13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,757 holding rows worth $365,347,404,000.
- Accession
- 0000895421-18-000333
- Filer
- CIK 895421
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 25,509 entries on the cover page, a total value of $365,347,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $365,347,404,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OBSIDIAN ENERGY LTD | 674482104 | COM | 2,790,805 | $3,461,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 418,981 | $3,451,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 58,402 | $3,444,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,480,166 | $3,434,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 142,539 | $3,431,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 50,094 | $3,417,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 118,690 | $3,410,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 131,036 | $3,404,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 60,687 | $3,401,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 353,906 | $3,397,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 500,000 | $3,396,000 | thousands by filing date | principal |
| CRH MEDICAL CORP | 12626F105 | COM | 1,281,390 | $3,395,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 100,197 | $3,386,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 146,744 | $3,382,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 232,040 | $3,370,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 99,726 | $3,369,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 85,323 | $3,368,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 3,775,000 | $3,366,000 | thousands by filing date | principal |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 51,942 | $3,359,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 133,385 | $3,352,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 42,667 | $3,351,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 400,984 | $3,349,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 164,392 | $3,343,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 398,104 | $3,336,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 552,352 | $3,336,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 377,807 | $3,332,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 70,400 | $3,330,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 131,607 | $3,330,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 851,134 | $3,328,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 462,748 | $3,327,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,822,000 | $3,322,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 3,754,000 | $3,321,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 383,813 | $3,320,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 327,132 | $3,320,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 37,569 | $3,318,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 73,120 | $3,316,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 157,393 | $3,315,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 235,111 | $3,313,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 246,941 | $3,309,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 93,060 | $3,307,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 34,219 | $3,303,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 241,161 | $3,303,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 154,001 | $3,301,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 31,118 | $3,299,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 176,501 | $3,292,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 84,244 | $3,288,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 58,827 | $3,282,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 268,960 | $3,276,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 3,000,000 | $3,271,000 | thousands by filing date | principal |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 150,085 | $3,263,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 161,475 | $3,255,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 322,404 | $3,247,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 307,815 | $3,240,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 114,357 | $3,236,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 218,850 | $3,236,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 102,068 | $3,235,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 354,004 | $3,231,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 104,464 | $3,230,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 101,139 | $3,221,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 211,666 | $3,219,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 197,145 | $3,218,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 121,377 | $3,216,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 137,247 | $3,207,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 91,573 | $3,206,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 101,742 | $3,203,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 102,463 | $3,197,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 116,291 | $3,195,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 119,329 | $3,192,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 331,945 | $3,190,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 172,386 | $3,189,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 285,431 | $3,188,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 54,122 | $3,182,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 102,037 | $3,179,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 110,975 | $3,175,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 129,702 | $3,175,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 628,677 | $3,174,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 519,062 | $3,172,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 184,375 | $3,172,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 216,520 | $3,170,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 101,874 | $3,169,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 48,641 | $3,166,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 212,365 | $3,164,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 146,534 | $3,164,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 47,017 | $3,161,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 258,022 | $3,161,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 235,451 | $3,160,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 37,515 | $3,158,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 54,080 | $3,155,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 186,812 | $3,154,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 200,278 | $3,154,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 96,127 | $3,153,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 57,581 | $3,152,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 61,201 | $3,147,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 65,999 | $3,146,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 174,352 | $3,146,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 51,044 | $3,143,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 70,055 | $3,140,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 28,677 | $3,138,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,770,733 | $3,135,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 54,839 | $3,135,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 95,166 | $3,133,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 250,040 | $3,129,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 93,349 | $3,125,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 78,001 | $3,124,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 350,763 | $3,122,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 206,700 | $3,122,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 147,975 | $3,118,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 126,388 | $3,118,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 310,131 | $3,117,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 153,496 | $3,109,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 173,678 | $3,109,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 518,646 | $3,107,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 124,520 | $3,102,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 169,516 | $3,092,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 942,984 | $3,092,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 333,024 | $3,091,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 57,995 | $3,088,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,384,046 | $3,086,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 75,712 | $3,084,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 97,553 | $3,081,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 141,248 | $3,074,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 65,361 | $3,071,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 130,233 | $3,070,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 125,562 | $3,064,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 118,136 | $3,062,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 157,503 | $3,061,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 51,578 | $3,059,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 187,319 | $3,055,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 123,912 | $3,049,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 68,245 | $3,046,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 354,071 | $3,045,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 3,015,000 | $3,045,000 | thousands by filing date | principal |
