13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,757 holding rows worth $365,347,404,000.
- Accession
- 0000895421-18-000333
- Filer
- CIK 895421
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 25,509 entries on the cover page, a total value of $365,347,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $365,347,404,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO MUN INCOME FD | 72200R107 | COM | 81,391 | $1,058,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 94,242 | $1,057,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 25,410 | $1,055,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 135,143 | $1,054,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 22,621 | $1,053,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 30,710 | $1,050,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 60,288 | $1,048,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 118,291 | $1,047,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 55,996 | $1,043,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 105,276 | $1,042,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 65,906 | $1,041,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 36,581 | $1,038,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 150,840 | $1,034,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 75,252 | $1,033,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 64,402 | $1,032,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 114,547 | $1,031,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 62,294 | $1,031,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 56,821 | $1,030,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 24,723 | $1,029,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 98,968 | $1,028,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 126,046 | $1,027,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,000,000 | $1,026,000 | thousands by filing date | principal |
| READING INTL INC | 755408101 | CL A | 61,363 | $1,025,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 42,659 | $1,021,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 30,376 | $1,021,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 125,227 | $1,020,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 55,044 | $1,019,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 126,682 | $1,013,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 40,482 | $1,012,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 2,443 | $1,012,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 43,216 | $1,011,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 31,120 | $1,011,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 29,429 | $1,009,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 58,112 | $1,009,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 41,614 | $1,006,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 41,562 | $1,004,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 53,165 | $1,003,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 20,222 | $1,001,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 31,491 | $998,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 281,934 | $995,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 390,210 | $995,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 40,839 | $995,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 29,281 | $993,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 109,567 | $993,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 35,011 | $992,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 24,612 | $991,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 413,281 | $989,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 54,622 | $989,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 240,389 | $986,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 128,979 | $986,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 31,464 | $985,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 94,279 | $984,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 40,489 | $984,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 22,042 | $982,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 10,749 | $982,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 109,200 | $982,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 36,749 | $982,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 33,705 | $981,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 70,784 | $979,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 48,093 | $978,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 37,053 | $972,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 28,549 | $972,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 52,350 | $968,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 65,478 | $968,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 95,328 | $968,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 28,845 | $967,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 77,158 | $967,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 44,200 | $965,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 28,078 | $958,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 77,465 | $955,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 82,312 | $955,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 229,899 | $954,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 178,210 | $954,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 79,294 | $952,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 144,010 | $948,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 122,576 | $947,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 14,914 | $947,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,566 | $945,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 76,740 | $945,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 127,612 | $945,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 40,155 | $943,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 59,905 | $941,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 20,112 | $940,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 395,702 | $934,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 295,260 | $933,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 227,331 | $932,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 118,923 | $931,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 23,921 | $931,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 37,659 | $930,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 29,703 | $930,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 21,869 | $930,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 10,117 | $928,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 284,599 | $928,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 210,287 | $927,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 65,888 | $923,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 31,002 | $922,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 245,331 | $922,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 58,498 | $921,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 24,454 | $920,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 76,311 | $919,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 23,732 | $915,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 77,396 | $912,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 227,821 | $911,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 173,442 | $909,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 53,383 | $908,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 50,998 | $906,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 21,600 | $906,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 52,946 | $905,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 25,738 | $904,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 57,163 | $898,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 150,072 | $894,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 144,894 | $894,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 36,234 | $894,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 16,867 | $891,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 52,034 | $890,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 61,239 | $890,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 64,303 | $888,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 92,250 | $888,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 12,788 | $886,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 55,655 | $885,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 7,021 | $883,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 767,745 | $883,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 46,104 | $883,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 69,996 | $882,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 746,000 | $882,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 39,650 | $881,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 31,826 | $880,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 50,813 | $877,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 57,634 | $877,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 23,488 | $876,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 57,431 | $875,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 125,631 | $875,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 59,283 | $872,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 146,516 | $871,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 20,150 | $871,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 58,777 | $870,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 43,098 | $870,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 117,421 | $869,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 207,851 | $867,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 12,130 | $866,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,089,363 | $865,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 61,952 | $863,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 68,685 | $863,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 50,450 | $863,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 93,617 | $862,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 304,710 | $862,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 121,268 | $861,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 57,286 | $861,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 110,718 | $860,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,560,000 | $858,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 114,091 | $858,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 172,531 | $857,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 31,150 | $856,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 103,679 | $854,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 71,123 | $853,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 37,803 | $852,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 134,433 | $851,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 362,217 | $850,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 51,243 | $850,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 6,639 | $849,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 32,190 | $847,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 60,373 | $844,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 59,852 | $842,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 10,552 | $842,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 74,242 | $840,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 31,117 | $839,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 41,614 | $838,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 11,163 | $835,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 61,325 | $834,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 40,577 | $832,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 78,313 | $832,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 12,968 | $830,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 435,866 | $829,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 50,436 | $829,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 56,277 | $828,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 180,127 | $827,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 9,408 | $825,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 21,504 | $824,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 28,716 | $824,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 27,708 | $823,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 13,409 | $820,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 77,133 | $816,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 24,949 | $815,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 28,952 | $813,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 68,132 | $810,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 581,000 | $808,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 257,797 | $807,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 31,750 | $806,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 25,095 | $806,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 141,786 | $805,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 32,793 | $805,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 15,507 | $804,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 65,610 | $800,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 59,801 | $800,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 25,897 | $797,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 27,469 | $796,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 64,897 | $795,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 40,962 | $795,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 111,659 | $793,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 21,120 | $791,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 16,404 | $791,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 60,666 | $787,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 55,044 | $787,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 33,967 | $787,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 18,660 | $784,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 17,570 | $784,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 61,027 | $783,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,864 | $782,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 20,300 | $781,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 1,190,154 | $781,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 351,000 | $780,000 | thousands by filing date | principal |
| SHILOH INDUSTRIES INC | 824543102 | COM | 95,086 | $780,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 63,916 | $780,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 29,166 | $779,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 11,097 | $779,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 30,401 | $776,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 44,109 | $776,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 26,647 | $775,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 191,148 | $775,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 37,776 | $772,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 138,665 | $768,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 57,390 | $768,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 29,626 | $766,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 69,039 | $765,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 108,156 | $764,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 28,732 | $763,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 46,174 | $763,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 42,085 | $763,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 91,201 | $762,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 45,964 | $761,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 21,712 | $760,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 10,689 | $760,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 31,642 | $759,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 55,593 | $757,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 48,280 | $757,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 77,853 | $756,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 31,018 | $755,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 356,570 | $753,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 70,148 | $750,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 127,744 | $750,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 19,375 | $750,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 41,388 | $749,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 38,969 | $748,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 58,344 | $747,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 84,880 | $747,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 100,287 | $737,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 35,871 | $737,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 39,988 | $737,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 20,201 | $736,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 33,799 | $735,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 159,516 | $734,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 55,807 | $734,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 31,899 | $732,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 46,908 | $732,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 47,679 | $732,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 78,101 | $731,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 64,057 | $729,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 676,000 | $728,000 | thousands by filing date | principal |
| DAILY JOURNAL CORP | 233912104 | COM | 3,135 | $721,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 524,000 | $721,000 | thousands by filing date | principal |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 114,095 | $719,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 30,376 | $717,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 48,276 | $717,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 31,191 | $715,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 14,834 | $714,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 166,663 | $714,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 17,474 | $713,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 19,732 | $713,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 103,957 | $712,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 161,075 | $711,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 394,537 | $710,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 123,698 | $710,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 705,000 | $710,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 27,095 | $708,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 35,306 | $707,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 97,225 | $706,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 92,630 | $706,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 55,658 | $705,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 157,321 | $705,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 28,005 | $702,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 49,097 | $701,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 198,000 | $701,000 | thousands by filing date | principal |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 28,067 | $700,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 94,722 | $699,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 15,795 | $697,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 208,195 | $696,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 15,998 | $695,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 12,382 | $695,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 29,060 | $691,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 23,856 | $691,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 394,813 | $691,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 12,972 | $690,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 48,147 | $689,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 32,391 | $688,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 35,814 | $686,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 35,917 | $684,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 19,990 | $684,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 29,173 | $681,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 70,418 | $680,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 36,187 | $680,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 221,100 | $679,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 75,587 | $677,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 42,718 | $675,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 25,455 | $673,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 117,289 | $673,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 19,469 | $672,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 26,471 | $672,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 25,532 | $672,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 69,928 | $671,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 34,301 | $671,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 11,076 | $670,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 59,207 | $666,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 146,262 | $665,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 65,912 | $663,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 19,491 | $661,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 18,922 | $661,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 63,112 | $659,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 647,000 | $659,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 248,852 | $657,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 156,400 | $657,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 31,930 | $657,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 6,384 | $655,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 56,636 | $654,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 34,973 | $654,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 79,634 | $653,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 41,143 | $650,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 21,901 | $649,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 49,282 | $648,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 68,962 | $647,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 26,928 | $645,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 61,154 | $644,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 93,554 | $644,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 42,271 | $644,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 23,080 | $642,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 193,754 | $641,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 20,740 | $641,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 97,776 | $639,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 6,655 | $638,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 420,000 | $637,000 | thousands by filing date | principal |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 31,506 | $634,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 21,621 | $633,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 73,535 | $632,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 33,409 | $628,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 202,716 | $626,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 28,919 | $625,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 17,617 | $624,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 109,711 | $623,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 15,044 | $620,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 90,575 | $620,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 140,310 | $617,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 13,554 | $616,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 13,914 | $615,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 19,133 | $615,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 384,100 | $615,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 201,650 | $615,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 43,109 | $614,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 39,106 | $614,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 19,859 | $613,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 180,338 | $611,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 16,186 | $609,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 59,642 | $608,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 47,690 | $607,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 41,036 | $606,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 20,104 | $604,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 14,649 | $602,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 36,823 | $600,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 464,949 | $600,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 140,101 | $600,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 28,913 | $598,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 71,542 | $598,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 73,613 | $597,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 23,106 | $594,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 31,467 | $594,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 19,481 | $592,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 6,786 | $590,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 39,194 | $590,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 17,252 | $589,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,966 | $588,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 29,498 | $587,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 36,330 | $585,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 122,530 | $585,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 207,075 | $584,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 989,319 | $584,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 96,068 | $583,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 33,581 | $583,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 21,863 | $582,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 23,655 | $580,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 24,774 | $580,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 17,599 | $579,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 16,969 | $575,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 27,584 | $574,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 40,312 | $574,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 177,600 | $573,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 210,800 | $573,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 20,351 | $573,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 29,147 | $572,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 17,221 | $571,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 143,588 | $571,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 28,365 | $570,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 50,438 | $569,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 81,808 | $568,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 139,921 | $567,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 12,638 | $567,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 11,270 | $566,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 19,031 | $565,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 21,465 | $565,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 14,621 | $564,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 41,800 | $564,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 27,101 | $563,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 97,818 | $563,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 32,135 | $562,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 86,588 | $560,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 20,045 | $557,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 19,247 | $557,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 5,532 | $556,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 33,664 | $555,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 70,287 | $552,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 28,013 | $552,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 47,982 | $552,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 256,703 | $552,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 176,988 | $552,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 17,271 | $551,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 26,290 | $550,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 28,668 | $550,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 70,899 | $550,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 48,780 | $547,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 774,450 | $547,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 27,364 | $545,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 52,380 | $545,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 4,863 | $545,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 125,100 | $544,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 133,000 | $544,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 20,484 | $543,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 79,792 | $543,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 34,859 | $541,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 55,696 | $541,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 10,584 | $539,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 36,271 | $538,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 108,676 | $538,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 33,571 | $538,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 15,658 | $537,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 9,026 | $537,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 8,091 | $536,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 39,309 | $536,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 19,484 | $536,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 39,881 | $535,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 46,249 | $535,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 109,180 | $533,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 162,095 | $533,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 14,311 | $531,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 21,391 | $531,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 10,502 | $530,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 20,950 | $529,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 14,090 | $529,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 34,016 | $528,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 9,455 | $528,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 10,507 | $527,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 22,786 | $527,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $525,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 35,933 | $524,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 36,930 | $521,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 22,198 | $520,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 71,717 | $520,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 293,495 | $519,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 29,006 | $518,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 504,000 | $518,000 | thousands by filing date | principal |
| RIGNET INC | 766582100 | COM | 34,616 | $517,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 108,091 | $517,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 15,485 | $512,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 30,902 | $512,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 41,580 | $511,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 26,245 | $511,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 23,198 | $510,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 555,000 | $510,000 | thousands by filing date | principal |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 18,527 | $509,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 73,010 | $508,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 26,616 | $507,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 178,381 | $507,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 52,607 | $506,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 8,506 | $505,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 47,577 | $504,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 75,972 | $503,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 54,272 | $499,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 42,948 | $497,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 20,315 | $495,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 162,457 | $494,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 17,858 | $494,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 15,420 | $492,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 76,947 | $490,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 12,370 | $490,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 66,205 | $490,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 108,605 | $488,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 47,660 | $487,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 40,024 | $485,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 9,156 | $485,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 23,452 | $482,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 22,219 | $482,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 30,179 | $481,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 51,787 | $480,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 69,686 | $479,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000333 | this filing | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000446 | base | 2019-04-23 | acceptance time not in the bulk data set |