,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 20,951 | $782,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 32,082 | $781,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 90,547 | $779,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 34,963 | $778,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 681,389 | $777,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 33,039 | $777,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 21,753 | $776,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 26,207 | $776,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 72,542 | $776,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 59,172 | $774,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 716,800 | $773,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 19,836 | $773,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 18,825 | $773,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 31,444 | $772,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 86,598 | $771,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 70,901 | $769,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 20,351 | $767,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 9,321 | $765,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 81,220 | $764,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 77,607 | $761,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 61,478 | $761,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 22,974 | $761,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 205,412 | $760,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 178,931 | $760,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 17,250 | $757,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 94,314 | $757,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 193,678 | $755,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 25,136 | $754,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 23,371 | $751,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 25,353 | $751,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 14,263 | $749,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 542,900 | $749,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 723,000 | $749,000 | thousands by filing date | principal |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 55,705 | $748,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 55,194 | $747,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 25,825 | $745,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 29,882 | $745,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 59,805 | $744,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 30,679 | $743,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 5,565 | $742,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 45,423 | $741,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 17,375 | $741,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 39,465 | $739,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 220,166 | $739,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 139,211 | $738,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 5,201 | $736,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 23,584 | $736,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 53,824 | $735,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 147,668 | $735,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 323,159 | $733,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 16,477 | $733,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 32,024 | $733,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 38,057 | $733,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 33,563 | $731,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 60,967 | $730,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 21,946 | $729,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 322,049 | $727,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 56,810 | $725,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 54,946 | $723,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 26,888 | $722,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 65,111 | $720,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 36,257 | $720,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 155,161 | $720,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 14,335 | $719,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,513 | $719,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 63,420 | $718,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 55,993 | $717,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 17,700 | $716,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 18,120 | $716,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 729,721 | $715,000 | thousands by filing date | principal |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 13,713 | $713,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 54,048 | $712,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 23,263 | $712,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 12,584 | $712,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 56,234 | $711,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 439,525 | $708,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 31,539 | $704,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 19,810 | $703,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 311,034 | $703,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 22,188 | $702,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGD ETF | 46090A606 | MLT STRGY ALTE | 31,881 | $702,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 79,128 | $701,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 47,253 | $701,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 117,818 | $700,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 86,700 | $699,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 6,032 | $699,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 78,290 | $698,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 43,496 | $697,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 22,555 | $696,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 34,053 | $695,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 421,038 | $695,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 62,378 | $695,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 159,194 | $693,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 47,873 | $692,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 6,232 | $692,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 10,365 | $689,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 17,484 | $688,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 47,013 | $687,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 21,181 | $687,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 11,455 | $687,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 26,241 | $687,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 237,985 | $681,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 15,261 | $680,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 39,277 | $680,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 166,690 | $680,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 8,910 | $679,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 85,049 | $677,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 24,407 | $677,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 38,951 | $676,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 220,401 | $674,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 44,642 | $672,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 113,542 | $670,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 29,934 | $669,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 28,464 | $669,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 14,392 | $668,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 88,296 | $667,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 500,000 | $667,000 | thousands by filing date | principal |
| WEYCO GROUP INC COM | 962149100 | Stock | 18,311 | $666,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 8,324 | $666,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 60,000 | $664,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 26,728 | $663,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 85,659 | $663,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 68,655 | $663,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 51,278 | $662,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 410,500 | $661,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 62,875 | $660,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 21,527 | $660,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 74,672 | $660,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 7,860 | $659,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 18,342 | $654,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 19,384 | $654,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 652,000 | $654,000 | thousands by filing date | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 53,258 | $653,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 31,781 | $652,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 66,789 | $651,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 91,866 | $650,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 44,009 | $649,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $649,000 | thousands by filing date | principal |
| AQUANTIA CORP | 03842Q108 | COM | 56,101 | $649,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 24,745 | $649,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 20,910 | $647,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 49,208 | $645,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 64,696 | $645,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 126,911 | $644,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 52,352 | $644,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 126,341 | $641,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 29,396 | $641,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 947,371 | $640,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 48,875 | $639,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 45,133 | $638,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 92,369 | $638,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 27,556 | $637,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 66,758 | $636,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 84,118 | $635,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 27,547 | $635,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 55,822 | $634,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 269,293 | $633,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 132,060 | $632,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 900,000 | $632,000 | thousands by filing date | principal |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 7,902 | $625,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 316,548 | $624,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 16,502 | $623,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 54,128 | $622,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 45,045 | $622,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 55,805 | $622,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 10,459 | $620,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 47,175 | $618,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 22,023 | $617,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 576,091 | $616,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 149,669 | $616,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 30,070 | $614,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 32,912 | $611,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 222,037 | $611,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 31,504 | $611,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 17,379 | $609,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 22,026 | $609,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 13,179 | $608,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 23,090 | $608,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 34,009 | $606,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 24,463 | $606,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 47,451 | $605,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 64,871 | $604,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 23,809 | $603,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 17,693 | $602,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 31,826 | $602,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 15,388 | $601,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 82,996 | $601,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 115,622 | $601,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 16,218 | $600,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 16,044 | $599,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 4,204 | $599,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 25,115 | $598,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 36,927 | $596,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 143,246 | $594,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 50,264 | $594,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 69,922 | $594,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 24,449 | $594,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 44,290 | $593,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 1,592,311 | $593,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 73,397 | $593,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 41,260 | $592,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 148,258 | $592,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 28,258 | $591,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 94,676 | $591,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 160,000 | $591,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 24,282 | $591,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 19,019 | $587,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 22,363 | $583,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 157,493 | $582,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 57,460 | $581,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 44,924 | $577,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 134,786 | $577,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 277,826 | $577,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 27,326 | $575,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 31,931 | $575,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 89,708 | $574,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000508 | this filing | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000452 | base | 2019-04-23 | acceptance time not in the bulk data set |