| US ECOLOGY INC COM | 91732J102 | COM | 59,704 | $3,044,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 757,249 | $3,044,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 29,509 | $3,035,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 145,973 | $3,030,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 167,902 | $3,022,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,264,120 | $3,021,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 269,832 | $3,011,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 82,259 | $3,010,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 38,465 | $3,010,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 116,381 | $3,006,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 83,109 | $3,004,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 114,297 | $3,002,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 28,384 | $3,000,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 719,168 | $2,999,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 145,625 | $2,997,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 289,864 | $2,994,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 246,386 | $2,993,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 169,547 | $2,982,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 1,045,935 | $2,981,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 174,335 | $2,978,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 218,610 | $2,975,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 127,287 | $2,971,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 118,225 | $2,971,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 138,178 | $2,969,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 51,904 | $2,966,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 190,050 | $2,965,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 402,792 | $2,960,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 176,473 | $2,957,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 123,189 | $2,957,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 40,268 | $2,954,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 137,505 | $2,949,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 78,060 | $2,944,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 60,490 | $2,942,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 116,107 | $2,941,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 120,063 | $2,931,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 178,196 | $2,926,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,455,000 | $2,924,000 | thousands by filing date | principal |
| AZZ INC COM | 002474104 | Stock | 57,103 | $2,918,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 110,582 | $2,916,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 117,159 | $2,915,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 154,424 | $2,912,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 295,806 | $2,907,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 135,763 | $2,905,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 216,885 | $2,899,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 198,847 | $2,896,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 194,986 | $2,888,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 81,611 | $2,886,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 205,172 | $2,886,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 223,961 | $2,882,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 83,072 | $2,881,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 238,069 | $2,876,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 169,982 | $2,875,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 125,735 | $2,874,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 117,666 | $2,872,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 87,978 | $2,869,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 130,320 | $2,866,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,228,000 | $2,865,000 | thousands by filing date | principal |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 78,843 | $2,863,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,213,082 | $2,862,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 52,852 | $2,862,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,644,000 | $2,861,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 129,329 | $2,861,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 172,261 | $2,859,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 39,314 | $2,857,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 196,053 | $2,856,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 381,061 | $2,850,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 113,681 | $2,846,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,840,000 | $2,843,000 | thousands by filing date | principal |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 187,166 | $2,841,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 480,889 | $2,837,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 3,305,000 | $2,835,000 | thousands by filing date | principal |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 117,689 | $2,834,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 87,071 | $2,833,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 73,603 | $2,833,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 32,823 | $2,830,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 31,518 | $2,824,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 91,544 | $2,819,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 3,000,000 | $2,818,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 32,855 | $2,817,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 43,414 | $2,812,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,196,080 | $2,811,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 150,980 | $2,811,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 235,739 | $2,810,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 279,389 | $2,794,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 89,138 | $2,791,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 205,178 | $2,787,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 457,962 | $2,784,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 344,573 | $2,777,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 124,956 | $2,776,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 133,107 | $2,776,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 35,563 | $2,776,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 107,743 | $2,774,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 1,506,000 | $2,771,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 31,242 | $2,764,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 119,858 | $2,757,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 128,647 | $2,756,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 34,274 | $2,755,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 205,197 | $2,755,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 215,927 | $2,754,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 135,369 | $2,752,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 82,164 | $2,752,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 147,423 | $2,752,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 84,819 | $2,750,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 141,045 | $2,749,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 554,814 | $2,747,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 46,769 | $2,745,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 880,129 | $2,745,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 175,324 | $2,743,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 242,435 | $2,735,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 142,103 | $2,731,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,500,000 | $2,725,000 | thousands by filing date | principal |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 53,688 | $2,724,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 64,107 | $2,721,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 99,789 | $2,714,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 39,872 | $2,711,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 221,495 | $2,711,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 612,703 | $2,702,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 172,431 | $2,699,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 162,416 | $2,698,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,925,000 | $2,698,000 | thousands by filing date | principal |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 52,224 | $2,697,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 152,840 | $2,695,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 93,989 | $2,692,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 190,595 | $2,687,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 27,744 | $2,687,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 96,237 | $2,684,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 192,189 | $2,681,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 31,869 | $2,673,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 254,939 | $2,672,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 39,051 | $2,671,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 60,430 | $2,671,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 261,754 | $2,665,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 193,132 | $2,661,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 348,782 | $2,661,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 88,305 | $2,657,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 22,714 | $2,656,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 145,578 | $2,656,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 222,298 | $2,654,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 223,637 | $2,652,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,472,000 | $2,651,000 | thousands by filing date | principal |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 205,311 | $2,648,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 357,128 | $2,647,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 73,614 | $2,644,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 35,005 | $2,642,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 48,491 | $2,642,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 187,374 | $2,640,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 25,992 | $2,640,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 57,457 | $2,634,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 40,690 | $2,632,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 37,617 | $2,630,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 128,202 | $2,630,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 53,173 | $2,629,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 175,409 | $2,626,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 52,881 | $2,624,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 327,865 | $2,623,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 101,900 | $2,621,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2,606,000 | $2,616,000 | thousands by filing date | principal |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 229,278 | $2,609,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 220,713 | $2,607,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 93,662 | $2,605,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 40,289 | $2,597,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 127,599 | $2,596,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 603,621 | $2,596,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 196,051 | $2,596,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 936,482 | $2,595,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 310,747 | $2,590,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 191,195 | $2,587,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 60,698 | $2,582,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 45,772 | $2,581,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 341,536 | $2,581,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 166,232 | $2,576,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 108,179 | $2,571,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 98,093 | $2,566,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 99,536 | $2,563,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 297,379 | $2,558,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 188,371 | $2,555,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 364,381 | $2,554,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 262,403 | $2,553,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 159,701 | $2,552,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 63,692 | $2,552,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 72,158 | $2,549,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 205,496 | $2,549,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 126,602 | $2,546,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 33,972 | $2,542,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 120,483 | $2,542,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 471,044 | $2,539,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 363,738 | $2,532,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 92,643 | $2,530,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 174,593 | $2,520,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 140,388 | $2,520,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 251,928 | $2,519,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 531,124 | $2,517,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 136,126 | $2,517,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 122,174 | $2,517,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 95,940 | $2,515,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 55,177 | $2,515,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 161,629 | $2,513,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 163,493 | $2,511,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 138,676 | $2,510,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 115,768 | $2,507,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 43,887 | $2,501,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 117,391 | $2,500,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 349,331 | $2,497,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 743,530 | $2,490,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 268,369 | $2,488,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 230,331 | $2,488,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 71,282 | $2,487,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 44,983 | $2,485,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 64,920 | $2,471,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 77,087 | $2,470,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 144,982 | $2,469,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 297,102 | $2,467,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 128,203 | $2,466,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 167,000 | $2,466,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 21,883 | $2,466,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 98,014 | $2,464,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 378,085 | $2,461,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 186,401 | $2,460,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 61,417 | $2,459,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 103,018 | $2,457,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 226,230 | $2,457,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 208,169 | $2,457,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 98,183 | $2,450,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 54,174 | $2,436,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 198,010 | $2,435,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 2,408,000 | $2,435,000 | thousands by filing date | principal |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 257,817 | $2,434,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 226,560 | $2,433,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 102,438 | $2,432,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 183,495 | $2,431,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,854,712 | $2,430,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 270,077 | $2,428,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 34,835 | $2,426,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 60,320 | $2,424,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 85,606 | $2,418,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 40,435 | $2,415,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 26,354 | $2,413,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 58,128 | $2,406,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 61,880 | $2,404,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 111,575 | $2,398,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 104,458 | $2,394,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 178,561 | $2,393,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 420,729 | $2,390,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 407,977 | $2,387,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 954,892 | $2,387,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 44,856 | $2,383,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 236,982 | $2,382,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 87,438 | $2,382,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 244,777 | $2,382,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 80,522 | $2,381,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 466,595 | $2,380,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 139,891 | $2,376,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 52,839 | $2,374,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 170,201 | $2,372,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 183,595 | $2,368,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 35,173 | $2,367,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 72,118 | $2,364,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 93,906 | $2,357,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 62,410 | $2,356,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 127,508 | $2,353,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 127,161 | $2,352,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 150,483 | $2,351,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 103,293 | $2,340,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 112,842 | $2,338,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 7,053 | $2,336,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 158,464 | $2,335,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 170,994 | $2,334,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 431,680 | $2,331,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,259,329 | $2,329,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 265,601 | $2,327,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,128,437 | $2,325,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 97,022 | $2,324,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 43,844 | $2,324,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 70,348 | $2,318,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 67,116 | $2,317,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 34,149 | $2,316,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 127,562 | $2,316,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 186,207 | $2,314,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 37,830 | $2,306,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 87,812 | $2,305,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 76,646 | $2,303,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 44,088 | $2,295,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 90,917 | $2,289,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 54,349 | $2,289,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 150,209 | $2,282,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 17,209 | $2,278,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 146,267 | $2,277,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 34,787 | $2,274,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 72,258 | $2,274,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 133,638 | $2,272,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 778,469 | $2,272,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 82,997 | $2,270,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 79,055 | $2,270,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 41,847 | $2,270,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 17,678 | $2,268,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 303,839 | $2,267,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 444,190 | $2,266,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 87,980 | $2,264,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 103,007 | $2,264,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 138,957 | $2,262,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 196,647 | $2,262,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 428,146 | $2,251,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 192,548 | $2,251,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 8,290 | $2,248,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 362,773 | $2,239,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 149,192 | $2,238,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 93,253 | $2,234,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 536,375 | $2,232,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 1,014,568 | $2,232,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 121,655 | $2,220,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 133,047 | $2,219,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 187,170 | $2,218,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 42,793 | $2,216,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 133,148 | $2,215,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 2,197,000 | $2,209,000 | thousands by filing date | principal |
| Flushing Financial Corp | 343873105 | Common Stock | 80,217 | $2,206,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 86,150 | $2,202,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 40,215 | $2,201,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 73,182 | $2,190,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 313,667 | $2,187,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 86,513 | $2,186,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 51,926 | $2,186,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 143,812 | $2,185,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 241,353 | $2,185,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 64,416 | $2,185,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 98,775 | $2,183,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 89,083 | $2,181,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 216,847 | $2,175,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 238,210 | $2,174,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 204,387 | $2,170,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 83,928 | $2,169,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 57,353 | $2,168,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 104,061 | $2,167,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 113,730 | $2,162,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 132,784 | $2,159,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 77,467 | $2,156,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 85,638 | $2,154,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 92,820 | $2,154,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 36,323 | $2,150,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 66,035 | $2,148,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 77,748 | $2,146,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 277,892 | $2,145,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,726,000 | $2,142,000 | thousands by filing date | principal |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 37,378 | $2,142,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 200,328 | $2,141,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 52,243 | $2,141,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 52,899 | $2,139,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 321,456 | $2,138,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 243,683 | $2,132,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 253,078 | $2,129,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 10,297 | $2,128,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 95,280 | $2,122,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 159,865 | $2,120,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 70,334 | $2,109,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 38,476 | $2,108,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 75,835 | $2,108,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 141,911 | $2,107,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 30,358 | $2,106,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 142,493 | $2,103,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 85,674 | $2,102,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 49,030 | $2,102,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 99,531 | $2,101,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 185,893 | $2,101,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 28,413 | $2,100,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 163,668 | $2,095,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 42,246 | $2,087,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 88,806 | $2,085,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 63,005 | $2,085,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000333 | this filing | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000446 | base | 2019-04-23 | acceptance time not in the bulk data set |